SEC NEWS DIGEST Issue 2006-123 June 27, 2006 COMMISSION ANNOUNCEMENTS SEC AND KOREA FINANCIAL SUPERVISORY COMMISSION ANNOUNCE TERMS OF REFERENCE FOR REGULATORY DIALOGUE The US Securities and Exchange Commission (SEC) and the Korea Financial Supervisory Commission (FSC) today announced terms for regulatory dialogue between the two agencies. SEC Chairman Christopher Cox and FSC Chairman Yoon Jeung- Hyun elaborated the terms establishing the structure of and agenda for an SEC-FSC dialogue. This new dialogue has two main objectives: to improve cooperation and the exchange of information in cross- border securities enforcement matters; and to identify and discuss regulatory issues of common concern. The dialogue will be composed of regular meetings and ad hoc information exchange at the staff level and between high-level representatives of the SEC and FSC, as well as the Korea Financial Supervisory Service (FSS), the implementing body of the FSC. Given recent developments in both the US and Korean markets, the following topics have been identified for discussion for the Dialogue over the coming year: cross-border cooperation and information sharing on enforcement matters; accounting and auditing standards; corporate governance and internal controls; and approaches to regulated entities and market intermediaries. The SEC and FSC agree that this is not an exclusive list of issues to be discussed in the dialogue and that the list may be revised as new regulatory issues affecting the Korean and US markets emerge in the course of the year. Terms of Reference for a Regulatory Dialogue between the US Securities and Exchange Commission and the Korea Financial Supervisory Commission The purpose of this document is to set forth the terms of reference for a regulatory dialogue (Dialogue) between US Securities and Exchange Commission (SEC) and the Korea Financial Supervisory Commission (FSC). The SEC and the FSC aim to enhance cooperation and collaboration with a view to promoting investor protection, fostering market integrity, and promoting cross-border securities activities between Korea and the United States. The Dialogue between the SEC and the FSC has two objectives: to identify and discuss regulatory issues of common concern; and to improve cooperation and the exchange of information in cross-border securities enforcement matters. The FSC and SEC intend to identify specific areas of work under these objectives and to accomplish this work through regular contacts among senior staff and high-level officials of the SEC and the FSC. The SEC and the FSC have agreed to the following in respect of the Dialogue. Timing and Venue It is expected that the Dialogue will be held as needed. The location of the Dialogue will alternate between Korea and the United States unless an alternative location is mutually agreed to by both authorities. Participants The SEC and the FSC will be represented at the Dialogue by senior staff and high-level officials of those agencies. The Financial Supervisory Service (FSS) of Korea, the implementation body that examines and supervises financial institutions in Korea under the direction of the FSC and in accordance with the relevant Korean laws, will also take part in the Dialogue. The SEC and the FSC agree that from time to time it may be beneficial if other authorities from each jurisdiction were to participate in the Dialogue. Accordingly, the agencies will consult with one another to determine if a particular meeting of the Dialogue would be benefited by the participation of those authorities. Agenda The agenda for the Dialogue will consist of topics pertaining to the objectives of the enhanced relationship between the SEC and the FSC, as described above and elaborated upon below. Prior to each scheduled meeting of the Dialogue, the SEC and the FSC will consult with one another and other relevant parties to identify specific issues that will be addressed at the upcoming meeting. 1. Identification and discussion of regulatory developments of common concern In light of the growing interest in the cross-border flow of financial services and investment between the United States and Korea, the Dialogue will provide the opportunity for the SEC and FSC to better understand one another's regulatory regimes and to identify issues of mutual interest. The SEC and FSC will seek to gain a better understanding of the legal structures and regulatory requirements impacting financial services firms and companies. This will facilitate the ability of the SEC and the FSC to develop strategies for addressing issues of mutual concern in parallel and to discuss any potential spillover effects related to these developments at an early stage, as well as facilitate the development of compatible and high quality approaches to emerging regulatory issues. Such enhanced cooperation and collaboration between the SEC and the FSC will greatly advance the authorities' ability to achieve their shared goals of protecting investors and fostering market integrity in a global context. 2. Improving cooperation and the exchange of information in cross- border securities enforcement matters The SEC and the FSC recognize that an increasingly important component of safeguarding domestic securities markets and protecting investors is the ability of securities regulators to both provide and receive assistance from their foreign counterparts in enforcement matters. Accordingly, the SEC and the FSC will work to inform each other quickly about matters that could assist one another in enforcing their respective securities laws and to provide timely and thorough assistance to one another, consistent with domestic laws. The FSC will continue to work to enhance its enforcement abilities so as to obtain the authority to provide information, documents and testimony that the SEC and other overseas securities regulators may need for enforcement matters. At the same time, the SEC will share its experiences and knowledge related to the investigation and prosecution of US securities violations, as well as international standards relating to the cooperation and exchange of information. (Press Rel. 2006-102) CHANGE IN THE MEETING: TIME CHANGE The time of the closed meeting scheduled for Thursday, June 29, at 2:00 p.m. has been changed to 1:00 p.m. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact the Office of the Secretary at (202) 551-5400. ENFORCEMENT PROCEEDINGS IN THE MATTER OF MORGAN STANLEY & CO. INCORPORATED AND MORGAN STALEY DW INC. On June 27, the Commission issued an Order Instituting Proceedings Pursuant to Sections 15(b)(4) and 21C of the Securities Exchange Act of 1934, and Sections 203(e) and 203(k) of the Investment Advisers Act of 1940, Making Findings, and Imposing Cease-and-Desist Orders, Penalties, and Other Relief (Order) against Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc. The Order finds that, for several years, Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc. (collectively, Morgan Stanley), both of which are registered broker-dealers and investment advisers, failed to establish, maintain and enforce written policies and procedures reasonably designed, taking into consideration the nature of their businesses, to prevent the misuse of material nonpublic information by Morgan Stanley or any person associated with it. The Order further finds that Morgan Stanley's failures resulted in violations of Section 15(f) of the Securities Exchange Act of 1934 (Exchange Act) and Section 204A of the Investment Advisers Act of 1940 (Advisers Act). Based on the above, the Order censures Morgan Stanley, orders it to cease and desist from committing or causing any violations and any future violations of Section 15(f) of the Exchange Act and Section 204A of the Advisers Act, orders Morgan Stanley to pay a $10 million penalty, and to retain an independent consultant to review Morgan Stanley's policies and procedures. Morgan Stanley consented to the issuance of the Order without admitting or denying any of the Commission's findings. (Rels. 34- 54047; IA-2526; File No. 3-12342; Press Rel. 2006-103) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF THE EIGHTH AND NINTH SUBSTANTIVE AMENDMENTS TO THE SECOND RESTATEMENT OF THE CONSOLIDATED TAPE ASSOCIATION PLAN AND THE SIXTH SUBSTANTIVE AMENDMENT TO THE RESTATED CONSOLIDATED QUOTATION PLAN Pursuant to Rule 608 under the Securities Act of 1934, the Consolidated Tape Association (CTA) has filed amendments to the CTA and CQ Plans (Plans) to modify the CTA Plan trading halt procedures, to add the International Securities Exchange, Inc. and the Nasdaq Stock Market LLC as new Participants to the Plans, and to incorporate into the text of the Plans changes to the corporate names and addresses of some Participants. Publication is expected in the Federal Register during the week of June 26. (Rel. 34-54038) PROPOSED RULE CHANGE The American Stock Exchange filed a proposed rule change (SR-AMEX- 2006-58) relating to an amendment to Amex Rule 27. Publication is expected in the Federal Register during the week of June 26. (Rel. 34- 54039) APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposed rule change (SR-Amex-2006-41) filed by the American Stock Exchange and Amendment No. 1 thereto and granted accelerated approval to Amendment No. 2 thereto, relating to the listing and trading of shares of the ProShares Trust. Publication is expected in the Federal Register during the week of June 26. (Rel. 34- 54040) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE The Commission issued notice of immediate effectiveness of a proposed rule change (SR-Amex-2006-59) filed by the American Stock Exchange relating to its options marketing fee program. Publication is expected in the Federal Register during the week of June 26. (Rel. 34-54042) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3 GENEREX BIOTECHNOLOGY CORP, 33 HARBOUR SQ, STE 202, TORONTO ONTARIO CANADA, A1, M5J 2G2, 4163642551 - 15,020,429 ($21,178,805.00) Equity, (File 333-135284 - Jun. 26) (BR. 01A) S-3ASR KING PHARMACEUTICALS INC, 501 FIFTH ST, BRISTOL, TN, 37620, 4239898000 - 0 ($400,000,000.00) Non-Convertible Debt, (File 333-135285 - Jun. 26) (BR. 01B) S-1 FONIX CORP, 9350 SOUTH 150 EAST, SUITE 700, SANDY, UT, 84070, 8015536600 - 800,000,000 ($8,000,000.00) Equity, (File 333-135286 - Jun. 26) (BR. 11C) SB-2 Telzuit Medical Technologies, Inc., 5422 CARRIER DRIVE, SUITE 306, ORLANDO, FL, 32819, 407-354-1222 - 0 ($34,465,532.48) Equity, (File 333-135287 - Jun. 26) (BR. 08C) SB-2 IRONCLAD PERFORMANCE WEAR CORP, 1111 EAST EL SEGUNDO BLVD., EL SEGUNDO, CA, 91045, 310-577-5820 - 27,117,720 ($35,253,036.00) Equity, (File 333-135288 - Jun. 26) (BR. 02) S-3 TRANSMERIDIAN EXPLORATION INC, 2819999091 - 0 ($8,654,546.00) Equity, (File 333-135318 - Jun. 26) (BR. 04A) S-3 CHESAPEAKE ENERGY CORP, 6100 N WESTERN AVE, OKLAHOMA CITY, OK, 73118, 4058488000 - 0 ($500,000,000.00) Non-Convertible Debt, (File 333-135319 - Jun. 26) (BR. 04B) S-8 AMDOCS LTD, SUITE 5, TOWER HILL HOUSE LE BORDAGE, ST PETER PORT, ISLAND OF GUERNSEY, X0, GY1 3QT, 011-44-1481-728444 - 0 ($2,391,110.00) Equity, (File 333-135320 - Jun. 26) (BR. 03B) SB-1 VISCORP, INC., 627 NEVIN AVENUE, SEWICKLEY, PA, 15143, 412-741-8259 - 1,000,000 ($500,000.00) Other, (File 333-135322 - Jun. 26) (BR. 09) S-3ASR RED HAT INC, 1801 VARSITY DRIVE, RALEIGH, NC, 27606, 9197543700 - 0 ($169,949,002.00) Equity, (File 333-135323 - Jun. 26) (BR. 03B) S-8 AFLAC INC, 1932 WYNNTON RD, COLUMBUS, GA, 31999, 7063233431 - 1,000,000 ($46,260,000.00) Equity, (File 333-135324 - Jun. 26) (BR. 01A) S-8 AFLAC INC, 1932 WYNNTON RD, COLUMBUS, GA, 31999, 7063233431 - 500,000 ($23,130,000.00) Equity, 10,000,000 ($10,000,000.00) Other, (File 333-135327 - Jun. 26) (BR. 01A) SB-2 KH FUNDING CO, 10801 LOCKWOOD DRIVE SUITE 370, SILVER SPRING, MD, 20901, 0 ($250,000,000.00) Non-Convertible Debt, (File 333-135330 - Jun. 26) (BR. 07C) SB-2 RAPHAEL INDUSTRIES LTD., 350 SOUTH CENTER STREET, SUITE 500, RENO, NV, 89501, 866-261-8853 - 5,000,000 ($500,000.00) Equity, (File 333-135331 - Jun. 26) (BR. 09) S-8 FNB CORP/FL/, F.N.B. CORPORATION, ONE F.N.B. BOULEVARD, HERMITAGE, PA, 16148, 724-981-6000 - 224,351 ($2,609,202.13) Equity, (File 333-135332 - Jun. 26) (BR. 07A) S-3ASR FNB CORP/FL/, F.N.B. CORPORATION, ONE F.N.B. BOULEVARD, HERMITAGE, PA, 16148, 724-981-6000 - 233,394 ($3,628,109.73) Equity, (File 333-135333 - Jun. 26) (BR. 07A) S-8 EASYLINK SERVICES CORP, 33 KNIGHTSBRIDGE ROAD, PISCATAWAY, NJ, 08854, 732-652-3500 - 5,000,000 ($3,125.00) Equity, (File 333-135334 - Jun. 26) (BR. 08A) S-8 NEXTERA ENTERPRISES INC, ONE EXETER PLAZA, 699 BOYLSTON ST, BOSTON, MA, 02116, 617-262-0055 - 0 ($13,823,060.45) Equity, (File 333-135335 - Jun. 26) (BR. 08B) S-1 AFP IMAGING CORP, 250 CLEARBROOK RD, ELMSFORD, NY, 10523, 9145926100 - 2,827,777 ($6,362,498.25) Equity, (File 333-135336 - Jun. 26) (BR. 10A) S-3 HOMEBANC CORP, 2002 SUMMIT BLVD, STE 100, ATLANTA, GA, 30319, 404-459-7400 - 5,000,000 ($35,500,000.00) Equity, (File 333-135337 - Jun. 26) (BR. 08C) S-8 AIR T INC, 3524 AIRPORT RD, MAIDEN, NC, 28650, 7043772109 - 250,000 ($2,912,500.00) Equity, (File 333-135338 - Jun. 26) (BR. 05A) S-8 J2 GLOBAL COMMUNICATIONS INC, 6922 HOLLYWOOD BLVD, LEGAL DEPT - 5TH FLOOR, LOS ANGELES, CA, 90028, 3238609200 - 2,000,000 ($57,740,000.00) Equity, (File 333-135340 - Jun. 26) (BR. 11A) S-8 BITSTREAM INC, 215 FIRST ST, CAMBRIDGE, MA, 02142, 6174976222 - 2,000,000 ($9,420,000.00) Equity, (File 333-135342 - Jun. 26) (BR. 03B) S-8 Samurai Energy Corp., 11757 KATY FREEWAY, SUITE 1300, HOUSTON, TX, 77079, 7137715500 - 100,000 ($20,000.00) Equity, (File 333-135343 - Jun. 26) (BR. 09A) S-3 AUXILIUM PHARMACEUTICALS INC, 40 VALLEY STREAM PARKWAY, MALVERN, PA, 19355, 484 321 5900 - 16,965,297 ($144,205,025.00) Equity, (File 333-135344 - Jun. 26) (BR. 01A) S-3 House of Taylor Jewelry, Inc., 9200 SUNSET BLVD., SUITE 425, WEST HOLLYWOOD, CA, 90069, (310) 788-7577 - 12,133,925 ($35,852,431.25) Equity, (File 333-135345 - Jun. 26) (BR. 02C) SB-2 USCORP, 4535 W. SAHARA AVE, SUITE 204, LAS VEGAS, NV, 89102, 7029334034 - 116,300,000 ($10,467,000.00) Equity, (File 333-135346 - Jun. 26) (BR. 04A) S-8 AUXILIUM PHARMACEUTICALS INC, 40 VALLEY STREAM PARKWAY, MALVERN, PA, 19355, 484 321 5900 - 3,454,550 ($29,363,675.00) Equity, (File 333-135347 - Jun. 26) (BR. 01A) SB-2 Emerge Capital Corp, 109 N. POST OAK LANE, SUITE 422, HOUSTON, TX, 77024, (713) 621-2737 - 5,610,000 ($561,000.00) Equity, (File 333-135348 - Jun. 26) (BR. 08A) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------------- 3COM CORP DE 1.01 03/28/06 51149 INC DE 1.01,5.01,5.02 06/22/06 AASTROM BIOSCIENCES INC MI 7.01,9.01 06/26/06 ACCREDITED HOME LENDERS HOLDING CO DE 1.01,9.01 06/23/06 ACE CASH EXPRESS INC/TX TX 8.01 06/21/06 ACE Securities Corp. Home Equity Loan DE 9.01 06/26/06 ADELPHIA COMMUNICATIONS CORP DE 7.01 06/26/06 Adjustable Rate Mortgage Trust 2006-2 DE 8.01,9.01 05/30/06 AHPC Holdings, Inc. MD 1.01,3.02,9.01 06/20/06 ALLEGHENY TECHNOLOGIES INC DE 8.01,9.01 06/26/06 ALLIANCE SEMICONDUCTOR CORP /DE/ DE 5.02 06/20/06 Alon USA Energy, Inc. DE 1.01,2.03,9.01 06/22/06 ALONG MOBILE TECHNOLOGIES INC NV 4.01,9.01 06/23/06 Alternative Loan Trust 2006-OA7 1.01,9.01 06/23/06 AMERICAN FINANCIAL REALTY TRUST 8.01 06/23/06 AMERICAN SUPERCONDUCTOR CORP /DE/ DE 1.01,3.03,9.01 06/20/06 ANADARKO PETROLEUM CORP DE 1.01,8.01,9.01 06/22/06 APOLLO GROUP INC AZ 7.01,9.01 06/23/06 APPLIED DIGITAL SOLUTIONS INC MO 1.01,2.03,9.01 06/23/06 AROTECH CORP DE 4.01,9.01 06/20/06 ATWOOD OCEANICS INC TX 8.01,9.01 06/26/06 AURORA GOLD CORP DE 8.01,9.01 06/26/06 AUXILIUM PHARMACEUTICALS INC 5.02 06/26/06 AVANIR PHARMACEUTICALS CA 1.01,9.01 06/23/06 BARNES GROUP INC DE 1.01 06/23/06 Basin Water, Inc. CA 2.02,9.01 06/26/06 BASSETT FURNITURE INDUSTRIES INC VA 2.02,7.01,9.01 06/21/06 BEAR STEARNS COMPANIES INC DE 8.01,9.01 05/31/06 BERRY PETROLEUM CO DE 1.01,1.02,7.01,9.01 06/26/06 BILL BARRETT CORP 8.01 06/21/06 BITSTREAM INC DE 1.01,9.01 06/20/06 Bloodhound Search Technologies, Inc. NV 4.01 06/20/06 BMB MUNAI INC 3.02,5.03,9.01 06/20/06 BMW VEHICLE OWNER TRUST 2003-A 9.01 06/25/06 BMW Vehicle Owner Trust 2004-A 9.01 06/25/06 BMW Vehicle Owner Trust 2005-A 9.01 06/25/06 BON TON STORES INC PA 1.01,9.01 06/20/06 BOOKS A MILLION INC DE 7.01,9.01 06/21/06 BOYDS COLLECTION LTD 1.03,9.01 06/13/06 Bunge LTD 7.01,9.01 06/26/06 CALGON CARBON CORPORATION DE 8.01 06/26/06 CANYON RESOURCES CORP DE 1.01 06/06/06 AMEND CAPITAL MINERAL INVESTORS INC 3.02 06/23/06 CAPITAL SENIOR LIVING CORP DE 1.01,1.02,2.03,7.01,9.01 06/20/06 CARRAMERICA REALTY CORP MD 1.01,3.03,8.01,9.01 06/23/06 Carrington Mortgage Loan Trust, Serie DE 8.01,9.01 06/26/06 CATAPULT COMMUNICATIONS CORP CA 8.01 06/23/06 CB Financial CORP NC 4.01,9.01 06/22/06 CELLEGY PHARMACEUTICALS INC CA 1.01,9.01 06/20/06 CENTENNIAL COMMUNICATIONS CORP /DE DE 1.01 06/26/06 CENTER FINANCIAL CORP CA 8.01,9.01 06/22/05 CENTRAL GARDEN & PET CO DE 8.01,9.01 06/22/06 China 3C Group NV 5.02 06/22/06 CHINDEX INTERNATIONAL INC DE 2.02,7.01,9.01 06/26/06 CINCINNATI GAS & ELECTRIC CO OH 2.01,9.01 06/26/06 AMEND CKX, Inc. DE 9.01 04/10/06 AMEND Coastal Bancshares Acquisition Corp. TX 4.02 06/23/06 COLORADO WYOMING RESERVE CO WY 5.02 06/16/06 COMMERCIAL CAPITAL BANCORP INC NV 8.01 06/22/06 COMPETITIVE TECHNOLOGIES INC DE 8.01,9.01 06/22/06 CONSOL ENERGY INC 1.01,7.01,9.01 06/20/06 CONSOLIDATED EDISON INC NY 2.03,9.01 06/22/06 COVANSYS CORP MI 5.02 06/20/06 CULP INC NC 2.02,9.01 06/26/06 CVB FINANCIAL CORP CA 1.01,5.03,9.01 06/21/06 DANA CORP VA 1.01 06/20/06 DDS TECHNOLOGIES USA INC NV 1.02 06/26/06 DECODE GENETICS INC DE 7.01 06/22/06 DEL MONTE FOODS CO DE 2.05 06/20/06 DEL MONTE FOODS CO DE 1.01,2.01,2.03,9.01 05/19/06 AMEND DELTA MUTUAL INC 3.02 05/03/06 DELTA PETROLEUM CORP/CO CO 1.01,9.01 06/20/06 Devine Entertainment CORP A6 8.01 06/23/06 DIGUANG INTERNATIONAL DEVELOPMENT CO. NV 8.01,9.01 06/26/06 DIOMED HOLDINGS INC NV 8.01,9.01 06/26/06 DTLL INC MN 4.01,9.01 05/05/06 AMEND DUSKA THERAPEUTICS, INC. NV 1.01,3.02,8.01 03/06/06 AMEND DYNABAZAAR INC DE 1.01,2.01,5.06,9.01 06/20/06 DYNEGY INC /IL/ IL 7.01,9.01 06/26/06 EARTHSHELL CORP DE 1.01,3.02,9.01 06/21/06 EMTEC INC/NJ UT 1.01,9.01 06/21/06 ENCYSIVE PHARMACEUTICALS INC DE 1.02 06/26/06 ENERGEN CORP AL 7.01,9.01 06/26/06 Enterprise GP Holdings L.P. DE 1.01,2.03 06/26/06 Enterprise GP Holdings L.P. DE 8.01,9.01 03/31/06 ENTERPRISE PRODUCTS PARTNERS L P DE 1.01,2.03 06/22/06 ENTERPRISE PRODUCTS PARTNERS L P DE 8.01,9.01 03/31/06 ESCALADE INC IN 8.01,9.01 06/21/06 EXELIXIS INC DE 1.01,9.01 06/20/06 FARNSWORTH BANCORP INC NJ 1.01,9.01 06/23/06 FAUQUIER BANKSHARES INC VA 8.01,9.01 06/15/06 Federal Home Loan Bank of Boston X1 7.01,9.01 06/26/06 Federal Home Loan Bank of Chicago X1 7.01,9.01 06/26/06 Federal Home Loan Bank of Chicago X1 7.01,9.01 06/26/06 AMEND FINISAR CORP DE 8.01,9.01 06/26/06 FINLAY ENTERPRISES INC /DE DE 1.01,9.01 06/20/06 FINLAY FINE JEWELRY CORP DE 1.01,9.01 06/20/06 FIRST FEDERAL BANC OF THE SOUTHWEST I 8.01,9.01 06/23/06 FNB CORP/FL/ FL 5.02,9.01 06/21/06 FNB CORP/FL/ FL 1.01 06/21/06 FULTON FINANCIAL CORP PA 1.01 06/26/06 G&K SERVICES INC MN 1.01,9.01 06/23/06 G/O INTERNATIONAL INC CO 8.01,9.01 06/26/06 GALAXY ENERGY CORP CO 1.01,2.03,3.02,9.01 06/20/06 GALAXY NUTRITIONAL FOODS INC DE 2.04 06/20/06 GASTAR EXPLORATION LTD 7.01,9.01 06/26/06 GENAERA CORP DE 8.01,9.01 06/26/06 GENERAL MOTORS ACCEPTANCE CORP DE 7.01,9.01 06/26/06 GENITOPE CORP DE 4.01,9.01 06/20/06 GEORGIA GULF CORP /DE/ DE 7.01,9.01 06/26/06 GLATFELTER P H CO PA 5.02 06/20/06 Golf Galaxy, Inc. MN 7.01,9.01 06/26/06 GOLFSMITH INTERNATIONAL HOLDINGS INC DE 1.01,9.01 06/20/06 GREAT WEST LIFE & ANNUITY INSURANCE C CO 8.01,9.01 06/26/06 Gregg Appliances Inc 2.02 06/26/06 GRILL CONCEPTS INC DE 1.01,3.02,5.02,9.01 06/20/06 GROUP 1 AUTOMOTIVE INC DE 1.01,2.03,3.02,9.01 06/26/06 GSC Capital Corp. Mortgage Trust 2006 DE 9.01 06/23/06 Halo Technology Holdings, Inc. NV 8.01,9.01 06/26/06 HARMAN INTERNATIONAL INDUSTRIES INC / DE 1.01,9.01 06/22/06 HARRELL HOSPITALITY GROUP INC DE 5.02 06/26/06 HARRIS & HARRIS GROUP INC /NY/ NY 1.01,9.01 06/26/06 HARRIS INTERACTIVE INC DE 7.01 06/22/06 HARTFORD LIFE INSURANCE CO CT 9.01 06/26/06 HEALTH MANAGEMENT ASSOCIATES INC DE 8.01,9.01 06/23/06 HEALTHTRONICS, INC. GA 4.01,9.01 06/21/06 HEALTHWAYS, INC DE 2.02,9.01 06/26/06 HMS HOLDINGS CORP 1.01,9.01 06/22/06 HMS HOLDINGS CORP 7.01,9.01 06/23/06 HOLLIS EDEN PHARMACEUTICALS INC /DE/ DE 8.01,9.01 06/26/06 HOME SOLUTIONS OF AMERICA INC DE 3.01,7.01,9.01 06/26/06 HONDA AUTO REC 2003-3 OWNER TRUST DE 8.01,9.01 06/19/06 HONDA AUTO REC 2003-4 OWNER TRUST DE 8.01,9.01 06/19/06 HONDA AUTO REC 2003-5 OWNER TRUST DE 8.01,9.01 06/19/06 HONDA AUTO RECEIVABLES 2003-1 OWNER T 8.01,9.01 06/19/06 HONDA AUTO RECEIVABLES 2004-1 OWNER T DE 8.01,9.01 06/19/06 Honda Auto Receivables 2004-2 Owner T 8.01,9.01 06/19/06 Honda Auto Receivables 2004-3 Owner T CA 8.01,9.01 06/19/06 Honda Auto Receivables 2005-1 Owner T CA 8.01,9.01 06/19/06 Honda Auto Receivables 2005-2 Owner T 8.01,9.01 06/19/06 Honda Auto Receivables 2005-3 Owner T CA 8.01,9.01 06/19/06 Honda Auto Receivables 2005-4 Owner T CA 8.01,9.01 06/19/06 Honda Auto Receivables 2005-5 Owner T CA 8.01,9.01 06/19/06 Honda Auto Receivables 2005-6 Owner T CA 8.01,9.01 06/19/06 HONDA RECEIVABLES CORP AUTO REC 2003 DE 8.01,9.01 06/19/06 HYPERFEED TECHNOLOGIES INC DE 1.01,9.01 06/19/06 ICON Leasing Fund Eleven, LLC DE 9.01 03/07/06 AMEND Implantable Visions, Inc. UT 1.01,2.01,9.01 06/23/06 IndyMac Residential Mortgage-Backed T 2.01,9.01 06/13/06 INFOTECH USA INC DE 1.01,9.01 06/26/06 INNOVATIVE CARD TECHNOLOGIES INC DE 8.01 06/26/06 INTERNAL HYDRO INTERNATIONAL INC NV 4.01,9.01 06/23/06 AMEND International Coal Group, Inc. DE 1.01,2.03,9.01 06/20/06 INTERPHASE CORP TX 8.01,9.01 06/26/06 IPIX CORP DE 1.01,2.03,3.02,9.01 06/15/06 Israel Technology Acquisition Corp. DE 1.01,2.03,8.01,9.01 06/20/06 ITEX CORP NV 7.01,9.01 06/26/06 iWorld Projects & Systems, Inc. NV 8.01 06/26/06 iWorld Projects & Systems, Inc. NV 8.01 06/26/06 JACUZZI BRANDS INC DE 2.01,8.01,9.01 06/22/06 KCS ENERGY INC DE 7.01,9.01 06/22/06 KERR MCGEE CORP /DE DE 1.01,3.03,9.01 06/22/06 KFORCE INC FL 1.01,9.01 06/20/06 KRONOS INTERNATIONAL INC DE 7.01,9.01 06/26/06 KRONOS WORLDWIDE INC 7.01,9.01 06/26/06 LARGE SCALE BIOLOGY CORP DE 8.01,9.01 06/20/06 LARREA BIOSCIENCES CORP NV 4.01,9.01 10/18/04 LENNAR CORP /NEW/ DE 2.02,9.01 06/26/06 LIFEPOINT HOSPITALS, INC. 1.01,1.02,5.02,9.01 06/26/06 LITTELFUSE INC /DE DE 8.01,9.01 06/21/06 LORAL SPACE & COMMUNICATIONS INC. DE 1.01 06/14/06 AMEND LSB CORP MA 8.01,9.01 06/26/06 MAIR HOLDINGS INC MN 2.02,9.01 06/26/06 MANAKOA SERVICES CORP NV 4.01,9.01 06/23/06 AMEND MARKWEST ENERGY PARTNERS L P 7.01,9.01 06/23/06 AMEND MARWICH II LTD CO 1.01,9.01 06/23/06 MARWICH II LTD CO 5.01,5.02 06/23/06 MATERIAL SCIENCES CORP DE 1.01,5.02,7.01,9.01 06/21/06 MATERIAL SCIENCES CORP DE 1.01,9.01 06/21/06 MDwerks, Inc. DE 8.01,9.01 06/22/06 MDwerks, Inc. DE 5.02,9.01 06/22/06 MediaMax Technology CORP NV 1.02,5.02 06/20/06 MEDIMMUNE INC /DE DE 8.01,9.01 06/21/06 MERISEL INC /DE/ DE 9.01 08/04/05 AMEND Merrill Lynch Mortgage Trust 2006-C1 DE 1.01,9.01 05/25/06 METROMEDIA INTERNATIONAL GROUP INC DE 1.01,9.01 04/01/06 AMEND MILLS CORP DE 5.02 06/20/06 MONTGOMERY REALTY GROUP INC NV 2.01 06/20/06 MORGAN STANLEY DE 1.01,5.03,9.01 06/20/06 MOTIENT CORP DE 7.01,9.01 06/26/06 MTI TECHNOLOGY CORP DE 1.01,9.01 06/20/06 NACCO INDUSTRIES INC DE 1.01,9.01 05/17/06 NATCO GROUP INC DE 1.01,5.02,7.01,9.01 06/26/06 National Collegiate Student Loan Trus 8.01,9.01 06/26/06 NATIONAL FUEL GAS CO NJ 1.01 06/20/06 NationsHealth, Inc. DE 7.01,9.01 06/26/06 NATURAL ALTERNATIVES INTERNATIONAL IN DE 1.01,5.02 06/20/06 NATURAL GAS SERVICES GROUP INC 1.01,9.01 06/20/06 NELNET INC NE 8.01,9.01 06/26/06 NETSCOUT SYSTEMS INC DE 1.01 06/23/06 NEW RIVER PHARMACEUTICALS INC VA 8.01,9.01 06/26/06 NEWPORT INTERNATIONAL GROUP INC DE 3.02,9.01 06/21/06 NEWS CORP 8.01,9.01 06/26/06 NEWS CORP 1.01,5.02,9.01 06/20/06 NightHawk Radiology Holdings Inc 1.01,5.02,9.01 06/23/06 NITCHES INC CA 1.01,9.01 06/23/06 NORTEL NETWORKS CORP 8.01,9.01 06/06/06 NORTEL NETWORKS LTD 8.01,9.01 06/06/06 NORTHSTAR REALTY 2.03 06/22/06 NOVAMED INC DE 1.01,9.01 06/20/06 NOVASTAR MORTGAGE FUNDING CORP DE 1.01,8.01,9.01 06/15/06 NOVASTAR MORTGAGE FUNDING CORP DE 1.01,9.01 06/08/06 AMEND NOVASTAR RESOURCES LTD. NV 1.01,8.01,9.01 06/20/06 O REILLY AUTOMOTIVE INC MO 7.01,9.01 06/22/06 OFFICE DEPOT INC DE 8.01 06/21/06 OLD SECOND BANCORP INC DE 5.02 06/20/06 OLIN CORP VA 7.01,9.01 06/26/06 OLIN CORP VA 8.01,9.01 06/26/06 OLYMPIC WEDDINGS INTERNATIONAL INC NV 4.01,9.01 06/23/06 Opteum Inc. MD 7.01,9.01 06/26/06 Opteum Mortgage Acceptance CORP Trust DE 9.01 06/26/06 ORIENTAL FINANCIAL GROUP INC PR 8.01 06/20/06 OSTEOTECH INC DE 1.01 06/21/06 OXIGENE INC DE 1.01 06/14/06 AMEND PACIFIC CAPITAL BANCORP /CA/ CA 2.02,9.01 06/26/06 PATTERSON UTI ENERGY INC DE 8.01 06/23/06 PAXSON COMMUNICATIONS CORP DE 5.02,9.01 06/23/06 PFIZER INC DE 8.01,9.01 06/26/06 PHELPS DODGE CORP NY 1.01,7.01,9.01 06/26/06 PHELPS DODGE CORP NY 8.01,9.01 06/26/06 PHOTONIC PRODUCTS GROUP INC NJ 8.01 06/26/06 PINNACLE ENTERTAINMENT INC DE 4.01 04/26/06 PLIANT CORP UT 8.01,9.01 06/23/06 PLURISTEM LIFE SYSTEMS INC NV 7.01,9.01 06/15/06 POCAHONTAS BANCORP INC DE 4.01,9.01 06/21/06 PORTAL SOFTWARE INC DE 1.01,5.01,5.02,9.01 06/21/06 POSEIDIS INC FL 4.01,9.01 04/14/06 AMEND PPL CORP PA 5.02 06/26/06 PRIMUS TELECOMMUNICATIONS GROUP INC DE 8.01,9.01 06/20/06 PROTECTIVE LIFE CORP DE 8.01,9.01 06/26/06 PROVIDENT FINANCIAL HOLDINGS INC DE 8.01,9.01 06/26/06 PSB GROUP INC MI 1.01,5.02,9.01 06/26/06 PUGET SOUND ENERGY INC WA 8.01,9.01 06/23/06 QPC Lasers NV 1.01,3.02,9.01 06/23/06 AMEND REEVES TELECOM LTD PARTNERSHIP SC 8.01,9.01 06/26/06 REUNION INDUSTRIES INC DE 3.01 06/26/06 REYNOLDS AMERICAN INC 1.01,2.03,3.03,8.01,9.01 06/20/06 RITE AID CORP DE 1.01 06/26/06 RIVIERA HOLDINGS CORP NV 7.01 06/23/06 ROLLINS INC DE 8.01 06/22/06 SANDISK CORP DE 1.01,2.03 06/20/06 SCIENCE APPLICATIONS INTERNATIONAL CO DE 8.01,9.01 06/23/06 SEALIFE CORP 5.02 06/20/06 SHARPS COMPLIANCE CORP DE 1.01 06/23/06 Shire plc 8.01,9.01 06/26/06 SIERRA HEALTH SERVICES INC NV 1.01,2.03 06/26/06 SIRONA DENTAL SYSTEMS, INC. DE 4.01,9.01 06/22/06 SLM Student Loan Trust 2006-5 DE 1.01,2.01,9.01 06/21/06 SOMERA COMMUNICATIONS INC DE 8.01,9.01 06/26/06 SOMERA COMMUNICATIONS INC DE 4.01 06/20/06 SOMERA COMMUNICATIONS INC DE 1.01,9.01 06/19/06 SOVRAN ACQUISITION LTD PARTNERSHIP MD 1.01,2.01,8.01,9.01 06/26/06 SOVRAN SELF STORAGE INC MD 1.01,2.01,8.01,9.01 06/26/06 SPECTRUM CONTROL INC PA 5.02,9.01 06/26/06 SPECTRUM SCIENCES & SOFTWARE HOLDINGS DE 1.01,2.01,9.01 06/21/06 SPORT CHALET INC DE 1.01 06/22/06 STEELCASE INC MI 2.02,9.01 06/26/06 STEWART ENTERPRISES INC LA 8.01,9.01 06/26/06 Stone Arcade Acquisition CORP DE 1.01,9.01 06/23/06 STONE ENERGY CORP DE 1.01,1.02,7.01,9.01 06/22/06 Sub-Urban Brands, Inc. NV 2.01,5.01 05/11/06 AMEND SUN BANCORP INC /NJ/ NJ 8.01,9.01 06/26/06 SUPERIOR ENERGY SERVICES INC DE 1.02 06/22/06 SYNNEX CORP DE 1.01 06/20/06 SYNPLICITY INC CA 1.01 06/21/06 TAKE TWO INTERACTIVE SOFTWARE INC DE 8.01,9.01 06/19/06 TAM of Henderson, Inc. NV 4.01 06/23/06 TECO ENERGY INC FL 8.01 06/26/06 TEKELEC CA 1.01,2.05,8.01,9.01 06/21/06 THERMADYNE HOLDINGS CORP /DE DE 1.01,4.02,8.01,9.01 06/20/06 TODD SHIPYARDS CORP WA 5.02 06/26/06 Tower Group, Inc. DE 1.01 06/22/06 TOYS R US INC DE 1.02 06/26/06 TRINITY CAPITAL CORP 8.01,9.01 06/20/06 Tube Media Corp. CO 1.01 06/19/06 U. S. Premium Beef, LLC DE 1.01 06/20/06 UNISOURCE ENERGY CORP AZ 2.03 06/23/06 UNIVERSAL FOOD & BEVERAGE COMPNY NV 1.01,2.03,3.02,9.01 06/22/06 UNIVERSAL TECHNICAL INSTITUTE INC DE 5.02,9.01 06/20/06 US ENERGY CORP WY 8.01,9.01 06/23/06 USA Mobility, Inc DE 4.01,9.01 06/16/06 AMEND VALASSIS COMMUNICATIONS INC DE 8.01,9.01 06/26/06 VALASSIS COMMUNICATIONS INC DE 7.01,9.01 06/26/06 VALENCE TECHNOLOGY INC DE 1.01,9.01 06/21/06 Valley Commerce Bancorp CA 5.02 06/20/06 VALSPAR CORP DE 1.01,7.01,9.01 06/20/06 VALSPAR CORP DE 1.01,7.01,9.01 06/20/06 AMEND Verigy Ltd. U0 1.01,5.02 06/20/06 VERTEX PHARMACEUTICALS INC / MA MA 1.01 06/26/06 VICOR CORP DE 8.01,9.01 06/26/06 VIRTRA SYSTEMS INC TX 5.02 06/21/06 VisualMED Clinical Solutions Corp. NV 7.01,9.01 06/26/06 VITESSE SEMICONDUCTOR CORP DE 1.01,9.01 06/20/06 Vocalscape Networks, Inc. NV 1.02 06/19/06 W&T OFFSHORE INC TX 2.02,9.01 06/26/06 WAYNE SAVINGS BANCSHARES INC /DE/ DE 7.01,9.01 06/26/06 WEST BANCORPORATION INC IA 8.01 06/20/06 WEST COAST BANCORP /NEW/OR/ OR 8.01,9.01 06/23/06 WET SEAL INC DE 1.01 06/21/06 WISCONSIN ENERGY CORP WI 5.02 06/26/06 WORLD FUEL SERVICES CORP FL 1.01 06/20/06 WPCS INTERNATIONAL INC DE 1.01,9.01 06/22/06 XPONENTIAL INC DE 3.02,9.01 06/22/06 YOUTHSTREAM MEDIA NETWORKS INC DE 5.02 06/20/06 ZIX CORP TX 7.01,9.01 06/23/06 Zumiez Inc 2.01,7.01,9.01 06/24/06