SEC NEWS DIGEST Issue 2005-231 December 2, 2005 COMMISSION ANNOUNCEMENTS CHANGE IN THE MEETING – DELETION OF ITEM The following item will not be considered during the closed meeting on Thursday, December 8, 2005, at 2:00 p.m.: Adjudicatory matter. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact the Office of the Secretary at (202) 551-5400. ENFORCEMENT PROCEEDINGS COMMISSION SANCTIONS IRA WEISS The Commission has imposed sanctions on Ira Weiss, an attorney who served as bond counsel for the Neshannock Township School District of Lawrence County, Pennsylvania, in connection with the School District's issuance, in June 2000, of $9.6 million in three-year general obligation notes to fund school construction projects. The Commission ordered Weiss to cease and desist from committing or causing any violations or future violations of Sections 17(a)(2) and 17(a)(3) of the Securities Act of 1933. The Commission also ordered Weiss to disgorge the amount of $9,509.63, plus prejudgment interest. The Commission found that Weiss violated antifraud provisions by negligently rendering an unqualified opinion, reinforced by a second, supplemental opinion, that interest on the notes would be exempt from federal income taxation, and approving offering documents representing that the Note proceeds would be used for school construction projects. The record demonstrated that Weiss knew or should have known that the School District's primary purpose in issuing the notes was to earn arbitrage profits, and that it did not have sufficiently concrete plans for the use of the proceeds to justify the notes' tax-exempt status. Weiss, moreover, failed to make adequate inquiry to ascertain the level of certainty of the School District's construction plans, objectively viewed, before approving the offering documents and issuing his opinions. The Commission accordingly held that Weiss's failure to look for even minimal objective indicia of the School District's reasonable expectations to spend the note proceeds on school projects departed from the standard of reasonable prudence and was at least negligent. In imposing sanctions, the Commission emphasized the importance that investors place on bond counsels' opinions. It stated that “the smooth functioning of the securities markets will be subject to serious disruption if the public cannot safely rely on the expertise proffered by lawyers rendering their opinions.” The Commission found that Weiss's conduct caused harm to investors who purchased the notes and the marketplace. He did not appear to acknowledge any wrongdoing. Noting that Weiss continues to practice in the area of municipal finance and could give another unqualified opinion in the future, the Commission determined that a cease and desist order against him was warranted in order to protect the public. (Rels. 33-8641; 34-52875; File No. 3-11462) COMMISSION BARS VLADISLAV STEPHEN ZUBKIS FOLLOWING ENTRY OF PERMANENT INJUNCTION The Commission barred Vladislav Stephen Zubkis from association with a broker or dealer and from participating in any offering of penny stock following the entry of a permanent injunction against Zubkis by the United States District Court for the Southern District of New York. The district court found on summary judgment that Zubkis had orchestrated a wide- ranging fraud involving the securities of a company he controlled. The district court also ordered Zubkis to pay a total of $21,578,731.39 in disgorgement and pre-judgment interest. The Commission found that the issuer involved was a penny-stock company and that the public interest required that Zubkis be barred. The Commission noted that underlying scheme generated substantial profits and demonstrated a high degree of scienter. The Commission further noted that Zubkis, who refuses to recognize the authority of securities regulators, has a record of violations of the securities laws. (Rel. 34- 52876; File No. 3-11625) RENN CAPITAL GROUP, INC. TO PAY NEARLY $3.9 MILLION TO SETTLE SEC CHARGES THAT IT ASSESSED ILLEGAL PERFORMANCE-BASED FEES On December 1, the Commission announced settled enforcement proceedings against RENN Capital Group, Inc. (RENN Capital), a registered investment adviser based in Dallas, Texas. The Commission’s Order found that RENN Capital willfully violated the performance-based-fee and proxy-solicitation provisions of the federal securities laws and that it filed misleading reports with the Commission. Between January 1996 and December 2003, RENN Capital received excessive advisory fees by improperly including unrealized capital appreciation in the formula it used to charge performance-based fees to the Renaissance Capital Growth & Income Fund III, Inc. (RenIII), a registered business development company. RENN Capital also failed to file a preliminary proxy statement in connection with an amendment to the advisory contract with RenIII and filed reports with the Commission on behalf of RenIII that omitted material facts concerning the use of unrealized capital appreciation in the calculation of the performance- based fees that would have prevented statements in the reports from being misleading. The Commission ordered RENN Capital to pay disgorgement of $2,851,362 plus prejudgment interest of $924,509 to RenIII. It further required RENN Capital to pay a $100,000 penalty, to be paid to RenIII under the Fair Fund provisions of the federal securities laws. Finally, the Order required RENN Capital to cease and desist from committing or causing any violations or any future violations of Section 205(a) of the Investment Advisers Act and Sections 20(a) and 34(b) of the Investment Company Act and Rule 20a-1 thereunder. RENN Capital consented to the entry of the Order without admitted or denying the Commission’s findings. (Rels. IA-2454, IC- 27174; File No. 3-12118) CEASE-AND-DESIST ORDER AND ADMINISTRATIVE SACTIONS ENTERED AGAINST MAXWELL INVESTMENTS, LLC, GARY MAXWELL AND BART COON On December 1, the Commission instituted and simultaneously settled cease-and-desist and administrative proceedings against Maxwell Investments, LLC, a registered investment adviser, and Gary J. Maxwell, and Bart D. Coon, principals of Maxwell Investments, based on violations of the antifraud, adviser reporting and adviser recordkeeping provisions of the federal securities laws. The Order finds that during 2003 Maxwell Investments, Gary Maxwell and Coon offered and sold interests in several hedge funds operated by the firm through private placement memoranda which misrepresented Maxwell Investments’ fee structure and made other material misrepresentations. It further found that during 2003, Maxwell Investments collected $839,798 in excess fees and transferred assets between funds at various times without disclosing these practices to investors. Further, the firm failed to maintain proper books and records. Based on these findings, Maxwell Investments, Gary Maxwell, and Coon have been ordered to cease and desist from committing or causing any violations and any future violations of Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and Sections 204, 206(1), 206(2), 206(4), and 207 of the Investment Advisers Act of 1940 and Rules 204-2(a)(1), 204- 2(a)(2), 204-2(a)(4), 204-2(a)(6), 204-2(a)(10), 206(4)- 2(a)(3), 206(4)-4(a)(1) thereunder. In addition, Maxwell Investments has been censured and Gary Maxwell and Coon have each been suspended from association with any investment adviser for periods of twelve months and ordered to pay civil penalties of $120,000 each; the ordered suspensions are to be served consecutively. Maxwell Investments, Gary Maxwell, and Coon consented to the issuance of the Order without admitting or denying any of the Order’s findings. (Rels. 33-8640; 34- 52873; IA-2455; File No. 3-12119) IN THE MATTER OF FINANTRA CAPITAL, INC., ET AL. An Administrative Law Judge has issued an Order Making Findings and Revoking Registrations by Default (Default Order) in Finantra Capital, Inc., et al. The Order Instituting Proceedings alleged that Respondents Finantra Capital, Inc., Hayes Corp., Hollywood Trenz, Inc., and Visionamerica, Inc., failed to comply with Section 13(a) of the Securities Exchange Act of 1934 and Rules 13a-1 and 13a-13 thereunder by failing to file required periodic reports while their securities were registered with the Securities and Exchange Commission. The Default Order finds these allegations to be true and revokes the registration of each class of registered securities of Finantra Capital, Inc., Hayes Corp., Hollywood Trenz, Inc., and Visionamerica, Inc. (Rel. 34-52877; File No. 3-12071) SEC OBTAINS FINAL JUDGMENT FOR FRAUD AGAINST FORMER POWERBALL INTERNATIONAL, INC. PRESIDENT WILLIAM W. FREISE On Nov. 23, 2005, the U.S. District Court for the District of Columbia entered a final judgment against William W. Freise, the former president and director of Powerball, for falsifying company records to hide his theft of $7,200 and his failure to pay for stock that he received from the exercise of warrants. Freise consented to the entry of the final judgment, including a permanent injunction enjoining him from violating the antifraud provisions of the federal securities laws and a permanent officer and director bar. On March 31, 2004, the Commission filed a complaint alleging that during the period June 2002 through April 2003, Freise falsified company records to hide his theft of $7,200 and to hide his failure to pay $40,000 for stock he had received through the exercise of warrants. The complaint alleges that in order to conceal his fraud, Freise altered monthly bank statements for Powerball's bank account, which made that account appear that it contained a substantially higher cash balance than it actually contained. The complaint alleges that Freise knew that Powerball's financial statements and its reports to the Commission would reflect such false cash balances. As a result of such conduct, Powerball materially misstated its financial statements for the quarters ended June 30, 2002, and Sept. 30, 2002, and for the year ended Dec. 31, 2002. Without admitting or denying the allegations in the complaint, William Freise consented to the entry of a final judgment permanently enjoining him from violating Section 17(a) of the Securities Act of 1933 and Sections 10(b) and 13(b)(5) of the Securities Exchange Act of 1934 (Exchange Act), and Rules 10b- 5, 13b2-1, and 13b2-2 promulgated thereunder, as well as, aiding and abetting violations of Sections 13(a), 13(b)(2)(A), and 13(b)(2)(B) of the Exchange Act and Rules 12b-20, 13a-1, and 13a-13 promulgated thereunder. William Freise also consented to an order barring him from serving as an officer or director of a public company. The final judgment does not impose civil penalties based on William Freise’s representations in a sworn Statement of Financial Condition and other supporting documents. Additional information regarding the factual allegations contained in the Commission’s complaint may be found in Litigation Release No. 18654 (April 1, 2004). The Commission previously instituted administrative proceedings against Powerball’s former auditors, David T. Thomson, CPA and David T. Thomson PC (Rel. 34-49516; File No. 3-11453). [SEC v. William W. Freise, 1:04CV00531] (LR-19479; AAE Rel. 2349) SEC FILES SETTLEMENT AGREEMENT IN MUTUAL BENEFITS VIATICAL CASE. AGREEMENT INCLUDES PAYMENT OF $25 MILLION BY MUTUAL BENEFITS PRINCIPALS AND RELIEF DEFENDANTS On December 1, the Commission announced that it has agreed to accept a $25 million settlement in its pending federal civil action against former principals of Mutual Benefits Corporation, Defendants Joel Steinger, Leslie Steinger and Peter Lombardi. The SEC’s action alleges that the Defendants, using corporate relief defendants they controlled, defrauded the approximately 31,000 investors in the South Florida-based viatical company. Before the settlement becomes final it must be approved by U.S. District Court Judge Federico Moreno, who is presiding over this action. According to the SEC’s complaint, filed in May 2004, the Defendants oversaw Mutual Benefits’ fraudulent sale of over $1 billion in viatical settlements from 1994 through 2004. The Defendants deceived investors by failing to disclose (1) that investors’ purported returns were dependent upon life expectancy estimates that were manipulated by Joel Steinger and not determined independently by doctors, (2) Mutual Benefits’ used funds from new investors to pay premiums on older policies, and (3) that the Steingers’ were controlling Mutual Benefits and had a disciplinary history, including a prior actions by the SEC and the Commodities Future Trading Commission. The SEC’s action continues as to Defendant Steven Steiner and two relief defendants. In settling, each of the three defendants has agreed to consent to the entry of an injunction against future violations of the antifraud and registration provisions of the federal securities laws they were alleged to have violated [Sections 5(a), 5(c) and 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder], without admitting or denying the allegations. In addition, Joel and Leslie Steinger, have agreed to each pay $9 million in disgorgement and prejudgment interest and a $500,000 civil penalty. Peter Lombardi, Mutual Benefits’ former president, has agreed to pay $5,880,000 in disgorgement and prejudgment interest and a $120,000 civil penalty. The disgorgement amounts will be owed jointly and severally with the relief defendants controlled by either the Steingers and Lombardi: Kensington Management, Rainy Consulting Corporation, Twin Groves Investments, Inc. and P.J.L. Consulting Corporation. A viatical settlement is a transaction in which terminally ill persons sell the benefits of their life insurance policy to a third party for an immediate discounted payment. The third party purchaser of the policy becomes the beneficiary of the life insurance policy and pays the premium payments to maintain the policy. Upon the death of the terminally ill person the third party purchaser receives the full life insurance benefit of policy. [SEC v. Joel Steinger, et al., Case No. 04-60573-CIV-MORENO (S. D. Fla.)] (LR-19480) SEC OBTAINS ORDER FREEZING $1.4 MILLION IN INTERNATIONAL SCHEME THAT DROVE THE STOCK PRICE OF A VIRTUALLY ASSETLESS COMPANY FROM PENNIES TO $90 PER SHARE On December 1, the Commission brought an emergency action in the U.S. District Court for the Southern District of New York to freeze the U.S. brokerage account of Socius Holdings Ltd. (Socius), an entity incorporated in the British Virgin Islands and operating out of Geneva, Switzerland, that, the Commission alleges, participated in the fraudulent manipulation of the stock of Cameron International, Inc. (“Cameron”) in concert with other related individuals and entities. The Commission’s request for a temporary restraining order and asset freeze was granted by the Honorable Judge Paul A. Crotty, who froze $1.4 million in Socius’ assets pending a preliminary hearing. The Commission’s complaint alleges that from August through November 2005, Socius, in concert with defendants Peter S. Jessop, SIGF, S.A., Steven R. Wright, International Solutions, Inc., Shawn Casius, Logic’s Consulting, and other related individuals and entities, manipulated Cameron’s stock price through a series of coordinated wash sales and matched orders designed to create the illusion of an active and rising market in Cameron and induce others to buy Cameron shares at inflated prices. During this period, the defendants’ trading comprised the majority, and on many days all, of the retail buying and selling of Cameron’s stock. The defendants’ coordinated trades drove Cameron’s share price from $.05 to $90 in a two- month period. On November 7, 2005, the Commission suspended trading in shares of Cameron due to a lack of current and accurate information concerning a possible change in ownership of the company and questions regarding the dramatic rise in its share price. The complaint charges the defendants with violations of Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and seeks, against each, disgorgement of all ill-gotten gains plus prejudgment interest, civil penalties, and permanent injunctions barring future violations of the anti-fraud provisions of the federal securities laws. In addition, the complaint seeks a temporary restraining order and an asset freeze against Socius Holdings Ltd, and an order against all defendants requiring expedited discovery. Peter Jessop is the sole director of Socius and SIGF, two entities located in Geneva, Switzerland. Steven Wright is an accountant and the president of California-based International Solutions, Inc. In 2003, Wright was sued by the Commission in connection with a similar “shell factory” manipulation scheme. See S.E.C. v. Craig J. Shaber, Stephen R. Wright et al., Civil Action No. 3:03-CV-2247-G (N.D. Texas, filed Sept. 30, 2003) and S.E.C. v. 2DoTrade, Inc., et al., Civil Action No. 3:03-CV- 2246-N (N.D. Texas, filed Sept. 30, 2003). Shawn Casius is a resident of California and the president of Logic’s Consulting, Inc. [SEC v. Peter S. Jessop, Socius Holdings Ltd., SIGF, S.A., Steven R. Wright, International Solutions, Inc., Shawn Casius and Logic’s Consulting, Inc., Civil Action No. 05 Civ 10115 (PAC)] (LR-19481) FINAL JUDGMENT ENTERED AGAINST JON MARPLE AND GRATEFUL INTERNET ASSOCIATES, LLC On Nov. 29, 2005, the Honorable Dale A. Kimball, U.S. District Judge for the District of Utah, entered an order against Jon R. Marple and Grateful Internet Associates, LLC, an entity controlled by Marple, granting the Commission’s motion for summary judgment and permanently enjoining Marple and Grateful Internet Associates from future violations of the antifraud provisions of the federal securities laws. In October 2003, the Commission filed a complaint, in the U.S. District Court for the District of Utah, against twenty-one individuals and entities involved in a scheme to sell securities in five United States-based microcap issuers to hundreds of investors located primarily in the United Kingdom, Australia and New Zealand through a boiler room located in Vientiane, Laos. Jon R. Marple worked as a consultant for F- 10 Oil and Gas Properties, Inc one of the microcap issuers named in the Complaint. The court’s order contained findings that Marple made material misrepresentations in drafting F-10 Oil and Gas Properties, Inc. filings with the Commission. The order specifically enjoins Marple and Grateful Internet Associates from future violations of Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 promulgated thereunder, and Section 17(a) of the Securities Act of 1933 and orders them to pay disgorgement of $149,487 plus prejudgment interest of $21,463.27 together with a civil penalty of $100,000. Marple was also barred from participating in any offering of penny stock. [SEC v. David M. Wolfson, et al., Docket No. 2:03 CV-00914 DAK (U.S.D.C., D.Ut)] (LR-19482) SELF-REGULATORY ORGANIZATIONS APPROVAL OF A PROPOSED RULE CHANGE The Commission approved a proposed rule change (SR-FICC-2005- 14) filed by the Fixed Income Clearing Corporation. The rule change amends the rules of FICC’s Government Securities Division to have funds-only settlement obligation payment processing occur through the Federal Reserve’s National Settlement System. Publication of the proposal is expected in the Federal Register during the week of December 5. (Rel. 34- 52853) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change filed with the Commission by the Chicago Board Options Exchange relating to obligations of Designated Primary Market Makers during the implementation of the PAR Official program (SR-CBOE-2005-100) has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of December 5. (Rel. 34-52860) DELISTING GRANTED An order has been issued granting the application of the New York Stock Exchange to strike from listing and registration the Corporate-Backed Trust Certificates, Series 2001-19, Class A-1 (issued by Delta Air Lines Inc., due Dec. 15, 2029) and the Corporate-Backed Trust Certificates, Series 2001-6, (issued by Delta Air Lines Inc., due Dec. 15, 2029) of Lehman ABS Corporation, effective at the opening of business on November 30, 2005. (Rel. 34-52854) WITHDRAWALS SOUGHT Notice has been issued giving interested persons until December 23 to comment on the application of Applera Corporation, to withdraw its Applera Corporation-Applied Biosystems Group common stock, $.01 par value, together with rights to purchase series A participating junior preferred stock, $.01 par value, and Applera Corporation-Celera Genomics Group, common stock, $.01 par value together with rights to purchase series B participating junior preferred stock, $.01 par value, from listing and registration on the Pacific Exchange. (Rel. 34-52866) A notice has been issued giving interested persons until December 23 to comment on the application of SJW Corp. to withdraw its common stock, $1.042 par value, from listing and registration on the American Stock Exchange. (Rel. 34-52867) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 COMMUNITY FIRST INC, 501 SOUTH JAMES CAMPBELL BLVD., COLUMBIA, TN, 38401, 9313802265 - 0 ($3,685,500.00) Equity, (File 333-130031 - Dec. 1) (BR. 07A) S-8 Nayna Networks, Inc., 8012628844 - 1,250,000 ($1,062,500.00) Equity, (File 333-130032 - Dec. 1) (BR. 09B) SB-2 PETROL OIL & GAS INC, 3161 E. WARM SPRINGS ROAD, SUITE 300, LAS VEGAS, NV, 89120, 702454-7318 - 1,111,752 ($2,167,628.00) Equity, (File 333-130033 - Dec. 1) (BR. 04A) S-3ASR TEMPLE INLAND INC, 1300 MOPAC EXPRESSWAY SOUTH, AUSTIN, TX, 78746, 5124345800 - 0 ($0.00) Other, (File 333-130034 - Dec. 1) (BR. 04C) S-1 Tim Hortons Inc., 874 SINCLAIR ROAD, OAKVILLE, A6, L6K 2Y1, (905) 845-6511 - 0 ($600,000,000.00) Equity, (File 333-130035 - Dec. 1) (BR. 05) S-3ASR XL CAPITAL LTD, XL HOUSE, ONE BERMUDIANA ROAD, HAMILTON HM11 BERMUD, D2, 4412928515 - 0 ($3,967,500,000.00) Equity, (File 333-130036 - Dec. 1) (BR. 01C) S-3ASR GOLDEN WEST FINANCIAL CORP /DE/, 1901 HARRISON STREET, 1901 HARRISON STREET, OAKLAND, CA, 94612-3575, 510-466-3402 - 0 ($0.00) Debt, (File 333-130037 - Dec. 1) (BR. 07C) S-3 J P MORGAN CHASE & CO, 270 PARK AVE, 39TH FL, NEW YORK, NY, 10017, 2122706000 - 1 ($1.00) Other, (File 333-130039 - Dec. 1) (BR. 07C) F-3ASR ING GROEP NV, AMSTELVEENSEWEG 500, 1081 KL AMSTERDAM, PO BOX 810, 1000 AV, AMSTERDAM, P7, 0000, 01131205418534 - 0 ($0.00) Other, (File 333-130040 - Dec. 1) (BR. 01A) S-8 RETRACTABLE TECHNOLOGIES INC, 511 LOBO LANE, LITTLE ELM, TX, 75068-0009, 9722941010 - 0 ($21,205,500.00) Equity, (File 333-130041 - Dec. 1) (BR. 10C) S-3ASR OPENWAVE SYSTEMS INC, 2100 SEAPORT BLVD., REDWOOD CITY, CA, 94063, 650-480-8000 - 0 ($299,000,000.00) Equity, (File 333-130042 - Dec. 1) (BR. 03B) S-8 ASIAINFO HOLDINGS INC, 4/F ZHONGDIAN INFORMATION TOWER 6, ZHONGGUANCUN SOUTH STREET HAIDIAN, BEIJING, F4, 100086, 00861082166688 - 600,000 ($2,328,000.00) Equity, (File 333-130043 - Dec. 1) (BR. 08A) S-3ASR EVEREST RE GROUP LTD, WESSEX HOUSE - 2ND FLOOR, 45 REID STREET PO BOX HM 845, HAMILTON, D0, HM DX, 4412950006 - 0 ($0.00) Other, (File 333-130044 - Dec. 1) (BR. 01C) S-3ASR EBAY INC, 2145 HAMILTON AVENUE, SAN JOSE, CA, 95125, 408-376-7400 - 20,221,827 ($912,408,834.24) Equity, (File 333-130045 - Dec. 1) (BR. 08B) S-8 COVANTA HOLDING CORP, 40 LANE ROAD, FAIRFIELD, NJ, 07004, 973-882-9000 - 0 ($25,780,000.00) Equity, (File 333-130046 - Dec. 1) (BR. 02C) S-8 INGERSOLL RAND CO LTD, 155 CHESTNUT RIDGE ROAD, MONTVALE, NJ, 07645, 2015730123 - 54,350,000 ($2,162,586,500.00) Equity, (File 333-130047 - Dec. 1) (BR. 10B) F-3 BOS BETTER ONLINE SOLUTIONS LTD, 625,000 ($2,525,000.00) Debt Convertible into Equity, 1,525,917 ($4,041,773.00) Equity, (File 333-130048 - Dec. 1) (BR. 03A) S-8 BAYOU CITY EXPLORATION, INC., 10777 WESTHEIMER ROAD, SUITE 170, HOUSTON, TX, 77042, 832-358-3900 - 7,000,000 ($14,490,000.00) Equity, (File 333-130049 - Dec. 1) (BR. 04A) S-3ASR J P MORGAN CHASE & CO, 270 PARK AVE, 39TH FL, NEW YORK, NY, 10017, 2122706000 - 1 ($1.00) Other, (File 333-130051 - Dec. 1) (BR. 07C) S-3ASR MGI PHARMA INC, 5775 WEST OLD SHAKOPEE RD, SUITE 100, BLOOMINGTON, MN, 55437, 952-346-4700 - 0 ($5,549,583.00) Equity, (File 333-130052 - Dec. 1) (BR. 01B) S-8 MEXICAN RESTAURANTS INC, 1135 EDGEBROOK, HOUSTON, TX, 77034, 7139437574 - 350,000 ($3,510,500.00) Equity, (File 333-130053 - Dec. 1) (BR. 05B) S-8 LONGS DRUG STORES CORP, 141 NORTH CIVIC DRIVE, WALNUT CREEK, CA, 94596, 925-937-1170 - 4,000,000 ($172,460,000.00) Equity, (File 333-130055 - Dec. 1) (BR. 01C) SB-2 VELOCITY ASSET MANAGEMENT INC, 48 S. FRANKLIN TURNPIKE, 3RD FLOOR, RAMSEY, NJ, 07446, 201-760-1030 - 1,100,000 ($11,200,000.00) Equity, (File 333-130056 - Dec. 1) (BR. 07C) S-3 SUNAIR SERVICES CORP, 3005 SW THIRD AVE, EXECUTIVE OFFICES, FORT LAUDERDALE, FL, 33315, 9545251505 - 1,028,807 ($6,255,146.56) Asset-Backed Securities, (File 333-130057 - Dec. 1) (BR. 11A) SB-2 THEATER XTREME ENTERTAINMENT GROUP, INC, 250 CORPORATE BOULEVARD, SUITES E & F, NEWARK, DE, 19702, 3024551334 - 17,749,342 ($6,212,270.00) Equity, (File 333-130058 - Dec. 1) (BR. 09A) F-3 GRUMA SA DE CV, CALZADA DEL VALLE 407 OTE, COLONIA DEL VALLE, SAN PEDRO GARZA GARCIA NL, O5, 66220, 528183993300 - 30,000,000 ($90,000,000.00) Equity, (File 333-130059 - Dec. 1) (BR. 04A) S-4 SOVEREIGN BANCORP INC, 2000 MARKET ST, PHILADELPHIA, PA, 19103, 2155574630 - 0 ($500,000,000.00) Other, (File 333-130060 - Dec. 1) (BR. 07C) S-3ASR UNIVERSAL CORP /VA/, 1501 NORTH HAMILTON STREET, PO BOX 25099, RICHMOND, VA, 23230, 8043599311 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-130061 - Dec. 1) (BR. 04A) S-4 PFSWEB INC, 500 NORTH CENTRAL EXPRESSWAY, PLANO, TX, 75074, 9728812900 - 0 ($26,002,653.00) Equity, (File 333-130062 - Dec. 1) (BR. 08C) S-3 US AIRWAYS GROUP INC, 2345 CRYSTAL DR, ARLINGTON, VA, 22227, 7038727000 - 0 ($143,750,000.00) Other, (File 333-130063 - Dec. 1) (BR. 05C) S-8 IPASS INC, 3800 BRIDGE PARKWAY, REDWOOD SHORES, CA, 94065, 6502324115 - 0 ($25,457,649.00) Equity, (File 333-130064 - Dec. 1) (BR. 03C) S-8 Core-Mark Holding Company, Inc., 395 OYSTER POINT BLVD., #415, SOUTH SAN FRANCISCO, CA, 94080, 650-589-9445 - 2,859,444 ($71,691,631.64) Equity, (File 333-130065 - Dec. 1) (BR. 02) F-6 DEUTSCHE TELEKOM AG, FRIEDERICH EBERT ALLEE 140, D53113 BONN GERMANY, I8, 4922818190 - 100,000,000 ($5,000,000.00) ADRs/ADSs, (File 333-130066 - Dec. 1) (BR. 11A) S-8 ONEOK INC /NEW/, 100 WEST 5TH ST, TULSA, OK, 74103, 9185887000 - 0 ($27,710,000.00) Equity, (File 333-130067 - Dec. 1) (BR. 02C) S-3ASR MDC HOLDINGS INC, 4350 S MONACO STREET, SUITE 500, DENVER, CO, 80237, 3037731100 - 0 ($0.00) Other, (File 333-130069 - Dec. 1) (BR. 06A) S-8 ONEOK INC /NEW/, 100 WEST 5TH ST, TULSA, OK, 74103, 9185887000 - 0 ($83,130,000.00) Equity, (File 333-130070 - Dec. 1) (BR. 02C) S-8 BALLY TOTAL FITNESS HOLDING CORP, 8700 WEST BRYN MAWR AVENUE, SECOND FLOOR, CHICAGO, IL, 60631, 773-380-3000 - 3,100,000 ($18,438,282.38) Equity, (File 333-130071 - Dec. 1) (BR. 05A) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01 ABS Informational and Computational Material. 6.02 Change of Servicer or Trustee. 6.03 Change in Credit Enhancement or Other External Support. 6.04 Failure to Make a Required Distribution. 6.05 Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------------- 1ST INDEPENDENCE FINANCIAL GROUP, INC DE 8.01 11/30/05 724 SOLUTIONS INC 1.01,1.02,5.02,9.01 11/29/05 ABC BANCORP GA 5.03,9.01 12/01/05 ABFC Asset-Backed Certificates, Serie DE 8.01,9.01 11/25/05 ABRAXAS PETROLEUM CORP NV 7.01,9.01 12/01/05 ACCENTIA BIOPHARMACEUTICALS INC 7.01,9.01 12/01/05 Accredited Mortgage Loan Trust 2005-3 DE 8.01,9.01 11/25/05 ACCUPOLL HOLDING CORP NV 1.01,3.02,9.01 11/29/05 ACE Securities Corp. Home Equity Loan DE 8.01,9.01 11/25/05 ACE Securities Corp. Home Equity Loan DE 8.01,9.01 11/25/05 ACTION PERFORMANCE COMPANIES INC AZ 8.01,9.01 12/01/05 ACTION PRODUCTS INTERNATIONAL INC FL 5.02,9.01 11/30/05 AEGIS ASSET BACKED SECURITIES TRUST M DE 8.01,9.01 11/25/05 AEROCENTURY CORP DE 1.01,2.03 11/30/05 AFFORDABLE RESIDENTIAL COMMUNITIES IN MD 5.02 11/29/05 AGL RESOURCES INC GA 7.01,9.01 12/01/05 AIRNET SYSTEMS INC OH 8.01,9.01 12/01/05 AIRTRAN HOLDINGS INC NV 7.01,9.01 11/30/05 ALAMOSA HOLDINGS INC DE 7.01,9.01 12/01/05 ALLIANCE ONE INTERNATIONAL, INC. VA 1.01,8.01,9.01 12/01/05 ALLIED ARTISTS ENTERTAINMENT GROUP IN NV 2.01,9.01 11/30/05 ALTERNATIVE LOAN TRUST 2005-20CB 9.01 11/25/05 ALTERNATIVE LOAN TRUST 2005-25T1 9.01 11/25/05 ALTERNATIVE LOAN TRUST 2005-26CB 9.01 11/25/05 ALTERNATIVE LOAN TRUST 2005-27 9.01 11/25/05 ALTERNATIVE LOAN TRUST 2005-29CB 9.01 11/25/05 ALTERNATIVE LOAN TRUST 2005-31 9.01 11/25/05 Alternative Loan Trust 2005-34CB 9.01 11/25/05 Alternative Loan Trust 2005-35CB 9.01 11/25/05 ALTERNATIVE LOAN TRUST 2005-37T1 9.01 11/25/05 ALTERNATIVE LOAN TRUST 2005-38 9.01 11/25/05 Alternative Loan Trust 2005-44 9.01 11/25/05 ALTERNATIVE LOAN TRUST 2005-48T1 9.01 11/25/05 ALTERNATIVE LOAN TRUST 2005-49CB 9.01 11/25/05 ALTERNATIVE LOAN TRUST 2005-50CB 9.01 11/25/05 Alternative Loan Trust 2005-53T2 9.01 11/25/05 ALTERNATIVE LOAN TRUST 2005-54CB 9.01 11/25/05 ALTERNATIVE LOAN TRUST 2005-55CB 9.01 11/25/05 ALTERNATIVE LOAN TRUST 2005-56 9.01 11/25/05 Alternative Loan Trust 2005-58 9.01 11/25/05 ALTERNATIVE LOAN TRUST 2005-J11 9.01 11/25/05 Alternative Loan Trust 2005-J4 9.01 11/25/05 Alternative Loan Trust 2005-J7 9.01 11/25/05 Alternative Loan Trust Resecuritizati 9.01 11/25/05 AMB PROPERTY CORP MD 1.02 11/30/05 AMB PROPERTY LP DE 1.02 11/30/05 AMERICAN BANCORP OF NEW JERSEY INC NJ 8.01,9.01 12/01/05 AMERICAN ECOLOGY CORP DE 2.06 12/01/05 AMERICAN EQUITY INVESTMENT LIFE HOLDI IA 8.01,9.01 12/01/05 American Home Mortgage Assets Trust 2 DE 8.01,9.01 11/25/05 American Home Mortgage Investment Tru DE 9.01 11/25/05 AMERICAN ORIENTAL BIOENGINEERING INC CO 1.01,3.02,7.01,9.01 11/28/05 AMERICAN PACIFIC CORP DE 1.01,2.01,2.03,7.01,9.01 11/30/05 AMERISOURCEBERGEN CORP DE 8.01,9.01 12/01/05 AMG OIL LTD NV 5.01 11/30/05 AMH Holdings, Inc. DE 5.02 11/28/05 AMPAL-AMERICAN ISRAEL CORP NY 1.01 12/01/05 ANNTAYLOR STORES CORP DE 7.01,9.01 12/01/05 ANSWERTHINK INC FL 1.01,2.01,9.01 11/29/05 ANTICUS INTERNATIONAL CORP NV 5.02,8.01 11/28/05 APPALACHIAN BANCSHARES INC GA 7.01,9.01 12/01/05 APPLIANCE RECYCLING CENTERS OF AMERIC MN 8.01,9.01 11/23/05 APPLIANCE RECYCLING CENTERS OF AMERIC MN 8.01,9.01 11/23/05 ARADIGM CORP CA 3.01,9.01 12/01/05 ARBINET THEXCHANGE INC DE 1.01 11/28/05 ARCADIA RESOURCES, INC NV 1.01,3.02 11/28/05 ARCH CHEMICALS INC VA 8.01 12/01/05 ARCH COAL INC DE 8.01,9.01 12/01/05 ARI NETWORK SERVICES INC /WI WI 2.02,9.01 12/01/05 ARQULE INC DE 8.01,9.01 12/01/05 Asset Backed Pass-Through Certificate DE 8.01,9.01 11/25/05 Asset Backed Pass-Through Certificate DE 8.01,9.01 11/25/05 Asset Backed Pass-Through Certificate DE 8.01,9.01 11/25/05 ASSOCIATED MATERIALS INC DE 5.02 11/28/05 ATA HOLDINGS CORP IN 8.01,9.01 12/01/05 ATLAS AIR WORLDWIDE HOLDINGS INC DE 7.01,9.01 12/01/05 AVAYA INC DE 2.02,9.01 12/01/05 BALLY TOTAL FITNESS HOLDING CORP DE 2.02,9.01 11/30/05 Banc of America Alternative Loan Trus DE 8.01,9.01 11/25/05 Banc of America Alternative Loan Trus DE 8.01,9.01 11/25/05 Banc of America Alternative Loan Trus DE 8.01,9.01 11/25/05 Banc of America Alternative Loan Trus DE 8.01,9.01 11/25/05 Banc of America Mortgage Securities M DE 8.01,9.01 11/25/05 Banc of America Mortgage Securities M DE 8.01,9.01 11/25/05 Banc of America Mortgage Securities M DE 8.01,9.01 11/25/05 Banc of America Mortgage Securities M DE 8.01,9.01 11/25/05 BANK JOS A CLOTHIERS INC /DE/ DE 8.01,9.01 12/01/05 BARRY R G CORP /OH/ OH 8.01,9.01 12/01/05 Battle Mountain Gold Exploration Corp 2.01,9.01 11/26/05 Battle Mountain Gold Exploration Corp 1.01,9.01 11/28/05 Bayview Financial Mortage Pass-Throug DE 8.01,9.01 11/28/05 Bayview Financial Mortgage Pass-Throu DE 8.01,9.01 11/28/05 Bear Stearns Asset Backed Securities DE 8.01,9.01 11/25/05 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 11/25/05 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 11/25/05 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 11/25/05 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 11/25/05 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 11/25/05 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 11/25/05 Bear Stearns Asset Backed Securities DE 8.01,9.01 11/25/05 BEARD CO /OK OK 8.01,9.01 12/01/05 BEBE STORES INC CA 2.02,9.01 11/26/05 BELL MICROPRODUCTS INC CA 5.02,8.01,9.01 11/28/05 BERKSHIRE HILLS BANCORP INC 7.01,9.01 12/01/05 BIMINI MORTGAGE MANAGEMENT INC MD 7.01,9.01 11/30/05 BIOVEST INTERNATIONAL INC DE 7.01,9.01 12/01/05 BIRDS EYE FOODS INC DE 5.02 11/28/05 BLACK HILLS CORP /SD/ SD 1.01,2.03,9.01 12/01/05 BLACKHAWK CAPITAL GROUP BDC INC DE 5.03,9.01 11/09/05 BofI Holding, Inc. DE 1.01 11/28/05 BON TON STORES INC PA 1.01,9.01 11/28/05 Bootie Beer CORP FL 5.03 11/29/05 BRADY CORP WI 1.01 11/17/05 BRAND INTERMEDIATE HOLDINGS INC DE 5.02 11/16/05 BRISTOL MYERS SQUIBB CO DE 2.02,9.01 10/28/05 AMEND BROWN SHOE CO INC NY 1.01,5.02,5.03,9.01 11/30/05 BRUSH ENGINEERED MATERIALS INC 8.01,9.01 12/01/05 BULLDOG TECHNOLOGIES INC NV 1.01,3.02,9.01 11/29/05 BURLINGTON COAT FACTORY WAREHOUSE COR DE 2.02,9.01 12/01/05 BURZYNSKI RESEARCH INSTITUTE INC DE 2.01 11/26/05 CAL DIVE INTERNATIONAL INC MN 5.03,9.01 09/13/05 CALPINE CORP DE 5.02,9.01 11/29/05 CALPINE CORP DE 8.01,9.01 12/01/05 CANO PETROLEUM, INC 7.01,9.01 12/01/05 CAPITAL CORP OF THE WEST CA 5.02,9.01 11/29/05 Capital One Auto Receivables LLC DE 8.01,9.01 12/01/05 CAPITALSOURCE INC DE 2.01 11/25/05 CATALYST SEMICONDUCTOR INC DE 2.02,9.01 12/01/05 CBRL GROUP INC TN 2.02,7.01,9.01 12/01/05 CENTRAL EUROPEAN DISTRIBUTION CORP DE 7.01,9.01 12/01/05 CERUS CORP DE 8.01 11/29/05 CHEMBIO DIAGNOSTICS, INC. NV 7.01,9.01 12/01/05 CHL MORTGAGE PASS-THROUGH TRUST 2005- DE 9.01 11/25/05 CHL MORTGAGE PASS-THROUGH TRUST 2005- DE 9.01 11/25/05 CHL Mortgage Pass-Through Trust 2005- DE 9.01 11/25/05 CHL Mortgage Pass-Through Trust 2005- DE 9.01 11/25/05 CHL Mortgage Pass-Through Trust 2005- DE 9.01 11/25/05 CHL Mortgage Pass-Through Trust 2005- DE 9.01 11/25/05 CHL MORTGAGE PASS-THROUGH TRUST 2005- DE 9.01 11/25/05 CHL MORTGAGE PASS-THROUGH TRUST 2005- DE 9.01 11/25/05 CHL Mortgage Pass-Through Trust 2005- DE 9.01 11/25/05 CHL MORTGAGE PASS-THROUGH TRUST 2005- DE 9.01 11/25/05 CHL Mortgage Pass-Through Trust 2005- DE 9.01 11/25/05 CHL Mortgage Pass-Through Trust 2005- DE 9.01 11/25/05 CHL Mortgage Pass-Through Trust 2005- DE 9.01 11/25/05 CIBER INC DE 8.01,9.01 12/01/05 CITIGROUP INC DE 8.01,9.01 12/01/05 CITIGROUP INC DE 9.01 11/30/05 CITIGROUP INC DE 9.01 11/30/05 CITIGROUP INVESTMENTS CORPORATE LOAN MD 7.01,9.01 12/01/05 CITIGROUP MORTGAGE LOAN TRUST INC 8.01,9.01 11/30/05 CITIGROUP MORTGAGE LOAN TRUST INC 8.01,9.01 12/01/05 CLAIRES STORES INC DE 2.02,9.01 12/01/05 CLEVELAND CLIFFS INC OH 1.01,9.01 11/30/05 CNE GROUP INC DE 5.03,9.01 11/30/05 CNL RETIREMENT PROPERTIES INC MD 8.01 12/01/05 COCA COLA ENTERPRISES INC DE 5.02,9.01 12/01/05 COGNOS INC CA 2.02 12/01/05 COMMERCIAL NET LEASE REALTY INC MD 8.01,9.01 12/01/05 Commercial Vehicle Group, Inc. DE 1.01,9.01 11/30/05 CONEXANT SYSTEMS INC DE 1.01,9.01 11/29/05 CONNS INC DE 2.02,9.01 12/01/05 CORPORATE OFFICE PROPERTIES TRUST MD 1.01,9.01 11/28/05 CORTECH INC DE 1.01,5.02,9.01 11/25/05 COSI INC DE 7.01,9.01 11/30/05 Countrywide Home Loans 2005-52CB 9.01 11/25/05 Countrywide Home Loans 2005-J5 9.01 11/25/05 CREDIT SUISSE FIRST BOSTON MORTGAGE A DE 8.01,9.01 12/01/05 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE 8.01,9.01 12/01/05 CRONOS GROUP 1.01,9.01 12/01/05 CROWN CASTLE INTERNATIONAL CORP DE 7.01,9.01 11/30/05 CRYSTALIX GROUP INTERNATIONAL INC NV 1.01,3.02,9.01 11/26/05 CSFB Adjustable Rate Mortgage Trust 2 DE 8.01,9.01 11/25/05 CSK AUTO CORP DE 1.01,2.02,7.01,9.01 11/30/05 CUBIST PHARMACEUTICALS INC DE 1.02,8.01,9.01 11/29/05 CWABS INC ASSET BACKED CERTIFICATES S DE 9.01 11/25/05 CWABS INC ASSET BACKED CERTIFICATES S DE 9.01 11/25/05 CWABS INC ASSET BACKED CERTIFICATES S DE 9.01 11/25/05 CWABS INC ASSET BACKED CERTIFICATES S DE 9.01 11/25/05 CWABS INC ASSET BACKED CERTIFICATES S DE 9.01 11/25/05 CWABS INC ASSET BACKED CERTIFICATES S DE 9.01 11/25/05 CWABS INC ASSET-BACKED CERTIFICATES T DE 9.01 11/25/05 CWABS INC REVOLVING HOME EQUITY LOAN DE 8.01,9.01 11/15/04 CWABS INC REVOLVING HOME EQUITY LOAN DE 8.01,9.01 05/17/04 CWABS INC REVOLVING HOME EQUITY LOAN DE 8.01,9.01 08/16/04 CWABS INC REVOLVING HOME EQUITY LOAN DE 8.01,9.01 06/15/04 CWABS INC REVOLVING HOME EQUITY LOAN DE 8.01,9.01 09/15/04 CWABS INC REVOLVING HOME EQUITY LOAN DE 8.01,9.01 12/15/04 CWABS INC REVOLVING HOME EQUITY LOAN DE 8.01,9.01 07/15/04 CWABS INC REVOLVING HOME EQUITY LOAN DE 8.01,9.01 10/15/04 CWABS INC. ASSET-BACKED CERTIFICATES DE 9.01 11/25/05 CWABS Revolving Home Equity Loan Trus DE 8.01,9.01 12/15/04 CWALT INC 8.01,9.01 11/29/05 CWALT INC 8.01,9.01 11/29/05 CWALT INC - ALTERNATIVE LOAN TRUST RE 9.01 11/25/05 CWALT, Inc. Alternative Loan Trust 20 9.01 11/25/05 CWALT, Inc. Alternative Loan Trust 20 9.01 11/25/05 CWHEQ Revolving Home Equity Loan Asse 8.01,9.01 08/15/05 CWHEQ Revolving Home Equity Loan Asse 8.01,9.01 05/16/05 CWHEQ Revolving Home Equity Loan Asse 8.01,9.01 04/15/05 CWHEQ Revolving Home Equity Loan Asse 8.01,9.01 06/15/05 CWHEQ Revolving Home Equity Loan Asse 8.01,9.01 07/15/05 CWHEQ Revolving Home Equity Loan Asse 8.01,9.01 11/15/05 CWHEQ Revolving Home Equity Loan Asse 8.01,9.01 09/15/05 CWHEQ Revolving Home Equity Loan Asse 8.01,9.01 10/17/05 CWHEQ Revolving Home Equity Loan Asse 8.01,9.01 07/15/05 CWHEQ Revolving Home Equity Loan Asse 8.01,9.01 10/17/05 CWHEQ Revolving Home Equity Loan Asse 8.01,9.01 11/15/05 CWHEQ Revolving Home Equity Loan Asse 8.01,9.01 09/15/05 CWHEQ Revolving Home Equity Loan Asse 8.01,9.01 05/16/05 CWHEQ Revolving Home Equity Loan Asse 8.01,9.01 06/15/05 CWHEQ Revolving Home Equity Loan Asse 8.01,9.01 08/15/05 CWHEQ Revolving Home Equity Loan Asse 8.01,9.01 08/15/05 CWHEQ Revolving Home Equity Loan Asse 8.01,9.01 11/15/05 CWHEQ Revolving Home Equity Loan Asse 8.01,9.01 10/17/05 CWHEQ Revolving Home Equity Loan Asse 8.01,9.01 09/15/05 CWHEQ Revolving Home Equity Loan Asse 8.01,9.01 10/17/05 CWHEQ Revolving Home Equity Loan Asse 8.01,9.01 11/15/05 CWHEQ Revolving Home Equity Loan Asse 8.01,9.01 11/05/05 CWHEQ Revolving Home Equity Loan Asse 8.01,9.01 11/15/05 CWMBS INC - CHL MORTGAGE PASS-THROUGH DE 9.01 11/25/05 CWMBS INC - RESECURITIZATION PASS-THR DE 9.01 11/25/05 CWMBS, Inc., CHL Mortgage Pass-Throug DE 9.01 11/25/05 DAVITA INC DE 9.01 10/04/05 AMEND DEL MONTE FOODS CO DE 2.02,7.01,9.01 12/01/05 DENTSPLY INTERNATIONAL INC /DE/ DE 7.01,9.01 12/01/05 DIAMOND HILL INVESTMENT GROUP INC OH 8.01 11/30/05 DILLARDS INC DE 7.01,9.01 12/01/05 DILLARDS INC DE 7.01,9.01 12/01/05 DOLLAR GENERAL CORP TN 7.01,9.01 12/01/05 DONALDSON CO INC DE 2.02,9.01 11/29/05 DRESS BARN INC CT 5.02,9.01 11/30/05 DURAVEST INC FL 1.01,2.01,3.02,5.02,9.01 11/25/05 E TRADE FINANCIAL CORP DE 2.01,9.01 11/30/05 EASTERN AMERICAN NATURAL GAS TRUST DE 8.01,9.01 12/01/05 EBAY INC DE 2.01,3.02,9.01 10/14/05 AMEND Edgen Corp 1.01,7.01,8.01,9.01 11/30/05 EL CAPITAN PRECIOUS METALS INC NV 4.01,9.01 11/25/05 EMERGENT GROUP INC/NY NV 8.01 11/28/05 ENCORE ACQUISITION CO DE 1.01 11/28/05 ENCORE CREDIT RECEIVABLES TRUST 2005- DE 9.01 11/25/05 ENCORE CREDIT RECEIVABLES TRUST 2005- DE 9.01 11/25/05 ENCORE MEDICAL CORP DE 5.04,9.01 12/01/05 ENERGIZER HOLDINGS INC MO 1.01 11/30/05 ENTERPRISE PRODUCTS PARTNERS L P DE 8.01,9.01 11/29/05 ENTERPRISE PRODUCTS PARTNERS L P DE 9.01 11/30/05 ESCO TECHNOLOGIES INC MO 7.01,9.01 12/01/05 ESSEX PROPERTY TRUST INC MD 2.03,3.02 11/29/05 EVEREST RE GROUP LTD D0 7.01,9.01 12/01/05 EVERGREENBANCORP INC WA 7.01,9.01 12/01/05 EXIDE TECHNOLOGIES DE 1.01,9.01 11/29/05 EXPRESS SCRIPTS INC DE 7.01 12/01/05 EXXON MOBIL CORP NJ 1.01,9.01 11/29/05 EYE DYNAMICS INC NV 1.01 11/30/05 EZCORP INC DE 1.01,9.01 11/28/05 FALCON NATURAL GAS CORP 1.01,9.01 11/28/05 FAMILY DOLLAR STORES INC DE 2.02,9.01 12/01/05 FANTATECH INC DE 1.01,2.03,9.01 11/30/05 FARO TECHNOLOGIES INC FL 1.01,8.01,9.01 12/01/05 FBR Securitization, Inc. 8.01,9.01 11/28/05 FC FINANCIAL SERVICES INC NV 5.03,9.01 11/29/05 Federal Home Loan Bank of New York X1 2.03,3.03,5.03,8.01,9.01 11/29/05 Federal Home Loan Bank of San Francis X1 2.03 12/01/05 FEDERAL REALTY INVESTMENT TRUST MD 9.01 11/29/05 FIND SVP INC NY 1.01,9.01 11/28/05 FINISAR CORP DE 2.02,9.01 12/01/05 FINISH LINE INC /IN/ IN 2.02,9.01 12/01/05 FINOVA GROUP INC DE 8.01 12/01/05 FIRST ACCEPTANCE CORP /DE/ DE 5.02,7.01,9.01 11/30/05 FIRST CHOICE HEALTH NETWORK INC WA 5.02 10/04/05 FIRST DATA CORP DE 1.01,1.02,5.02 11/26/05 FIRST MARBLEHEAD CORP 1.01 11/29/05 FIRSTENERGY CORP OH 7.01,9.01 12/01/05 FLEXTRONICS INTERNATIONAL LTD 1.01,5.02,9.01 11/30/05 AMEND FORD MOTOR CO DE 8.01,9.01 12/01/05 FORD MOTOR CREDIT CO DE 8.01,9.01 12/01/05 FORTUNE ENTERTAINMENT CORP /DE/ DE 1.01,5.01,5.02,9.01 12/01/05 FRONTIER AIRLINES INC /CO/ CO 8.01,9.01 11/29/05 FRONTIER OIL CORP /NEW/ WY 7.01,9.01 12/01/05 GAP INC DE 7.01,9.01 12/01/05 GE Commercial Mortgage Corp. Series 2 DE 8.01,9.01 12/01/05 GE Commercial Mortgage Corp. Series 2 DE 8.01,9.01 11/30/05 GENCORP INC OH 1.01,8.01,9.01 11/30/05 GENERAL DATACOMM INDUSTRIES INC DE 8.01 11/22/05 GENERAL MOTORS CORP DE 8.01 01/21/05 GERBER SCIENTIFIC INC CT 2.02,9.01 12/01/05 GLACIER WATER SERVICES INC DE 3.01 11/30/05 GLOBAL INDUSTRIES LTD LA 5.02,9.01 11/30/05 GLOBALSANTAFE CORP 7.01,9.01 12/01/05 GOLDEN WEST FINANCIAL CORP /DE/ DE 2.03 12/01/05 GREENBRIER COMPANIES INC DE 1.01,9.01 11/16/05 GREENWICH CAPITAL ACCEPTANCE INC DE 8.01 12/01/05 Greenwich Capital Acceptance, Inc New DE 8.01,9.01 11/25/05 GS MORTGAGE SECURITIES CORP DE 8.01 11/30/05 GSR Mortgage Loan Trust 2005-1F DE 8.01,9.01 11/25/05 GSR Mortgage Loan Trust 2005-2F DE 8.01,9.01 11/25/05 GSR Mortgage Loan Trust 2005-3F DE 8.01,9.01 11/25/05 GSR Mortgage Loan Trust 2005-4F DE 8.01,9.01 11/25/05 GSR Mortgage Loan Trust 2005-5F DE 8.01,9.01 11/25/05 GSR Mortgage Loan Trust 2005-6F DE 8.01,9.01 11/25/05 GSR Mortgage Loan Trust 2005-7F DE 8.01,9.01 11/25/05 GSR Mortgage Loan Trust 2005-8F DE 8.01,9.01 11/25/05 HALIFAX CORP VA 1.01,9.01 12/01/05 HANOVER INSURANCE GROUP, INC. DE 1.01,5.03,7.01,9.01 12/01/05 HEALTHCARE REALTY TRUST INC MD 2.02,7.01,9.01 11/30/05 HERITAGE PROPERTY INVESTMENT TRUST IN MD 1.01,2.03,9.01 11/28/05 HIGH INCOME OPPORTUNITY FUND INC MD 7.01,9.01 12/01/05 HMB Acceptance Corp. DE 8.01 11/30/05 Home Equity Asset Trust 2005-2 DE 8.01,9.01 11/25/05 Home Equity Asset Trust 2005-3 DE 8.01,9.01 11/25/05 HOME INTERIORS & GIFTS INC TX 1.01,9.01 11/28/05 HOME SOLUTIONS OF AMERICA INC DE 1.01,3.02,7.01,9.01 11/30/05 HONEYWELL INTERNATIONAL INC DE 8.01 11/30/05 HOUSTON EXPLORATION CO DE 1.01,2.01,2.03,7.01,9.01 11/30/05 HSBC Automotive Trust 2005-1 NV 9.01 11/17/05 HSBC Automotive Trust 2005-2 NV 9.01 11/17/05 HSBC Finance CORP 7.01,9.01 12/01/05 HSBC Home Equity Loan Trust 2005-1 DE 9.01 11/21/05 HSBC HOME EQUITY LOAN TRUST 2005-2 DE 9.01 11/21/05 HSBC HOME EQUITY LOAN TRUST 2005-3 DE 9.01 11/21/05 HUMAN GENOME SCIENCES INC DE 5.02,9.01 11/30/05 IBIS TECHNOLOGY CORP MA 8.01,9.01 12/01/05 IKANOS COMMUNICATIONS CA 8.01,9.01 11/23/05 INDYMAC BANCORP INC DE 8.01,9.01 12/01/05 IndyMac Indx Mortgage Loan Trust 2005 8.01,9.01 05/06/05 IndyMac INDX Mortgage Loan Trust 2005 8.01,9.01 03/31/05 INNOVATIVE FOOD HOLDINGS INC CO 5.02 12/01/05 INSIGNIA SOLUTIONS PLC 3.01,9.01 11/22/05 INTELLISYNC CORP DE 2.02,9.01 12/01/05 INTERDIGITAL COMMUNICATIONS CORP PA 2.02,9.01 12/01/05 INTERMEDIATE MUNI FUND INC MD 7.01,9.01 12/01/05 INTERMUNE INC DE 5.02,9.01 11/30/05 INTERNAP NETWORK SERVICES CORP DE 8.01,9.01 12/01/05 INTERNATIONAL ASSETS HOLDING CORP DE 1.01 11/30/05 iPCS, INC DE 8.01 12/01/05 ITT INDUSTRIES INC IN 1.01,9.01 12/01/05 JACKSON HEWITT TAX SERVICE INC DE 2.02,9.01 12/01/05 JACLYN INC DE 1.02,9.01 11/29/05 JO-ANN STORES INC OH 7.01 12/01/05 KELLOGG CO DE 1.01,2.03,9.01 11/28/05 KIMCO REALTY CORP MD 8.01,9.01 12/01/05 KOHLS CORPORATION WI 7.01,9.01 12/01/05 LABORATORY CORP OF AMERICA HOLDINGS DE 5.02 11/30/05 LADISH CO INC WI 8.01,9.01 11/30/05 LAMSON & SESSIONS CO OH 2.02,9.01 12/01/05 LAUREATE EDUCATION, INC. MD 1.01,2.03,9.01 11/28/05 LEADIS TECHNOLOGY INC DE 1.01,5.02,9.01 11/29/05 Lehman ABS Corp. Home Equity Loan Tru DE 8.01,9.01 11/25/05 Lehman XS Trust Series 2005-2 DE 8.01,9.01 11/25/05 Lehman XS Trust, Series 2005-4 DE 8.01,9.01 11/25/05 LOCKHEED MARTIN CORP MD 5.02 12/01/05 MACERICH CO MD 4.01 11/30/05 MADISON GAS & ELECTRIC CO WI 1.01,2.03 11/28/05 MAGNITUDE INFORMATION SYSTEMS INC DE 8.01 12/01/05 MANAGED HIGH INCOME PORTFOLIO INC NY 7.01,9.01 12/01/05 MANAGED MUNICIPALS PORTFOLIO INC 7.01,9.01 12/01/05 MANTECH INTERNATIONAL CORP DE 5.02,9.01 12/01/05 MASTR ALTERNATIVE LOAN TRUST 2005-NC1 DE 8.01,9.01 11/25/05 MAXCO INC MI 5.02 11/29/05 MAYTAG CORP DE 8.01,9.01 12/01/05 MCDATA CORP DE 2.02,7.01,9.01 11/30/05 MCRAE INDUSTRIES INC DE 3.01,3.03,5.03,8.01,9.01 12/01/05 MERRILL LYNCH DEPOSITOR INC PPLUS TRU DE 8.01,9.01 11/15/05 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 11/30/05 META FINANCIAL GROUP INC DE 5.02 11/28/05 METRIS COMPANIES INC DE 5.01 12/01/05 MICROVISION INC WA 1.01,3.02,9.01 11/30/05 MID AMERICA APARTMENT COMMUNITIES INC TN 7.01,9.01 11/30/05 MIIX GROUP INC DE 8.01,9.01 11/28/05 MIKOHN GAMING CORP NV 5.02 11/30/05 MIKOHN GAMING CORP NV 2.01,9.01 11/28/05 MIRANT CORP DE 1.01,5.02,9.01 11/28/05 MKS INSTRUMENTS INC MA 1.01,9.01 11/25/05 MORGAN STANLEY DEAN WITTER CAPITAL I DE 8.01 11/30/05 MORTGAGE-BACKED CERTIFICATES, SERIES DE 8.01,9.01 11/25/05 MOVADO GROUP INC NY 2.02,9.01 12/01/05 MTC TECHNOLOGIES INC DE 7.01,9.01 12/01/05 MultiCell Technologies, Inc. DE 1.01,8.01,9.01 12/01/05 MUNICIPAL HIGH INCOME FUND INC 7.01,9.01 12/01/05 NAAC Alternative Loan Trust, Series 2 DE 8.01,9.01 11/25/05 NASB FINANCIAL INC MO 2.02 06/30/05 NATIONAL ATLANTIC HOLDINGS CORP NJ 8.01 11/30/05 NATIONAL DATACOMPUTER INC DE 5.02,8.01 11/23/05 NATIONAL DATACOMPUTER INC DE 4.01,9.01 11/04/05 AMEND NATURADE INC DE 1.01,3.02 11/25/05 NATURAL HEALTH TRENDS CORP DE 1.01,3.02,9.01 11/25/05 NEIMAN MARCUS GROUP INC DE 2.02,7.01 12/01/05 NETRATINGS INC DE 1.01,5.02 12/01/05 NEUROBIOLOGICAL TECHNOLOGIES INC /CA/ DE 1.01,2.01,9.01 11/28/05 NEVADA GOLD & CASINOS INC NV 2.02,9.01 11/30/05 New York & Company, Inc. 7.01,9.01 12/01/05 NEWS CORP 8.01,9.01 12/01/05 NNN 2003 VALUE FUND LLC 7.01 10/25/05 AMEND NOMURA ASSET ACCEPTANCE CORP DE 8.01,9.01 11/30/05 Nomura Asset Acceptance Corporation, DE 8.01,9.01 11/25/05 NORDSTROM INC WA 7.01 12/01/05 NORDSTROM INC WA 5.02 11/29/05 NORTHRIM BANCORP INC AK 5.02 12/01/05 NORTHWEST AIRLINES CORP DE 7.01,9.01 11/29/05 NOVELL INC DE 2.02,9.01 10/31/05 NT HOLDING CORP. DE 5.02 11/30/05 NU SKIN ENTERPRISES INC DE 2.05 11/30/05 AMEND NUTRACEUTICAL INTERNATIONAL CORP DE 2.02,9.01 12/01/05 NxStage Medical, Inc. DE 2.02,9.01 12/01/05 NYMEX HOLDINGS INC DE 8.01 11/30/05 O CHARLEYS INC TN 5.02,7.01,9.01 12/01/05 OCEAN WEST HOLDING CORP DE 2.01,9.01 06/10/05 AMEND OLD DOMINION ELECTRIC COOPERATIVE VA 1.01,1.02,5.02,8.01,9.01 11/28/05 OMNIVISION TECHNOLOGIES INC DE 2.02,9.01 12/01/05 OMNIVISION TECHNOLOGIES INC DE 1.01 11/28/05 ONE LINK 4 TRAVEL INC DE 7.01,9.01 12/01/05 OPTELECOM INC DE 5.02 12/01/05 ORIENTAL FINANCIAL GROUP INC PR 5.02,9.01 11/28/05 OSTEOTECH INC DE 1.02 11/30/05 PACIFIC CONTINENTAL CORP OR 2.01,8.01,9.01 12/01/05 PACIFIC PREMIER BANCORP INC DE 7.01,9.01 12/01/05 PANTRY INC DE 2.02,5.02,9.01 11/30/05 PARALLEL PETROLEUM CORP DE 7.01,9.01 12/01/05 PARKER HANNIFIN CORP OH 5.02 11/28/05 Patient Safety Technologies, Inc DE 8.01,9.01 11/30/05 PAYLESS SHOESOURCE INC /DE/ DE 7.01,9.01 12/01/05 PDI INC 1.01 12/01/05 PEAK ENTERTAINMENT HOLDINGS INC NV 4.02 06/09/05 PEDIATRIC SERVICES OF AMERICA INC DE 8.01,9.01 11/30/05 PEERLESS SYSTEMS CORP DE 2.02,9.01 12/01/05 PENNSYLVANIA COMMERCE BANCORP INC 5.02,9.01 12/01/05 PETROLEUM DEVELOPMENT CORP NV 8.01,9.01 11/30/05 PHARMACOPEIA DRUG DISCOVERY INC DE 8.01 11/29/05 PLANET411 COM INC DE 5.02 11/29/05 PLATINUM UNDERWRITERS HOLDINGS LTD D0 9.01 12/01/05 PLURISTEM LIFE SYSTEMS INC NV 1.01,5.02 11/21/05 POKERTEK INC 8.01,9.01 11/29/05 POORE BROTHERS INC DE 2.02,3.01,7.01,9.01 11/25/05 PRECISION CASTPARTS CORP OR 1.01,9.01 11/25/05 PRIDE INTERNATIONAL INC DE 7.01,9.01 11/30/05 PRIMEDIA INC DE 7.01,9.01 12/01/05 PROGENICS PHARMACEUTICALS INC DE 7.01,9.01 12/01/05 PROTON LABORATORIES INC WA 1.01,2.03,9.01 11/28/05 PROVECTUS PHARMACEUTICALS INC NV 3.02,9.01 11/30/05 QUESTAR CORP UT 1.01,9.01 11/30/05 AMEND QUICKSILVER RESOURCES INC DE 1.01,9.01 11/28/05 QUOVADX INC DE 7.01 11/22/05 REAL ESTATE INCOME FUND INC 7.01,9.01 12/01/05 REINSURANCE GROUP OF AMERICA INC MO 1.01,9.01 11/30/05 REMEDYTEMP INC CA 2.02,9.01 12/01/05 RONCO CORP DE 5.02 11/08/05 SACO I TRUST 2005-8 DE 8.01,9.01 11/25/05 SACO I TRUST 2005-GP1 DE 8.01,9.01 11/25/05 SAKS INC TN 8.01,9.01 11/26/05 SALOMON BROTHERS 2008 WORLDWIDE DOLLA MD 7.01,9.01 12/01/05 SALOMON BROTHERS CAPITAL & INCOME FUN MD 7.01,9.01 12/01/05 SALOMON BROTHERS EMERGING MARKETS DEB 7.01,9.01 12/01/05 SALOMON BROTHERS EMERGING MARKETS FLO MD 7.01,9.01 12/01/05 SALOMON BROTHERS EMERGING MARKETS INC MD 7.01,9.01 12/01/05 SALOMON BROTHERS EMERGING MARKETS INC MD 7.01,9.01 12/01/05 SALOMON BROTHERS FUND INC /DE/ MD 7.01,9.01 12/01/05 SALOMON BROTHERS GLOBAL HIGH INCOME F 7.01,9.01 12/01/05 SALOMON BROTHERS GLOBAL PARTNERS INCO MD 7.01,9.01 12/01/05 SALOMON BROTHERS HIGH INCOME FUND II 7.01,9.01 12/01/05 SALOMON BROTHERS HIGH INCOME FUND INC MD 7.01,9.01 12/01/05 SALOMON BROTHERS INFLATION MANAGEMENT 7.01,9.01 12/01/05 SALOMON BROTHERS MUNICIPAL PARTNERS F MD 7.01,9.01 12/01/05 SALOMON BROTHERS MUNICIPAL PARTNERS F MD 7.01,9.01 12/01/05 Salomon Brothers Variable Rate Strate 7.01,9.01 12/01/05 SALOMON BROTHERS WORLDWIDE INCOME FUN MD 7.01,9.01 12/01/05 SANDS REGENT NV 2.02 11/30/05 SASCO Mortgage Loan Trust 2005-WF3 DE 8.01,9.01 11/25/05 SASCO Mortgage Loan Trust Series 2005 DE 8.01,9.01 11/25/05 SASCO Mortgage Loan Trust Series 2005 DE 8.01,9.01 11/25/05 SASCO Mortgage Pass Through Certifica DE 8.01,9.01 11/25/05 SASCO Mortgage Pass-Through Certifida DE 8.01,9.01 11/25/05 SEA CONTAINERS LTD /NY/ 5.02,9.01 11/25/05 SEACHANGE INTERNATIONAL INC DE 2.02,9.01 12/01/05 SEACOAST BANKING CORP OF FLORIDA FL 8.01,9.01 11/28/05 SEAGATE TECHNOLOGY E9 7.01 12/01/05 SELECT COMFORT CORP 7.01,9.01 12/01/05 SERVICE CORPORATION INTERNATIONAL TX 1.01 12/01/05 SFBC INTERNATIONAL INC DE 8.01 11/23/05 SFBC INTERNATIONAL INC DE 1.01 11/28/05 Shire plc 8.01,9.01 12/01/05 Shire plc 8.01,9.01 12/01/05 SHOPKO STORES INC WI 5.04,9.01 11/30/05 SILVER RIVER VENTURES, INC. NV 1.01,9.01 11/30/05 SIMMONS FIRST NATIONAL CORP AR 7.01 12/01/05 SKILLSOFT PUBLIC LIMITED CO 1.01,3.03,9.01 11/29/05 SMITH A O CORP DE 5.02 11/28/05 SoftNet Technology Corp. NV 1.01,9.01 11/30/05 SONIC FOUNDRY INC MD 2.02,9.01 12/01/05 SOUTHERN UNION CO DE 7.01,9.01 12/01/05 SPACEDEV INC CO 1.01,7.01,9.01 12/01/05 AMEND SPACEHAB INC \WA\ WA 8.01,9.01 12/01/05 SPHERIX INC DE 1.01,5.02,9.01 11/29/05 STANDEX INTERNATIONAL CORP/DE/ DE 7.01,8.01,9.01 12/01/05 STEEL DYNAMICS INC IN 7.01,9.01 11/30/05 STOCKERYALE INC MA 5.02 11/29/05 STRUCTURED ADJUSTABLE RATE MORTGAGE L DE 8.01,9.01 11/25/05 STRUCTURED ADJUSTABLE RATE MORTGAGE L DE 8.01,9.01 11/25/05 STRUCTURED ADJUSTABLE RATE MORTGAGE L DE 8.01,9.01 11/25/05 STRUCTURED ADJUSTABLE RATE MORTGAGE L DE 8.01,9.01 11/25/05 STRUCTURED ASSET SECURITIES CORP DE 8.01 11/30/05 STRUCTURED ASSET SECURITIES CORP DE 8.01 11/30/05 STRUCTURED ASSET SECURITIES CORP DE 8.01,9.01 11/30/05 STRUCTURED ASSET SECURITIES CORP DE 8.01 11/30/05 Structured Asset Securities Corp 2005 DE 8.01,9.01 11/25/05 Structured Asset Securities Corp 2005 DE 8.01,9.01 11/25/05 Structured Asset Securities Corp 2005 DE 8.01,9.01 11/25/05 Structured Asset Securities Corp 2005 DE 8.01,9.01 11/25/05 Structured Asset Securities Corp Mort DE 8.01,9.01 11/25/05 Structured Asset Securities Corp Trus DE 8.01,9.01 11/25/05 Structured Asset Securities Corp Trus DE 8.01,9.01 11/25/05 Structured Asset Securities Corp. 200 DE 8.01,9.01 11/25/05 Structured Asset Securities Corp. 200 DE 9.01 11/25/05 Structured Asset Securities Corp. 200 DE 8.01,9.01 11/25/05 Structured Asset Securities Corporati DE 8.01,9.01 11/25/05 SUN HEALTHCARE GROUP INC DE 8.01,9.01 12/01/05 SUN NEW MEDIA INC. MN 1.01,9.01 11/29/05 SYNERTECK INC DE 1.01 11/30/05 SYNTROLEUM CORP DE 7.01 11/28/05 TEAM INC TX 8.01,9.01 11/30/05 TECHTEAM GLOBAL INC DE 1.01,9.01 11/30/05 TELEPLUS ENTERPRISES INC 8.01,9.01 12/01/05 TERAFORCE TECHNOLOGY CORP DE 8.01 11/22/05 Terwin Mortgage Trust, Series TMTS 20 DE 8.01,9.01 11/25/05 TESORO CORP /NEW/ DE 8.01,9.01 11/30/05 THERAGENICS CORP DE 7.01,9.01 11/30/05 TIERONE CORP 7.01,9.01 11/30/05 TIMBERLAND BANCORP INC WA 5.03,9.01 11/29/05 TIMBERLAND CO DE 1.01 11/30/05 TOREADOR RESOURCES CORP DE 7.01,9.01 11/30/05 TOWER AUTOMOTIVE INC DE 7.01,9.01 10/31/05 TRI COUNTY FINANCIAL CORP /MD/ MD 7.01,9.01 11/30/05 TRIKON TECHNOLOGIES INC DE 8.01,9.01 12/01/05 TRIPATH TECHNOLOGY INC 2.02,9.01 12/01/05 UIL HOLDINGS CORP CT 1.01,9.01 12/01/05 UNITRIN INC DE 8.01 11/30/05 UNIVERSAL FOOD & BEVERAGE COMPNY NV 1.01,5.02 11/28/05 UNIVEST CORP OF PENNSYLVANIA PA 8.01 12/01/05 VESTA INSURANCE GROUP INC DE 7.01,9.01 12/01/05 VIASPACE Inc. NV 8.01,9.01 12/01/05 VIROPHARMA INC DE 1.01 12/01/05 Warner Music Group Corp. DE 2.02,9.01 12/01/05 WELLS FARGO ASSET SECURITIES CORP DE 8.01,9.01 11/30/05 WELLS FARGO ASSET SECURITIES CORP DE 8.01,9.01 11/30/05 WENDYS INTERNATIONAL INC OH 1.01,2.06,7.01,9.01 11/29/05 WET SEAL INC DE 2.02,9.01 11/29/05 WGL HOLDINGS INC VA 2.02,9.01 11/30/05 WHIRLPOOL CORP /DE/ DE 8.01,9.01 12/01/05 Williams Partners L.P. DE 1.01,5.02,7.01,9.01 11/29/05 WITS BASIN PRECIOUS MINERALS INC MN 3.03,9.01 11/29/05 WORLD WRESTLING ENTERTAINMENTINC DE 2.02,8.01,9.01 12/01/05 XATA CORP /MN/ MN 2.02 11/30/05 XETA TECHNOLOGIES INC OK 2.02,9.01 11/30/05 XL CAPITAL LTD 8.01,9.01 12/01/05 YOUBET COM INC DE 8.01,9.01 12/01/05 ZENIX INCOME FUND INC 7.01,9.01 12/01/05