Subotnik,R. 1995 Talent developed: conversations with masters of the arts and sciences. Joshua Lederberg: scientific risk taker and innovator. J. Educ. Gifted 18(2): 210-226 INTERVIEW WITH JOSHUA LEDERBERG RS: This is an interview conducted on April 9th with Joshua Lederberg at Rockefeller University. Tell me, or tell our readers about the nature of your work. JL: The center of my professional life is my laboratory which I've reconstituted during the last two-and-a-half years. It is focused on looking at the interrelationships of DNA secondary structure or conformation, on the vulnerability of DNA to mutagenesis. That's saying a lot in a short sentence. Whereas most of the attention given to DNA during the last 40 years has been directed at its primary structure, namely the sequence of bases which embody the information that it carries, DNA is also a macro-molecule, a very long and thin one that undergoes all kinds of contortions of shape and form while preserving its topology. It is still a string, but a string can be knotted, raveled, unraveled, kinked, or bent. That's what we mean by secondary structure. Changes in secondary structure are taking place all the time. It's part of the regulation of gene activity. This laboratory is essentially alone in making a systematic inquiry into how changes in secondary structure relate to locally differentiated vulnerability of DNA to genetic damage. RS: Are you looking at why a string of genes would organize itself in a certain shape or do you know why already? JL: You can get very complicated interactions between primary and secondary structures. To simplify matters, for the time being, I want to hold the first constant. So for a given primary structure I ask, "How will it change in secondary structure and what difference will that make?" We do know that it will change in secondary structure mostly because of interaction with other substances in the cell. If you have histones or other basic proteins present, the DNA will wrap around those, leading to differences in secondary structure. There are enzymes that will assist in the rewinding or unwinding of the DNA, so you get changes in the supercoiling. There are proteins that can stick at two places on a DNA and make it bend, giving it a little loop that puts stresses on the DNA in the loop. For a given primary sequence we know we can get a wide manifestation of secondary structures. What I'm looking at is how the mechanical stresses on DNA in different secondary structures cause changes in the reactivity of the bases. You end up with changes in the primary sequence as a consequence of what secondary structure they've been in, and that's a fairly novel approach. Nobody else in genetics is holding primary structure constant. They are interested in differences in primary structure, the mutant gene and the normal gene. But I want to start out with a given DNA and ask how it can fold itself in different fashions and then make it vulnerable to different kinds of genetic damage and change. I think there's no doubt that DNA which is unravelled is more vulnerable than DNA which isn't. To the extent that there are other predatory molecules lying about in the cell, or even radiation for that matter, they will have a different likelihood of causing genetic damage in the unravelled regions as opposed to those that are tightly wound up. So, it's a complicated interaction. RS: How come you chose to explore this specific field? JL: Well, I've always believed in going after high-stake, high risk kinds of projects. It would take a long time to go into the whole intellectual history of this issue, but since I played a rather significant role in establishing the existing system of thinking in the area, I thought it was my job to be the revisionist in another incarnation. It also happens to be a very timely in terms of available technology. I had what I thought was an insight into how to preserve the best of the old and what might be the new. There have been other more radical propositions which I view as completely wacky, and I thought I could see a mechanistic basis on which to find a middle ground to reconcile scattered observations within the framework of this construct of the role of secondary structure of DNA. So it had all the elements of both excitement and grounding, and I continue to feel it's a sure thing. We're busy with all the experimental details, which may take a very long time, but the basic precepts, I've come to believe are almost tautological. RS: How did you develop your sense of what is a good research question? Is it something that you were born with or did someone help you to learn this important skill? JL: I've had a lot of intuitions and they've been proven almost all correct. The one period that might be argued about was the ten years of my research life spent in planetary exploration and issues of looking for life on Mars. As one of the experimenters on the Viking mission, I was imbued mainly with the view that this was a national and human effort and I wanted to be sure it was done correctly. I did not have any great confidence about whether there was life on Mars or not, but I thought with the enormous investment that was going into that kind of exploration, that it should be done on a scientifically sound basis. And I think I did help to do that. The answers have come out mostly negative, and one could argue for that reason that it was a waste of time. I don't fully accept that reasoning, but I think there would be less argument on the matter if it had come out positive. I still have some engagement with that set of issues. But seeing that it was done on the basis of rigorous science is what I would say was my purpose, and I think I did play some part in that. [ I quoted an exception rather than answer your question]. RS: Tell me more about your question developing skills. JL: I start out with an intuition, or with some observed behavior on my part. Then I step back and say, "Josh, what are you really doing? What principles are you following?" So there's a certain amount of revealed structure. Trying to make a more systematic effort out of it, I would then look much more systematically and make a scan. I have an interjection here about elements of creativity. I have quoted Lawrence Kubie talking about stresses in a scientific life. I have found a number of people were at first startled, then excited when I referred to creativity as having to do with very dynamic tensions between contradictory aspects of behavior. That's not something that you are going to be able to index except in terms of an individual being able to survive quite contrary tensions. There exists a selfishness and generosity of imagination and rigor. I wish I could do a better job, and someday I will, about getting a truly orthogonal classification of those elements. RS: You talked about following your intuitions and then saying, "What are you doing, Josh?" What is the nature of those intuitions? Are these questions that arise when you are reading something? JL: I'd rather call it behaviors than intuitions, although the behavioral includes what seem to be spontaneous cognitive acts, but can be a variety of other things. I'll give you another example. I'm often invited to do this or that and I'll sometimes be tempted - this is the intuitive aspect - to say "Yes." But before I do, I'll step back and say, "Look, you're being a pawn. Somebody invited you to do something and you agreed to it. If you're that interested in following it up, why don't you take a more aggressive posture and say, if you had complete freedom of action, what would you do within that framework, having discovered that you have that interest." So that's another revealed behavior. I don't know whether there's that much intuition in it, but the unresolved elements of behavior, particularly in a cognitive domain is what I would call intuition. So, this is a heuristic of abstraction in generalization that I do use all the time when I see a specific phenomenon either in the outer world or in my own behavior. There comes a moment when I say, "Look, this is a special case of some general principle, Let's discover what the principle is and what kind of case can be made around that." So, I'll initiate that selection of research topics if I'll have an inkling of an insight or an idea, then the more systematic way of following it up will be along the lines I've just given to you. RS: Did you get guidance with this heuristic along the way? JL: It's hard for me to say. I don't think that I was ever told that heuristic. It may have been revealed to me in various ways. The person who would have had the most influence in that regard was Francis Ryan. I think I always had a facility for doing that. It was a way I could keep up with him. He knew a lot, a lot more than I did, but I had an ease of jumping to the next layer of abstraction that I guess I've not seen widely displayed by anybody else, so I don't think I learned it any place that I could identify. RS: Do you feel that the post docs or the scientists that are coming to you have this skill highly developed? JL: I think they do in varying measures but they are not self- conscious about it. Part of my job is to get them to another layer of organized insight, so that they can call on this resource and not just wait for it to happen spontaneously. RS: How do you do that? By example? JL: Mostly. By example, by doing this in the course of argument and then every now and then we will talk about heuristics. We'll ask, "What other heuristics are there?" A related one, but not at the same level of abstraction, is that of relentless combinatorics. Once you have identified what some of the variables might be that could be included in experimental design or influence the outcome of an experiment, the abstraction would be to say, "Well, these are some of the variables, what are the others, what are the ones we haven't talked about yet, do we have some way of exhausting the space of possible variables. And then what happens if we look at all of them in any imaginable combination?" We can't always do that, so we say, "What rule of reason can I apply that would give me an efficient and likely successful reduction in the search space that still involves as wide a set of these components as possible." We've embodied those heuristics in computer programs directed at discovery, and the whole DENDRAL project was essentially a reduction of that mode of thinking into something that could be programmed. RS: That seems more like a brute force approach. JL: I'm not sure that we do much more than brute force in our own heads but that with some elegance. I think a lot of "imagination" is ringing the changes on the combinatorics. Being able to do it quickly and efficiently, to do some pruning of areas that are not likely to be productive. I don't know my own or anybody else's mental processes well enough, but it's the only thing I know how to implement on the computer so I have a way of mechanizing it. Back to problem choice. There are elements of taste. Some experiments just seem like fun, just seem like they are very easy to do and will answer a question that appears to be interesting at the time. That's a fairly powerful motive. And every now and then you step back and think about a research strategy, again generalizing from those instances, scanning for what's the most revolutionary thing that might be a possible outcome, reviewing your techniques and resources to see if you have any chance of getting there. There are a lot of exciting questions which are unreachable, and a lot of easy things which are sort of trivial, so trying to find some balance between them is the strategy. At one stage, about 30 or 40 years ago, I wrote down what I thought were the major unresolved questions in biology. One by one, they've all become very nearly resolved. The details of developmental control have ended up being the most complex and the most refractory, but bits and pieces of that are coming together. So, in a way, by the end of my lifetime, I may have actually seen the resolution of all the big questions that I started with in science. RS: How did you elicit those ideas? I mean, did you sit down one day and say, "What are the big questions in science?" JL: Yes. Every two or three months I go through a kind of strategic mode and plan how I am going to use my time, not just on the basis of what's come along so far. Sometimes I imagine starting again from scratch. I find that being on an airplane is sometimes an appropriate setting because I'm limited in the number of alternative things that I can do, so I just start to write out systematic strategic inquiries of various kinds. RS: What is the process by which you recruit talented people to work with you? JL: The network of personal connection is probably the most important way, although there have been slightly more systematic vehicles. When I set up my lab, I had a very sharply focused research project in mind. I knew that it would have very high appeal to very few people and wanted to find out who they were. This was one of the times when advertising really did pay off. I put ads in a number of places - a couple of the major journals and The Scientist - mentioning what the program was and said don't bother to apply unless you can say something meaningful about the topic in question. I got about a dozen replies. If it had been an undifferentiated ad for a post doc, experience tells that I would have gotten about 300 responses. All 12 applications were pertinent, and half of the candidates were of sufficient quality that I would have felt happy to have taken almost any of them. The three more senior people that I have in my lab right now really were an outcome of that circulation. RS: Could you have predicted where they had been trained? JL: I wasn't surprised that one of them came out of Frank Stahl's lab. As for the other two, their training was consistent, but there was nothing that would have highlighted that. They were all very skilled, very well trained in their prior experience. RS: What was the nature of your interview. What were you looking for when you met them? JL: I wanted to know that they had a background of technical competence. I needed very experienced people because I was setting up a lab de novo. They were going to have to be pretty much on their own that first year, getting only the most general guidance from me. My job was to raise the money, set the general direction of the lab, and see to it that the lab could get organized. They would have to take on a lot of the detail. That's quite a daunting task particularly because they would be taking about a year out of their most productive period of scientific activity in order to set the lab up. But it would also give them experience with the sort of autonomy that might not be available at this early point in their career. So it was a consciously arrived at contract. Their independent thinking was the most important consideration, but it had to be coupled with proven competence to actually do the lab work. And I got what I looked for. RS: What are the roles of values, peers, mentors, innate talent, and luck or chance in the development of high level science talent? JL: Well, I haven't thought as much as I should about this in terms of my own students, and I need to reflect on that more than I have. The case I know most about is my own personal experience, and there the greatest element of luck was my finding Francis Ryan when I was an undergraduate at Columbia University. I, no doubt, would have sought somebody out as a mentor, but Francis was a very special person. I know that nobody else in the Department of Biology at Columbia appealed to me the way he did and that's already telling you something. My insight on how to choose an undergraduate college was very, very limited. But I had seen and studied a few books. Lester Sharp had written the Textbook of Cytology, so I thought Cornell might be a good place to go to. Sharp would not have been a particularly appropriate mentor for me, as it turns out. At Columbia I thought of E.B. Wilson. But Wilson had written his masterpiece in 1933 and had long since retired. Even if I had known that I would have said, "Well, it must still be a great place for biology." And that was more or less true, although not to the degree of my iconic images of it. I had no idea that there was going to be Francis Ryan there. And I had no idea of what to expect by way of relationships with professors. I knew there would be people who knew a lot and to whom I could ask questions, and they would be sympathetic in responding. I also knew that they did a lot of research there, and I hoped that I might somehow connect with it. But otherwise, it was very, very vague. I didn't know anyone in the profession that I could talk to or get any guidance from. There was also the question of affordability. My high school yearbook says that I was going to go to CCNY [City College of New York]. That was all that was affordable. I knew they had very limited laboratory capability, however, and I had never heard of anybody from CCNY publishing in the areas that I was concerned about. I was very much aware that there would be severe limitations, but I also knew a lot of smart people that were going there. Arthur Kornberg went to CCNY, so people have managed although they didn't get a lot out of their college experience, frankly, in terms of training towards graduate oriented kinds of work. How much difference that makes in the long-run, I don't know. I certainly could not have done significant research as an undergraduate had I gone to CCNY, so one element of luck was that I was able to get financial assistance and go to Columbia. I was especially lucky to find Francis. Above all, he gave me a sense of discipline. My mind was a riot of ideas. I needed to know how to shape those ideas into a specific research program, how to focus my attention on a few things I wanted to do. I learned that very directly from him. I adored him and I would do anything he suggested or wanted. To have his esteem was my most important aspiration during that time. He knew how to design experiments, he would be quite rigorous in what one needed to do to put all the elements together, and he used a lot of Socratic discourse. He used the dialectical method very extensively, and rarely would he tell me, "No, you've got to do it this way." He allowed me a sense of self discovery, the mark of a wonderful teacher. -------------------part 2 RS: What about peers? When you were school-age, did you have a group of peers you could talk to? JL: I was very lonely in grade school. Very lonely. In high school, and this is at Stuyvesant High School [specialized science high school in New York City], there were three or four kids my own age that I could feel comfortable with about sharing ideas and experiences, and they could talk back to me and vice versa. That part was O.K. None of them was directed in the same career path that I was, but at least they helped to assuage that isolation I had when I was younger. Unfortunately, Stuyvesant was all boys at that time, and it was difficult to meet any women that I could relate to on that kind of plane. That was very unfortunate. I certainly felt so at the time. At Columbia the students were not as rigorously selected as they were at Stuyvesant, and I didn't have many effective peers among the other undergraduates. I did have the lab, however. I related much more to Francis than I did to any of the other students. My peers ended up being the graduate students in that department. The age disparity required some social adjustment on my part, but they came to accept me without reservation. I did meet a Barnard student, a psychology major, I became very fond of. We didn't work out in the long term for possibly silly reasons; but I was heartsick when I learned she had died a while ago, 45 years later. RS: How did you deal with your loneliness in elementary school? JL: I think part of my intensity of preoccupation with academic studies was that I didn't have the distraction of social interactions. RS: Were you harassed at all? JL: Physically, I was in danger of some hassle if I ventured a few blocks south of where I lived, into Harlem, or walked on the wrong streets in peril of Jew-baiting Irish Catholic kids whom the local priest had taught about "Christ-killers". But the kids in those days didn't carry knives or guns. At school, No. In fact, I have no recollection of being harassed. I very lately had a reunion with someone who was my classmate in third, fourth, and fifth grade. I asked her what she remembered from that period and she said, "Well, you were a figure of awe. We really respected you very much. We knew that you had problems in your social relations. We were willing to give you all kinds of allowances for that because of that admiration." But Abbey said, "We were kind of baffled, we just didn't know what to talk to you about." And she affirmed that most of the teachers were equally sympathetic, and "equally baffled with what to do with you." RS: Were you in any kind of special class? JL: No. I skipped grades, that was it. RS: How many grades? JL: Well, I graduated high school in January of 1941 when I was fifteen-and-a-half. So it was about two years, I guess. Columbia wouldn't admit me until I was sixteen so I had a little hiatus there. I spent it working in a lab. RS: Even at Stuyvesant you only found three people to talk with at a really high intellectual level? JL: No, but there were three with whom I had a very special affinity. RS: How did you find each other? JL: We met in class, but I can't recall the date. All of us were eventually in uniform, but I was the one who stayed in training. One of them was shipped overseas fairly early, stayed on a little bit after the war and was murdered by his Fraulein when he decided to go back to The States and didn't want to bring her with him. It sounds like soap opera, but things like that happen to people you know! RS: What happened to the other two? JL: Jack ended up being an English major. He spent most of the war in Iceland as a signal non-com. He spent two or three years at the Institute for Living at Hartford. I think he had a depressive diagnosis. While he was teaching at the University or Bridgeport, I had kind of an on and off continued correspondence with him. He died quite young of a heart attack. And then Bob Mavis went out to the Pacific, stayed in the Philippines for a while, came back, got a chemical engineering degree, and runs an adhesives factory out in New Jersey somewhere. I have to put it fairly bluntly. Jack came closest; but I don't think I had intellectual peers at Stuyvesant either. RS: Did you ever feel that you were abnormal because of the intellectual distance that existed between you and the world around you? Or did you experience enough support outside of school? JL: My teachers were wonderfully supportive. I wasn't harassed by other kids in school but they didn't know what to do with me and I did not at early ages have easy social relations with either sex, especially not girls. It wasn't until I connected with Francis and the graduate students (men and women) at Columbia that I felt there really were peers that were equal, that had both the confidence and the substance to put up a good argument, and sometimes show I was wrong and so on. That was 1941 on. RS: You lived in a family and school system, etc. that valued your being, but couldn't necessarily deal with you at the same level. JL: The important thing was that they knew when to leave me alone and that was my contract. In public school that was quite explicit. When I got bored I would try to show up the teacher when she didn't do the math just right. It almost brings tears to my eyes to think of the compassion and understanding which Mrs. [Sadie] Gold, my teacher, showed me. Mrs. Gold asked me to stay after class and said, "Josh, we know that you're brilliant, you ought to know that we know it. But let's make a contract. I have a job to do, I've got these other kids who don't have your gifts and they've got to learn. Let's be partners, and the prize includes your own development. If you get bored, do your own work. I won't bother you, but don't disrupt the class." The sense that she was approaching me as an equal was quite extraordinary. So I had all the passive elements of support. But nobody took me in charge, gave me a sense of what to do. I was allowed to follow my own resources and got lots of reinforcement. You know, "You're an unusual person, you have gifts, you ought to do something with them. We're not sure what to do to help you, but you're doing just fine on your own." And that's more or less the way it worked out. RS: Do you think that people who are intellectually developed far beyond the mainstream should be left to their own devices? Don't they need teachers too? JL: They need guidance. The most efficient way to teach is to teach people how to learn as much as possible on their own. I don't know how far down you can carry this, but most of my education involved my own reading. I could've used more guidance, you know, what to read, how to structure what was going on, even an occasional exam now and then as a way of pacing what was happening. If I had met Francis six years earlier \1/ that would have been enormously helpful without necessarily taking a lot of his time. I'm trying to organize mentorships, including something not as costly or intense as having kids spending hours and hours working in the lab. But some form of organized guidance. \1/ But he would have been still an undergraduate at Fordham then. N.B. I just had a great reunion with Elizabeth Ryan (Francis' widow) perhaps 8 years my senior, and Salome Waelsch, then a research associate, now still a very active and finally renowned scientist at age 86. RS: What advice do you have about the training of teachers to work with talented students in science? JL: The part that I know most about has to do with their cognitive depth, their knowledge of the content, and that's difficult to monitor with science moving as quickly as it does. Whatever they have learned in school tends to be obsolete pretty quickly. So, I think continuing education is probably the major issue. I know there are programs like the Wilson Center. The master teacher development design is an excellent concept. But I also think that boards of education need to understand that if you deliver eight hours-a-day of teaching in the classroom, you don't have time for professional development. On the other hand, it's not automatic that if a teacher is relieved of teaching duties that he or she will spend time on professional development, so I think you somehow have to find ways of structuring both access to and taking advantage of continuing education. I don't know what there is by ways of books and publications addressed to teachers in science. I know there is an association, but there ought to be a level of awareness and educational enhancement that's between the graduate textbook level on the one hand, and the popular books on the other. I suppose Scientific American isn't too far different from that. I'm speaking now especially in high school. I know my children's experience with high school science teachers was very mixed, covering the spectrum from atrocious to mediocre with a few exceptionally gifted, alert, and knowledgeable people. But you have to ask what more you can expect in terms of what the incentives and rewards are for getting people into science teaching these days. With very rare exception, or very particular motivation, really hot shot scientists are not going to go into teaching. RS: How did your children describe their most gifted teachers? JL: More in terms of inspiration than content. RS: Were they lacking in content? JL: No, I'm not saying that. They did have teachers who were at most three lines in the textbook ahead of them and were unable to explain things when they raised questions and so forth. However, the kids take knowledge of the content for granted, so you're not about to get a lot of raves about how smart the teacher is. You get raves about how effective they are. RS: And how was the effectiveness demonstrated? JL: They made the subject interesting, they were able to deal with questions, they managed discourse in the classroom and kept students involved, and they knew how to relate the subject matter to other aspects of the world. The usual. But the kids in the school were not in a position to make critical judgements about what a teacher does and doesn't know. They only know when it's a flop, so if it isn't, they sort of take it for granted. RS: Reflecting back on your own experience as a professional scientist, can you talk a bit more about your experience in high school? JL: I was an anomaly. With rare exception, I knew more than they did about the subjects that I was learning, certainly in the sciences. There might have been marginal exceptions to that in some fields. If I ever sensed that a teacher knew more than I did, I repaired the difference. I would just hit the books and go to work and master it. That was not true in every subject. I remember having a thrilling course in civics. I didn't take any more political science in college or whatever, but I think it gave me a very solid grounding. The teacher was someone who really understood his subject and dealt with it at a very effective level. But within the sciences, with all the vaunted advantages of Stuyvesant, it was not the teacher's knowledge of science that was critical.\2/ They were sympathetic to science, they were encouraging about it as a career, but my peers were more important to me in that respect than my teachers. But remember, I was a freak, so I don't judge by my own experience what they ought to be and do in relation to other students. 2/ Perhaps I take that too much for granted RS: Let's tie this into your interest in helping, guiding, young scientists. What age groups do you think would be most receptive and most positively affected by this mentoring? JL: It's at the high school level that I'm hoping to find some way of setting up a mentoring system where students who might have an interest in science can get some well informed grounding about what to do to achieve that aim or to understand better what their relation to that aim might be: what to do about their studies, how to allocate their time between what they have to do in class and their own reading, what to think of in terms of college aspirations. I visited the science teachers at Hunter College High School a few weeks ago, and they understood their own limitations about how to relate to some of those professional issues. You raise an interesting question about what age groups to deal with. I don't know whether eleventh or twelfth grade might be late in the differentiation of students' interests or whether I could do much with the younger kids. Fairly casual contacts are not likely to be too productive. I don't know how I would come across to an eight year old I didn't know. RS: According to the research that I've read, ninth grade is the point that differentiates which students are in or out of the science pipeline. JL: If ninth grade is critical than that's what we ought to focus our attention on. I think even at a younger age a gray beard like myself might still be able to have a meaningful contact. I have a sense that it just takes longer to cultivate an interest and to get to know them than it would for the somewhat older student. RS: I think gray beard or not, if you approach them with respect, in the same way that you described your elementary school teacher speaking to you, the students would respond. What would be the logistical nature of your idea? JL: One-on-one is what the core of it has to be. But I need a lot of help on this point. I only have vague ideas on how it might be structured, but I thought there could be a clearing office, maybe at The New York Academy of Sciences that would have lists of volunteers who would be willing to be available and would then also, mostly through the schools, identify the teachers who would be interested in cooperating. Some teachers will find it threatening to their own monopoly of relationship. In fact, I had a warmer reception at Hunter than I did at Stuyvesant, when I mentioned this idea to a few people, maybe because Hunter doesn't regard itself as the unique place for science education. Perhaps there could be a way in which the professional scientists would make some group appearance, but then indicate that the students who are interested, and they might need a little egging on by their teachers to overcome their bashfulness, might get some guidance, advice, and instruction. And it's not necessarily going to be signing up for a lab experience, which is the immediate presumption as soon as I mention this at all. That's about as deep as my thoughts on that have been. I'm very eager to get your own impressions about that. RS: I would love to assist you with this project. JL: Well, I've been urging Bob Lichter to get hold of you and the Dreyfus Foundation might be willing to find some support for this. We were wondering in what ways a modest amount of money might make a difference. Car fare for the kids might be an issue, maybe limited funds for some books or journals or whatever, for both parties in the transaction. Even a few hundred dollars a year for a volunteer. My view is that once any of the potential mentors get hooked into it, they'll do it out of their own pocket. I mean, it's a pretty modest amount of money and their time would be worth a lot more than that. So that's as far as I've thought that one through. RS: Can you give me your views on the value of contests like the Westinghouse Science Talent Search? JL: I think as a way of eliciting interest on the part of the students who come in with marginal involvement, it's probably all to the good. I'm not sure it's the best way for a committed student to spend his or her time. I can think of more fundamental studies if they are willing to put their nose to the grindstone. You can't learn too much by way of basic mathematics, physics, and chemistry no matter what else you are going to do, especially if you are going to go into biology. It sounds like an anomaly but if you are really interested in biology, postpone doing biology and make that the last and not the first thing you do. Make sure you build your fundamentals as deeply as possible. Unless we get more students who have had intense mathematical preparation, we're not going to get the biological breakthroughs. I think there are similar things to be said about chemistry and physics. RS: The teachers at Hunter College High School are apparently not in favor of students competing for the Westinghouse Science Talent Search if it means working at an outside lab. They are concerned about the students going to labs and not doing their own work. Is that correct? Do you sympathize with that view? JL: To some degree. There are inappropriate expectations for being able to do any really creative and original work in the lab. I'm not saying that that's always the case, but if you are going to have to come out with a poster to present in the Talent Search, the implication is that this is "all mine." Laboratory experience provides the best learning when it helps to habituate you to most experiments not working the first time, to then going back to fix it up, getting that kind of discipline. If it can be done in a supportive way and it isn't too much of a challenge to the students' self esteem and so on, it is part of being an apprentice, so that part is good. RS: What are the alternatives to working in a lab where you have access to equipment and expertise? JL: I think book studies are the best alternatives, but you may need both inspiration and guidance to stick to that. To this day, I'm still torn between learning what I can from reading the literature as compared to the very slow and inefficient process of my own personal discovery in the lab In half-an-hour I can get the distillation of 10 years of somebody else's work by reading it. There's always the need to keep the balance between the two. RS: Unfortunately, you can't do a review of the literature for a Westinghouse project. JL: That is very unfortunate. For one thing, knowing how to do it is a very important skill. It's just as important as knowing how to do the lab work. I think reviewing the literature is underemphasized and that's one of the things I would do in counseling students, is to try to find something that they are curious enough about to really want to know all that can be known about it from reading. The chance that they will find out the same amount or make a major advance by doing a lab experiment is very low, and less if they don't have their grounding in the reading to know what the platform for that research would be. So those would be my druthers. Much more emphasis on the research libraries as compared to the research laboratory. -------------- part 3 RS: How about introducing the concept of research design, like validity, reliability, etc. JL: I think criticizing other experiments is more efficient than doing it on your own. I mean, it may be more dramatic when you've been through it yourself, but there again, it's a two-stage matter. I think first there should be a critical analysis of published experiments, and then one could be in a better position for self criticism of your own design. I feel it's partly a matter of staging. The junior year of college is in some ways the more appropriate time to think about organized research, once you've got four more years of platform and a background in all the other reading that I'm talking about. Then the likelihood of being able to do a serious research project is much greater. Now it doesn't have to be all or none, but I certainly would find more ways to put emphasis on the library. That may take some heavy mentoring. For a student to jump straight into the contemporary literature is asking a lot, but I think with some counseling and support, a lot can be done in that direction. RS: In earlier days, more students participated in the Westinghouse Science Talent Search. Currently, students seem to need more enticements to think of themselves as scientists. Can you elaborate on how science seems different today than it was when you were a novice? JL: Well, I have to be fairly humble about pronouncements when this is a sort of prototypic social science exercise and there are methodologies to try to answer questions like that. I don't know if that's ever been done, and in particular I doubt there is a baseline to make any comparison generationally. My reflections are projectionist. I judge what another generation thinks just from what I see about science in the popular culture. The cognitive elements have exploded, become highly differentiated. There's no such thing as "science" anymore in a certain sense. There are a lot of different "sciences" and sub-sub-specialties get to be the dominant elements. You don't expect anybody today to be conversant in both cosmology and molecular biology. If you are going to be in science, you have to come up very quickly with a differentiated interest. To get to those sub-specialties there's a longer and more daunting course of training. I may have been the last of any generation who could do a significant experiment as an undergraduate in a new field. I would ask myself where would there be opportunities like that today. I'd be inclined to guess that I'd need another four, five, or six years of specialized training to be capable of doing anything at the frontiers today. So string and sealing wax are less and less effective as scientific instruments and a larger and larger proportion of the work that could be done at that level has already been done and exploited. Those are the cognitive elements. There are also what I'd call ideological and ethical considerations. There are many more ambiguities about how science relates to human affairs. The Bomb has been the crowning technological achievement of modern science and that's elicited Frankensteinian images. RS: How did the Bomb affect you when you were a very young man? JL: Recall I was 20 in 1945. My answer relates to the 1930s. I didn't put much credence in the horror stories. I knew there were abuses that were possible, but I thought that better education would relieve people of inflammatory prejudices. I thought religion was the major cause of many excesses and that the scientific revolution would dispel that. I take a slightly different view of that today. I still think there is a lot of superstition and ignorance behind excess behavior, but I certainly don't attribute the entire problem to religion. You see something like what happened at Waco and you are reminded of the people who participated in the Holocaust. I mean, there are elements of human nature that are easily exploited and where issues of ignorance and superstition do play a role, I no longer believe it's a sufficient answer to human ills to eliminate superstition. There are value judgements about what to do in the world that are extrascientific, and you can't derive or moralize strictly on scientific considerations. I know that the scientists involved in the Manhattan Project were also the ones who almost unanimously advised against using it. They had been involved in the development of the bomb because they thought it was necessary for defensive purposes. Science is not intrinsically evil, it's not intrinsically good either, and if you don't have people in power who are morally motivated, then the power of destruction is vastly enhanced as a result of scientific and technical development. These are heavy questions and no matter how you come out, they present a moral load on the whole issue of going into science which I think is substantially greater today than it was before 1945. RS: How about the lifestyle questions? That seems to be an issue for the children of the Eighties. Unless they can be convinced that the intellectual pleasures of science surpass the low income and huge time commitment, lifestyle issues remain very pressing. JL: Well, there's a certain circularity in that. If you're not involved in science, you're not going to be interested in it. I think most scientists say that the lifestyle they prefer is one of involvement. The preoccupation and so on are part of the fun. RS: How about the time spent seeking grants? JL: That's really coming to a head just now and I think that probably is a deterrent at this stage. If you look at students' career choices at the college level, I think they have been until very, very recently heading in droves to law and business, and you read that an MBA is worth $100,000 salary right off the bat. If you have to be grubbing around for grants for years to make it in science, I'm sure that that's a deterrent. On the other had, that argument can be overdone. I think any youngster with real talent doesn't have to worry. I see thousands of scientists who are in fairly happy situations with their lives. They're doing the work they want to do. In many respects their income, relative to other occupations, has improved somewhat, although probably not relative to business. It would be an interesting to get some facts on this question. It's interesting to note that science has been a career that in the United States traditionally offered some mobility. Through science, people have risen very dramatically in many cases from what their parent's economic status had been. Jews, in particular, had few good alternatives in earlier times. Science and medicine seemed like the obvious things to do because you were going to run into more immediate ceilings in other professions. With medicine, you had problems getting into medical school but once you were there you were pretty secure after that point. I think for Jews the more or less complete disappearance of restrictions on mobility may be one of the reasons that less of them are going into science than used to be the case. I have a feeling that the moral issues are even more important than the economic ones. Your ninth graders I don't think have heard a lot about grant seeking, but they've heard plenty about what scientific monsters can do. Why don't we investigate those points instead of speculating about attitudes in those cohorts? RS: I think that can be part of the preparation for your guidance program. JL: It's a good idea to know what the problem is if you try to develop remedies. But if you see how this has been hammered home over and over again, how science is portrayed in popular culture, it just tends to reinforce all the negative myths. The younger the receiving population, the worse it is. Until a few years ago, the Sunday morning cartoons were filled with mad scientists. The cliche was perfectly obvious. If someone was a scientist, they were portrayed as an evil wizard. (Cf. Jurassic Park). RS: What I have found in my conversations with young people talented in science at the middle school and high school level is a concern about using animals in research. JL: Well, it's certainly an issue. It's dissuaded my daughter from going into biology. She just couldn't bear the thought of dissection. She understood why it had to be done, but she couldn't do it herself. And I don't know why there's been such a change in emphasis there. I think maybe urbanization of America has a lot to do with it. You don't find a lot of compunction about animals out on a farm. What do you think? RS: I think a lot of it is due to the success of the animal rights and environmental movements in counteracting the cavalier attitude that many people, including some researchers, have towards animals. There are some interesting paradoxes. The same people who have no problem running over pigeons in the city might not feel comfortable with dissecting a fetal pig. Inexplicably, certain animals have higher status than others. I think the children who have given animal research a lot of thought and are really serious about their concerns have to confront this status system and decide how to deal with it. JL: It may be an issue of affluence. If people are hungry enough they'll eat whatever is around and not give too much thought to it. When you can afford to be a vegetarian, then maybe deeper instincts of animal empathy that have been suppressed at an earlier time may arise. I never turned the question on it's head before. I think there is a very interesting issue of ideological history pursuing that question. There are certainly very important national differences. You will get nowhere in Japan on any question of animal rights, believe me. RS: But in England, on the other hand... JL: There's a long history of it. The Englishman and his dog... RS: And his horse. JL: Anyhow, it certainly is a deterrent and I think biology education is going to have to continue to take account of it. Some students get into biochemistry through chemistry so they can avoid the dissection components of their academic preparation. But there are other ideological issues. When you start out with a generation like mine that had, in general, much deeper religious convictions, I think a commitment to science was in some measure a displacement, a sublimation, if you like, of that. Religious issues generally don't seem to count for very much right now, so I think there is, to that degree, correspondingly less impetus for science to play a role in people's lives. RS: Today people seem to be more able to live without putting order in the world around them. JL: It's not a question that's presented to children in an a- religious world, and so there's less motive for what I'd call a counter-religion. Some people would say that science deflated religion and in the process reduced some of the motive to think about doing science in the first place. RS: Do you think that science could be made more attractive to spiritually oriented kids by focusing on some of the more aesthetic or the cosmological sides to it? [ Yes! Cf Carl Sagan.] JL: I think that already happens by way of self selection in careers, but the fragmentation of science goes against that. If you had the feeling that you might have been among the "Giants of the Twenties" who really changed our world view at a very fundamental level, you would feel that you were dealing with some very important eschatological issues. The expectation of being able to do that in today's fragmented world is so low. If you are going to be a discoverer of a new particle, you'd be one of a team of 300 people. So I think that must be a major demotivating factor. We're back to the issues of complexity and fragmentation again. I feel very fortunate. I've been able to keep a perspective about science which is much broader than almost any of the other people I know, but I do feel like a dinosaur in that respect. RS: David Feldman, a developmental psychologist, has proposed a "theory of coincidence" as related to prodigies. He believes that one of the major variables affecting prodigious behavior is the stage of development of the field in which a prodigy appears. This theory speaks very well to what you are saying. If a field is too highly developed, it's hard to nurture a prodigy, because it's not feasible for a child or a young person to have achieved enough experience or knowledge to make an impact. If you can't do really frontier level work until you are a post-doc, then the field becomes less insightful! JL: It's also part of what you have to counsel the youngster on. On the one hand, have to have realistic expectations. On the other hand, you cannot be so dampened by realism that you destroy the motive to go into it in the first place. RS: Do you see any budding areas where a young person could be one of these "Giants of the Twenties" in biology? [ See very last paragraph] JL: All the ones I know about are very well populated right now. I don't know if it's the poverty of my imagination or if it's really true that the habituation of science has become uniformly dense. Most of the domains that are not thoroughly developed are borderline areas of applications rather than fundamental theory. And it's a question I've asked myself many, many times and others have as well. The only place that I could expect some significant breakthrough is in new approaches that are going on right now in the mathematization of biology. It would be something very different from the logical mathematics being done right now, but until we develop better ways of codifying our present knowledge, we are caught in this ever increasing fragmentation difficulty. I have a program in computer science affiliated with my lab program which is intended to kind of nibble away at those sorts of issues but it's going to take more than we are doing to make any significant breakthroughs in that field. And it may be unfeasible. This is what I label as Leibnitz's dream and I'm not sure how seriously to take the enterprise. Leibnitz's dream, the codification of knowledge, is the area that I see as waiting for a new conceptual breakthrough, and it's one of the reasons I've been interested in computer science for a number of years. We've done some work that provides steps in that direction, but it doesn't begin to be the major leap that I'm looking for. RS: What might be a reason for people from various fields at Rockefeller University to come together and apply themselves to a problem. Does that ever happen? JL: Oh sure. But usually it's due to a convergence of technique rather than to a conceptual framework. We have people who do X-ray crystallography and others who do NMR studies, and other people who have got the DNA specimens to be looked at. They'll get together and collaborate on that basis. We have people doing clinical work and people doing basic science and that's a little closer to the intellectual collaboration that you were talking about. There are efforts just burgeoning to try to enhance the opportunity for collaboration by making geography irrelevant. That's a good deal of what the National Information Infrastructure is all about. I've been on some of the committees looking at collaboratory organization and so forth. In biology the Human Genome project has a lot of appeal to some people because it is so narrowly framed. There's a lot of work to do in a well defined arena that parcelling out of tasks and organization of labor is in some ways more feasible there. It may not be a particularly worthy objective, but it's something that can be done, so that's the main arena in which there's very organized activity in biology that probably coordinates what a lot of people are doing. See, they all speak a common language and the codification is trivial. You end up with the DNA sequence as the common article of interaction. That's only the beginning of the biological process. RS: Theoretical physicists design logical, mathematical ways to prove theories. Is there something like that going on in biology? JL: Very little. I've indulged in a bit of it myself, mostly with the view of the theoretical framework for my own research. But every now and then there's an opportunity to do it on a larger scale. My main contribution of that kind was in the elaboration of the theory of immunology. They call it "Clonal Selection Theory." In fact, I had organized how to think about the problem, but I relied on a false premise, and so walked right up to an articulation of the theory and then, in effect, rejected it, but for the wrong reasons. The false premise is that there is an infinite number of antibodies. There are a lot of antibodies. You put in any antigen you can think of, you can get an antibody to it. There's still a big step between that and infinity, and when you ask yourself, "What's the minimum number of antibodies there might be in order to satisfy what we know empirically, today we would say it is somewhere between 10 and 100,000. Well, 10 and 100,000 is a small number for the different cells of the body to be able to elaborate one by one. Infinity is a large number, and that was the contradiction that I allowed myself to fall into. So, I articulated this in 1955, a theoretical paper which a few people are beginning to acknowledge was at the root of it. The history that Tom Brock has written on bacterial genetics has been very sensitive to that. The basic controversy that underlies all of this, and we are talking in very theoretical terms, is whether the information for biological products comes entirely from the information that's in the genes, or do environmental influences leave their stamp. Here is a biological example - enzyme induction. You have a bacterium growing on one medium and you add a new substrate. It very often happens that after you've added the new substrate, the bacterium develops the enzymes to attack that substrate. The classical example of that is the attack on milk sugar, or lactose. The very first problem that I addressed in applying bacterial genetics to gene physiology was in that direction. I'd gotten a bunch of mutants incapable of making this response, and that system, it's called the beta galactosidase system, has become the core of this kind of investigation, not only in bacteria, but people even transplant bacterial genes into mammalian cells so that they use the lac [sic] system in that setting. But the phenomenon was bacteria not making lactase, the enzyme, until after you put lactose, the substrate, into the medium. The prevailing view was that the lactose must somehow be shaping the proteins of the cell so that they will then react with it. But there is another possibility. The alternative possibility is that all the genetic information for making lactase is there, the only role of the lactose is to be a signal to switch on the machinery that will make that particular enzyme. So one is the instructive hypothesis, that the lactose instructs the formation of the lactase structure. The other is the elective one, that it's just a signal. The properties of the mutants that I had developed persuaded me about the second alternative. I was in a debate with Jacques Monod in the 50's about that. It was 90% theory and 10% experiment. The experiments were not firm enough to draw very definite conclusions. Two years later, Jacques completely reversed his position and became the main exponent of what is called the Operon Theory, developing beautiful experimental detail in order to corroborate it, and that was his Nobel Prize. In that same discussion, I said, "Let's also think about antibodies, would they operate that way." I said, "Maybe, but probably not, if there's an infinity of antibodies, then there can't be an infinity of switches to be signals, so possibly they operate through a different mechanism." Burnet, a long time immunologist from Melbourne, two years later had the insight that there is not an infinity of antibodies, that selection could play a role. As soon as he told me, I said, "Oh! Oh! O.K!, that could be put into the clonal selection model." Burnet published his ideas about clonal selection. His was a brilliant central insight, totally uninformed about molecular biology. He just did not understand DNA, protein synthesis, and the rest of it. Coming back to a theoretical paper, it's unique in my experience and rare in general biological experience, that a theoretical paper could have that much impact. It was an exegetical interpretation of Burnet's revelation, put in the language of molecular biology and framed in rigorous detail, with twenty propositions. It's written in a somewhat self-consciously, Spinozistic style, as I wanted people to understand that they could pull it apart and that elements of it might prove to be wrong, but that the general theoretical structure could still survive. More of them have proven to be correct than I could have believed, but it was a clarification that really has had some central importance in how immunologist think about antibodies today. Evidence has come in to bolster every piece of it, so I don't want in any way to minimize the importance of experiment, but it was a case where clarification of theoretical issues was absolutely central. --------------part 4 (last) RS: Why do you think that physics and biology have developed so differently? JL: In biology you're dealing with a much more complex set of entities, and generalizations are never going to be as rigorous. Even my theory of antibody formation has a lots of soft edges to it by comparison with any physical theory. Extend that one step further to behavioral science and I don't have to tell you the further problems you have trying to make generalizations on multitudes of organisms. RS: Did your years of service to Rockefeller University as its President create a gap such that your laboratory research took a new direction upon your return? JL: Serving as President of Rockefeller University was a total hiatus from my own research. I found myself in the middle Seventies in a kind of rut wherein the questions that I wanted to answer, which meant really a reduction of biology to chemistry, were becoming feasible but required enormous technical resources and effort. I'd gone earlier to Stanford, in very large measure in order to be more closely associated with Arthur Kornberg. For various reasons I ended up heading my own department instead of, as would have been my preference, being a part of his, and there was no way that I had either the temperament or the ability to put together the technology that he had assembled for the isolation and purification of all the enzymes and substrates and so on. He had a whole department, not working for him, but under his general leadership, focused in an entirely coordinated fashion, particularly with respect to the reagent materials and skills. The technology for doing that was very costly and very difficult. I saw little merit in trying to emulate what Arthur was then doing. It was really quite frustrating, to not know what my role was going to be. That was one of the reasons I found taking the detour of University President more appealing than it would have been at any other time. In the mean time, the technology did catch up. It could be that the most important thing that I did during that interval in the Seventies, and boy, this is rather intense self-deprecation in a way, was encouraging Kary Mullis to go on with the discovery and development of PCR. I don't know if you know that story at all. RS: No, please share it. JL: PCR is Polymerase Chain Reaction. It was written up as "The Science of the Year" by Science Magazine three or four years ago. It was called then, very correctly, the democratization of DNA research. It provides exactly the technical tool that was lacking in the Seventies for the kinds of things I wanted to work on. It's an easy manipulation of DNA so that you could clone the DNA molecule in vitro. You can start out with one DNA molecule, then make as many copies of it as you want and do it without having to have a factory full of support, which is what it had required when I was at Stanford. Mullis was one of the workers at the Cetus Corporation where I was a consultant, and he was doing this as a kind of a side project. He has written this up in Scientific American. I thought it was an extraordinary stroke of insight. It resembled some of the things that Bodmer, Kornberg, and I had attempted some years earlier, but we had lacked one essential insight that he had. Basically, that was to do this replication of DNA in a highly selective fashion. The way he goes about doing this is he has a prepared primer, a string of DNA 15 or 20 units long, that can be added to the reaction mix. It looks for complementary DNA that has an exactly complementary sequence that it can bind, to and then he adds the enzyme, the necessary precursors that will elongate the primer so that it copies the rest of the template down to the end. Putting in that ingredient is what made this thing work and made it an extraordinarily valuable tool. I told him that this was a very important finding and he really ought to go ahead with it. I think that gave him the encouragement to continue. It ended up being the most valuable property to the Cetus Corporation netting them $350 million when they sold themselves off to Roche. The world has obviously shared that evaluation of what this technology means. It's ended up being exactly the tool that was needed to let me come back into the field and thousands of others as well. RS: When you went out to Stanford, you had a question, but you didn't have the technology to address it? JL: Yes. I started my research stimulated by Avery's discovery about DNA as the transforming molecule. I began bacterial genetics in order to provide an experimental vehicle for following up on that observation. The immediate question was how do you do genetics in bacteria which are the right experimental material to do the chemistry of the gene? I ended up doing the biology and getting into the chemistry whenever possible. I had a lot of rewards, especially the personal gratification and so on of that biological research, but always the deeper question was how do you use this in order to look at gene chemistry? In the Seventies, the chemical technology to pursue this question was out of my grasp at a point when the questions were very clear. I'd gone out to Stanford in 1959 with the expectation that I might work more closely than in fact eventuated with Kornberg, in terms of becoming more of a biochemist. There was a lot to do as a geneticist, I don't want to decry it, but there was nothing startling that came out of the work that I did in the Sixties. It was just part of the mainstream that I'd helped to found. Partly because it was ordinary work, by my own standards, I was dividing my time with the space related project and with getting started in artificial intelligence. The technology finally matured to the point where I could use it in a modest lab. A lab my size could not have done a thing in this direction if this were the Seventies. We can do a lot in the Nineties. For one thing, we can buy the reagents, and don't have to spend enormous time and effort making them ourselves. RS: Please share any last thoughts about whether there is still room for great talent in biology to be developed? JL: Oh, it shouldn't be misunderstood. You might have no way to see yourself a Heisenberg, but again, we can come back to the Human Genome project, a very well articulated set of challenges that are exciting and important at every level from basic science on to invaluable biomedical applications that are almost inexhaustible. The odd thing about it is that it's innumerable. I can count 100,000 genes and say that maybe 5000 are being actively worked on right now. It's the opening up of a frontier with a fairly well delineated geography. The chief limitation with exploration these days is funds. We can see an enormous payoff, it has indeed attracted quite a few people and there's not enough money to go around to support it all. At some level, that will always be the case, that the margin of opportunity exceeds the GNP, so just exactly where that will go is hard to say. So as far as biology is concerned, that's manifest. Now, it may seem a little dull to say I'm going to look at gene number 47,744, but the fact is once you get into it, every one of them has a lot of wonders to tell you and that's been the experience of a lot of very capable and successful young scientists. What's harder to get is a synoptic overview of the whole enterprise.