SEC NEWS DIGEST Issue 2004-23 February 4, 2004 ENFORCEMENT PROCEEDINGS IN THE MATTER OF JOHN ROONEY On February 3, the Commission issued an Order, by consent, barring John Ryan Rooney, 36, from association with any broker or dealer with a right to reapply for association after five years. The Order follows a Jan. 16, 2004, final judgment entered against Rooney that permanently enjoined him from future violations of Sections 10(b) and 14(e) of the Securities Exchange Act of 1934 and Rules 10b-5 and 14e-3 thereunder in SEC v. Adrian A. Alexander, et al., Civil Action Number 00-CV-7290, USDC, SDNY. (Rel. 34-49179; File No. 3-11391) INVESTMENT COMPANY ACT RELEASES NEW ENGLAND ZENITH FUND An order has been issued under Section 8(f) of the Investment Company Act declaring that the New England Zenith Fund has ceased to be an investment company. (Rel. IC-26342 - January 29) SELF-REGULATORY ORGANIZATIONS ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission granted accelerated approval to a proposed rule change (SR-Phlx-2004-01), and Amendments No. 1 and 2 thereto, submitted by the Philadelphia Stock Exchange relating to the automatic execution of Registered Options Trader limit orders on the limit order book. Publication in the Federal Register is expected during the week of February 2. (Rel. 34- 49151) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-1 BAKERS FOOTWEAR GROUP INC, 2815 SCOTT AVE, ST LOUIS, MO, 63103, 3146210699 - 0 ($4,899,984.00) Equity, (File 333-112386 - Feb. 3) (BR. 02) S-8 INDUS INTERNATIONAL INC, 3301 WINDY RIDGE PARKWAY, ATLANTA, GA, 30339, 7709528444 - 145,406 ($476,931.68) Equity, (File 333-112434 - Feb. 3) (BR. 03) S-1 METABASIS THERAPEUTICS INC, 9390 TOWNE CENTRE DRIVE, SAN DIEGO, CA, 92121, 0 ($86,250,000.00) Equity, (File 333-112437 - Feb. 3) (BR. 01) S-8 HY TECH TECHNOLOGY GROUP INC, 1840 BOY SCOUT DRIVE, FORT MEYERS, FL, 33907, 2392784111 - 4,800,000 ($144,000.00) Equity, (File 333-112438 - Feb. 3) (BR. 08) S-8 FTS APPAREL INC, ONE OXFORD VALLEY, SUITE 810, LANGHORNE, PA, 19047, 215-741-5883 - 3,785,000 ($643,450.00) Equity, (File 333-112439 - Feb. 3) (BR. 02) S-8 SE GLOBAL EQUITIES CORP, P.O. BOX 297, 1142 DIAMOND BAR BOULEVARD, DIAMOND BAR, CA, 91765, 6048719909 - 3,000,000 ($990,000.00) Equity, (File 333-112441 - Feb. 3) (BR. 08) SB-2 SUPERCLICK INC, 2960 FLEURY EAST, 2960 FLEURY EAST, MONTREAL, A8, H2B 1M4, 5148470333 - 6,299,988 ($1,889,996.00) Equity, (File 333-112442 - Feb. 3) (BR. 37) S-3 FREEDOM DEPOSITORY LLC, 5151 SAN FELIPE, SUITE 1300, HOUSTON, TX, 77056, 7138889100 - 0 ($1,000,000.00) Asset-Backed Securities, (File 333-112443 - Feb. 3) (BR. 05) S-8 VTEX ENERGY INC, 8303 SOUTHWEST FREEWAY, SUITE 950, HOUSTON, TX, 77074, 713-773-3284 - 300,000 ($189,000.00) Equity, (File 333-112444 - Feb. 3) (BR. 04) S-8 FALCON FINANCIAL INVESTMENT TRUST, 15 COMMERCE ROAD, STAMFORD, CT, 06902, 2039670000 - 0 ($3,755,840.76) Equity, (File 333-112445 - Feb. 3) (BR. 07) S-8 RELM WIRELESS CORP, 7100 TECHNOLOGY DRIVE, WEST MELBOURNE, FL, 32904, 321-984-1414 - 1,500,000 ($3,000,000.00) Equity, (File 333-112446 - Feb. 3) (BR. 37) SB-2 AER VENTURES INC, 2,248,000 ($224,800.00) Equity, (File 333-112447 - Feb. 3) (BR. ) S-8 ULTRATECH INC, 3050 ZANKER RD, SAN JOSE, CA, 95134, 4083218835 - 0 ($27,392,996.40) Equity, (File 333-112448 - Feb. 3) (BR. 36) S-3 STRAYER EDUCATION INC, 1025 15TH STREET NW, WASHINGTON, DC, 20005, 2024082400 - 0 ($388,780,500.00) Equity, (File 333-112449 - Feb. 3) (BR. 08) S-3 WYETH, 5 GIRALDA FARMS, MADISON, NJ, 07940, 9736605000 - 0 ($1,020,000,000.00) Debt Convertible into Equity, (File 333-112450 - Feb. 3) (BR. 01) S-1 HARKEN ENERGY CORP, 2815044000 - 0 ($24,759,350.00) Equity, (File 333-112451 - Feb. 3) (BR. 04) S-3 SCIENTIFIC GAMES CORP, 750 LEXINGTON AVE, NEW YORK, NY, 10022, 3027374300 - 0 ($396,541,779.55) Equity, (File 333-112452 - Feb. 3) (BR. 03) S-8 PPL CORP, TWO N NINTH ST, ALLENTOWN, PA, 181011179, 6107745151 - 6,500,000 ($296,010,000.00) Equity, (File 333-112453 - Feb. 3) (BR. 02) S-8 SYNOVUS FINANCIAL CORP, 901 FRONT AVENUE, STE 202 PO BOX 120, COLUMBUS, GA, 31901, 7066494818 - 109,249 ($2,732,317.49) Equity, (File 333-112454 - Feb. 3) (BR. 07) S-8 BRADLEY PHARMACEUTICALS INC, 383 RTE 46 WEST, FAIRFIELD, NJ, 08816, 9738821505 - 500,000 ($10,645,000.00) Equity, (File 333-112456 - Feb. 3) (BR. 01) S-3 MPOWER HOLDING CORP, 171 SULLY'S TRAIL, STE 202, PITTSFORD, NY, 14534, 7162186550 - 0 ($250,000,000.00) Unallocated (Universal) Shelf, (File 333-112457 - Feb. 3) (BR. 37) S-8 ORTHODONTIC CENTERS OF AMERICA INC /DE/, 3850 N CAUSEWAY BLVD, STE 800, METAIRIE, LA, 70002, 504-834-4392 - 0 ($7,890,000.00) Equity, (File 333-112459 - Feb. 3) (BR. 01) S-8 REALITY WIRELESS NETWORKS INC, 4106 FACTORIA BLVD. SE,, SUITE 214, BELLEVUE, WA, 98006, 4083791716 - 42,713,000 ($1,067,825.00) Equity, (File 333-112460 - Feb. 3) (BR. 03) S-3 POZEN INC /NC, 6330 QUADRANGLE DR, SUITE 240, CHAPEL HILL, NC, 27514, 9194900012 - 8,540,000 ($101,711,400.00) Equity, (File 333-112461 - Feb. 3) (BR. 01) S-3 EDGE PETROLEUM CORP, 1111 BAGBY, SUITE 2100, HOUSTON, TX, 77002, 7136548960 - 1,736,477 ($17,521,052.93) Equity, (File 333-112462 - Feb. 3) (BR. 04) S-4 NET 1 UEPS TECHNOLOGIES INC, 507-700 WEST PENDER ST, VANCOUVER BRITISH COLUMBIA, CANADA V6C 1G8, A1, 00000, 8887962233 - 298,628,566 ($2,093,386,247.66) Equity, (File 333-112463 - Feb. 3) (BR. 08) S-3 MECHANICAL TECHNOLOGY INC, 431 NEW KARNER ROAD, BUILDING #4, ALBANY, NY, 12205, 5185332200 - 6,384,790 ($43,544,267.80) Equity, (File 333-112464 - Feb. 3) (BR. 36) S-3 INVESTORS REAL ESTATE TRUST, 12 S MAIN STREET, SUITE 100, MINOT, ND, 58701, 701-837-4738 - 0 ($150,000,000.00) Equity, (File 333-112465 - Feb. 3) (BR. 08) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. Item 10. Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics. Item 11. Temporary Suspension of Trading Under Registrant's Employee Benefit Plans. Item 12. Results of Operations and Financial Condition. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 10 11 12 13 DATE COMMENT ------------------------------------------------------------------------------------------------ ACTIVCARD CORP DE X X 02/03/04 AFFILIATED COMPUTER SERVICES INC DE X X 02/03/04 ALLIED HEALTHCARE INTERNATIONAL INC NY X 02/03/04 ALTAIR NANOTECHNOLOGIES INC A6 X X 01/15/04 AMEREN CORP MO X X X 02/03/04 AMERICAN ELECTRIC POWER CO INC NY X X 02/03/04 AMERICAN FINANCIAL REALTY TRUST X 02/02/04 AMERICAN INSURED MORTGAGE INVESTORS L DE X X 02/03/04 AMERICAN INSURED MORTGAGE INVESTORS L DE X X 02/03/04 AMERICAN LAWYER MEDIA HOLDINGS INC DE X X 02/03/04 AMERICAN LAWYER MEDIA INC DE X X 02/03/04 AMERICAN TECHNICAL CERAMICS CORP DE X X 02/03/04 AMERIPATH INC DE X X X 02/03/04 AMERIPATH INC DE X X 02/03/04 ANDREW CORP DE X X 02/02/04 ANDREW CORP DE X X 02/02/04 ANDRX CORP /DE/ DE X 02/03/04 ANNAPOLIS NATIONAL BANCORP INC MD X X 02/03/04 AQUANTIVE INC WA X X 02/02/04 ARIAD PHARMACEUTICALS INC DE X X 02/03/04 ASSOCIATED BANC-CORP WI X 02/03/04 AUTOBYTEL INC DE X X 01/29/04 AVIALL INC DE X 02/02/04 AVOCENT CORP DE X 02/03/04 AVON PRODUCTS INC NY X X 02/03/04 AVON PRODUCTS INC NY X 02/03/04 AXEDA SYSTEMS INC DE X 02/03/04 BANC OF AMERICA FUNDING CORP MORT PAS DE X 01/25/04 BANCSHARES OF FLORIDA INC FL X X 02/02/04 BANK OF AMERICA MORT SEC INC MORT PAS DE X 01/25/04 BANK OF AMERICA MORT SEC INC MORT PAS DE X X 01/20/04 BANK OF AMERICA MORT SEC INC MORT PAS DE X 01/25/04 BANK OF AMERICA MORT SEC INC MORT PAS DE X 01/25/04 BANK OF AMERICA MORT SEC INC MORT PAS DE X 01/25/04 BANK OF AMERICA MORT SEC INC MORT PAS DE X 01/25/04 BANK OF AMERICA MORT SEC INC MORT PAS DE X 01/25/04 BANK OF AMERICA MORT SEC INC MORT PAS DE X 01/25/04 BANK OF AMERICA MORT SEC INC MORT PAS DE X 01/25/04 BANK OF AMERICA MORT SEC INC MORT PAS DE X 01/25/04 BANK OF AMERICA MORT SEC INC MORT PAS DE X 01/25/04 BANK OF AMERICA MORTGAGE SEC INC MOR DE X 01/25/04 BANK OF AMERICA MORTGAGE SEC INC MOR DE X 01/25/04 BANK OF AMERICA MORTGAGE SEC INC MOR DE X 01/25/04 BANK OF AMERICA MORTGAGE SEC INC MORT DE X 01/25/04 BANK OF AMERICA MORTGAGE SEC INC MORT DE X 01/25/04 BANK OF AMERICA MORTGAGE SEC INC MORT DE X 01/25/04 BANK OF AMERICA MORTGAGE SEC INC MORT DE X 01/25/04 BANK OF AMERICA MORTGAGE SEC INC MORT DE X 01/25/04 BANK OF AMERICA MORTGAGE SEC INC MORT DE X 01/25/04 BANK OF AMERICA MORTGAGE SECURITIES I DE X 01/25/04 BANK OF AMERICA MORTGAGE SECURITIES I DE X 01/25/04 BANK OF AMERICA MORTGAGE SECURITIES I DE X 01/25/04 BANK OF AMERICA MORTGAGE SECURITIES I DE X 01/25/04 BANK OF AMERICA MORTGAGE SECURITIES I DE X 01/25/04 BANK ONE CORP DE X 02/03/04 BAY NATIONAL CORP X X X 02/03/04 BENIHANA INC DE X X 02/03/04 BINDVIEW DEVELOPMENT CORP TX X X 02/03/04 BIOMARIN PHARMACEUTICAL INC DE X X 02/03/04 BOSTON COMMUNICATIONS GROUP INC MA X 02/03/04 BOSTON COMMUNICATIONS GROUP INC MA X 02/03/04 BOSTON PRIVATE FINANCIAL HOLDINGS INC MA X 02/03/04 BRANDYWINE REALTY TRUST MD X X 02/03/04 BROOKS AUTOMATION INC DE X X 01/27/04 C2 INC WI X X 02/03/04 CALIFORNIA PIZZA KITCHEN INC CA X X 01/29/04 CALPINE CORP DE X 02/03/04 CAREMARK RX INC DE X 02/03/04 CATALINA MARKETING CORP/DE DE X X 02/02/04 CH ENERGY GROUP INC NY X X 12/31/03 CHENIERE ENERGY INC DE X X 01/29/04 CHESAPEAKE ENERGY CORP OK X 02/02/04 CHICAGO MERCANTILE EXCHANGE HOLDINGS DE X 02/03/04 CHL MORTGAGE PAS THROUGH TRUST 2003-J DE X 01/25/04 CHUBB CORP NJ X 02/03/04 CIENA CORP DE X X 02/03/04 CIMAREX ENERGY CO DE X X 02/03/04 CINCINNATI FINANCIAL CORP DE X X 02/02/04 CISCO SYSTEMS INC CA X 02/03/04 CITICORP DE X X 01/23/04 CNB BANCORP INC /NY/ NY X X 02/02/04 COLGATE PALMOLIVE CO DE X X 02/03/04 COLUMBUS MCKINNON CORP NY X X 01/29/04 COMPREHENSIVE CARE CORP DE X X 02/03/04 CONMED CORP NY X X 01/29/04 CONSUMERS BANCORP INC /OH/ OH X 02/03/04 CONTINENTAL AIRLINES INC /DE/ DE X X 02/02/04 CORILLIAN CORP OR X X 02/03/04 COVENANT TRANSPORT INC NV X X 01/28/04 COVENTRY HEALTH CARE INC DE X X 12/31/03 COVENTRY HEALTH CARE INC DE X X 12/31/03 COVENTRY HEALTH CARE INC DE X X 12/31/03 COVENTRY HEALTH CARE INC DE X X 12/31/03 CPI CORP DE X 02/02/04 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X 02/03/04 CSFB MORTGAGE BACKED PASS THR CERTS S DE X 02/03/04 CTI MOLECULAR IMAGING INC DE X X 02/03/04 CULLEN FROST BANKERS INC TX X 02/03/04 CWABS INC ASSET BACKED CERTIFICATES S DE X 01/25/04 CWALT INC X X 02/03/04 CWMBS INC CHL MORTGAGE PASS THROUGH T DE X 01/25/04 CWMBS INC RESECUR PASS THR CERTS SER DE X 01/25/04 DAYTON SUPERIOR CORP OH X X 02/02/04 DELTA AIR LINES INC /DE/ DE X X 02/02/04 DENTSPLY INTERNATIONAL INC /DE/ DE X X 01/28/04 DIAMOND OFFSHORE DRILLING INC DE X X 02/02/04 DIGENE CORP DE X X 02/03/04 DIGITAL ANGEL CORP DE X X X 01/27/04 DIGITAL BROADBAND NETWORKS INC CO X X 02/02/04 DIODES INC /DEL/ DE X X 02/03/04 DISCOVER CARD MASTER TRUST I DE X 01/31/04 DONAR ENTERPRISES INC DE X X 02/03/04 DTE ENERGY CO MI X X 02/03/04 DUN & BRADSTREET CORP/NW DE X X 02/02/04 DUSA PHARMACEUTICALS INC NJ X X 02/02/04 DUTCHFORK BANCSHARES INC DE X X 01/30/04 DYNEGY INC /IL/ IL X X 02/03/04 DYNTEK INC DE X X 02/03/04 EDUCATION MANAGEMENT CORPORATION X X 02/02/04 EDWARDS LIFESCIENCES CORP DE X X 02/03/04 EGAIN COMMUNICATIONS CORP DE X X 02/03/04 ELIZABETH ARDEN INC FL X X 02/02/04 EMERSON ELECTRIC CO MO X X 02/03/04 EMISPHERE TECHNOLOGIES INC DE X X 01/29/04 ENCORE ACQUISITION CO DE X X 02/02/04 ENCORE WIRE CORP /DE/ DE X X 02/03/04 ENERGY VISIONS INC DE X X 01/21/04 AMEND ENGELHARD CORP DE X 12/31/03 ENTERPRISE PRODUCTS PARTNERS L P DE X X 02/02/04 EQUITY OIL CO CO X X 02/02/04 ERESEARCHTECHNOLOGY INC /DE/ DE X X 02/03/04 ETHYL CORP VA X X 02/02/04 EXPRESSJET HOLDINGS INC DE X X 02/02/04 FACTORY 2 U STORES INC DE X 02/02/04 FAIRPOINT COMMUNICATIONS INC DE X X 02/03/04 FARNSWORTH BANCORP INC NJ X X 02/03/04 FBL FINANCIAL GROUP INC IA X X 02/03/04 FEDERATED DEPARTMENT STORES INC /DE/ DE X 02/03/04 FINANCIAL ASSET SEC CORP ASSET BACK C DE X X 12/29/03 FINANCIAL ASSET SECS CORP ASSET BACKE DE X X 12/30/03 FIRST CHARTER CORP /NC/ NC X 02/03/04 FIRST CONSULTING GROUP INC DE X X 01/30/04 FIRST DATA CORP DE X X X 02/03/04 FIRST FEDERAL FINANCIAL CORPORATION O KY X X 01/29/04 FIRST FINANCIAL HOLDINGS INC /DE/ DE X 02/03/04 FIRST PACTRUST BANCORP INC MD X X 02/03/04 FIRST PACTRUST BANCORP INC MD X X 02/03/04 FIRST VIRTUAL COMMUNICATIONS INC DE X X 02/03/04 FIRSTFED BANCORP INC DE X 02/02/04 FLEETWOOD ENTERPRISES INC/DE/ DE X 01/20/04 FLOWSERVE CORP NY X X X 02/03/04 FMC CORP DE X 02/02/04 FNBH BANCORP INC MI X X 12/30/03 AMEND FORD MOTOR CO DE X X 02/03/04 FRANKLIN AUTO TRUST 2003-2 DE X X 12/31/03 FREEPORT MCMORAN COPPER & GOLD INC DE X 02/03/04 FURNITURE BRANDS INTERNATIONAL INC DE X 01/30/04 GADZOOKS INC TX X X 02/03/04 GARUDA CAPITAL CORP NV X 01/30/04 GATEWAY INC DE X X 01/30/04 GENCORP INC OH X X 01/29/04 GENERAL MOTORS CORP DE X 02/03/04 GENEREX BIOTECHNOLOGY CORP DE X 01/29/03 GENIUS PRODUCTS INC NV X X 12/22/03 GENOME THERAPEUTICS CORP MA X X 02/03/04 GENOME THERAPEUTICS CORP MA X X 02/03/04 GEORGIA PACIFIC CORP GA X X X 02/02/04 GERMAN AMERICAN BANCORP IN X 01/29/04 GETTY REALTY CORP /MD/ MD X X 02/02/04 GLOBAL EPOINT INC NV X X 01/26/04 GOLDEN PATRIOT CORP NV X 02/01/04 GRAHAM CORP DE X X 12/31/03 GRAPHON CORP/DE DE X 02/02/04 GREAT LAKES DREDGE & DOCK CORP DE X X 02/02/04 GREENE COUNTY BANCORP INC DE X 02/02/04 GS MORTGAGE SECURITIES CORP DE X 01/30/03 GUARANTY FINANCIAL CORP /VA/ VA X 01/30/04 GULFTERRA ENERGY PARTNERS L P DE X 02/03/04 HALL KINION & ASSOCIATES INC DE X X 02/02/04 HANCOCK JOHN LIFE INSURANCE CO MA X X 02/02/04 HARVEY ELECTRONICS INC NY X 02/02/04 HCA INC/TN DE X X 02/03/04 HMI INDUSTRIES INC DE X X 02/03/04 HOLOGIC INC DE X X 01/27/04 HYDRIL CO DE X X 02/02/04 I TRAX INC DE X X 02/02/04 ICOS CORP / DE DE X 02/03/04 IEC ELECTRONICS CORP DE X X 01/29/04 AMEND IMH ASSETS CORP DE X X 01/26/04 INCO LTD X 02/03/04 INCOME OPPORTUNITY REALTY INVESTORS I NV X X 10/14/03 AMEND INNKEEPERS USA TRUST/FL MD X X 02/03/04 INSIGHTFUL CORP DE X X 01/19/04 INTERNATIONAL STAR INC NV X 02/02/04 INTRADO INC DE X X X 02/03/04 INVERESK RESEARCH GROUP INC DE X X 02/02/04 IOMED INC UT X X 02/02/04 ISOLAGEN INC DE X 02/03/04 ITC DELTACOM INC DE X 01/27/04 IVILLAGE INC DE X X 02/03/04 J P MORGAN CHASE & CO DE X 02/03/04 J2 GLOBAL COMMUNICATIONS INC DE X X X 02/02/04 JEFFERSON PILOT CORP NC X X 02/02/04 JPS INDUSTRIES INC DE X X 02/03/04 JSCE INC DE X X 02/03/04 K-SEA TRANSPORTATION PARTNERS LP DE X X 01/29/04 K-SEA TRANSPORTATION PARTNERS LP DE X X 02/03/04 KILROY REALTY CORP MD X X 02/02/04 KINTERA INC X 02/02/04 KNBT BANCORP INC PA X X 02/02/04 KV PHARMACEUTICAL CO /DE/ DE X 02/02/04 KYPHON INC DE X X 02/03/04 LABORATORY CORP OF AMERICA HOLDINGS DE X 02/02/04 LACROSSE FOOTWEAR INC WI X X 02/02/04 LAS VEGAS SANDS INC NV X 12/31/03 LEAR CORP /DE/ DE X X 02/03/04 LEGEND INTERNATIONAL HOLDINGS INC DE X X 02/03/04 LIBERTY CORP SC X 02/03/04 LIBERTY CORP SC X 02/03/04 LITTELFUSE INC /DE DE X X 02/03/04 LOGANSPORT FINANCIAL CORP IN X X 02/03/04 LOGIC DEVICES INC CA X X 02/03/04 MAGMA DESIGN AUTOMATION INC DE X 01/29/04 MAIR HOLDINGS INC MN X X 02/03/04 MAIR HOLDINGS INC MN X X 01/31/04 MALAN REALTY INVESTORS INC MI X X 01/30/04 MARCONI CORP PLC X0 X 02/03/04 MASTERCARD INC DE X 02/02/04 MATRITECH INC/DE/ DE X X 02/03/04 MATTEL INC /DE/ DE X X X 02/02/04 MATTEL INC /DE/ DE X X X 02/02/04 MBIA INC CT X 02/03/04 MDSI MOBILE DATA SOLUTIONS INC /CAN/ A1 X 02/02/04 MEDTOX SCIENTIFIC INC DE X 02/02/04 METAL MANAGEMENT INC DE X X 02/02/04 METROPOLITAN MORTGAGE & SECURITIES CO WA X 01/30/04 MID AMERICA APARTMENT COMMUNITIES INC TN X 02/03/04 MID AMERICA APARTMENT COMMUNITIES INC TN X X 02/03/04 MID-STATE BANCSHARES CA X X 01/28/04 MIM CORP DE X X 02/02/04 MINDEN BANCORP INC X X 01/30/04 MISSION RESOURCES CORP DE X X 02/02/04 MKS INSTRUMENTS INC MA X 02/03/04 MOCON INC MN X X 01/29/04 MOLIRIS CORP FL X X 01/29/04 MONACO COACH CORP /DE/ DE X X 02/03/04 MORGAN STANLEY ABS CAPITAL I INC DE X X 01/29/04 MORTGAGE ASSET SECURITIZATION TRANSAC DE X 02/03/04 MORTGAGE PASS THROUGH CERTIFICATES SE DE X 01/25/04 MORTGAGE PASS THROUGH CERTIFICATES SE DE X 01/25/04 MORTGAGE PASS THROUGH CERTIFICATES SE DE X 01/25/04 MORTGAGE PASS THROUGH CERTIFICATES SE DE X X 01/24/04 MUELLER INDUSTRIES INC DE X X 02/03/04 MYRIAD GENETICS INC DE X X 02/03/04 NATIONAL BANKSHARES INC VA X 02/03/04 NATIONWIDE LIFE INSURANCE CO OH X X 02/03/04 NAVIGANT INTERNATIONAL INC DE X X 02/03/04 NETWORK ENGINES INC DE X X X 01/27/04 NEW YORK COMMUNITY BANCORP INC DE X X 01/26/04 NOBLE INTERNATIONAL LTD DE X X 01/20/04 NOMURA ASSET ACCEPTANCE CORP DE X X 02/02/04 NORSTAR GROUP INC UT X X X 01/16/04 NORTHWESTERN MUTUAL LIFE INSURANCE CO WI X X 01/29/04 NOVELL INC DE X 02/03/04 NUCO2 INC /FL FL X X 02/02/04 OCWEN FINANCIAL CORP FL X X 02/03/04 OIL STATES INTERNATIONAL INC DE X X 02/02/04 ON SEMICONDUCTOR CORP DE X 02/02/04 ONYX PHARMACEUTICALS INC DE X X 02/02/04 OPTION ONE MORTGAGE LOAN TRUST 2004-1 DE X X X 02/03/04 OSI SYSTEMS INC CA X 01/28/04 OTTER TAIL CORP MN X 02/02/04 OWENS & MINOR INC/VA/ 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