SEC NEWS DIGEST Issue 2005-149 August 4, 2005 COMMISSION ANNOUNCEMENTS CHRISTOPHER COX SWORN IN AS SEC CHAIRMAN With his wife Rebecca standing at his side, on August 3, Christopher Cox took the oath of office to become the 28th Chairman of the Securities and Exchange Commission from Federal Reserve Chairman Alan Greenspan. “It is an honor to lead the Securities and Exchange Commission, and to be sworn in by so wise and able a champion of America’s capital markets,” Chairman Cox said. “In his 18 years of service, Chairman Greenspan has been a great friend to investors through his focus on healthy, growing capital markets and the importance of personal savings.” Greenspan and Cox first met nearly 20 years ago, in the Oval Office, when President Reagan formed the so-called ‘Brady Commission’ to investigate the causes of the 1987 stock market crash. Cox, then a White House lawyer, was the White House liaison to the Commission. Over the years, as a member of the House Budget Committee and the House Financial Services Committee, Cox renewed his acquaintance with Greenspan, whom he has long admired. Chairman Cox will officially begin his duties on August 4. His first day’s schedule includes a mid-morning address to the SEC staff in the Commission’s auditorium. Chairman Cox was nominated by President Bush on June 2, 2005, and unanimously confirmed by the Senate on July 29, 2005. For the past 10 years, he has served in the elected majority Leadership of the House of Representatives. Most recently, he was Chairman of the House Committee on Homeland Security. Prior to his election to Congress in 1988, he served as a White House counsel to President Reagan; as a securities partner in the law firm of Latham & Watkins; as a member of the faculty of Harvard Business School; and as the co-founder of Context Corporation, publisher of the English translation of the Soviet Union’s daily newspaper, Pravda. (Press Rel. 2005-107) RULES AND RELATED MATTERS SEC ADOPTS RULE UNDER SECTION 16 OF SECURITIES EXCHANGE ACT OF 1934 On August 3, the Commission issued a release adopting clarifying amendments to Rules 16b-3 and 16b-7 under the Securities Exchange Act of 1934. These rules exempt from the short-swing profit recovery provisions of Section 16(b), respectively, “Transactions between an issuer and its officers or directors,” and “Mergers, reclassifications, and consolidations.” The amendments clarify the exemptive scope of these rules. The Commission also amended Item 405 of Regulations S-K and S-B to harmonize this item with the two-business day Form 4 due date and mandated electronic filing and website posting of Section 16 reports. The amendments to Rules 16b-3(d) and (e) and Rule 16b-7 are effective on the date of publication in the Federal Register; the amendments to Item 405 are effective 30 days after publication in the Federal Register. Because the amendments to Rules 16b-3(d) and (e) clarify regulatory conditions that applied to these exemptions since they became effective on August 15, 1996, they are available to any transaction on or after August 15, 1996, that satisfies the regulatory conditions so clarified. Because the amendments to Rule 16b-7 clarify regulatory conditions that applied to that exemption since it was amended effective May 1, 1991, they are available to any transaction on or after May 1, 1991, that satisfies the regulatory conditions so clarified. (Rels. 33-8600; 34-52202; 35-28013; IC-27025) ENFORCEMENT PROCEEDINGS IN THE MATTER OF J. ROBERT DOBBINS On August 3, the Commission issued an Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940, and Notice of Hearing against J. Robert Dobbins. The Order states that a judgment was entered by consent against Dobbins in Securities and Exchange Commission v. J. Robert Dobbins, et al., Civil Action Number 3:04CV605H, in the United States District Court for the Northern District of Texas on July 12, 2005, enjoining him from violations of the registration and antifraud provisions of the securities laws. Dobbins was the owner of and controlled two unregistered hedge funds through two unregistered investment advisers at the time of the fraud. Based on the above, the Order provides that a public hearing shall be convened to determine whether the allegations set forth therein are true and afford Dobbins an opportunity to establish any defenses to such allegations, and to determine whether any remedial action is appropriate in the public interest. The Administrative Law Judge shall issue an initial decision no later than 210 days from the date of service of the Order. (IA-2414; File No. 3-12003) CEASE-AND-DESIST PROCEEDINGS INSTITUTED AND SETTLED AGAINST UTAH EDUCATIONAL SAVINGS PLAN TRUST On August 4, the Commission instituted settled cease-and-desist proceedings against the Utah Educational Savings Plan Trust (UESP) pursuant to Section 8A of the Securities Act of 1933. The UESP has been ordered to cease and desist from committing or causing any violations and any future violations of Section 17(a)(2) of the Securities Act of 1933. The Commission’s Order was entered pursuant to the UESP’s consent and without admitting or denying the findings in the order. The UESP is a Utah state agency authorized to provide tax-advantaged educational savings plan services. This proceeding arises from the conduct of the UESP’s former director, Dale C. Hatch, who misappropriated investor funds from 2002 through 2004. Upon discovering Hatch’s conduct, the UESP fired Hatch and took steps to correct deficiencies in its accounting and operational systems that Hatch exploited. However, when the UESP disclosed Hatch’s termination of employment and the UESP’s internal control deficiencies, the UESP failed to fully disclose material facts related to its accounting and operational deficiencies, ongoing risks to investors, and mischaracterized the source of the funds Hatch misappropriated. Specifically, the Commission’s Order finds that the UESP made untrue statements of material facts and omitted material facts regarding investment earnings and potential losses of investors, the method by which transactions were effected and accounted for by the UESP, and certain ongoing internal control weaknesses. Furthermore, the UESP had stated that funds misappropriated by Hatch were administrative funds when in fact those funds belonged to the UESP’s investors. The UESP has undertaken to remedy the problems addressed by this proceeding and has refunded the misappropriated funds to investor accounts. (Rel. 33-8601; File No. 3-12004) MPTV, INC. STOCK REGISTRATION REVOKED On August 3, the registration of the stock of MPTV, Inc., Inc., was revoked. The revocation was ordered in an administrative proceeding before an administrative law judge. MPTT has not filed any annual or quarterly reports with the Commission since 2002. Thus, it violated a crucial provision of the federal securities laws that requires public corporations to publicly disclose current, accurate financial information so that investors may make informed decisions. The law judge revoked the registration of MPTT’s stock to serve the public interest and for the protection of investors. (Rel. 34-52199; File No. 3-11965) IN THE MATTER OF BUSYBOX.COM, INC. An Administrative Law Judge has issued an Order Making Findings and Revoking Registration by Default (Default Order) in Busybox.com, Inc., Administrative Proceeding No. 3-11962. The Order Instituting Proceedings alleged that Respondent Busybox.com, Inc., failed to comply with Section 13(a) of the Securities Exchange Act of 1934 and Rules 13a- 1 and 13a-13 thereunder by failing to file required periodic reports while its securities were registered with the Securities and Exchange Commission. The Default Order finds these allegations to be true and revokes the registration of each class of securities of Busybox.com, Inc. (Rel. 34-52208; File No. 3-11962) FORMER MCA CEO, PREVIOUSLY SUED BY SEC FOR INVOLVEMENT IN MCA FINANCIAL AND OFFERING FRAUD, SENTENCED TO PRISON TERM AND RESTITUTION The Commission announced that on July 21, 2005, the Honorable Judge Nancy G. Edmunds of the United States District Court for the Eastern District of Michigan sentenced Patrick D. Quinlan, Sr., former CEO of MCA Financial Corporation, to ten years in prison for his involvement in a fraudulent scheme perpetrated by MCA. Judge Edmunds also ordered Quinlan to pay $256.6 million in restitution. Previously, in February 2004, Quinlan pled guilty to one count of conspiracy to commit mail, wire and bank fraud and to make false statements in a matter within the jurisdiction of a federal agency and one count of making false statements to the Commission. Quinlan, Lee Wells, Keith Pietila, Alexander Ajemian, John O'Leary, Cheryl Swain and Kevin Lasky are the defendants in a pending civil injunctive action filed by the Commission on April 23, 2002, in the United States District Court for the Eastern District of Michigan. The complaint in that case alleges that Quinlan and the other six defendants violated, or aided and abetted violations of, the antifraud provisions of the federal securities laws, among other things, as a result of their involvement in a financial and offering fraud by MCA. The complaint further alleges that MCA sold $71 million of securitized interests in pools of mortgage loans from 1994 through 1999 while knowingly misrepresenting the risk, rate of return and historical performance of the interests in the offering materials and that as a result, investors lost at least $49 million. The complaint also alleges that MCA engaged in the fraudulent sale of $19 million in debentures between 1994 and 1999 by including financial statements that materially inflated its assets, income and equity in registration statements and annual and quarterly reports filed with the Commission and that, as a result, investors in the debentures lost all $19 million invested. All seven defendants have pled guilty to federal criminal charges arising out of MCA’s fraudulent scheme. Ajemian, Pietila and Lasky have been sentenced to 37 months, 48 months and 24 months in prison respectively and were ordered to pay $256.6 million, $256.6 million and $128 million respectively in restitution. Wells, Swain and O’Leary have not been sentenced yet. In addition, the Michigan Attorney General’s Office has filed state felony securities fraud charges against Quinlan, Wells, Pietila and Ajemian. The Commission wishes to thank the Office of the United States Attorney for the Eastern District of Michigan for its assistance and cooperation in this matter. [US v. Quinlan, Wells, Pietila, Ajemian, O’Leary, Swain and Lasky, Case No. 01-80514, E.D. Mich., Judge Feikens; SEC v. Quinlan, Wells, Pietila, Ajemian, O’Leary, Swain and Lasky, Case No. 02-60082, USDC, E.D. Mich., Judge Battani] (LR-19323; AAER-2289) HOLDING COMPANY ACT RELEASES PNM RESOURCES A notice has been issued giving interested persons until Aug. 26 to request a hearing on a proposal by PNM Resources, Inc.(PNM Resources), a registered holding company; TNP Enterprises, Inc. (TNP Enterprises), a registered wholly-owned holding company subsidiary of PNM Resources; and Texas New Mexico Power Company (TNMP), a public utility company, for TNMP to redeem stock held by TNP Enterprises, for nonutility subsidiaries of PNM Resources and TNP Enterprises to pay dividends from unearned surplus or capital, for TNP Enterprises to pay dividends to PNM Resources and for TNMP to make borrowings from a credit facility maintained by PNM Resources. (Rel. 35-28011) GEORGIA POWER COMPANY, ET AL. A notice has been issued giving interested persons until Aug. 29 to request a hearing on a proposal by Georgia Power Company and Savannah Electric and Power Company, both utility subsidiary companies of The Southern Company, a registered holding company. Georgia Power and Savannah Power request authority to acquire public utility assets currently under construction by a sale/leaseback agreement. (Rel. 35- 28012) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change and Amendment No. 1 thereto filed by the International Securities Exchange (SR-ISE-2005-36) relating to cancellation fee changes has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the notice is expected in the Federal Register during the week of August 8. (Rel. 34- 52203) APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposed rule change and Amendments 1 and 2, submitted under Rule 19b-4 of the Securities Exchange Act of 1934 by NASD through its subsidiary, The Nasdaq Stock Market, Inc., (SR-NASD- 2005-006) regarding the filing of semi-annual financial information by Nasdaq-listed foreign private issuers. Publication of the proposal is expected in the Federal Register during the week of August 8. (Rel. 34- 52192) PROPOSED RULE CHANGES A proposed rule change (SR-NASD-2005-084) has been filed by NASD regarding amendments to the rule regarding supervisory control systems, Rule 3012, to require notification of reliance on “Limited Size and Resources” exception. Publication of the proposal is expected in the Federal Register during the week of August 8. (Rel. 34-52195) Pursuant to Rule 19b-4 under the Securities Exchange Act of 1934, the American Stock Exchange has filed a proposed rule change (SR-Amex-2004- 62) and Amendment Nos. 1, 2,and 3 there to amend Amex Rule 1000A (“Index Fund Shares” and related Commentary .02 to accommodate the listing of the following eight funds of the xtraShares Trust: Ultra500 Fund; Ultra100 Fund; Ultra30 Fund; UltraMid-Cap400 Fund; Short500 Fund; Shor100 Fund; Short30 Fund and ShortMid-Cap 400 Fund. Publication of the proposal is expected in the Federal Register during the week of August 8. (Rel.. 34-52197) Pursuant to Rule 19b-4 under the Securities Exchange Act of 1934, the Chicago Stock Exchange has filed a proposed rule change (SR-CHX-2005-20) relating to participant fees and credits. Publication of the proposal is expected in the Federal Register during the week of August 8. (Rel. 34-52200) The Stock Clearing Corporation of Philadelphia filed a proposed rule change (SR-SCCP-2004-03) under Section 19(b)(1) of the Securities Exchange Act that would allow SCCP to process trades executed on a trading system that provides for anonymous trading. Publication of the proposal is expected in the Federal Register during the week of August 8. (Rel. 34-52201) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . SB-2 STRONGHOLD TECHNOLOGIES INC, 777 TERRACE AVE, HASBROUCK HEIGHTS, NJ, 07604, 2017271464 - 221,350,000 ($22,135,000.00) Equity, (File 333-127122 - Aug. 3) (BR. 03C) S-4 BANK OF AMERICA CORP /DE/, BANK OF AMERICA CORPORATE CENTER, 100 N TRYON ST, CHARLOTTE, NC, 28255, 7043868486 - 0 ($30,856,450,670.75) Equity, (File 333-127124 - Aug. 3) (BR. 07B) S-3 NAPSTER INC, 9044 MELROSE AVENUE, LOS ANGELES, CA, 90069, 3102815000 - 0 ($200,000,000.00) Unallocated (Universal) Shelf, (File 333-127125 - Aug. 3) (BR. 03B) S-3 SLM CORP, 12061 BLUEMONT WAY, RESTON, VA, 20190, 7038103000 - 0 ($1,000,000.00) Non-Convertible Debt, (File 333-127126 - Aug. 3) (BR. 07C) S-4 SIERRA PACIFIC RESOURCES /NV/, PO BOX 30150, 6100 NEIL RD, RENO, NV, 89511, 7758344011 - 0 ($291,000,000.00) Equity, (File 333-127128 - Aug. 3) (BR. 02B) S-3 KNOLOGY INC, 1241 O G SKINNER DRIVE, WEST POINT, GA, 31833, 7066458553 - 0 ($26,576,182.00) Equity, (File 333-127129 - Aug. 3) (BR. 11B) S-8 BRUSH ENGINEERED MATERIALS INC, 17876 ST. CLAIR AVE., CLEVELAND, OH, 44110, 2163834062 - 3,000,000 ($49,500,000.00) Equity, (File 333-127130 - Aug. 3) (BR. 04A) S-8 UNICA CORP, 170 TRACER LANE, WALTHAM, MA, 02451, 781-259-5900 - 4,004,269 ($25,171,336.00) Equity, (File 333-127131 - Aug. 3) (BR. 03) S-3 AVITAR INC /DE/, 65 DAN ROAD, SUITE 202, CANTON, MA, 02021, 7818212440 - 15,000,000 ($1,050,000.00) Equity, (File 333-127132 - Aug. 3) (BR. 10A) S-1 AMERISAFE INC, 2144487414 - 0 ($92,000,000.00) Equity, (File 333-127133 - Aug. 3) (BR. 01) S-8 SOUTHERN MISSOURI BANCORP INC, 531 VINE ST, POPLAR BLUFF, MO, 63901, 5737851421 - 100,000 ($1,440,000.00) Equity, (File 333-127134 - Aug. 3) (BR. 07A) S-1 Jaguar Acquisition Corp., 1200 RIVER ROAD, SUITE 1302, CONSHOHOCKEN, PA, 19428, 610-585-0285 - 0 ($61,200,100.00) Equity, (File 333-127135 - Aug. 3) (BR. 09) S-8 ASTRONICS CORP, 130 COMMERCE WAY, -, EAST AURORA, NY, 14052-2191, 716-805-1599 - 200,000 ($1,986,000.00) Equity, (File 333-127137 - Aug. 3) (BR. 05A) SB-2 TRUST ONE PAYMENT SERVICES, 160 MANCHESTER LANE, SUITE G, VILLA RICA, GA, 30180, 770-947-6000 - 600,000 ($9,000,000.00) Equity, (File 333-127138 - Aug. 3) (BR. 09) S-4 Novelis Inc., 3399 PEACHTREE ROAD NE, SUITE 1500, ATLANTA, GA, 30326, 404-814-4210 - 1,400,000,000 ($1,400,000,000.00) Non-Convertible Debt, (File 333-127139 - Aug. 3) (BR. 06C) S-8 FLORIDA EAST COAST INDUSTRIES INC, ONE MALAGA STREET, ST AUGUSTINE, FL, 32084, 9043966600 - 2,000,000 ($93,780,000.00) Equity, (File 333-127141 - Aug. 3) (BR. 05A) S-8 FIRST AVENUE NETWORKS INC, 230 COURT SQUARE, SUITE 202, CHARLOTTESVILLE, VA, 22902, 434 220 4988 - 0 ($13,965,700.00) Equity, (File 333-127142 - Aug. 3) (BR. 11C) SB-2 Global Electronic Recovery Corp., 6240 WEST 3RD STREET, STE. 208, LOS ANGELES, CA, 90036, 310-467-9832 - 3,000,000 ($300,000.00) Equity, (File 333-127143 - Aug. 3) (BR. 09) S-8 POORE BROTHERS INC, 3500 S LA COMETA DR, GOODYEAR, AZ, 85338, 6029326200 - 0 ($2,032,064.10) Equity, (File 333-127144 - Aug. 3) (BR. 04A) S-8 POORE BROTHERS INC, 3500 S LA COMETA DR, GOODYEAR, AZ, 85338, 6029326200 - 0 ($276,499.38) Equity, (File 333-127145 - Aug. 3) (BR. 04A) S-3 ML ASSET BACKED CORP, 250 VESEY ST RM 15-097 NORTH TOWER, WORLD FINANCIAL CENTER 10TH FL, NEW YORK, NY, 10281-1310, 2124490336 - 1,000,000 ($1,000,000.00) Asset-Backed Securities, (File 333-127148 - Aug. 3) (BR. 05) S-1 Paramount Acquisition Corp, 787 7TH AVENUE, 48TH FLOOR, NEW YORK, NY, 10019, 212-554-4300 - 0 ($164,900,100.00) Equity, (File 333-127149 - Aug. 3) (BR. ) N-2 MUNIYIELD CALIFORNIA FUND INC, 800 SCUDDERS MILL RD, PLAINSBORO, NJ, 08543-9011, 6092822800 - 1,400 ($35,000,000.00) Equity, (File 333-127150 - Aug. 3) (BR. 17) S-8 PLANETLINK COMMUNICATIONS INC, 404-8430123 - 205,000,000 ($717,000.00) Equity, (File 333-127152 - Aug. 3) (BR. 02C) S-8 FREESCALE SEMICONDUCTOR INC, 6501 WILLIAM CANNON DRIVE, AUSTIN, TX, 78735, 5128952000 - 0 ($44,878,750.00) Equity, (File 333-127153 - Aug. 3) (BR. 10B) S-3 NITROMED INC, 12 OAK PARK DR, BEDFORD, MA, 01730, 7816859700 - 0 ($250,000,000.00) Equity, (File 333-127154 - Aug. 3) (BR. 01B) S-3 ATC HEALTHCARE INC /DE/, 1983 MARCUS AVE, STE E122, LAKE SUCCESS, NY, 11042, 5167501600 - 2,144,703 ($836,437.00) Equity, (File 333-127155 - Aug. 3) (BR. 01A) S-8 ELECTRONIC ARTS INC, 209 REDWOOD SHORES PARKWAY, REDWOOD CITY, CA, 94065, 650-628-1500 - 11,500,000 ($667,230,000.00) Equity, (File 333-127156 - Aug. 3) (BR. 03A) SB-2 BIODELIVERY SCIENCES INTERNATIONAL INC, 865 LONGBOAT KEY CLUB ROAD, LONGBOAT KEY, FL, 34228, 8124797266 - 0 ($23,000,000.00) Equity, (File 333-127157 - Aug. 3) (BR. 01C) S-8 CELL GENESYS INC, 500 FORBES BOULEVARD, SOUTH SAN FRANCISCO, CA, 94080, 6502663000 - 0 ($17,035,877.86) Equity, (File 333-127158 - Aug. 3) (BR. 01C) S-1 PREDIX PHARMACEUTICALS HOLDINGS INC, 520 MADISON AVE, NEW YORK, NY, 10022, 0 ($70,000,000.00) Equity, (File 333-127159 - Aug. 3) (BR. ) S-3 QWEST COMMUNICATIONS INTERNATIONAL INC, 1801 CALIFORNIA ST, DENVER, CO, 80202, 3039921400 - 0 ($2,500,000,000.00) Other, (File 333-127160 - Aug. 3) (BR. 11B) S-8 AGL RESOURCES INC, TEN PEACHTREE PLACE, ATLANTA, GA, 30309, 4045844000 - 1,534,537 ($58,849,494.00) Equity, (File 333-127161 - Aug. 3) (BR. 02A) S-8 INTUITIVE SURGICAL INC, 4085232100 - 2,048,048 ($129,784,801.76) Equity, (File 333-127162 - Aug. 3) (BR. 10B) S-8 EPICOR SOFTWARE CORP, 195 TECHNOLOGY DR, IRVINE, CA, 92718-2402, 9495854000 - 3,000,000 ($43,380,000.00) Equity, 0 ($465,138.39) Other, (File 333-127163 - Aug. 3) (BR. 03C) S-1 MATHSTAR INC, 527 MARQUETTE AVE, STE 930, MINNEAPOLIS, MN, 55402, 0 ($36,800,000.00) Equity, (File 333-127164 - Aug. 3) (BR. ) S-4 BEAZER HOMES USA INC, 5775 PEACHTREE DUNW00DY RD, STE B 200, ATLANTA, GA, 30342, 4042503420 - 0 ($350,000,000.00) Debt Convertible into Equity, (File 333-127165 - Aug. 3) (BR. 06C) S-3 RADIO ONE INC, 5900 PRINCESS GARDEN PARKWAY, 8TH FL, LANHAM, MD, 20706, 3013061111 - 0 ($23,634,002.88) Equity, (File 333-127166 - Aug. 3) (BR. 11C) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT 3M CO DE 8.01,9.01 08/02/05 5 G WIRELESS COMMUNICATIONS INC NV 1.01,9.01 07/20/05 AMEND A4S SECURITY, INC. CO 7.01,9.01 08/03/05 ABATIX CORP DE 2.02,9.01 08/03/05 ABFC 2005-AQ1 Trust DE 8.01 07/25/05 ABLE ENERGY INC DE 8.01 07/28/05 ABX AIR INC 7.01,9.01 07/28/05 ACCERIS COMMUNICATIONS INC FL 5.02,9.01 07/31/05 ACCREDITED HOME LENDERS HOLDING CO DE 2.02,9.01 08/02/05 ACCURIDE CORP DE 2.02,9.01 08/03/05 ACTION PERFORMANCE COMPANIES INC AZ 2.05 08/03/05 ACTIVANT SOLUTIONS INC /DE/ DE 1.01,5.02 07/28/05 Advance America, Cash Advance Centers DE 2.02,8.01,9.01 08/02/05 ADVANCED MEDICAL INSTITUTE INC. NV 1.01,5.02,9.01 07/30/05 ADVANTA BUSINESS RECEIVABLES CORP 8.01,9.01 07/20/05 AMEND AEOLUS PHARMACEUTICALS, INC. DE 2.02,9.01 08/03/05 AEROPOSTALE INC 7.01,9.01 08/03/05 AETHER HOLDINGS INC DE 2.02,9.01 08/03/05 AGILYSYS INC OH 1.01 07/28/05 AGL RESOURCES INC GA 5.02 08/02/05 ALEXANDRIA REAL ESTATE EQUITIES INC MD 2.02,9.01 06/30/05 ALL AMERICAN SEMICONDUCTOR INC DE 2.02,9.01 08/03/05 ALLIED CAPITAL CORP MD 2.02 08/03/05 ALLSTATE LIFE INSURANCE CO 1.01 08/01/05 ALNYLAM PHARMACEUTICALS, INC. 2.02,9.01 08/03/05 ALTIRIS INC DE 2.02,9.01 08/03/05 AMEGY BANCORPORATION, INC. TX 7.01,9.01 08/03/05 AMERICAN AIRLINES INC DE 8.01 08/03/05 AMERICAN CAPITAL STRATEGIES LTD 2.02,9.01 08/02/05 AMERICAN EQUITY INVESTMENT LIFE HOLDI IA 9.01 08/03/05 AMERICAN EXPRESS CO NY 7.01 08/03/05 AMERICAN FINANCIAL GROUP INC OH 2.02,9.01 06/30/05 AMERICAN FINANCIAL REALTY TRUST 7.01 08/02/05 AMERICAN POWER CONVERSION CORPORATION MA 1.01,9.01 07/29/05 American Reprographics CO DE 2.02,9.01 08/03/05 AMERICAN SAFETY INSURANCE HOLDINGS LT 2.02,9.01 06/30/05 AMERICAN TOWER CORP /MA/ DE 8.01,9.01 08/03/05 AMERICAN WAGERING INC NV 8.01 08/02/05 AMERIGROUP CORP 2.02 07/28/05 AMERISTAR CASINOS INC NV 2.02,9.01 08/03/05 AMR CORP DE 8.01 08/03/05 ANADARKO PETROLEUM CORP DE 5.02 07/28/05 ANDERSONS INC OH 2.02 08/02/05 ANSYS INC DE 2.02,9.01 08/03/05 AON CORP DE 2.02,9.01 08/02/05 APARTMENT INVESTMENT & MANAGEMENT CO MD 2.02,9.01 08/03/05 APPLIED FILMS CORP CO 1.01 07/28/05 APPLIED IMAGING CORP DE 2.02,9.01 08/02/05 AQUA AMERICA INC PA 2.02,9.01 08/03/05 ARBINET THEXCHANGE INC DE 2.02,5.02,9.01 08/01/05 ARGONAUT GROUP INC DE 2.02,9.01 08/02/05 ARTISTDIRECT INC DE 1.01,2.01,2.03,3.02,5.01,5.02,5.03,8.01,9.01 07/28/05 ARVINMERITOR INC IN 8.01,9.01 08/01/05 ASHFORD HOSPITALITY TRUST INC MD 2.02,9.01 08/03/05 ASIA PAYMENT SYSTEMS NV 5.02 07/20/05 ATARI INC DE 3.01,5.03,9.01 07/28/05 ATLANTIC COAST FEDERAL CORP X1 2.02,9.01 08/02/05 AMEND ATLAS PIPELINE PARTNERS LP DE 2.02,9.01 08/01/05 ATMI INC DE 5.03,9.01 07/30/05 AVANT IMMUNOTHERAPEUTICS INC DE 2.02,9.01 08/03/05 AVATECH SOLUTIONS INC DE 1.01,3.02 07/01/05 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 08/03/05 BEAR STEARNS ASSET BACKED SECURITIES DE 9.01 07/25/05 BEAZER HOMES USA INC DE 5.02,9.01 08/03/05 BENTLEY PHARMACEUTICALS INC DE 2.02,9.01 08/03/05 BIO IMAGING TECHNOLOGIES INC DE 2.02,9.01 08/03/05 BIOCRYST PHARMACEUTICALS INC DE 2.02,9.01 08/03/05 BIOPHAN TECHNOLOGIES INC NV 8.01,9.01 08/02/05 BISHOP CAPITAL CORP 8.01 08/02/05 BLUE HOLDINGS, INC. NV 5.02,9.01 07/28/05 BLUE VALLEY BAN CORP KS 1.01,2.03,7.01,9.01 07/29/05 BLUEGREEN CORP MA 2.02,9.01 08/01/05 BNP RESIDENTIAL PROPERTIES INC MD 1.01,5.02 08/01/05 BOSTON BEER CO INC MA 2.02,9.01 08/03/05 BRADLEY OPERATING L P DE 2.02,9.01 08/02/05 BRANTLEY CAPITAL CORP MD 3.01,9.01 08/01/05 BRAVO FOODS INTERNATIONAL CORP DE 7.01,8.01 07/29/05 BRIGHAM EXPLORATION CO DE 2.02,7.01,9.01 08/02/05 BRINKS CO VA 2.02,9.01 08/03/05 BROADWING CORP DE 2.02 07/29/05 BROOKE CORP KS 2.03,9.01 07/29/05 BROWN FORMAN CORP DE 1.01,9.01 07/28/05 BRUKER BIOSCIENCES CORP DE 2.02,9.01 08/03/05 BUCKEYE TECHNOLOGIES INC DE 2.02,9.01 08/02/05 BUCKEYE TECHNOLOGIES INC DE 5.02 08/02/05 BUILD A BEAR WORKSHOP INC DE 8.01 07/27/05 BULL RUN CORP GA 8.01,9.01 08/03/05 CAL DIVE INTERNATIONAL INC MN 2.02,9.01 08/02/05 CALPINE CORP DE 2.01,2.04,8.01,9.01 07/28/05 CAM COMMERCE SOLUTIONS INC DE 2.02,9.01 08/03/05 CAMBREX CORP DE 5.03,9.01 08/02/05 CAMPBELL FUND TRUST MD 3.02 08/01/05 CANADIAN DERIVATIVES CLEARING CORP A6 9.01 07/31/05 CANYON RESOURCES CORP DE 5.02,9.01 08/01/05 CAPTARIS INC WA 2.02,9.01 08/03/05 CAPTIVA SOFTWARE CORP DE 2.02,9.01 08/03/05 CATALYST SEMICONDUCTOR INC DE 1.01 07/21/05 CBL & ASSOCIATES PROPERTIES INC DE 2.02,9.01 08/02/05 CEDAR SHOPPING CENTERS INC MD 9.01 06/24/05 AMEND CELERITY SYSTEMS INC DE 8.01 07/26/05 CENTENNIAL COMMUNICATIONS CORP /DE DE 2.02,4.02,9.01 08/03/05 CENTRA SOFTWARE INC DE 2.02,9.01 08/03/05 CENTURY PARK PICTURES CORP MN 2.01,3.02,5.01,5.02,5.03,8.01,9.01 08/03/05 CH ENERGY GROUP INC NY 2.02,7.01,9.01 08/03/05 Chaparral Steel CO DE 1.01,5.02,9.01 07/29/05 CHARMING SHOPPES INC PA 1.01,2.03,9.01 07/28/05 CHART INDUSTRIES INC DE 7.01,9.01 08/03/05 CHARTERMAC DE 1.01,3.02,9.01 07/28/05 CHECKFREE CORP \GA\ DE 2.02,9.01 08/03/05 CHECKFREE CORP \GA\ DE 1.01 07/28/05 CHINA DIRECT TRADING CORP FL 8.01,9.01 07/30/05 CHINA GRANITE CORP NV 4.02,9.01 08/03/05 AMEND CHIQUITA BRANDS INTERNATIONAL INC NJ 1.01 08/01/05 CHOICEONE FINANCIAL SERVICES INC MI 2.02,9.01 08/03/05 CHURCHILL DOWNS INC KY 2.02,9.01 06/30/05 CIGNA CORP DE 2.02 08/03/05 CITADEL BROADCASTING CORP DE 2.02,9.01 08/03/05 CITIGROUP DIVERSIFIED FUTURES FUND LP 3.02 07/31/05 CITIGROUP INC DE 9.01 08/03/05 CITIZENS FIRST BANCORP INC DE 2.02,9.01 08/01/05 CLARK INC DE 8.01,9.01 08/01/05 CLARKSTON FINANCIAL CORP 5.02,9.01 07/28/05 CLAYTON WILLIAMS ENERGY INC /DE DE 2.02,9.01 08/03/05 CLEARONE COMMUNICATIONS INC UT 1.01 08/01/05 CNS INC /DE/ DE 1.01,2.02,8.01,9.01 08/01/05 COASTAL BANKING CO INC SC 2.02,9.01 08/03/05 COHEN & STEERS INC 2.02,9.01 08/03/05 COLLINS INDUSTRIES INC MO 2.02,8.01,9.01 08/03/05 COMM 2005-C6 DE 8.01,9.01 08/02/05 COMPETITIVE TECHNOLOGIES INC DE 8.01,9.01 07/26/05 COMPUCREDIT CORP GA 2.02,9.01 08/03/05 COMPX INTERNATIONAL INC DE 2.02,7.01,9.01 08/02/05 Comstock Homebuilding Companies, Inc. DE 1.01,2.02,9.01 08/03/05 CONOR MEDSYSTEMS INC 2.02,9.01 08/03/05 CONSOLIDATED RESOURCES HEALTH CARE FU GA 4.01,9.01 07/28/05 CONVERSION SERVICES INTERNATIONAL INC DE 1.01,2.01,2.03,7.01,9.01 08/02/05 CONVERSION SERVICES INTERNATIONAL INC DE 1.01,9.01 08/02/05 Copano Energy, L.L.C. DE 1.01,2.01,2.03,3.02,5.03,9.01 08/01/05 CORE MOLDING TECHNOLOGIES INC DE 8.01,9.01 08/03/05 COTHERIX INC 2.02,9.01 08/03/05 COUSINS PROPERTIES INC GA 2.02,9.01 08/03/05 COX RADIO INC DE 2.02,9.01 08/03/05 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE 8.01,9.01 08/03/05 CREDIT SUISSE FIRST BOSTON USA INC DE 8.01 08/03/05 CVS CORP DE 2.02,9.01 08/03/05 DEAN FOODS CO/ DE 2.02,9.01 08/03/05 DECODE GENETICS INC DE 2.02,9.01 08/02/05 DEL GLOBAL TECHNOLOGIES CORP NY 1.01,1.02,2.03,9.01 08/01/05 DELPHAX TECHNOLOGIES INC MN 2.02,9.01 08/03/05 DENTAL PATIENT CARE AMERICA INC UT 4.01,9.01 08/01/05 DICKIE WALKER MARINE INC 8.01,9.01 08/02/05 DIGENE CORP DE 1.01,9.01 07/27/05 DIGITAL GENERATION SYSTEMS INC DE 2.02,9.01 08/03/05 DIRECT GENERAL CORP 2.02,9.01 08/02/05 DIRECT GENERAL CORP 7.01,9.01 08/02/05 DISCOVERY LABORATORIES INC /DE/ DE 2.02,9.01 08/02/05 Dolby Laboratories, Inc. DE 1.01,1.02,9.01 08/02/05 DOMINION RESOURCES INC /VA/ VA 2.02,9.01 08/03/05 DOMINOS PIZZA INC 2.02,9.01 08/03/05 DORCHESTER MINERALS LP DE 2.02,7.01,9.01 06/30/05 DRIL-QUIP INC DE 2.02,9.01 08/02/05 DSLA Mortgage Loan Trust 2005-AR3 DE 8.01,9.01 08/03/05 DSLA Mortgage Loan Trust 2005-AR3 DE 8.01,9.01 08/03/05 DST SYSTEMS INC DE 8.01,9.01 08/02/05 DUCKWALL ALCO STORES INC KS 1.01,9.01 08/01/05 DUKE ENERGY CORP NC 2.02,9.01 08/03/05 DUNE ENERGY INC DE 8.01,9.01 08/03/05 DYNAMICS RESEARCH CORP MA 2.02,9.01 08/02/05 E LOAN INC DE 8.01,9.01 08/03/05 E PIPHANY INC DE 2.02,9.01 08/03/05 EASYLINK SERVICES CORP DE 2.02,9.01 08/03/05 EATON VANCE CORP MD 8.01,9.01 08/03/05 EBIX INC DE 2.02,9.01 08/01/05 EDAC TECHNOLOGIES CORP WI 2.02,9.01 08/02/05 EFJ INC DE 2.02,9.01 08/02/05 AMEND EFUNDS CORP DE 2.02,9.01 08/03/05 ELECTRONIC DATA SYSTEMS CORP /DE/ DE 2.02,9.01 08/03/05 EMBREX INC /NC/ NC 2.02,9.01 08/02/05 EMCORE CORP NJ 2.02,7.01,9.01 08/02/05 EMS TECHNOLOGIES INC GA 2.02,9.01 08/03/05 ENBRIDGE ENERGY PARTNERS LP DE 2.02,9.01 07/29/05 ENCYSIVE PHARMACEUTICALS INC DE 2.02,9.01 08/03/05 ENDOLOGIX INC /DE/ DE 2.02,9.01 06/30/05 ENERGYSOUTH INC AL 2.02,9.01 07/29/05 ENTEGRIS INC MN 1.01,8.01 08/01/05 ENTERGY CORP /DE/ DE 1.01 08/03/05 ENTRAVISION COMMUNICATIONS CORP DE 2.02,9.01 08/03/05 ERIE INDEMNITY CO PA 2.02,9.01 08/03/05 EVANS BANCORP INC NY 2.02,9.01 08/02/05 EXCHANGE NATIONAL BANCSHARES INC MO 8.01,9.01 08/01/05 FACTSET RESEARCH SYSTEMS INC DE 1.01,2.01,5.02,9.01 08/01/05 FAMOUS DAVES OF AMERICA INC MN 2.02,9.01 08/03/05 FBR Securitization, Inc. 8.01,9.01 08/01/05 FEI CO OR 2.02,2.05,2.06,9.01 08/03/05 FIBERSTARS INC /CA/ CA 3.02 08/02/05 FIRST CASH FINANCIAL SERVICES INC DE 8.01,9.01 07/28/05 FIRST FEDERAL BANKSHARES INC DE 2.02,9.01 08/02/05 First Federal of Northern Michigan Ba 8.01,9.01 08/02/05 FIRST HORIZON ASSET SECURITIES INC DE 8.01,9.01 07/29/05 FIRST HORIZON ASSET SECURITIES INC DE 8.01,9.01 07/29/05 FIRST OF LONG ISLAND CORP NY 2.02,9.01 08/03/05 FIRSTCITY FINANCIAL CORP DE 2.02,7.01,9.01 08/03/05 FLOWSERVE CORP NY 1.01,3.02,5.02,8.01,9.01 07/28/05 FMC CORP DE 2.02,9.01 08/02/05 FOOTHILL INDEPENDENT BANCORP DE 8.01,9.01 07/27/05 Fremont Home Loan Trust 2005-1 DE 8.01 07/25/05 FTI CONSULTING INC MD 1.01,2.03,3.02,7.01,9.01 07/28/05 FUEL TECH N V 7.01 08/03/05 GENAERA CORP DE 2.02,9.01 08/02/05 GENERAL MOTORS ACCEPTANCE CORP DE 8.01 08/02/05 GENERAL MOTORS CORP DE 8.01 08/02/05 GENTIVA HEALTH SERVICES INC DE 2.02,9.01 07/03/05 GeoPharma, Inc. FL 7.01,9.01 08/03/05 GLADSTONE COMMERCIAL CORP MD 2.02,9.01 08/02/05 GLOBAL GOLD CORP DE 1.01,2.01,3.02,8.01,9.01 08/02/05 GLOBAL MED TECHNOLOGIES INC CO 2.02,9.01 08/03/05 GLOBALSANTAFE CORP 7.01,9.01 08/03/05 GLOWPOINT INC DE 4.02,8.01,9.01 08/02/05 GMACM MORTGAGE LOAN TRUST 2005-AF1 DE 8.01 07/25/05 GOLDSPRING INC FL 8.01,9.01 08/03/05 GOVERNMENT PROPERTIES TRUST INC 2.02 08/03/05 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 07/29/05 GREAT AMERICAN FINANCIAL RESOURCES IN DE 2.02,9.01 06/30/05 GreenPoint MTA Trust 2005-AR3 DE 8.01,9.01 07/25/05 GREENWICH CAPITAL ACCEPTANCE INC DE 8.01,9.01 08/03/05 GRIFFON CORP DE 2.02,9.01 08/03/05 GS MORTGAGE SECURITIES CORP DE 8.01,9.01 08/01/05 GSAA Home Equity Trust 2005-7 DE 8.01,9.01 07/25/05 GUITAR CENTER INC DE 1.01,5.02,9.01 07/28/05 HABERSHAM BANCORP GA 2.02,9.01 06/30/05 HAGGAR CORP NV 1.02 07/28/05 HAGGAR CORP NV 9.01 08/02/05 AMEND HAMPTONS LUXURY HOMES INC DE 4.01,9.01 07/21/05 HANOVER DIRECT INC DE 4.01,9.01 12/31/04 HAROLDS STORES INC OK 5.02,9.01 08/02/05 HARTFORD FINANCIAL SERVICES GROUP INC DE 2.02,7.01 08/03/05 HAWKINS INC MN 2.02,9.01 08/03/05 HEALTH ENHANCEMENT PRODUCTS INC NV 3.02 08/03/05 HEALTH GRADES INC DE 2.02,9.01 08/03/05 HEALTH MANAGEMENT ASSOCIATES INC DE 8.01,9.01 08/03/05 HEALTH NET INC DE 8.01 07/28/05 HEALTHCARE ACQUISITION CORP DE 8.01,9.01 08/03/05 HEALTHSOUTH CORP DE 8.01,9.01 08/02/05 HEALTHSOUTH CORP DE 1.01 07/28/05 HEALTHTRONICS, INC. GA 1.01,9.01 08/01/05 HEARTLAND, INC. MD 1.01 07/29/05 HECLA MINING CO/DE/ DE 1.01,1.02,2.02,3.02,5.02,9.01 08/03/05 HENRY JACK & ASSOCIATES INC DE 2.02,9.01 08/02/05 HERBST GAMING INC NV 2.02,9.01 08/03/05 HERCULES TECHNOLOGY GROWTH CAPITAL IN MD 2.02,9.01 08/03/05 HERITAGE PROPERTY INVESTMENT TRUST IN MD 2.02,9.01 08/02/05 HERSHA HOSPITALITY TRUST MD 1.01,9.01 06/15/05 AMEND HERSHA HOSPITALITY TRUST MD 8.01 06/25/05 AMEND HEXION SPECIALTY CHEMICALS, INC. NJ 1.01 07/28/05 HomeBanc Mortgage Trust 2005-3 DE 8.01,9.01 07/25/05 HONEYWELL INTERNATIONAL INC DE 1.01 08/03/05 HOT TOPIC INC /CA/ CA 2.02,9.01 08/03/05 I TRAX INC DE 1.01,9.01 07/28/05 ICAD INC DE 2.02 07/28/05 ID-CONFIRM, INC. NV 4.01,9.01 07/13/05 AMEND IDENTIX INC DE 2.02,9.01 08/03/05 IMMUCOR INC GA 2.02,9.01 08/03/05 IMMUNICON CORP 2.02,9.01 08/03/05 IMMUNOMEDICS INC DE 8.01,9.01 08/03/05 IMPAC CMB TRUST SERIES 2005-2, COLLAT DE 8.01,9.01 07/25/05 Impac CMB Trust Series 2005-3, Collat DE 8.01,9.01 07/25/05 IMPAX LABORATORIES INC DE 2.02,9.01 08/03/05 INNKEEPERS USA TRUST/FL MD 1.01 07/28/05 INNSUITES HOSPITALITY TRUST OH 2.01 07/28/05 InPlay Technologies, Inc. NV 1.01,2.03 07/27/05 INSIGHT COMMUNICATIONS CO INC DE 1.01,2.02,8.01,9.01 07/28/05 INTEGRAMED AMERICA INC DE 7.01,9.01 08/03/05 INTERCHANGE FINANCIAL SERVICES CORP / NJ 5.03,7.01,9.01 01/18/05 AMEND INTERDIGITAL COMMUNICATIONS CORP PA 8.01,9.01 08/03/05 INTERFACE INC GA 2.01 07/28/05 INTERLAND INC /MN/ MN 1.01,1.02,3.02,5.02,9.01 07/28/05 INTRALASE CORP 2.01,9.01 07/28/05 INVERNESS MEDICAL INNOVATIONS INC DE 1.01,2.01,3.02,9.01 07/29/05 IRIDEX CORP DE 2.02,9.01 08/03/05 Irwin Whole Loan Home Equity Trust 20 DE 8.01,9.01 07/25/05 ISCO INTERNATIONAL INC DE 7.01,8.01,9.01 08/02/05 J P MORGAN ACCEPTANCE CORP I DE 8.01,9.01 08/03/05 J P MORGAN CHASE & CO DE 1.01,9.01 08/02/05 J P MORGAN CHASE & CO DE 9.01 08/02/05 J.P. Morgan Mortgage Trust 2005-A1 DE 8.01,9.01 07/25/05 J.P. MORGAN MORTGAGE TRUST 2005-A2 DE 8.01,9.01 07/25/05 J.P. Morgan Mortgage Trust 2005-A3 DE 8.01,9.01 07/25/05 J.P. Morgan Mortgage Trust 2005-S1 DE 8.01,9.01 07/25/05 JANE BUTEL CORP 3.02,9.01 07/26/05 JORGENSEN EARLE M CO /DE/ DE 2.02,9.01 08/03/05 KADANT INC DE 2.02,9.01 08/03/05 KAMAN CORP CT 2.02,9.01 08/03/05 KANBAY INTERNATIONAL INC 2.02,9.01 08/03/05 KATY INDUSTRIES INC DE 2.02,9.01 08/02/05 KENTUCKY BANCSHARES INC /KY/ KY 2.02,9.01 06/30/05 KERR MCGEE CORP /DE DE 7.01,9.01 08/03/05 KEY TRONIC CORP WA 1.01 07/28/05 KINDRED HEALTHCARE, INC DE 1.01,2.02,7.01,9.01 08/02/05 KNBT BANCORP INC PA 7.01,9.01 08/03/05 KNOVA SOFTWARE, INC. DE 2.02,9.01 08/03/05 KOPIN CORP DE 2.02,9.01 08/03/05 KYPHON INC DE 1.01 07/28/05 LAKELAND INDUSTRIES INC DE 2.02 08/03/05 LAND O LAKES INC 5.02,9.01 08/03/05 LARGE SCALE BIOLOGY CORP DE 3.01,9.01 08/01/05 LAS VEGAS SANDS CORP NV 2.02,9.01 08/03/05 LASALLE HOTEL PROPERTIES MD 8.01,9.01 08/03/05 LEAPFROG ENTERPRISES INC 2.02,9.01 08/03/05 LEVITT CORP FL 2.02 08/02/05 LIFESTREAM TECHNOLOGIES INC NV 1.01,9.01 08/01/05 LIFETIME BRANDS, INC DE 2.02,9.01 06/30/05 LIONBRIDGE TECHNOLOGIES INC /DE/ DE 2.02,8.01,9.01 08/03/05 LITTELFUSE INC /DE DE 7.01,9.01 08/03/05 LONG ISLAND FINANCIAL CORP DE 1.01,8.01 08/01/05 MAC-GRAY CORP DE 1.01,5.02 07/28/05 MAIN STREET RESTAURANT GROUP, INC. DE 2.02,9.01 08/03/05 MARVEL ENTERPRISES INC DE 2.02 06/30/05 MATRIX BANCORP INC CO 2.02,9.01 08/02/05 MATRIXONE INC DE 2.02,4.02,9.01 07/28/05 MAX RE CAPITAL LTD 2.02,9.01 07/29/05 MAXIMUS INC VA 2.02,9.01 08/03/05 MEADOWBROOK INSURANCE GROUP INC MI 2.02,7.01,9.01 08/02/05 MEDIACOM COMMUNICATIONS CORP DE 2.02,9.01 08/03/05 MEDICAL STAFFING NETWORK HOLDINGS INC DE 2.02,5.02,9.01 08/03/05 MEDICAL STAFFING SOLUTIONS INC NV 2.01 06/16/05 AMEND MEDICAL STAFFING SOLUTIONS INC NV 1.01 06/30/05 AMEND MEDTOX SCIENTIFIC INC DE 8.01,9.01 08/02/05 MERISTAR HOSPITALITY CORP MD 2.02,9.01 08/03/05 MERISTAR HOSPITALITY CORP MD 1.01,2.03 08/01/05 MERISTAR HOSPITALITY OPERATING PARTNE DE 2.02,9.01 08/03/05 MERISTAR HOSPITALITY OPERATING PARTNE DE 1.01,2.03 08/01/05 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 08/01/05 METALICO INC 2.01,9.01 08/03/05 METROMEDIA INTERNATIONAL GROUP INC DE 1.01,2.01,2.04,9.01 07/29/05 MFC DEVELOPMENT CORP DE 1.01,9.01 07/28/05 MGP INGREDIENTS INC KS 7.01,9.01 08/03/05 MICRUS ENDOVASCULAR CORP 1.01,9.01 07/28/05 MINE SAFETY APPLIANCES CO PA 2.02,9.01 08/03/05 MIPS TECHNOLOGIES INC DE 1.01,9.01 07/28/05 MOBILE REACH INTERNATIONAL INC DE 8.01,9.01 07/29/05 MOBIUS MANAGEMENT SYSTEMS INC DE 2.02,9.01 08/03/05 MONET ENTERTAINMENT GROUP LTD 4.02 08/03/05 MONOLITHIC POWER SYSTEMS INC CA 2.02,9.01 07/28/05 MONOLITHIC SYSTEM TECHNOLOGY INC CA 2.02,9.01 08/03/05 MOONEY AEROSPACE GROUP LTD DE 5.02 07/28/05 Mortgage Asset-Backed Pass-Through Ce DE 8.01,9.01 08/01/05 MOTIENT CORP DE 1.01,3.02,3.03,5.03,7.01,9.01 04/15/05 AMEND MOVIE GALLERY INC DE 5.05,9.01 07/29/05 MULTI FINELINE ELECTRONIX INC 2.02,9.01 08/03/05 MULTIMEDIA GAMES INC TX 2.02,9.01 07/28/05 MVB FINANCIAL CORP WV 1.01,9.01 08/01/05 NAPSTER INC DE 1.01,2.02,9.01 08/03/05 NASB FINANCIAL INC MO 5.02 07/29/05 NASHUA CORP MA 2.02,9.01 08/02/05 NATIONAL BEEF PACKING CO LLC DE 7.01,9.01 08/02/05 NATIONAL FINANCIAL PARTNERS CORP 2.02 08/02/05 NATIONAL HEALTH REALTY INC MD 1.01 08/02/05 NATIONAL HEALTHCARE CORP DE 1.01 08/03/05 NATIONAL RESEARCH CORP WI 2.02,9.01 08/02/05 NATIONWIDE FINANCIAL SERVICES INC/ DE 2.02,7.01,8.01 08/03/05 NATIONWIDE HEALTH PROPERTIES INC MD 2.02,9.01 08/03/05 NATURAL RESOURCE PARTNERS LP DE 2.02,5.03,7.01,9.01 08/02/05 NAVARRE CORP /MN/ MN 2.02,9.01 08/02/05 NAVISITE INC DE 1.01,9.01 07/29/05 NBTY INC DE 7.01,9.01 08/03/05 NCRIC GROUP INC DC 7.01,9.01 08/02/05 NEENAH FOUNDRY CO WI 1.01,9.01 07/28/05 NEOMAGIC CORP DE 8.01,9.01 08/02/05 NET 1 UEPS TECHNOLOGIES INC FL 8.01,9.01 08/03/05 NETBANK INC GA 2.02,9.01 08/03/05 NETFABRIC HOLDINGS, INC DE 9.01 05/20/05 AMEND NETIQ CORP 2.02,9.01 08/03/05 NEUROCRINE BIOSCIENCES INC CA 2.02,9.01 08/03/05 New Century Mortgage Securities LLC 9.01 08/02/05 NEW HORIZONS WORLDWIDE INC DE 5.02 08/03/05 NEW JERSEY RESOURCES CORP NJ 5.02 07/08/05 NEWS CORP 1.01,9.01 07/28/05 NEXEN INC A0 8.01,9.01 08/02/05 NEXSTAR BROADCASTING GROUP INC DE 2.02,9.01 08/02/05 NITROMED INC DE 2.02,9.01 08/03/05 NOBLE ENERGY INC DE 2.02,9.01 08/03/05 NORTHWEST NATURAL GAS CO OR 2.02 08/03/05 NOVAMED INC DE 2.02,9.01 08/03/05 NOVELOS THERAPEUTICS, INC. DE 3.02 07/29/05 NRG ENERGY, INC. DE 1.01,5.02,9.01 07/28/05 NVR INC VA 1.01,9.01 07/28/05 O CHARLEYS INC TN 5.02,7.01,9.01 08/01/05 O2DIESEL CORP 1.01,5.02,9.01 07/28/05 OCEAN WEST HOLDING CORP DE 3.02 07/31/05 ODYSSEY HEALTHCARE INC DE 7.01 07/28/05 OGE ENERGY CORP OK 2.02,9.01 06/30/05 OHIO LEGACY CORP OH 2.02,9.01 08/01/05 OKLAHOMA GAS & ELECTRIC CO OK 2.02,9.01 06/30/05 OLIN CORP VA 1.01,1.02,9.01 07/29/05 OMNICARE INC DE 2.02,9.01 08/03/05 OMNICARE INC DE 1.01,2.01,9.01 07/28/05 ONTV INC DE 1.01,9.01 06/27/05 ONYX SOFTWARE CORP/WA WA 2.02,5.02,9.01 08/03/05 Opteum Mortgage Acceptance Corp Asset DE 8.01,9.01 07/25/05 OREGON STEEL MILLS INC DE 5.02 07/28/05 ORGANIC SOILS COM INC DE 4.01,9.01 07/28/05 ORIGINALLY NEW YORK INC 4.01,9.01 07/20/05 OSCIENT PHARMACEUTICALS CORP MA 2.02,9.01 08/02/05 OSK CAPITAL II CORP NV 4.01,9.01 04/07/05 OVERSTOCK COM INC UT 2.02 08/03/05 PACIFIC ALLIANCE CORP /UT/ DE 4.01 08/02/05 PACIFIC ENERGY PARTNERS LP 7.01,9.01 08/02/05 PACIFIC GAS & ELECTRIC CO CA 2.02,7.01,9.01 08/03/05 PAINCARE HOLDINGS INC CT 2.01,9.01 08/01/05 PAPA JOHNS INTERNATIONAL INC DE 2.01,9.01 08/02/05 PARALLEL PETROLEUM CORP DE 2.02,9.01 08/03/05 Park Place Securities, Inc. Series 20 DE 2.01,8.01,9.01 07/08/05 PATRIOT NATIONAL BANCORP INC CT 8.01,9.01 08/02/05 PEDIATRIX MEDICAL GROUP INC FL 2.02,7.01,9.01 08/03/05 PEETS COFFEE & TEA INC WA 2.02,9.01 08/03/05 PENN TREATY AMERICAN CORP PA 1.01,1.02,9.01 07/28/05 PEOPLES BANCORP IN 7.01,9.01 06/30/05 PER SE TECHNOLOGIES INC DE 2.02,9.01 08/03/05 PERICOM SEMICONDUCTOR CORP CA 4.02,9.01 08/02/05 PETROHAWK ENERGY CORP DE 1.01,2.01,2.03,5.02,9.01 07/28/05 PG&E CORP CA 2.02,7.01,9.01 08/03/05 PHH CORP MD 1.01,9.01 07/28/05 Pike Electric CORP 5.02 08/01/05 PLANET TECHNOLOGIES, INC CA 3.02,9.01 08/03/05 PLUM CREEK TIMBER CO INC DE 5.02,9.01 08/02/05 PMC SIERRA INC DE 1.01 07/28/05 POINT THERAPEUTICS INC DE 8.01,9.01 08/02/05 PRINCETON REVIEW INC DE 2.02,9.01 08/03/05 PROQUEST CO DE 2.02,9.01 07/28/05 PROVIDENT BANKSHARES CORP MD 7.01,9.01 08/03/05 PRUDENTIAL FINANCIAL INC NJ 2.02,7.01,9.01 08/03/05 PS BUSINESS PARKS INC/CA CA 7.01,9.01 08/02/05 PSYCHEMEDICS CORP DE 2.02,9.01 08/03/05 PUBLIX SUPER MARKETS INC FL 2.02,9.01 08/01/05 PXRE GROUP LTD 1.01,9.01 08/02/05 QUANTUM FUEL SYSTEMS TECHNOLOGIES WOR DE 5.02 07/28/05 QUICKSILVER RESOURCES INC DE 2.02,9.01 08/02/05 QUINTON CARDIOLOGY SYSTEMS INC DE 2.02,9.01 08/03/05 QUOVADX INC DE 2.02,9.01 08/03/05 R H DONNELLEY CORP DE 2.04,8.01,9.01 07/29/05 RADIATION THERAPY SERVICES INC FL 2.02,9.01 08/03/05 RALI Series 2005-Q56 Trust DE 8.01,9.01 08/01/05 RALI Series 2005-QA1 Trust DE 8.01,9.01 07/29/05 RALI Series 2005-QA2 Trust DE 8.01,9.01 07/29/05 RALI Series 2005-QA3 Trust DE 8.01,9.01 08/01/05 RALI Series 2005-QA4 Trust DE 8.01,9.01 08/01/05 RALI Series 2005-QA5 Trust DE 8.01,9.01 08/01/05 RALI Series 2005-QA6 Trust DE 8.01,9.01 08/01/05 RALI Series 2005-QA7 Trust DE 8.01,9.01 08/01/05 RALI Series 2005-QR1 Trust DE 8.01,9.01 07/29/05 RALI Series 2005-QS1 Trust DE 8.01,9.01 07/29/05 Rali Series 2005-QS2 Trust DE 8.01,9.01 07/29/05 RALI Series 2005-QS3 Trust DE 8.01,9.01 08/01/05 RALI Series 2005-QS4 Trust DE 8.01,9.01 08/01/05 RALI Series 2005-QS5 Trust DE 8.01,9.01 08/01/05 RALI Series 2005-QS7 Trust DE 8.01,9.01 08/01/05 RALI Series 2005-QS8 Trust DE 8.01,9.01 08/01/05 REDHOOK ALE BREWERY INC WA 2.02,9.01 08/02/05 REEBOK INTERNATIONAL LTD MA 1.01,8.01,9.01 08/02/05 RELIANT ENERGY INC DE 2.02,4.02,9.01 08/02/05 RELM WIRELESS CORP NV 2.02,9.01 08/02/05 REMEDYTEMP INC CA 2.02 08/03/04 RENAL CARE GROUP INC DE 2.02,9.01 08/02/05 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE 8.01,9.01 08/03/05 REUNION INDUSTRIES INC DE 2.04 08/03/05 RICKS CABARET INTERNATIONAL INC TX 2.03 07/22/05 RIVOLI BANCORP INC GA 5.02 08/02/05 ROCHESTER MEDICAL CORPORATION MN 2.02,9.01 07/26/05 AMEND RUSS BERRIE & CO INC NJ 2.02,9.01 08/03/05 SABR TRUST 2005-EC1 8.01,9.01 07/25/05 SAGA COMMUNICATIONS INC DE 2.02,9.01 08/03/05 SALOMON SMITH BARNEY AAA ENERGY FUND 3.02 08/01/05 SALOMON SMITH BARNEY ORION FUTURES FU 3.02 08/01/05 SALTON INC DE 1.01,7.01,9.01 08/01/05 SAUER DANFOSS INC DE 2.02,9.01 08/03/05 SBA COMMUNICATIONS CORP FL 7.01 08/03/05 SCM MICROSYSTEMS INC DE 5.02 08/02/05 SCOTTISH RE GROUP LTD E9 2.02,9.01 07/28/05 SEAGATE TECHNOLOGY E9 1.01,8.01,9.01 07/28/05 SECURED DIGITAL APPLICATIONS INC DE 1.01,1.02,9.01 08/03/05 SELECT MEDICAL CORP DE 2.02 08/02/05 SEMCO ENERGY INC MI 8.01,9.01 08/03/05 SENTRY TECHNOLOGY CORP 4.01,9.01 08/01/05 SHELLS SEAFOOD RESTAURANTS INC DE 5.02 07/28/05 SHIRE PHARMACEUTICALS GROUP PLC 8.01,9.01 08/02/05 SINA CORP 2.02,9.01 08/03/05 SINCLAIR BROADCAST GROUP INC MD 2.02,9.01 08/03/05 SIRIUS SATELLITE RADIO INC DE 8.01,9.01 08/02/05 SIZELER PROPERTY INVESTORS INC DE 8.01,9.01 08/02/05 SLM CORP DE 1.01,5.02 07/28/05 SMART ONLINE INC 9.01 08/03/05 SMITH BARNEY POTOMAC FUTURES FUND LP 3.02 08/01/05 SMITH BARNEY WESTPORT FUTURES FUND LP 3.02 08/01/05 SONOMAWEST HOLDINGS INC DE 3.01,9.01 08/01/05 Sound Revolution Inc. DE 8.01,9.01 08/02/05 SOUTHCREST FINANCIAL GROUP INC GA 2.02,9.01 07/28/05 SOVRAN SELF STORAGE INC MD 2.02,9.01 08/03/05 SPARTA COMMERCIAL SERVICES, INC. NV 5.02 07/31/05 SPECTRASITE INC DE 8.01,9.01 08/03/05 SPEEDWAY MOTORSPORTS INC DE 2.02,9.01 08/03/05 SPHERION CORP DE 1.01,2.03,9.01 07/29/05 SPSS INC DE 2.02,9.01 08/02/05 SPX CORP DE 2.02,9.01 08/03/05 STANDARD MANAGEMENT CORP IN 1.01,2.01,2.03,3.02,9.01 07/28/05 STARTECH ENVIRONMENTAL CORP CO 8.01 08/03/05 STELLENT INC MN 1.01 08/02/05 STEMCELLS INC DE 2.02,9.01 07/29/05 STERIS CORP OH 1.01,8.01,9.01 07/28/05 STONE ENERGY CORP DE 2.02,9.01 08/02/05 STRATEGIC HOTEL CAPITAL INC 2.02,9.01 08/02/05 STRATEX NETWORKS INC DE 2.02,9.01 08/03/05 STRATTEC SECURITY CORP WI 2.02,9.01 08/02/05 Structured Asset Investment Loan Trus DE 8.01,9.01 07/25/05 SUMTOTAL SYSTEMS INC DE 2.02,9.01 08/03/05 SUMTOTAL SYSTEMS INC DE 1.01,9.01 08/03/05 SUN HEALTHCARE GROUP INC DE 2.02,9.01 08/02/05 SUN MICROSYSTEMS, INC. DE 1.01,2.05 07/28/05 SUNOCO INC PA 2.02,7.01,9.01 08/03/05 SUNOCO LOGISTICS PARTNERS LP DE 8.01,9.01 08/03/05 SUNTERRA CORP MD 1.01,2.03,9.01 07/28/05 SUPERCONDUCTOR TECHNOLOGIES INC 2.02,9.01 08/03/05 Superior Well Services, INC DE 1.01,2.01,3.02,5.03,7.01,9.01 07/28/05 SUPREME INDUSTRIES INC DE 8.01 07/28/05 SWIFT ENERGY CO TX 2.02,7.01,9.01 06/30/05 SYNTHETECH INC OR 2.02,9.01 08/02/05 T BAY HOLDINGS INC NV 5.03 08/02/05 TALK AMERICA HOLDINGS INC DE 2.01,9.01 07/13/05 AMEND TD BANKNORTH INC. DE 7.01,8.01,9.01 08/03/05 TECHNICAL OLYMPIC USA INC DE 2.02,9.01 08/02/05 TECHNITROL INC PA 1.01,9.01 08/02/05 TEKELEC CA 1.01,2.02,9.01 08/01/05 TELECOMMUNICATION SYSTEMS INC /FA/ 2.02,9.01 08/02/05 TEMPUR PEDIC INTERNATIONAL INC DE 7.01,9.01 08/03/05 TERCICA INC DE 2.02,9.01 08/03/05 TEREX CORP DE 2.02,9.01 08/03/05 TGC INDUSTRIES INC TX 3.02 07/29/05 THESTREET COM DE 2.05 06/28/05 AMEND THQ INC DE 2.02,9.01 08/03/05 TIME WARNER INC DE 2.02,9.01 08/03/05 TITAN CORP DE 2.01 07/29/05 TITANIUM METALS CORP DE 9.01 08/03/05 TITANIUM METALS CORP DE 7.01,9.01 08/03/05 TOWN SPORTS INTERNATIONAL HOLDINGS IN DE 2.02,9.01 08/02/05 TRACK DATA CORP DE 7.01 08/03/05 TreeHouse Foods, Inc. DE 1.01,9.01 08/01/05 Triad Automobile Receivables Trust 20 8.01,9.01 07/28/05 U. S. Premium Beef, Inc. DE 7.01,9.01 08/02/05 ULTRA PETROLEUM CORP 2.02,8.01,9.01 04/27/05 UNIFY CORP DE 5.02,9.01 08/02/05 UNITED AMERICA INDEMNITY, LTD E9 2.02,9.01 08/02/05 United Financial Bancorp Inc 2.02,9.01 07/28/05 UNITED MORTGAGE TRUST MD 8.01 04/15/05 AMEND UNITED MORTGAGE TRUST MD 8.01 07/20/05 AMEND UNITED PAN AM FINANCIAL CORP CA 8.01,9.01 08/02/05 UNIVERSAL AMERICAN FINANCIAL CORP NY 2.02 08/02/05 UNIVERSAL COMPRESSION HOLDINGS INC DE 1.01,9.01 07/28/05 USEC INC DE 2.02,9.01 08/03/05 USI HOLDINGS CORP DE 2.02,9.01 08/02/05 VALUECLICK INC/CA DE 1.01,9.01 07/28/05 VCG HOLDING CORP CO 8.01,9.01 08/03/05 VESTIN FUND I LLC NV 5.03 08/03/05 VIROPHARMA INC DE 2.02,9.01 08/02/05 VIRTRA SYSTEMS INC TX 1.01 08/01/05 VISHAY INTERTECHNOLOGY INC DE 7.01 08/03/05 VITAL IMAGES INC MN 5.02,9.01 07/29/05 VITRAN CORP INC 5.02 08/03/05 WADDELL & REED FINANCIAL INC DE 1.01,9.01 07/28/05 WASHINGTON MUTUAL MORTGAGE SECURITIES DE 9.01 08/02/05 WASHINGTON TRUST BANCORP INC RI 1.01,5.02,8.01,9.01 07/29/05 WATCHGUARD TECHNOLOGIES INC DE 2.02,9.01 08/03/05 WATTS WATER TECHNOLOGIES INC DE 2.02,9.01 08/02/05 WCI COMMUNITIES INC 1.01,9.01 07/28/05 WEBSIDESTORY INC CA 8.01 08/02/05 WELLCHOICE INC DE 2.02,7.01,9.01 08/03/05 WESCO INTERNATIONAL INC DE 1.01,9.01 07/29/05 WEST PHARMACEUTICAL SERVICES INC PA 1.01,2.03,9.01 07/29/05 WEST PHARMACEUTICAL SERVICES INC PA 2.01,9.01 08/03/05 AMEND WESTLAKE CHEMICAL CORP 2.02,9.01 08/03/05 WHITEFORD PARTNERS L P DE 8.01 08/03/05 WILLIS LEASE FINANCE CORP DE 1.01 07/28/05 WIND RIVER SYSTEMS INC DE 2.02,9.01 08/02/05 WINDROSE MEDICAL PROPERTIES TRUST MD 2.01,8.01,9.01 03/01/05 AMEND WISCONSIN ENERGY CORP WI 1.01 08/03/05 XPENTION GENETICS INC 1.01,9.01 07/21/05 ZIFF DAVIS HOLDINGS INC DE 2.02,5.02,9.01 08/03/05 ZIPREALTY INC 2.02,9.01 08/03/05 ZORAN CORP \DE\ DE 1.01,1.02,9.01 07/29/05 Zumiez Inc 7.01,9.01 08/03/05