| Date Filed | Title |
| 11/24/2008 | N-Q for TRANSAMERICA PARTNERS FUNDS GROUP II | |
| | COMPANY NAME(s) - [TRANSAMERICA PARTNERS FUNDS GROUP II (CIK - 1004784 /SIC - Unspecified)] |
| | (The)(a)(b) $ 768, 808 67, 246 Omnicom Group Inc.(b) 2, 593, 006 3, 361, 814 Aerospace & Defense 2.26% 156, 483 Boeing Co. Class B 5, 531, 894 12, 120 Polo Ralph Lauren Corp.(b) 807, 677 18, 338 VF Corp.(b) 1, 417, 711 10, 214, 952 Auto Manufacturers 0.30% 476, 311 Ford Motor Co.(a)(b) 2, 476, 817 118, 913 General Motors Corp.(b) 1, 123, 728 76, 655 PACCAR Inc.(b) 2, 927, 455 6, 528, 000 Auto Parts & Equipment 0.21% 50, 560 Goodyear Tire & Rubber Co. (The) 7, 871, 035 115, 802 BB&T Corp.(b) 4, 377, 316 31, 625 Comerica Inc.(b) 1, 036, 984 100, 663 Discover Financial Services LLC 1, 391, 163 121, 606 Fifth Third Bancorp(b) 1, 447, 111 42, 319 First Horizon National Corp.(b) 396, 106 77, 019 Huntington Bancshares Inc.(b) 615, 382 104, 089 KeyCorp 1, 242, 823 16, 193 M&T Bank Corp.(b) 1, 445, 225 54, 470 Marshall & Ilsley Corp.(b) 1, 097, 571 159, 850 National City Corp.(b) 279, 738 46, 575 Northern Trust Corp. 3, 362, 715 73, 032 PNC Financial Services Group Inc. |
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| 11/24/2008 | N-Q for USAA MUTUAL FUNDS TRUST | |
| | COMPANY NAME(s) - [USAA MUTUAL FUNDS TRUST (CIK - 908695 /SIC - Unspecified)] |
| | * 926 1, 798, 620 Pfizer, Inc. (f) 33, 166 432, 700 Schering-Plough Corp. 2, 293 56, 700 Expeditors International of Washington, Inc. 9, 673 55, 300 Cummins, Inc. 2, 418 115, 500 Deere & Co. 4, 131 ------------------- $ 5, 138 ------------------- ===....===... ===....===... ===....===... ===....===... ===....===... ========== 8 | Portfolio of Investments -PAGE- PORTFOLIO OF INVESTMENTS (continued) USAA S&P 500 INDEX FUND September 30, 2008 (unaudited) NUMBER OF SHARES SECURITY MARKET VALUE (000) ---------------- -------- ------------------ HUMAN RESOURCES & EMPLOYMENT SERVICES (0.1%) 31, 700 Monster Worldwide, Inc. "A" 2, 726 47, 300 ITT Corp. |
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| 11/21/2008 | EX-17.F of N-14 for FIRST AMERICAN INVESTMENT FUNDS INC | |
| | COMPANY NAME(s) - [FIRST AMERICAN INVESTMENT FUNDS INC (CIK - 820892 /SIC - Unspecified)] |
| | Box 1329 Minneapolis, MN 55440-1329 (1946) Director Term expiring earlier of death, resignation, removal, disqualification, or successor duly elected and qualified. Director of FAIF since September 2003 Investment consultant and non-profit board member First American Funds Complex: twelve registered investment companies, including sixty-two portfolios None John P. Kayser P.O. Box 1329 Minneapolis, MN 55440-1329 (1949) Director Term expiring earlier of death, resignation, removal, disqualification, or successor duly elected and qualified. Director of FAIF since November 1993 Owner and President, Executive and Management Consulting, Inc., a management consulting firm; Board member, GC McGuiggan Corporation (dba Smyth Companies), a label printer; former Chief Executive Officer, Creative Promotions International, LLC, a promotional award programs and products company, through October 2003 First American Funds Complex: twelve registered investment companies, including sixty-two portfolios None Richard K. Riederer P.O. Box 1329 Minneapolis, MN 55440-1329 (1944) Director Term expiring earlier of death, resignation, removal, disqualification, or successor duly elected and qualified. and non-profit board member since 2005 First American Funds Complex: twelve registered investment companies, including sixty-two portfolios Cleveland Cliffs Inc (a producer of iron ore pellets) Joseph D. Strauss P.O. Box 1329 Minneapolis, MN 55440-1329 (1940) Director Term expiring earlier of death, resignation, removal, disqualification, or successor duly elected and qualified. Directors Term expiring earlier of death, resignation, removal, disqualification, or successor duly elected and qualified. |
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| 11/21/2008 | 6-K for TAM SA | |
| | COMPANY NAME(s) - [TAM SA (CIK - 1353691 /SIC - 4512)] |
| | Investor Relations: Press Agency Contact: Phone: (55) (11) 5582-9715 MVL Comunica Fax: (55) (11) 5582-8149 Phone: (55) (11) 3594- 0302 / 0303 / 0304 / 0305 / 0306 invest@tam.com.br equipetam@mvl.com.br www.tam.com.br/ir TAM Media Relations www.tam.com.br www.taminforma.com.br About TAM: TAM ( www.tam.com.br ) has been domestic market leader since July 2003, closing October with 51.8% market share. Operations abroad include TAM flights to 18 destinations in the United States, Europe and South America: New York, Miami and Orlando (USA), Paris (France), London (England), Milan (Italy), Frankfurt (Germany), Madrid (Spain), Buenos Aires and Bariloche (Argentina), Cochabamba and Santa Cruz de la Sierra (Bolivia), Santiago (Chile), Asuncion and Ciudad del Este (Paraguay), Montevideo (Uruguay), Caracas (Venezuela) and Lima (Peru). TAM has code-share agreements that make it possible to offer seats on flights with international airlines, enabling passengers to travel to 64 other des tinations in the U.S., South America and Europe. These statements are statements that are not historical facts, and are based on management's current view and estimates offuture economic circumstances, industry conditions, company performance and financial results. Such statements reflect the current views of management and are subject to a number of risks and uncertainties. Any changes in such assumptions or factors could cause actual results to differ materially from current expectations. |
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| 11/21/2008 | 485BPOS for VAN KAMPEN UNIT TRUSTS TAXABLE INCOME SERIES 86 | |
| | COMPANY NAME(s) - [VAN KAMPEN UNIT TRUSTS TAXABLE INCOME SERIES 86 (CIK - 1246804 /SIC - Unspecified)] |
| | Each of the problems referred to could adversely affect the ability of the issuers of any utility and energy bonds to make dividend payments and the value of such issues on redemption of your Units. Revenue bonds are payable only from the revenue of a specific project or authority. Due to increased competition, deregulation, increased fuel costs and other factors, some airlines may have difficulty meeting these obligations. Lease payments of a governmental entity secure payments on these bonds. The ability of these issuers to make payments on bonds depends on factors such as facility occupancy levels, demand for services, competition resulting from hospital mergers and affiliations, the need to reduce costs, government regulation, costs of malpractice insurance and claims, and government financial assistance (such as Medicare and Medicaid). Higher education bonds are obligations of issuers that operate universities and colleges. |
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| 11/21/2008 | N-Q for LEGG MASON PARTNERS INCOME TRUST | |
| | COMPANY NAME(s) - [LEGG MASON PARTNERS INCOME TRUST (CIK - 764624 /SIC - Unspecified)] |
| | 3, 872, 000 Junior Secured Notes, 9.625% due 5/15/15 (b) 948, 640 4, 571, 000 Senior Secured Notes, 8.500% due 5/15/10 (b) 2, 536, 905 TNK-BP Finance SA: 1, 850, 000 6.875% due 7/18/11 (b) 1, 595, 625 100, 000 Notes, 6.125% due 3/20/12 (b) 79, 250 1, 420, 000 ZFS Finance USA Trust I, 3.969% due 12/15/65 (a)(b) 1, 278, 171 Total Diversified Financial Services 15, 947, 628 Real Estate Investment Trusts (REITs) - 0.4% 2, 090, 000 iStar Financial Inc., 5.650% due 9/15/11 1, 087, 425 TOTAL FINANCIALS 37, 469, 881 See Notes to Schedule of Investments. 2 LEGG MASON PARTNERS SHORT-TERM BOND FUND Schedule of Investments (unaudited) (continued) September 30, 2008 FACE AMOUNT SECURITY VALUE HEALTH CARE - 1.3% Health Care Equipment & Supplies - 0.7% $ 810, 000 Baxter FinCo BV, 4.750% due 10/15/10 $ 826, 200 1, 100, 000 Hospira Inc., Senior Notes, 5.550% due 3/30/12 1, 100, 256 Total Health Care Equipment & Supplies 1, 926, 456 Health Care Providers & Services - 0.6% 1, 000, 000 Quest Diagnostic Inc., Senior Notes, 5.125% due 11/1/10 1, 008, 998 510, 000 UnitedHealth Group Inc., 4.875% due 2/15/13 487, 925 Total Health Care Providers & Services 1, 496, 923 TOTAL HEALTH CARE 3, 423, 379 INDUSTRIALS - 2.1% Aerospace & Defense - 0.3% 950, 000 United Technologies Corp., Senior Notes, 5.375% due 12/15/17 919, 932 Air Freight & Logistics - 0.2% 520, 000 United Parcel Service Inc., 4.500% due 1/15/13 526, 129 Airlines - 0.8% Continental Airlines Inc., Pass-Through Certificates: 130, 000 7.056% due 9/15/09 127, 725 784, 720 6.900% due 1/2/18 690, 553 715, 220 6.545% due 2/2/19 607, 937 564, 471 6.703% due 6/15/21 474, 156 114, 575 Northwest Airlines Inc., Pass-Through Certificates, 3.445% due 5/20/14 (a)(d) 95, 097 Total Airlines 1, 995, 468 Industrial Conglomerates - 0.8% 2, 000, 000 Tyco International Group SA, Senior Notes, 6.375% due 10/15/11 2, 017, 660 TOTAL INDUSTRIALS 5, 459, 189 INFORMATION TECHNOLOGY - 0.8% IT Services - 0.8% 1, 900, 000 Electronic Data Systems Corp., Notes, 7.125% due 10/15/09 1, 931, 103 MATERIALS - 0.8% Metals & Mining - 0.8% 2, 070, 000 Vale Overseas Ltd., Notes, 6.250% due 1/23/17 1, 944, 641 Paper & Forest Products - 0.0% 80, 000 Weyerhaeuser Co., Senior Notes, 6.750% due 3/15/12 79, 127 TOTAL MATERIALS 2, 023, 768 TELECOMMUNICATION SERVICES - 4.5% Diversified Telecommunication Services - 3.7% 1, 300, 000 Deutsche Telekom International Finance BV, 8.500% due 6/15/10 1, 350, 037 1, 500, 000 France Telecom SA, Notes, 7.750% due 3/1/11 1, 575, 105 1, 300, 000 Koninklijke KPN NV, Senior Notes, 8.000% |
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| 11/21/2008 | EX-99.1 of 8-K for DELTA AIR LINES INC DE | |
| | COMPANY NAME(s) - [DELTA AIR LINES INC DE (CIK - 27904 /SIC - 4512)] |
| | Licensed to: PublicEase, Inc. Document Created using EDGARizer 4.0.6.1 Copyright 1995 - 2008 EDGARfilings, Ltd., an IEC company. December 2008 quarter 1 Operating margin 0 – (2)% Fuel price per gallon $2.91 December 2008 quarter vs. Delta will provide more detailed guidance at its December 9th investor day, including Delta and Northwest pro forma comparisons. The company will also provide 2009 guidance at that time. Share Counts For the fourth quarter and full year 2008, Delta estimates diluted shares to be 681 million and 468 million, respectively. Caution should be taken not to place undue reliance on Delta’s forward-looking statements, which represent Delta’s views only as of November 21, 2008, and which Delta has no current intention to update. |
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| 11/20/2008 | 424B3 for LendingClub Corp | |
| | COMPANY NAME(s) - [LendingClub Corp (CIK - 1409970 /SIC - 6199)] |
| | Member Payment Dependent Notes Series 363699 Series of Member Payment Dependent Notes Maximum aggregate principal amount offered Stated interest rate Service Charge Initial maturity Final maturity 363699 $20, 000 12.41% 1.00% Three years, four business days following issuance One year after initial maturity This series of Notes will be issued upon closing and funding of member loan 363699. Member loan 363699 was requested on November 13, 2008 by a borrower member with the following characteristics, which have not been verified unless noted with an "*": Home ownership: MORTGAGE Gross income: $9, 167 / month Current employer: American Medical Association Debt-to-income ratio: 10.92% Length of employment: 7 years 7 months Location: Chicago, IL Home town: Gary Current & past employers: American Medical Association, KeyCorp, YMCA Education: Indiana University Kelley School of Business, Butler University, Weber State University This borrower member posted the following loan description, which has not been verified: I have a consolidation loan that is going to be paid off in less than six months and I would like to be able to take the remaining balance from that loan and combine it with the following a retail card, airline card, credit card, student loan, auto loan and use the balance to complete the remodeling of my kitchen. This loan would take my DRI from 23% to 19.5% A credit bureau reported the following information about this borrower member on November 13, 2008: Credit Score Range: 679-713 Accounts Now Delinquent: 0 Earliest Credit Line: 03/1994 Delinquent Amount: $0.00 Open Credit Lines: 13 Delinquencies (Last 2 yrs): 0 Total Credit Lines: 34 Months Since Last Delinquency: n/a Revolving Credit Balance: $25, 717.00 Public Records On File: 0 Revolving Line Utilization: 33.90% Months Since Last Record: n/a Inquiries in the Last 6 Months: 3 |
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| 11/20/2008 | EX-99.1 of 8-K for Air Transport Services Group Inc | |
| | COMPANY NAME(s) - [Air Transport Services Group Inc (CIK - 894081 /SIC - 4513)] |
| | And finally, we have agreed to purchase one more 767 when it completes the mod process next year. In fact, we have shared with them what some of our creditors have told us very directly, that they would be hesitant to support a business development plan without evidence of significant reductions in our operating costs. Plugging in today s crew and maintenance costs on the ACMI side, the EBITDA margin percentage from a lease is three times what it would be on the ACMI side. Because that is the only basis on which we can sign new contracts, and those contracts in turn are the key to whether our ACMI business grows in the years ahead. |
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| 11/19/2008 | 424B2 for ROYAL BANK OF CANADA | |
| | COMPANY NAME(s) - [ROYAL BANK OF CANADA (CIK - 1000275 /SIC - 6029)] |
| | IS NOT INDICATIVE OF FUTURE RESULTS. P-15 -PAGE- Goldcorp Inc (GG) (Nov-98 - Nov-07) [CHART OMITTED] -TABLE- -CAPTION- Period- Period-End High Intra-Day Low Intra-Day Period-End Closing Start Date Date Price of the Price of the Price of the Reference Stock in Reference Stock in Reference Stock in ($) ($) ($) ---------- ---- --- --- --- -S- -C- -C- -C- -C- 01/01/2005 03/31/2005 15.51 12.3858 14.21 04/01/2005 06/30/2005 16.1 12.04 15.78 07/01/2005 09/30/2005 21.06 15.01 20.04 10/01/2005 12/30/2005 22.78 17.49 22.28 01/01/2006 03/31/2006 30.44 22.28 29.25 04/01/2006 06/30/2006 41.66 24.07 30.22 07/01/2006 09/29/2006 31.59 21.63 23.6 09/30/2006 12/29/2006 31.47 20.35 28.44 01/01/2007 03/30/2007 29.49 23.01 24.02 03/31/2007 06/29/2007 26.93 22.36 23.69 06/30/2007 09/28/2007 30.99 21 30.56 09/29/2007 12/31/2007 38.11 29.25 33.93 01/01/2008 03/31/2008 46.3 31.86 38.75 04/01/2008 06/30/2008 47.75 33.83 46.17 07/01/2008 09/30/2008 52.65 24.72 31.63 10/01/2008 11/14/2008 33.85 13.84 21.66 -/TABLE- PAST PERFORMANCE IS NOT INDICATIVE OF FUTURE RESULTS. P-16 -PAGE- Southwest Airlines Co (LUV) (Nov-98 - Nov-07) [CHART OMITTED] -TABLE- -CAPTION- Period- Period-End High Intra-Day Low Intra-Day Period-End Closing Start Date Date Price of the Price of the Price of the Reference Stock in Reference Stock in Reference Stock in ($) ($) ($) ---------- ---- --- --- --- -S- -C- -C- -C- -C- 01/01/2005 03/31/2005 16.45 13.6 14.24 04/01/2005 06/30/2005 15.5 13.56 13.93 07/01/2005 09/30/2005 14.85 13.05 14.85 10/01/2005 12/30/2005 16.95 14.54 16.43 01/01/2006 03/31/2006 18.1 15.51 17.99 04/01/2006 06/30/2006 18.2 15.1 16.37 07/01/2006 09/29/2006 18.2 15.66 16.66 09/30/2006 12/29/2006 17.03 14.61 15.32 01/01/2007 03/30/2007 16.58 14.5 14.7 03/31/2007 06/29/2007 15.9 14.03 14.91 06/30/2007 09/28/2007 16.96 14.21 14.8 09/29/2007 12/31/2007 15.06 12.12 12.2 01/01/2008 03/31/2008 13.1 11.02 12.4 04/01/2008 06/30/2008 14.89 11.75 13.04 07/01/2008 09/30/2008 16.77 12.68 14.51 10/01/2008 11/14/2008 14.97 9.57 |
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