SEC NEWS DIGEST Issue 2007-96 May 18, 2007 ENFORCEMENT PROCEEDINGS IN THE MATTER OF JOSEPH DEPERGOLA An Administrative Law Judge issued an Order Making Findings and Imposing Sanction by Default (Default Order) in the matter of Joseph Depergola. The Default Order finds that Respondent Joseph Depergola (Depergola) pled guilty to one count of conspiracy to commit securities fraud in United States v. Joseph Depergola, No. 05 Cr. 748 (D.N.J.), and that it is in the public interest to bar Depergola from association with any broker or dealer. (Rel. 34-55782; File No. 3- 12612) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-CBOE-2007-45) filed by the Chicago Board Options Exchange relating to implementation of a Holdback Timer has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of May 21. (Rel. 34-55772) A proposed rule change filed by the Boston Stock Exchange to allow odd-lot and mixed-lot orders to be sent to the Boston Equities Exchange (SR-BSE-2007-16) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of May 21. (Rel. 34- 55773) A proposed rule change (SR-NYSEArca-2007-40) filed by NYSE Arca relating to closing auctions for securities similar to exchange-traded funds has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of May 21. (Rel. 34-55775) PROPOSED RULE CHANGE The Boston Stock Exchange filed a proposed rule change (SR-BSE-2007- 09) and Amendment No. 1 thereto relating to appointment of market makers. Publication is expected in the Federal Register during the week of May 21. (Rel. 34-55774) ACCELERATED APPROVAL OF PROPOSED RULE CHANGES The Commission granted accelerated approval to a proposed rule change (SR-Amex-2007-29), as modified by Amendment No. 1 thereto, submitted by the American Stock Exchange relating to the listing and trading of notes linked to the performance of the Dow Jones-AIG Commodity Index Total Return. Publication is expected in the Federal Register during the week of May 21. (Rel. 34-55776) The Commission granted accelerated approval to a proposed rule change filed by the New York Stock Exchange (SR-NYSE-2007-37), as modified by Amendment No. 1 thereto, relating to generic listing standards for series of Investment Company Units based on fixed income indexes. Publication is expected in the Federal Register during the week of May 21. (Rel. 34-55780) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 CHOICEPOINT INC, 1000 ALDERMAN DR, ALPHARETTA, GA, 30005, 7707526000 - 1,200,000 ($46,512,000.00) Equity, (File 333-143031 - May. 17) (BR. 03B) S-8 JACK IN THE BOX INC /NEW/, 9330 BALBOA AVE, SAN DIEGO, CA, 92123-1516, 6195712121 - 100,000 ($7,102,000.00) Equity, (File 333-143032 - May. 17) (BR. 05B) S-3ASR SBA COMMUNICATIONS CORP, ONE TOWN CENTER RD, THIRD FLOOR, BOCA RATON, FL, 33486, 5619957670 - 0 ($350,000,000.00) Debt Convertible into Equity, (File 333-143033 - May. 17) (BR. 11B) S-3ASR SWIFT ENERGY CO, 16825 NORTHCHASE DR STE 400, HOUSTON, TX, 77060, 2818742700 - 0 ($0.00) Non-Convertible Debt, (File 333-143034 - May. 17) (BR. 04B) S-8 SYNOVUS FINANCIAL CORP, 1111 BAY AVENUE, STE 500 PO BOX 120, COLUMBUS, GA, 31901, 7066494818 - 18,000,000 ($580,680,000.00) Other, (File 333-143035 - May. 17) (BR. 07B) S-3 GRAMERCY CAPITAL CORP, 420 LEXINGTON AVE, NEW YORK, NY, 10170, 2125942700 - 0 ($500,000,000.00) Equity, (File 333-143037 - May. 17) (BR. 08A) S-8 First Federal of Northern Michigan Bancorp, Inc., 100 SOUTH SECOND AVENUE, ALPNEA, MI, 49707, (989) 356-9041 - 242,740 ($3,077,851.00) Equity, (File 333-143038 - May. 17) (BR. 07B) SB-2 NINE MILE SOFTWARE, INC., 1245 E. BRICKYARD ROAD #590, SALT LAKE CITY, UT, 84106, 801-433-2000 - 714,290 ($500,003.00) Equity, (File 333-143039 - May. 17) (BR. 03) S-8 TRANS WORLD CORP, 545 FIFTH AVE, STE 940, NEW YORK, NY, 10017, 2129833355 - 0 ($2,244,154.85) Equity, (File 333-143041 - May. 17) (BR. 05C) S-3ASR CYPRESS SEMICONDUCTOR CORP /DE/, 198 CHAMPION COURT, SAN JOSE, CA, 95134, 4089432600 - 600,000,000 ($600,000,000.00) Other, (File 333-143042 - May. 17) (BR. 10A) S-8 Cal Alta Auto Glass Inc, #8 3927 EDMONTON TRAIL NE, CALGARY, A0, T2E6T1, 403-291-7020 - 2,375,000 ($665,000.00) Equity, (File 333-143043 - May. 17) (BR. 05A) S-8 LEGEND MOBILE INC, 450 SOUTH WAGNER, ., ANN ARBOR, MI, 48103, 734-686-0137 - 7,000,000 ($119,000.00) Equity, (File 333-143044 - May. 17) (BR. 11B) S-8 HOME SOLUTIONS OF AMERICA INC, 1500 DRAGON STREET - SUITE B, -, DALLAS, TX, 75207, 214-623-8446 - 2,415,414 ($13,622,934.96) Equity, (File 333-143045 - May. 17) (BR. 08B) S-8 CORRECTIONS CORP OF AMERICA, 10 BURTON HILLS BLVD, N/A, NASHVILLE, TN, 37215, 6152633000 - 3,000,000 ($178,650,000.00) Equity, (File 333-143046 - May. 17) (BR. 06A) S-8 Dynamic Response Group, Inc., 4770 BISCAYNE BLVD, SUITE 1400, MIAMI, FL, 33137, 305-576-6889 - 0 ($1,598,000.00) Equity, (File 333-143047 - May. 17) (BR. 09) S-8 ITRON INC /WA/, 2111 N MOLTER ROAD, LIBERTY LAKE, WA, 99019, 5099249900 - 750,000 ($51,225,000.00) Equity, (File 333-143048 - May. 17) (BR. 10B) S-8 GUITAR CENTER INC, 8187358800 - 1,500,000 ($69,435,000.00) Equity, (File 333-143049 - May. 17) (BR. 02A) S-8 YTB International, Inc., 560 SYLVAN AVENUE, ENGLEWOOD CLIFFS, NJ, 07632, 2015678500 - 14,650,009 ($59,332,536.45) Equity, (File 333-143050 - May. 17) (BR. 05C) S-3 AMERITYRE CORP, 1501 INDUSTRIAL ROAD, BOULDER CITY, NV, 89005, 7022931930 - 3,197,166 ($14,994,708.54) Equity, (File 333-143051 - May. 17) (BR. 06A) S-3 CRYOCOR INC, 9717 PACIFIC HEIGHTS BOULEVARD, SAN DIEGO, CA, 92121, (858) 909-2200 - 0 ($9,934,294.00) Equity, (File 333-143052 - May. 17) (BR. 10A) S-8 BROCADE COMMUNICATIONS SYSTEMS INC, 20,410,551 ($183,082,642.47) Equity, (File 333-143053 - May. 17) (BR. 03A) S-8 MATHSTAR INC, 19075 NORTHWEST TANASBOURNE DRIVE, SUITE 200, HILLSBORO, OR, 97124, 503-726-5500 - 0 ($2,364,333.00) Equity, (File 333-143054 - May. 17) (BR. 10B) S-8 IXIA, 26601 W AGOURA RD, CALABASAS, CA, 91302, 8188711800 - 0 ($3,697,500.00) Equity, (File 333-143055 - May. 17) (BR. 10B) S-8 Trubion Pharmaceuticals, Inc, 2401 14TH AVENUE, SUITE 1050, SEATTLE, WA, 98121, 2068380500 - 0 ($16,000,744.00) Equity, (File 333-143056 - May. 17) (BR. 01A) S-3 MAGELLAN MIDSTREAM HOLDINGS LP, P.O. BOX 22186, TULSA, OK, 74121, 9185747000 - 0 ($677,719,811.00) Equity, (File 333-143057 - May. 17) (BR. 04B) S-3 IDM PHARMA, INC., 9 PARKER, SUITE 100, IRVINE, CA, 92618-1605, 949-470-4751 - 0 ($30,000,000.00) Equity, (File 333-143058 - May. 17) (BR. 01A) S-8 ENDURANCE SPECIALTY HOLDINGS LTD, 4 PAR LA VILLE ROAD, HAMILTON HM 08 BERMUDA, D0, 00000, 441-278-0400 - 0 ($2,838,750.00) Equity, (File 333-143059 - May. 17) (BR. 01C) SB-2 DESTINY MEDIA TECHNOLOGIES INC, 1055 WEST HASTINGS STREET, SUITE 1040, VANCOUVER, A1, V6E 2E9, 6046097736 - 15,301,000 ($6,770,200.00) Equity, (File 333-143060 - May. 17) (BR. 03C) S-8 ENDURANCE SPECIALTY HOLDINGS LTD, 4 PAR LA VILLE ROAD, HAMILTON HM 08 BERMUDA, D0, 00000, 441-278-0400 - 0 ($79,485,000.00) Equity, (File 333-143061 - May. 17) (BR. 01C) S-8 ALEXANDERS J CORP, 3401 WEST END AVE, P O BOX 24300, NASHVILLE, TN, 37203, 6152691900 - 300,000 ($3,952,500.00) Equity, (File 333-143062 - May. 17) (BR. 05A) S-8 BAXTER INTERNATIONAL INC, ONE BAXTER PKWY, DF2-2W, DEERFIELD, IL, 60015, 8479482000 - 25,000,000 ($1,438,750,000.00) Equity, (File 333-143063 - May. 17) (BR. 10A) S-3 Enstar Group LTD, P.O. BOX HM 2267, WINDSOR PLACE, 3RD FL., 18 QUEEN STREET, HAMILTON, D0, HM JX, 441-292-3645 - 750,000 ($78,618,750.00) Equity, (File 333-143064 - May. 17) (BR. 01C) S-8 Molecular Insight Pharmaceuticals, Inc., 160 SECOND STREET, CAMBRIDGE, MA, 02142, 617-492-5554 - 0 ($28,060,000.00) Equity, (File 333-143065 - May. 17) (BR. 01B) S-8 SEACOR HOLDINGS INC /NEW/, 11200 RICHMOND AVENUE, SUITE 400, HOUSTON, TX, 77082, 2818994800 - 1,000,000 ($92,000,000.00) Equity, (File 333-143066 - May. 17) (BR. 05C) S-4 SECURITY BANK CORP, 4719 FORSYTH RD, MACON, GA, 31210, 4787226200 - 2,634,883 ($27,200,759.09) Equity, (File 333-143067 - May. 17) (BR. 07A) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT 24/7 REAL MEDIA INC DE 1.01,8.01,9.01 05/17/07 ABIOMED INC DE 2.02,9.01 05/17/07 ABLEAUCTIONS COM INC FL 1.01,9.01 05/17/07 ACADIA REALTY TRUST MD 8.01,9.01 05/16/07 ACCEPTANCE INSURANCE COMPANIES INC DE 8.01,9.01 05/14/07 Access Plans USA, Inc. OK 7.01,9.01 05/17/07 ACCREDITED HOME LENDERS HOLDING CO DE 3.01,9.01 05/14/07 ACORN FACTOR, INC. DE 2.02,9.01 05/17/07 ACR GROUP INC TX 2.02,9.01 05/17/07 ACXIOM CORP DE 1.01,2.02,5.02 03/31/07 ADEPT TECHNOLOGY INC CA 9.01 05/13/07 AMEND AEGIS INDUSTRIES, INC. NV 8.01 05/15/07 Agfeed Industries, Inc NV 5.02,5.03 05/15/07 AIMS WORLDWIDE INC NV 2.01 05/17/07 ALANCO TECHNOLOGIES INC AZ 2.02,9.01 03/31/07 ALDILA INC DE 7.01,9.01 05/16/07 ALEXANDERS J CORP TN 1.01,5.02,9.01 05/15/07 ALION SCIENCE & TECHNOLOGY CORP DE 7.01 05/17/07 ALLIANCE BANKSHARES CORP 2.02,9.01 05/17/07 ALLIANCE DATA SYSTEMS CORP DE 1.01,7.01,9.01 05/17/07 Alliance Distributors Holding Inc. DE 1.01,2.03,9.01 05/11/07 Allis Chalmers Energy Inc. DE 5.02 05/11/07 ALLSCRIPTS HEALTHCARE SOLUTIONS INC DE 7.01,9.01 05/16/07 AMERIANA BANCORP IN 7.01,9.01 05/17/07 AMERICAN BANK NOTE HOLOGRAPHICS INC DE 2.02,9.01 05/14/07 AMERICAN EXPRESS CREDIT ACCOUNT MASTE DE 8.01,9.01 05/17/07 AMERICAN FINANCIAL GROUP INC OH 1.01,8.01,9.01 05/17/07 AMERICAN LOCKER GROUP INC DE 7.01,9.01 05/16/07 AMPEX CORP /DE/ DE 8.01,9.01 05/14/07 ANTS SOFTWARE INC DE 5.02 05/11/07 ARCH CHEMICALS INC VA 7.01 05/17/07 ARGON ST, Inc. DE 5.02 02/28/07 AMEND ARROW INTERNATIONAL INC PA 5.02,7.01,9.01 05/15/07 ASI TECHNOLOGY CORP NV 2.02,9.01 05/10/07 AspenBio Pharma, Inc. CO 2.02,7.01,9.01 05/17/07 AUTODESK INC DE 2.02,9.01 05/17/07 BALLY TECHNOLOGIES, INC. NV 5.02 05/04/07 BALLY TOTAL FITNESS HOLDING CORP DE 1.01,8.01,9.01 05/14/07 Bank of Commerce Holdings CA 8.01,9.01 05/17/07 BANK OF NEW YORK CO INC NY 8.01,9.01 05/17/07 BFC FINANCIAL CORP FL 4.02 05/14/07 BIO RAD LABORATORIES INC DE 1.01,9.01 05/14/07 BIOPURE CORP DE 2.02,9.01 05/17/07 BISYS GROUP INC DE 1.01,9.01 05/15/07 BLACK GAMING, LLC 1.01,5.02,9.01 05/14/07 BLUE HOLDINGS, INC. NV 1.01,9.01 05/11/07 BNC BANCORP NC 8.01,9.01 05/16/07 Boulder Specialty Brands, Inc. DE 7.01,9.01 05/17/07 BRE PROPERTIES INC /MD/ MD 7.01,9.01 05/17/07 BREEZE-EASTERN CORP DE 2.02,9.01 05/17/07 BreitBurn Energy Partners L.P. DE 7.01,9.01 05/17/07 BROCADE COMMUNICATIONS SYSTEMS INC DE 5.02 05/11/07 C H ROBINSON WORLDWIDE INC DE 8.01,9.01 05/17/07 C-BASS 2007-CB1 Trust DE 8.01,9.01 05/17/07 AMEND CACI INTERNATIONAL INC /DE/ DE 8.01,9.01 05/16/07 CAL-BAY INTERNATIONAL INC NV 8.01 05/17/07 CalAmp Corp. DE 2.02,9.01 05/17/07 CALLON PETROLEUM CO DE 5.02 05/15/07 CALPINE CORP DE 2.02,7.01,9.01 03/31/07 CANARGO ENERGY CORP DE 7.01,9.01 05/17/07 CANO PETROLEUM, INC 8.01 05/09/07 CARDINAL HEALTH INC OH 7.01,9.01 05/16/07 CARROLLTON BANCORP MD 7.01,9.01 05/16/07 CATERPILLAR INC DE 7.01 05/17/07 CATHAY MERCHANT GROUP, INC. DE 7.01,9.01 05/11/07 CENTRAL EUROPEAN MEDIA ENTERPRISES LT 1.01,2.03,3.03 05/16/07 CENTRAL EUROPEAN MEDIA ENTERPRISES LT 1.01 05/11/07 CEPHALON INC DE 1.01,5.03,9.01 05/17/07 CHANNELL COMMERCIAL CORP DE 2.02 05/15/07 Chaparral Energy, Inc. DE 2.02 05/17/07 Chaparral Steel CO DE 1.01,9.01 05/11/07 CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 05/16/07 ChaseFlex Trust Series 2007-2 DE 8.01,9.01 04/26/07 AMEND CHEMED CORP DE 1.01,2.03,3.02,8.01,9.01 05/14/07 CHINA DIRECT TRADING CORP FL 5.02,7.01,9.01 05/15/07 CHINA SECURITY & SURVEILLANCE TECHNOL D8 2.01,9.01 03/15/07 CHINA SECURITY & SURVEILLANCE TECHNOL D8 2.02,7.01,9.01 03/15/07 CHL Mortgage Pass-Through Trust 2007- DE 8.01,9.01 04/30/07 CIRRUS LOGIC INC DE 5.02,9.01 05/17/07 CITIZENS FIRST CORP KY 7.01 05/17/07 CLAIRES STORES INC DE 8.01,9.01 05/15/07 COAST DISTRIBUTION SYSTEM INC DE 2.02,9.01 05/15/07 COHERENT INC DE 3.01,9.01 05/14/07 COLONY BANKCORP INC GA 5.02,9.01 05/15/07 CONSTAR INTERNATIONAL INC DE 8.01,9.01 05/17/07 CONTANGO OIL & GAS CO DE 1.01,3.02,9.01 05/11/07 CONTINENTAL MATERIALS CORP DE 2.02,9.01 05/16/07 Cord Blood America, Inc. FL 2.01,5.01 05/14/07 AMEND Core-Mark Holding Company, Inc. DE 5.02,9.01 05/15/07 COST U LESS INC WA 5.02,8.01,9.01 05/11/07 COTT CORP /CN/ 5.02 05/11/07 CRESCENT FINANCIAL CORP NC 7.01,9.01 05/17/07 CRUISESTOCK INC. TX 1.01 05/11/07 CUMULUS MEDIA INC DE 4.02,5.02 05/10/07 AMEND CV THERAPEUTICS INC DE 8.01,9.01 05/14/07 CVS CAREMARK CORP DE 1.01,9.01 05/13/07 CWHEQ Home Equity Loan Trust, Series 8.01,9.01 03/30/07 DEARBORN BANCORP INC /MI/ MI 5.03,9.01 05/15/07 DELCATH SYSTEMS INC DE 3.01,8.01 05/11/07 Dhanoa Minerals Ltd. NV 5.02,9.01 05/12/07 Dhanoa Minerals Ltd. NV 5.02,9.01 05/12/07 DigitalFX International Inc FL 1.01,9.01 05/11/07 Dinewise, Inc. NV 2.02,9.01 04/17/07 DIOMED HOLDINGS INC NV 5.02 05/16/07 Directed Electronics, Inc. FL 7.01,9.01 05/17/07 DITECH NETWORKS INC DE 5.02 05/11/07 DORAL FINANCIAL CORP PR 1.01,3.02,9.01 05/16/07 DURECT CORP DE 8.01,9.01 05/17/07 DYNAMIC HEALTH PRODUCTS INC FL 1.01,7.01,9.01 05/14/07 E-Z-EM, Inc. DE 5.02,9.01 05/14/07 EARTHLINK INC DE 5.02,9.01 05/11/07 EAST PENN FINANCIAL CORP 1.01,7.01 05/15/07 EBIX INC DE 2.02,7.01,9.01 05/15/07 ECOLLEGE COM DE 5.02 05/13/07 EMERGENCY FILTRATION PRODUCTS INC/ NV NV 8.01 05/17/07 EMERSON ELECTRIC CO MO 8.01,9.01 05/15/07 ENBRIDGE ENERGY PARTNERS LP DE 1.01,9.01 05/16/07 ENERGY XXI (BERMUDA) LTD D0 5.02 05/11/07 ENTERGY CORP /DE/ DE 7.01,9.01 05/17/07 ENVIRONMENTAL TECTONICS CORP PA 2.02,9.01 05/11/07 ENWIN RESOURCES INC NV 8.01 05/16/07 EPOD International Inc 3.01,9.01 05/17/07 EQUITABLE RESOURCES INC /PA/ PA 7.01 05/14/07 EQUITY LIFESTYLE PROPERTIES INC MD 8.01 05/15/07 EQUUS TOTAL RETURN, INC. DE 5.03,9.01 04/23/07 ev3 Inc. DE 5.02,9.01 05/15/07 EVANS BOB FARMS INC DE 1.01,5.05,7.01,8.01,9.01 05/14/07 FAMILYMEDS GROUP, INC. NV 1.02,8.01 05/11/07 FAR EAST ENERGY CORP 1.01,1.02,5.02,9.01 05/11/07 FASTENTECH INC DE 7.01,9.01 05/16/07 FBL FINANCIAL GROUP INC IA 5.02,5.03 05/16/07 Federal Home Loan Bank of Atlanta X1 2.03 05/14/07 Federal Home Loan Bank of Atlanta X1 5.02,9.01 01/25/07 AMEND Federal Home Loan Bank of Boston X1 2.03 05/14/07 Federal Home Loan Bank of Chicago X1 2.03 05/14/07 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 05/15/07 Federal Home Loan Bank of Des Moines X1 2.03,9.01 05/14/07 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 05/14/07 Federal Home Loan Bank of New York X1 2.03,9.01 05/14/07 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 05/14/07 Federal Home Loan Bank of Pittsburgh PA 7.01,9.01 05/14/07 Federal Home Loan Bank of San Francis X1 2.03 05/14/07 Federal Home Loan Bank of Seattle 2.03 05/16/07 Federal Home Loan Bank of Topeka 2.03 05/14/07 FIELDPOINT PETROLEUM CORP CO 2.02,7.01 03/31/07 FIRST AVIATION SERVICES INC DE 5.02 05/11/07 FIRST CAPITAL INC IN 8.01,9.01 05/17/07 FIRST CHARTER CORP /NC/ NC 1.01,1.02,5.02,9.01 05/16/07 FIRST LITCHFIELD FINANCIAL CORP DE 8.01 05/16/07 FIRST UNITED CORP/MD/ MD 2.02,9.01 05/14/07 FLOW INTERNATIONAL CORP WA 8.01,9.01 05/17/07 FMC TECHNOLOGIES INC DE 7.01,9.01 05/17/07 FOSTER WHEELER LTD D0 7.01,9.01 05/17/07 FP Technology, Inc. DE 1.01,2.03,3.02,5.01,9.01 01/24/07 AMEND FPB BANCORP INC FL 8.01 05/16/07 FROZEN FOOD EXPRESS INDUSTRIES INC TX 1.01,8.01,9.01 05/17/07 FSONA SYSTEMS CORP. NV 4.01,9.01 04/30/07 AMEND GENESCO INC TN 2.02,7.01,9.01 05/17/07 GEOCOM RESOURCES INC NV 4.01,9.01 05/16/07 GEOKINETICS INC DE 1.01,2.02,2.04,3.01,5.01,5.03 05/10/07 9.01 GeoPharma, Inc. FL 1.01,9.01 05/14/07 Glenrose Instruments Inc. 8.01 05/14/07 GLOBAL AIRCRAFT SOLUTIONS, INC. AZ 5.02 05/17/07 GLOBAL EPOINT INC NV 2.02,7.01,8.01 05/16/07 Granite Master Issuer plc X0 8.01,9.01 05/15/07 H&E Equipment Services, Inc. DE 1.01,8.01,9.01 05/15/07 H&R BLOCK INC MO 2.05 05/15/07 HALOZYME THERAPEUTICS INC NV 5.02,5.03,9.01 05/15/07 HANCOCK HOLDING CO MS 8.01,9.01 05/15/07 Harley-Davidson Motorcycle Trust 2007 NV 8.01,9.01 05/16/07 HEALTH GRADES INC DE 7.01 05/14/07 HELEN OF TROY LTD 2.02,9.01 05/11/07 HEMACARE CORP /CA/ CA 2.02,9.01 05/14/07 HERCULES OFFSHORE, INC. DE 7.01,9.01 05/17/07 HERITAGE OAKS BANCORP CA 1.01,9.01 05/11/07 Home System 2.02,9.01 05/16/07 HQ SUSTAINABLE MARITIME INDUSTRIES, I DE 3.01,9.01 05/17/07 IBASIS INC DE 3.01,7.01,9.01 05/16/07 IMAGE TECHNOLOGY LABORATORIES INC DE 4.01,9.01 05/17/07 IMERGENT INC DE 8.01 05/09/07 IMPART MEDIA GROUP INC NV 5.02,9.01 05/16/07 IMPERIAL INDUSTRIES INC DE 2.02,7.01,9.01 05/15/07 INFOCUS CORP OR 5.02,9.01 05/15/07 INFOTECH USA INC DE 1.01,9.01 05/15/07 Ingen Technologies, Inc. 1.01,9.01 05/14/07 INLAND REAL ESTATE CORP MD 8.01,9.01 05/17/07 INNOTRAC CORP GA 7.01,9.01 05/17/07 INSIGHT HEALTH SERVICES HOLDINGS CORP 8.01,9.01 05/17/07 Integrated Management Information, In 2.02,9.01 05/14/07 INTERACTIVE SYSTEMS WORLDWIDE INC /DE DE 3.01 05/16/07 Intermec, Inc. DE 8.01 05/16/07 INTERNATIONAL BUSINESS MACHINES CORP NY 7.01 05/17/07 INTUIT INC DE 2.02,9.01 05/17/07 INVENTURE GROUP, INC. DE 2.01,2.03,7.01,9.01 05/17/07 IR BIOSCIENCES HOLDINGS INC DE 1.01,5.02,9.01 05/14/07 ITC Holdings Corp. MI 8.01,9.01 05/16/07 J C PENNEY CO INC DE 2.02,9.01 05/17/07 J P MORGAN CHASE & CO DE 9.01 05/15/07 JAMES RIVER GROUP, INC DE 7.01,9.01 05/17/07 JDS UNIPHASE CORP /CA/ DE 5.02,9.01 05/11/07 KAMAN CORP CT 8.01,9.01 05/17/07 KAMAN CORP CT 8.01,9.01 05/17/07 Kansas City Southern de Mexico, S.A. O5 1.01,2.03,8.01,9.01 05/17/07 KINDER MORGAN MANAGEMENT LLC DE 1.01,9.01 05/15/07 KLONDIKE STAR MINERAL CORP DE 7.01,9.01 03/29/07 KOHLS CORPORATION WI 2.02,9.01 05/17/07 KOPIN CORP DE 2.02,9.01 05/17/07 LABORATORY CORP OF AMERICA HOLDINGS DE 7.01 05/16/07 LCC INTERNATIONAL INC DE 3.01,9.01 05/14/07 LEARNING TREE INTERNATIONAL INC DE 5.02 05/15/07 LEARNING TREE INTERNATIONAL INC DE 3.01,9.01 05/15/07 LEVITT CORP FL 4.02 05/14/07 Long Beach Mortgage Loan Trust 2006-A DE 8.01 05/16/07 Long Beach Mortgage Loan Trust 2006-A DE 8.01 05/17/07 AMEND LTX CORP MA 2.02,9.01 05/17/07 LUNA INNOVATIONS INC 5.02 05/12/07 Lusora Healthcare Systems Inc. 1.01,9.01 05/09/07 LYONDELL CHEMICAL CO DE 8.01,9.01 05/17/07 MAGELLAN HEALTH SERVICES INC DE 8.01,9.01 05/15/07 MARCO COMMUNITY BANCORP INC FL 1.01,9.01 05/15/07 MARINE GROWTH VENTURES INC 1.01,9.01 05/16/07 MARINE GROWTH VENTURES INC 4.01,9.01 05/03/07 AMEND MARVELL TECHNOLOGY GROUP LTD D0 2.02,9.01 05/17/07 MATHSTAR INC MN 1.01,9.01 05/17/07 MAXWELL TECHNOLOGIES INC DE 8.01 05/14/07 MEDCATH CORP DE 8.01,9.01 05/16/07 MEREDITH CORP IA 5.02,9.01 05/14/07 MERRILL LYNCH & CO INC DE 5.02,5.03,9.01 05/14/07 METRO ONE TELECOMMUNICATIONS INC OR 9.01 05/16/07 MGM MIRAGE DE 2.03,8.01,9.01 05/17/07 MIDDLEBY CORP DE 7.01,9.01 05/17/07 MIDDLEBY CORP DE 7.01,9.01 05/17/07 MILACRON INC DE 3.03,5.03,8.01,9.01 05/15/07 Mill Basin Technologies, Ltd. NV 9.01 05/17/07 AMEND MILLENNIUM CHEMICALS INC DE 8.01,9.01 05/17/07 Millennium India Acquisition CO Inc. DE 1.01,9.01 05/12/07 Molecular Insight Pharmaceuticals, In MA 1.01,7.01,9.01 05/16/07 MOLEX INC DE 5.02,5.03,9.01 05/11/07 MONOLITHIC POWER SYSTEMS INC CA 8.01,9.01 05/15/07 MONOLITHIC POWER SYSTEMS INC CA 1.01,9.01 05/14/07 MOVENTIS CAPITAL, INC. DE 2.02,4.02 05/11/07 MSB FINANCIAL CORP. X1 2.02,9.01 05/16/07 Mueller Water Products, Inc. DE 3.03,8.01,9.01 05/15/07 MYLAN LABORATORIES INC PA 1.01,9.01 05/12/07 NANO PROPRIETARY INC TX 5.02 05/15/07 NATIONAL PRESTO INDUSTRIES INC WI 8.01,9.01 05/15/07 NATIONAL TECHNICAL SYSTEMS INC /CA/ CA 5.02,7.01,9.01 05/16/07 NATIONWIDE FINANCIAL SERVICES INC/ DE 8.01,9.01 05/14/07 New York & Company, Inc. 5.02 05/15/07 NEWS CORP 8.01,9.01 05/17/07 NEWTEK BUSINESS SERVICES INC NY 5.02,9.01 05/14/07 NEXTERA ENTERPRISES INC DE 2.02,9.01 05/15/07 NNN Healthcare/Office REIT, Inc. MD 1.01,2.01,2.03,9.01 05/11/07 NORDSTROM INC WA 2.02,5.02,7.01,9.01 05/17/07 NORTHSTAR REALTY 1.01 05/14/07 NOVATEL WIRELESS INC DE 7.01 05/14/07 NYSE Euronext DE 2.02 05/17/07 Oak Ridge Financial Services, Inc. NC 2.02,9.01 05/16/07 OCEANFIRST FINANCIAL CORP DE 2.02,2.05,9.01 05/17/07 OCEANFIRST FINANCIAL CORP DE 5.02,9.01 05/16/07 OMTOOL LTD DE 2.02,9.01 05/14/07 ONLINE RESOURCES CORP DE 5.02,9.01 05/15/07 ONVIA INC DE 1.01,5.02,9.01 05/15/07 Optionable Inc 5.02 05/14/07 ORBIT FR INC DE 5.02 05/13/07 ORCHID CELLMARK INC 4.01,9.01 05/11/07 PACIFIC CONTINENTAL CORP OR 8.01,9.01 05/16/07 PAINCARE HOLDINGS INC CT 2.02,7.01,9.01 05/16/07 Panglobal Brands Inc. DE 2.01,5.06,9.01 05/11/07 PANTRY INC DE 1.01,2.03,9.01 05/15/07 PCS EDVENTURES COM INC 1.01 03/27/07 AMEND PDL BIOPHARMA, INC. DE 8.01,9.01 05/16/07 PeopleSupport, Inc. DE 1.01,9.01 05/08/07 PEPSICO INC NC 8.01 05/16/07 PFSWEB INC DE 2.02 05/16/07 PHARMACEUTICAL PRODUCT DEVELOPMENT IN NC 5.02,7.01,9.01 05/05/07 PILGRIMS PRIDE CORP DE 7.01 05/17/07 PINNACLE ENTERTAINMENT INC DE 1.01,9.01 05/11/07 PIONEER DRILLING CO TX 2.02,9.01 05/17/07 Porter Bancorp, Inc. KY 7.01,9.01 05/17/07 POWER EFFICIENCY CORP DE 2.02,9.01 05/15/07 PTS INC/NV/ NV 8.01 05/15/07 PUREDEPTH, INC. CO 8.01,9.01 05/16/07 QAD INC DE 2.02,9.01 05/17/07 QUAKER FABRIC CORP /DE/ DE 1.01,9.01 05/16/07 QUICKSILVER RESOURCES INC DE 8.01,9.01 05/15/07 RAINMAKER SYSTEMS INC CA 5.02,9.01 05/15/07 RAVEN INDUSTRIES INC SD 2.02,9.01 05/17/07 REGENERATION TECHNOLOGIES INC FL 5.02,9.01 05/14/07 Reperio Exploration Inc. NV 7.01,9.01 05/17/07 RETRACTABLE TECHNOLOGIES INC TX 8.01,9.01 05/16/07 RITE AID CORP DE 8.01,9.01 05/17/07 ROWAN COMPANIES INC DE 7.01,9.01 05/17/07 RYERSON INC. DE 5.02,9.01 05/11/07 SALIX PHARMACEUTICALS LTD 8.01,9.01 05/17/07 SATCON TECHNOLOGY CORP DE 5.02 05/14/07 SBARRO INC NY 2.02,9.01 05/17/07 SCIELE PHARMA, INC. DE 1.01,2.03,9.01 05/14/07 SCIELE PHARMA, INC. DE 8.01,9.01 05/14/07 SCIELE PHARMA, INC. DE 8.01,9.01 05/15/07 Securitized Asset Backed Receivables 8.01,9.01 05/17/07 Security Capital Assurance Ltd D0 8.01,9.01 05/16/07 SELECT MEDICAL CORP DE 2.02 05/15/07 SELECT MEDICAL HOLDINGS CORP 2.02 05/15/07 SELECTICA INC DE 2.02,9.01 05/17/07 SEMCO ENERGY INC MI 8.01,9.01 05/17/07 SERACARE LIFE SCIENCES INC 1.01,3.02,3.03,5.02,5.03,8.01 05/17/07 9.01 SILICON STORAGE TECHNOLOGY INC CA 3.01,9.01 05/11/07 SIMMONS FIRST NATIONAL CORP AR 5.02 05/17/07 SOLUTIA INC DE 7.01,9.01 04/11/07 SONIC SOLUTIONS/CA/ CA 2.02,9.01 05/17/07 SONOMAWEST HOLDINGS INC DE 7.01 05/15/07 SONOSITE INC 8.01 05/15/07 SONUS NETWORKS INC DE 3.01,9.01 05/14/07 SOUTHERN CO DE 8.01 05/07/07 SOUTHWEST AIRLINES CO TX 5.02 05/16/07 SOUTHWEST WATER CO DE 8.01,9.01 05/17/07 SPECTRX INC DE 5.02 05/17/07 SPECTRX INC DE 5.02 05/17/07 ST MARY LAND & EXPLORATION CO DE 8.01,9.01 05/17/07 STARTEK INC DE 5.02 05/11/07 STERICYCLE INC DE 8.01,9.01 05/16/07 Sterling Banks, Inc. NJ 2.02,9.01 05/16/07 STEWART ENTERPRISES INC LA 5.02,9.01 05/14/07 STRATOS INTERNATIONAL INC DE 1.01,9.01 05/14/07 STRUCTURED PRODUCTS CORP CORTS R TR F DE 8.01,9.01 05/02/07 AMEND STUDIO ONE MEDIA, INC. DE 8.01 05/16/07 SUPERIOR BANCORP DE 5.03,9.01 05/16/07 Superior Offshore International Inc. DE 2.02,9.01 05/17/07 SUPREME INDUSTRIES INC DE 5.02 05/15/07 SUTRON CORP VA 2.02,9.01 05/15/07 Synovics Pharmaceuticals NV 1.01,9.01 05/17/07 Synovics Pharmaceuticals NV 8.01 05/11/07 Synthenol Inc FL 2.03 05/15/07 TEAM INC TX 1.01,9.01 05/13/07 TELTRONICS INC DE 2.02,9.01 05/16/07 TELTRONICS INC DE 1.01 05/17/07 TERCICA INC DE 1.01,1.02,9.01 11/10/06 TERRA SYSTEMS CORP UT 5.02,7.01,9.01 05/17/07 TIDELANDS BANCSHARES INC 8.01,9.01 05/17/07 TIFFANY & CO DE 8.01,9.01 05/17/07 Titan Global Holdings, Inc. UT 2.01,7.01,9.01 05/11/07 TITAN INTERNATIONAL INC IL 7.01,9.01 05/17/07 TITAN INTERNATIONAL INC IL 7.01,9.01 05/17/07 TNT DESIGNS INC 4.01,9.01 05/16/07 TOUSA INC DE 8.01,9.01 05/15/07 TRANSNET CORP DE 7.01,9.01 05/17/07 Travelport LTD D0 8.01,9.01 05/17/07 TREY RESOURCES INC DE 2.02,9.01 05/16/07 TRIBUNE CO DE 1.01,2.03,9.01 05/17/07 TYCO INTERNATIONAL LTD /BER/ D0 8.01,9.01 05/16/07 TYLER TECHNOLOGIES INC DE 8.01 05/17/07 UGODS, INC. NV 8.01,9.01 05/14/07 UIL HOLDINGS CORP CT 7.01,9.01 05/17/07 UNITED FIRE & CASUALTY CO IA 5.02,9.01 05/16/07 UNITED HERITAGE CORP UT 5.02,8.01,9.01 05/11/07 UNITED STATIONERS INC DE 5.02,9.01 05/17/07 UNIVERSAL AMERICAN FINANCIAL CORP NY 3.02,8.01,9.01 05/15/07 Uranium Hunter CORP NV 8.01,9.01 05/14/07 VALLEY NATIONAL BANCORP NJ 5.03,9.01 05/16/07 VCG HOLDING CORP CO 8.01,9.01 05/15/07 VEECO INSTRUMENTS INC DE 5.02,9.01 05/17/07 VENTAS INC DE 8.01 05/16/07 VERASUN ENERGY CORP 1.01,2.03,5.03,8.01,9.01 05/11/07 VERISIGN INC/CA DE 3.01,9.01 05/17/07 VERTICAL BRANDING, INC. DE 8.01,9.01 05/15/07 VIRGIN MEDIA INC. DE 5.02,8.01,9.01 05/16/07 VISIONGATEWAY INC NV 4.01 05/16/07 Vistula Communications Services, Inc. DE 1.01,3.02,5.02,9.01 05/11/07 VOUGHT AIRCRAFT INDUSTRIES INC 2.02,9.01 05/16/07 WEINGARTEN REALTY INVESTORS /TX/ TX 2.02,9.01 05/17/07 AMEND WELLCARE HEALTH PLANS, INC. DE 1.01,9.01 05/14/07 WELLS FARGO & CO/MN DE 9.01 05/17/07 WESTAFF INC DE 4.01,5.02,5.03,9.01 05/09/07 AMEND Western Refining, Inc. DE 8.01,9.01 05/16/07 WEYERHAEUSER CO WA 7.01 05/17/07 WHERIFY WIRELESS INC DE 5.02 05/11/07 WILLBROS GROUP INC R1 1.01,3.02,9.01 05/16/07 WQN, Inc. 1.01,2.01,3.02,5.02,9.01 05/11/07 XANSER CORP DE 5.03 05/17/07 XL CAPITAL LTD 8.01,9.01 05/16/07 YUM BRANDS INC NC 8.01,9.01 05/17/07 Z TRIM HOLDINGS, INC IL 5.02 05/11/07 ZHONE TECHNOLOGIES INC DE 5.02,9.01 05/16/07