SEC NEWS DIGEST Issue 2006-33 February 17, 2006 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS CLOSED MEETING - THURSDAY, FEBRUARY 23, 2006 - 2:00 P.M. The subject matter of the closed meeting scheduled for Thursday, February 23, will be: Formal orders of investigations; Institution and settlement of injunctive actions; and Institution and settlement of administrative proceedings of an enforcement nature. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 551-5400. ENFORCEMENT PROCEEDINGS SEC SUSPENDS EDWARD HEIL FROM PRACTICE BEFORE THE COMMISSION The Commission announced that on February 17, pursuant to Rule 102(e) of the Commission's Rules of Practice, it instituted settled public administrative proceedings against Edward A. Heil, a CPA. The basis for the administrative proceeding against Heil is the injunction entered against him on Jan. 27, 2006, in a case captioned SEC v. Heil, et al., Civil Action No. CV 05 5852 (United States District Court for the Eastern District of New York) (Judge Hurley). The Commission has accepted Heil's offer to settle by consenting to a bar from practicing before the Commission as an accountant with the right to request reinstatement after five years. For information concerning related proceedings, see Litigation Release No. 19494. (Rel. 34-53330; AAE Rel. 2377; File No. 3-12209) IN THE MATTER OF PHLO CORPORATION, ET AL. An Administrative Law Judge has issued an Initial Decision in the matter of Phlo Corp., et al. The Initial Decision concludes that Phlo Corporation, an issuer of securities and a transfer agent for its own shares, violated Sections 13(a), 17A(d)(1), and 17(b)(1) of the Securities Exchange Act of 1934 (Exchange Act) and Exchange Act Rules 13a-1, 13a-13, and 17Ad-2. Phlo failed to file timely periodic reports from March 2003 through November 2005. It also failed to comply with the turnaround rules for routine transfer requests for its common stock, and failed to cooperate with a reasonable examination and request for its transfer agent records by the staff of the Securities and Exchange Commission. The Initial Decision also concludes that James B. Hovis, Phlo's president and chief executive officer, willfully aided and abetted Phlo Corporation's periodic reporting violations, and Anne P. Hovis, Phlo's executive vice president, willfully aided and abetted its transfer agent violations. The Initial Decision orders Phlo Corporation to cease and desist from committing or causing future violations of Sections 13(a), 17A(d)(1), and 17(b)(1) of the Exchange Act and Exchange Act Rules 13a-1, 13a-13, and 17Ad-2, and to pay a civil penalty of $100,000. It orders James B. Hovis to cease and desist from committing or causing future violations of Section 13(a) of the Exchange Act and Exchange Act Rule 13a-1 and 13a-13, and to pay a civil penalty of $25,000. It orders Anne P. Hovis to cease and desist from committing or causing future violations of Section 17A(d)(1) and 17(b)(1) of the Exchange Act and Exchange Act Rule 17Ad-2, and to pay a civil penalty of $50,000. The Initial Decision also revokes Phlo Corporation's registration as a transfer agent, and bars Anne P. Hovis from associating with any transfer agent. The Initial Decision dismisses a charge that Phlo Corporation violated Exchange Act Rule 17Ad-5. It declines to revoke the registration of Phlo Corporation's common stock pursuant to Section 12(j) of the Exchange Act, noting that Phlo is now current in its financial reporting obligations. (Initial Decision No. 307; File No. 3-11909) SEC FILES INSIDER TRADING CHARGES AGAINST DOCTOR WHO PARTICIPATED IN CLINICAL TRIALS FOR MAXIM PHARMACEUTICALS The Commission filed a settled enforcement action today in federal district court in San Diego, California, charging Sanjiv S. Agarwala, M.D., of Pittsburgh, Pennsylvania, with insider trading in the stock of San Diego-based Maxim Pharmaceuticals, Inc. (now merged with EpiCept Corporation). Agarwala, age 44, is an associate professor of medicine and associate medical director of the melanoma program at the University of Pittsburgh Medical Center. From January 2000 through the Fall of 2004, Agarwala consulted for Maxim on the clinical trials of Maxim's cancer drug Ceplene. The Commission's complaint alleges that as one of the researchers involved in the Ceplene clinical trials, Agarwala learned of material nonpublic information on three separate occasions - specifically, that Maxim had received FDA approval for a treatment protocol for Ceplene for malignant melanoma, that the results from a clinical trial for acute myeloid leukemia were positive, and that the results from a clinical trial for malignant melanoma were negative. The complaint further alleges that in April, May, and September 2004, while aware of the material nonpublic information, Agarwala used his father's brokerage account to purchase or sell Maxim stock before the public announcements of that information. Agarwala's profits and loss avoided from his repeated insider trading totaled $14,784. By engaging in such trading, Agarwala breached his duty to Maxim not to trade on the basis of confidential information. To settle the Commission's charges, Agarwala consented, without admitting or denying the allegations in the Commission's complaint, to the entry of a final judgment permanently enjoining him from future violations of the antifraud provisions of Section 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. Agarwala also agreed to pay $14,784 in disgorgement of his illegal trading profits and loss avoided, plus prejudgment interest of $398, and a civil penalty of $29,568. [SEC v. Sanjiv S. Agarwala, Civil Action No. 06 CV 0352J (POR) (S.D. Cal.)] (LR-19568) SEC OBTAINS TEMPORARY RESTRAINING ORDER AND ASSET FREEZE AGAINST THE CAROLINA DEVELOPMENT COMPANY, LAMBERT VANDER TUIG AND JONATHAN CARMAN The Commission has obtained an order temporarily restraining Lambert Vander Tuig, The Carolina Development Company, Inc. (a/k/a The Carolina Company at Pinehurst)(Carolina Company) and Jonathan Carman ("arman) from making unregistered fraudulent offers, sales and purchases of securities in connection with an offering of stock in Carolina Company. The Court also froze the assets of Vander Tuig, Carolina Company and Carman and appointed a receiver for Carolina Company and its affiliates. Finally, the Court ordered that discovery in the matter be accelerated and a prohibition from the destruction of documents by the Defendants. The complaint alleges the defendants have obtained investments of at least $30 million from the fraudulent unregistered offering of Carolina Company stock. Defendants allegedly made false claims including: 1) defendants claim Carolina Company will soon be going public and that stock will likely trade at a price many times the offering price, while in reality, the Carolina Company has taken no substantial steps to register its stock; (2) defendants fail to disclose that the same stock being offered through the boiler room operation is available to purchase through the Pink Sheet quotation system at prices well below the offering price; (3) defendants represent that shares purchased will be immediately available for trading as soon as Carolina Company goes public, while such shares are actually restricted and cannot be sold for at least one year; (4) defendants represent Carolina Company owns or is developing a number of properties that it does not actually own; (5) defendants claim the number of outstanding shares is substantially less than the number actually outstanding; and (6) defendants fail to disclose that Vander Tuig was previously enjoined by in an action brought by the Commission in federal district court and was subsequently barred from association with any broker or dealer. Defendants made these representations through private placement memoranda, calls to prospective investors, on Carolina Company's website and through other sales materials. It is alleged that through this conduct the defendants violated Sections 5(a), 5(c) and 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 (Exchange Act) and 10b-5 thereunder. The complaint charges Vander Tuig and Carman with violating Section 15(a) of the Exchange Act and Vander Tuig with violating 15(b)(6)(B) of the Exchange Act. [SEC v. Lambert Vander Tuig, The Carolina Development Company, Inc. and Jonathan Carman, Case No. SACV06-172 AHS (ANx) (USDC CDCa.] (LR-19569) SEC OBTAINS EMERGENCY ORDERS HALTING A SECURITIES OFFERING INVOLVING INVESTMENTS IN REAL ESTATE DEVELOPMENTS The Commission announced today that on February 16 it filed an emergency federal civil action seeking to halt an alleged fraudulent securities offering being perpetrated by Tropical Village, Inc., Clarity Development Corporation, Senior Adult Living Corporation, and their principal, Patrick Kirkland (collectively, the Defendants). On the same day, the Honorable John Antoon II, United States District Judge for the Middle District of Florida, entered, among other things, a temporary restraining order against Defendants, an asset freeze, and an order appointing a receiver over Tropical, Clarity, and Senior Adult, and four Relief Defendants Sunset Bay Club, Inc., Summerhill Ventures, Inc., Pelican Bay Club, Inc., and Isleworth Adult Community, Inc. The SEC's complaint alleges that from at least April 1999 to the present, the Defendants have raised at least $59 million from about 115 investors nationwide by offering and selling unregistered securities in the form of investments in real estate developments located in Florida, Georgia, and Texas. According to the complaint, the Defendants were selling investments called triplexes, which are apartments designed for shared senior rental living. The Defendants promised investors exorbitant profits of 23% to 55%. The SEC contends that in connection with the offer and sale of the triplexes, the Defendants have made material misrepresentations and omissions to potential and actual investors. Specifically, the complaint alleges that the Defendants profit projections of 23% to 55% are based on false tenant occupancy levels for each development. The complaint also alleges that the Defendants, through sales agents, falsely assured prospective investors that more than 200 calls a day were coming in from seniors interested in leasing the properties, and that there was a waiting list. In fact, according to the complaint, since their inception, the completed developments have had rental rates of 34% or less, and investors who purchased triplexes are losing money. While investors have been suffering significant losses, Kirkland has profited handsomely from the sale of the triplex investments, paying himself millions in investor funds to maintain his lavish lifestyle that includes expensive homes, cars, jewelry, and a jet aircraft. The SEC's complaint further alleges that the Defendants failed to disclose, among other things, that the State of California issued desist-and-refrain orders against Kirkland, Tropical and Clarity for state securities law violations. Moreover, according to the complaint, after each California desist-and-refrain order, Kirkland simply incorporated a new company and continued doing business as usual. The SEC's complaint charges the defendants with violating the anti- fraud and registration provisions of the federal securities laws. Specifically, the Commission alleges that Tropical, Clarity, Senior Adult, and Kirkland violated Sections 5(a), 5(c) and 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5, thereunder. In addition to the emergency relief described above, the complaint seeks permanent injunctions prohibiting future violations of the securities laws, disgorgement of ill-gotten gains, and civil penalties. A separate criminal action was filed by the Florida Office of Statewide Prosecutor. The SEC acknowledges the assistance of the State of Florida's Department of Financial Regulation and the Florida Office of Statewide Prosecutor. [SEC v. Kirkland, Civil Action No. 06-CV-183- ORL-28 KRS Antoon, M.D. Florida] (LR-19570) SEC FILES SECURITIES FRAUD CHARGES AGAINST RECIDIVISTS IBIZ TECHNOLOGY CORP. AND ITS CEO KENNETH W. SCHILLING, AND RELATED CHARGES AGAINST IBIZ TECHNOLOGY EXECUTIVE VICE PRESIDENT H. MARK PERKINS AND THREE PURPORTED CONSULTANTS On February 16, the Commission filed an injunctive action in the United States District Court for the District of Arizona against iBIZ Technology Corp., its CEO Kenneth W. Schilling, its Executive Vice President H. Mark Perkins, and three purported company consultants, Jeffrey Firestone, Jerrold B. McRoberts, and D. Scott Elliott. iBIZ Technology and Schilling are securities law recidivists. According to the SEC's complaint, iBIZ Technology, Schilling, and Perkins made false and misleading statements in press releases, online interviews, investor correspondence, proxy solicitations, and Commission filings regarding the company's involvement with a development-stage product called the "Virtual Keyboard." At the same time, Schilling and Perkins sold over $1 million worth of their own iBIZ Technology shares into a falsely inflated market. In addition, the SEC asserts that the inflated stock price allowed iBIZ Technology to eliminate approximately $2.8 million of convertible debt that it was otherwise powerless to repay. The complaint further alleges that all of the defendants engaged in a scheme to raise money for themselves by using Form S-8 registrations statements. The SEC alleges that iBIZ Technology, Schilling and Perkins illegally distributed through Firestone, Elliott and McRoberts approximately $3 million worth of newly issued iBIZ Technology S-8 shares. The SEC's complaint alleges that iBIZ Technology, Schilling, and Perkins violated the antifraud provisions of the securities laws contained in Section 10(b) of the Securities Exchange Act of 1934 ("Exchange Act") and Rule 10b-5 thereunder, and that all of the defendants violated the registration provisions contained in Sections 5(a) and 5(c) of the Securities Act of 1933 ("Securities Act"). The complaint also alleges that iBIZ Technology violated the periodic reporting provisions contained in Section 13(a) of the Exchange Act and Rules 12b-20, 13a-1, and 13a-13 thereunder, and the proxy disclosure rules contained in Sections 14(a) and 14(c) of the Exchange Act and Rules 14a-3, 14a-9, 14c-2, and 14c-6 thereunder. Finally, the complaint alleges that Schilling and Perkins aided and abetted certain violations by the company of these periodic reporting and proxy disclosure provisions. The SEC seeks officer and director bars against Schilling and Perkins, penny stock bars against Schilling, Perkins, Firestone, McRoberts, and Elliott, and disgorgement, plus prejudgment interest, and civil penalties against all of the defendants. In a related action, on February 16, 2006, the SEC instituted public administrative proceedings pursuant to Section 12(j) of the Exchange Act against iBIZ Technology to determine whether the registration of its securities should be suspended or revoked for failure to file required periodic reports with the Commission in violation of Section 13(a) of the Exchange Act and Rules 13a-1 and 13a-13 thereunder. [SEC v. iBIZ Technology Corp., Kenneth W. Schilling, H. Mark Perkins, Jeffrey Firestone, Jerrold B. McRoberts, and D. Scott Elliott, CV 2:06-CV-0502, D. Arizona] (LR-19571) FINAL JUDGMENT SETTING DISGORGEMENT, PREJUDGMENT INTEREST AND A CIVIL PENALTY AGAINST DEFENDANT SALMAN SHARIFF AND DISMISSING WITH PREJUDICE THE MONETARY CLAIMS AGAINST CORPORATE DEFENDANTS AND RELIEF DEFENDANTS The Commission announced that on Jan. 25, 2006, the Honorable Patricia A. Seitz, United States District Judge for the Southern District of Florida, entered a Final Judgment against Salman Shariff. The Final Judgment orders Shariff to pay disgorgement in the amount of $2,082,000, prejudgment interest of $474,517 and a $110,000 civil penalty. In addition, the Final Judgment dismisses with prejudice its claims for disgorgement, prejudgment interest and civil penalties against Corporate Defendants Vestron Financial Corp., Vestron Investment Club, Crescent Capital Partners LP and Crescent Capital Offshore Fund and dismisses with prejudice its claims for disgorgement and prejudgment interests against Relief Defendants North Coast Holdings, Ltd. And Rainbow Bridge Investments, LLC, because they are defunct or were under the control of the Court appointed Receiver - who has already made a final distribution of their remaining assets to investors. Previously, on March 27, 2002, the Court entered Default Judgments of Permanent Injunction and Other Relief as to All Defendants and Default Judgments of Disgorgement as to Relief Defendants. The Default Judgments enjoined Shariff and the Corporate Defendants from further violating certain provisions of the Securities Act of 1933, the Securities Exchange Act of 1934, the Investment Advisors Act of 1940 and the Investment Company Act of 1940. [SEC v. Vestron Financial Corp., Case No. 01-4269-CIV-SEITZ (USDC, S.D. FL)] (LR-19572) INVESTMENT COMPANY ACT RELEASES JOHN HANCOCK CAPITAL SERIES, ET AL. A notice has been issued giving interested persons until March 13, 2006, to request a hearing on an application filed by John Hancock Capital Series, et al., for an order under Section 12(d)(1)(J) of the Investment Company Act for an exemption from Sections 12(d)(1)(A) and (B) of the Act, under Sections 6(c) and 17(b) of the Act for an exemption from Sections 17(a)(1) and (2) of the Act, and under Section 17(d) of the Act and Rule 17d-1 under the Act to permit certain joint transactions. The order would permit (a) certain registered management investment companies and certain entities that are excluded from the definition of investment company under Section 3(c)(1), 3(c)(7) or 3(c)(11) of the Act to invest uninvested cash and cash collateral in (i) affiliated money market funds and/or short-term bond funds or (ii) one or more affiliated entities that operate as cash management investment vehicles and that are excluded from the definition of investment company under Section 3(c)(1) or 3(c)(7) of the Act, and (b) the registered management investment companies and certain affiliated entities to engage in purchase and sale transactions involving portfolio securities in reliance on Rule 17a-7 under the Act. (Rel. IC-27224 - February 15) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-PCX-2006-09), filed by the Pacific Exchange to extend the duration of PCX's SizeQuote Mechanism pilot for a period of one year, has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of February 20. (Rel. 34-53315) A proposed rule change filed with the Commission by the National Association of Securities Dealers, through its subsidiary, The Nasdaq Stock Market, Inc. (Nasdaq), relating to short sale processing in Nasdaq's INET Facility (SR-NASD-2006-017) has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of February 20. (Rel. 34-53316) A proposed rule change filed by the National Association of Securities Dealers to modify fees for the use of Nasdaq's Application Programming Interface protocol by NASD members (SR-NASD-2005-156) has become effective upon filing under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of February 20. (Rel. 34-53317) A proposed rule change filed with the Commission by the American Stock Exchange establishing a technology assessment fee for the use of legacy options trading systems (SR-Amex-2006 12) has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934 and Rule 19b-4(f)(2) thereunder. Publication of the proposal is expected in the Federal Register during the week of February 20. (Rel. 34-53318) A proposed rule change filed with the Commission by the American Stock Exchange extending the deadline for implementation of the ANTE System (SR-Amex-2006-13) has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934 and Rule 19b- 4(f)(6) thereunder. Publication of the proposal is expected in the Federal Register during the week of February 20. (Rel. 34-53319) A proposed rule change (SR-NASD-2006-023) filed with the Commission by the National Association of Securities Dealers, through its subsidiary, The Nasdaq Stock Market, Inc. (Nasdaq), to modify pricing for NASD members using the Nasdaq Market Center and Nasdaq's Brut and Inet Facilities has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of February 20. (Rel. 34-53320) A proposed rule change (SR-NASD-2006-021) and Amendment No. 1 thereto filed with the Commission by the National Association of Securities Dealers, through its subsidiary, The Nasdaq Stock Market, Inc., to extend the time for non-member broker/dealers to access the Brut and INET facilities has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of February 20. (Rel. 34-53325) ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission noticed and granted accelerated approval to a proposed rule change (SR-NASD-2006-024) submitted by the National Association of Securities Dealers, through its subsidiary, The Nasdaq Stock Market, Inc., under Rule 19b-4 of the Securities Exchange Act of 1934 to modify pricing for non-members using Nasdaq's Brut and Inet Facilities. Publication of the proposal is expected in the Federal Register during the week of February 20. (Rel. 34-53321) APPROVAL OF PROPOSED RULE CHANGE The Commission granted approval of a proposed rule change (SR-OCC- 2004-20) filed by The Options Clearing Corporation under Section 19(b) of the Securities Exchange Act that implements a new risk management methodology for determining the amount of margin assets required to be deposited by clearing members. Publication of the proposal is expected in the Federal Register during the week of February 20. (Rel. 34- 53322) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . SB-2 Forsythe Group, 6038 ROSE VALLEY DRIVE, CHARLOTTE, NC, 28210, 704-779-8209 - 2,000,000 ($500,000.00) Equity, (File 333-131882 - Feb. 16) (BR. 09) S-4 NEWS AMERICA INC, 1211 AVENUE OF THE AMERICAS, NEW YORK, NY, 10036, 1,150,000,000 ($1,150,000,000.00) Non-Convertible Debt, (File 333-131883 - Feb. 16) (BR. 05) SB-2 LIGHTING SCIENCE GROUP CORP, 2100 MCKINNEY AVENUE, SUITE 1555, DALLAS, TX, 75201, 2143823630 - 4,500,000 ($2,025,000.00) Equity, (File 333-131884 - Feb. 16) (BR. 10B) S-3ASR NOBLE CORP, 13135 S DAIRY ASHFORD, SUGAR LAND, TX, 77478, 281 276 6100 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-131885 - Feb. 16) (BR. 04C) S-3ASR ENERGY CONVERSION DEVICES INC, 2956 WATERVIEW DRIVE, ROCHESTER HILLS, MI, 48309, 248-293-0440 - 0 ($330,000,000.00) Unallocated (Universal) Shelf, (File 333-131886 - Feb. 16) (BR. 10B) S-3ASR AMBAC FINANCIAL GROUP INC, ONE STATE ST PLZ, NEW YORK, NY, 10004, 2126680340 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-131888 - Feb. 16) (BR. 01A) S-3 SYNTHETIC FIXED INCOME SECURITIES INC, 301 SOUTH COLLEGE STREET, CHARLOTTE, NC, 28288, 7047152337 - 1,000,000 ($1,000,000.00) Asset-Backed Securities, (File 333-131889 - Feb. 16) (BR. 05) S-8 SYSTEMS EVOLUTION INC, 10707 CORPORATE DRIVE, SUITE 156, STAFFORD, TX, 77477, (281) 265-7075 - 50,000,000 ($400,000.00) Equity, (File 333-131891 - Feb. 16) (BR. 09B) S-3 Boardwalk Mortgage Securities Inc., 1100 TOWN & COUNTRY ROAD, SUITE 1100, ORANGE, CA, 92868, 714-541-9960 - 1,000,000 ($1,000,000.00) Asset-Backed Securities, (File 333-131892 - Feb. 16) (BR. 05D) S-3ASR WALTER INDUSTRIES INC /NEW/, 1500 N DALE MABRY HWY, TAMPA, FL, 33607, 8138714811 - 0 ($0.00) Equity, (File 333-131893 - Feb. 16) (BR. 06B) S-3 INVESTORS REAL ESTATE TRUST, 12 SOUTH MAIN STREET, PO BOX 1988, MINOT, ND, 58702-1988, 701-837-4738 - 555,756 ($5,207,433.72) Equity, (File 333-131894 - Feb. 16) (BR. 08B) S-3 ARGENT SECURITIES INC, 1100 TOWN & COUNTRY RD, SUITE 1100, ORANGE, CA, 92868, 7145419960 - 1,000,000 ($1,000,000.00) Asset-Backed Securities, (File 333-131895 - Feb. 16) (BR. 05) S-3 Park Place Securities, Inc., 1100 TOWN & COUNTRY ROAD, SUITE 1100, ORANGE, CA, 92868, 714-541-9960 X2340 - 1,000,000 ($1,000,000.00) Asset-Backed Securities, (File 333-131896 - Feb. 16) (BR. 05D) S-1 Burger King Holdings Inc, 5505 BLUE LAGOON DRIVE, MIAMI, FL, 33126, 305-378-3000 - 0 ($400,000,000.00) Equity, (File 333-131897 - Feb. 16) (BR. ) S-3 DISCOVER CARD MASTER TRUST I, C/O DISCOVER BANK, 12 READS WAY, NEW CASTLE, DE, 19720, 3023237434 - 1,000,000 ($1,000,000.00) Other, (File 333-131898 - Feb. 16) (BR. 05D) S-8 MONSTER WORLDWIDE INC, 622 THIRD AVE, NEW YORK, NY, 10017, 2129774200 - 5,000,000 ($231,450,000.00) Equity, (File 333-131899 - Feb. 16) (BR. 11A) S-8 Hughes Communications, Inc., 11717 EXPLORATION LANE, GERMANTOWN, MD, 20876, 301-428-5500 - 2,700,000 ($23,264,389.98) Equity, (File 333-131900 - Feb. 16) (BR. 11C) S-B UNITED MEXICAN STATES, 0 ($2,000,000,000.00) Debt, (File 333-131901 - Feb. 16) (BR. DN) S-8 IMMUCOR INC, 3130 GATWAY, PO BOX 5625, NORCROSS, GA, 30091, 770 441 2051 - 0 ($74,136,000.00) Equity, (File 333-131902 - Feb. 16) (BR. 01A) S-1 AEOLUS PHARMACEUTICALS, INC., 23811 INVERNESS PLACE, LAGUNA NIGUEL, CA, 92677, 9494819825 - 0 ($5,160,000.00) Equity, (File 333-131903 - Feb. 16) (BR. 01C) S-8 Global Cash Access Holdings, Inc., 3525 EAST POST ROAD, SUITE 120, LAS VEGAS, NV, 89120, 705-855-3000 - 0 ($110,289,751.00) Equity, (File 333-131904 - Feb. 16) (BR. 07) S-8 Vocalscape Networks, Inc., 305 - 1847 W. BROADWAY, VANCOUVER, A1, V6J 1Y6, (604) 696-6313 - 1,550,000 ($263,500.00) Equity, (File 333-131905 - Feb. 16) (BR. 03A) S-8 USA VIDEO INTERACTIVE CORP, 837 WEST HASTINGS STREET #507, VANCOUVER BRITISH COLUMBIA CANADA V6C 3, 6046851017 - 13,900,000 ($1,105,050.00) Equity, (File 333-131906 - Feb. 16) (BR. 08C) S-1 EAGLE BROADBAND INC, 101 COURAGEOUS DR, LEAGUE CITY, TX, 77573, 2815386000 - 24,180,556 ($2,901,667.00) Equity, (File 333-131907 - Feb. 16) (BR. 11C) S-8 WELLCARE HEALTH PLANS, INC., 8725 HENDERSON ROAD, RENAISSANCE ONE, TAMPA, FL, 33634, 8132906200 - 1,182,840 ($45,876,449.00) Equity, (File 333-131908 - Feb. 16) (BR. 01A) SB-2 DDS TECHNOLOGIES USA INC, 150 EAST PALMETTO PARK ROAD, SUITE 510, BOCA RATON, FL, 33432, 561-750-4450 - 0 ($4,621,968.00) Equity, (File 333-131909 - Feb. 16) (BR. 10A) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------------- 724 SOLUTIONS INC 2.02,9.01 02/16/06 A CONSULTING TEAM INC NY 2.02,9.01 02/16/06 AAVID THERMAL TECHNOLOGIES INC DE 2.02,9.01 02/16/06 AAVID THERMAL TECHNOLOGIES INC DE 2.02,9.01 02/16/06 ABERCROMBIE & FITCH CO /DE/ DE 2.02,8.01,9.01 02/14/06 ACCURIDE CORP DE 2.02,9.01 02/16/06 ACRONGENOMICS INC NV 1.01,5.02,9.01 02/13/06 Adams Respiratory Therapeutics, Inc. TX 7.01,9.01 02/13/06 ADDVANTAGE TECHNOLOGIES GROUP INC OK 4.01,9.01 02/15/06 AMEND ADELPHIA COMMUNICATIONS CORP DE 8.01 02/15/06 ADMINISTAFF INC \DE\ DE 2.02,9.01 02/16/06 ADVANCE AUTO PARTS INC DE 2.02,9.01 02/16/06 ADVANCED DIGITAL INFORMATION CORP WA 2.02,9.01 02/16/06 ADVANCED ENERGY INDUSTRIES INC DE 2.02,7.01,9.01 02/16/06 ADVANT E CORP DE 2.02,9.01 02/16/06 AEOLUS PHARMACEUTICALS, INC. DE 2.02,9.01 02/16/06 AFFILIATED COMPUTER SERVICES INC DE 8.01 02/15/06 AFFYMETRIX INC DE 5.02,9.01 02/15/06 AFFYMETRIX INC DE 5.02 11/17/04 AMEND AFTERMARKET TECHNOLOGY CORP DE 2.02,2.05,2.06,9.01 02/15/06 AGL RESOURCES INC GA 7.01,9.01 02/16/06 ALASKA COMMUNICATIONS SYSTEMS GROUP I DE 8.01,9.01 02/16/06 ALEXION PHARMACEUTICALS INC DE 1.01,1.02,9.01 02/14/06 ALLETE INC MN 2.02,9.01 02/16/06 ALLIANCE BANCSHARES CALIFORNIA CA 2.02,9.01 02/16/06 Alon USA Energy, Inc. DE 1.01,2.03,9.01 02/15/06 ALPHA PRO TECH LTD DE 7.01,9.01 02/15/06 AMBASSADORS INTERNATIONAL INC DE 2.02,9.01 02/15/06 AMCOMP INC /FL DE 8.01,9.01 02/10/06 AMEREN CORP MO 1.01,9.01 02/10/06 AMERICAN MEDICAL SYSTEMS HOLDINGS INC DE 2.02,9.01 02/16/06 AMERICAN PHYSICIANS CAPITAL INC MI 2.02,9.01 02/15/06 AMERIGROUP CORP 2.02,9.01 02/15/06 AMERUS GROUP CO/IA IA 1.01,5.02 02/10/06 Ames True Temper, Inc. DE 5.02,9.01 02/14/06 AMS HEALTH SCIENCES INC OK 5.02,8.01,9.01 02/12/06 ANALYTICAL SURVEYS INC CO 2.02,3.02,5.03 02/13/06 ANSOFT CORP PA 2.02,9.01 02/16/06 Answers CORP 2.02,7.01,9.01 02/16/06 ANSYS INC DE 2.02,7.01,8.01,9.01 02/15/06 ARBINET THEXCHANGE INC DE 2.02,9.01 02/16/06 ARCH CAPITAL GROUP LTD. 2.02,9.01 02/14/06 ARCH COAL INC DE 1.01,2.03,9.01 02/10/06 ARES CAPITAL CORP MD 7.01 02/16/06 AROTECH CORP DE 1.01,9.01 02/15/06 AROTECH CORP DE 1.01,3.02,9.01 02/15/06 AMEND ARQULE INC DE 2.02,9.01 02/09/06 ASPEN INSURANCE HOLDINGS LTD D0 2.02,7.01,9.01 02/16/06 Aspreva Pharmaceuticals CORP A1 1.01,9.01 02/16/06 ASSET ACCEPTANCE CAPITAL CORP 1.01 02/16/06 ATRION CORP DE 2.02,9.01 02/15/06 AUDIBLE INC 2.02,5.02,8.01,9.01 02/16/06 AVICI SYSTEMS INC DE 2.02,9.01 02/16/06 AVICI SYSTEMS INC DE 8.01,9.01 02/16/06 AVIGEN INC \DE DE 2.02,9.01 02/16/06 AWARE INC /MA/ MA 2.02,9.01 02/16/06 Axion Power International, Inc. DE 1.01,2.01,9.01 02/14/06 AXSYS TECHNOLOGIES INC DE 1.01,9.01 02/16/06 Azur International, Inc. 1.01,9.01 02/10/06 BAKER HUGHES INC DE 2.02,7.01,9.01 02/16/06 Banc of America Funding 2006-1 Trust DE 9.01 01/31/06 Banc of America Funding 2006-A Trust DE 9.01 01/31/06 BANK OF GRANITE CORP DE 1.01 03/30/05 BARNES GROUP INC DE 2.02,9.01 02/16/06 BEACON POWER CORP DE 1.01,7.01 02/13/05 BEHRINGER HARVARD REIT I INC MD 2.01,2.03,9.01 02/16/06 BEL FUSE INC /NJ NJ 2.02,9.01 02/16/06 BERRY PETROLEUM CO DE 7.01,9.01 02/16/06 BILL BARRETT CORP 2.02,7.01,9.01 02/15/06 BIOPURE CORP DE 2.02,9.01 02/16/06 BLACKBAUD INC 2.02,8.01,9.01 02/16/06 BLOUNT INTERNATIONAL INC DE 2.02,9.01 02/16/06 BLUE HOLDINGS, INC. NV 1.01,8.01 02/13/06 BPI Energy Holdings, Inc. 2.02,9.01 02/14/06 BRADLEY OPERATING L P DE 2.02,9.01 02/15/06 BRE PROPERTIES INC /MD/ MD 5.02 02/14/06 BRIGHAM EXPLORATION CO DE 8.01,9.01 02/15/06 Bristow Group Inc DE 7.01,9.01 02/15/06 BROADVIEW MEDIA INC MN 2.02,9.01 02/14/06 BROCADE COMMUNICATIONS SYSTEMS INC DE 2.02,9.01 02/16/06 BRUSH ENGINEERED MATERIALS INC 7.01,9.01 02/16/06 BUILD A BEAR WORKSHOP INC DE 2.02,7.01,9.01 02/16/06 CACI INTERNATIONAL INC /DE/ DE 1.01,7.01,8.01,9.01 02/16/06 CADENCE RESOURCES CORP UT 8.01,9.01 02/16/06 CalAmp Corp. DE 5.02,9.01 01/13/06 Calpine Generating Company, LLC DE 5.02 12/15/05 CANO PETROLEUM, INC 7.01,9.01 02/16/06 Capital Auto Receivables Asset Trust DE 8.01,9.01 02/08/06 CAPITAL GOLD CORP NV 3.02,8.01,9.01 02/10/06 CAPITAL ONE FINANCIAL CORP DE 9.01 02/16/06 CAPTARIS INC WA 2.02,9.01 02/16/06 CARAUSTAR INDUSTRIES INC NC 2.02,9.01 02/10/06 CARTOON ACQUISITION, INC. DE 8.01 02/16/06 CD&L INC DE 1.01,2.03,9.01 02/10/06 CDI CORP PA 1.01 02/13/06 Celanese CORP DE 2.02,7.01,9.01 02/16/06 CELLSTAR CORP DE 1.01 02/16/06 CENTER FINANCIAL CORP CA 2.02,9.01 02/02/06 CENTILLIUM COMMUNICATIONS INC DE 1.01,9.01 02/16/06 CH ENERGY GROUP INC NY 5.03,9.01 02/10/06 CH2M HILL COMPANIES LTD OR 5.02 02/10/06 Chase Auto Owner Trust 2005-A DE 8.01,9.01 02/15/06 Chase Auto Owner Trust 2005-B DE 8.01,9.01 02/15/06 CHASE BANK USA, NATIONAL ASSOCIATION 8.01,9.01 02/14/06 AMEND CHASE MANHATTAN AUTO OWNER TRUST 2002 DE 8.01,9.01 02/15/06 CHASE MANHATTAN AUTO OWNER TRUST 2003 DE 8.01,9.01 02/15/06 CHASE MANHATTAN AUTO OWNER TRUST 2003 DE 8.01,9.01 02/15/06 CHASE MANHATTAN AUTO TRUST 2004-A DE 8.01,9.01 02/15/06 CHASE MANHATTAN BANK USA CHASE MANHAT DE 8.01,9.01 02/15/06 CHECKERS DRIVE IN RESTAURANTS INC /DE DE 7.01,9.01 02/15/06 CHEMOKINE THERAPEUTICS CORP DE 8.01 02/16/06 CHESAPEAKE CORP /VA/ VA 2.05 01/09/06 AMEND CHINA BAK BATTERY INC NV 2.02,9.01 02/10/06 China Media Group CORP TX 3.02 02/14/06 CHROMCRAFT REVINGTON INC DE 2.02,9.01 02/13/06 CIBER INC DE 2.02,9.01 02/15/06 CIPHERGEN BIOSYSTEMS INC DE 2.02,9.01 02/16/06 CIT GROUP INC DE 8.01,9.01 02/16/06 CLEAN HARBORS INC MA 2.02,7.01 02/16/06 CLEVELAND CLIFFS INC OH 2.02,9.01 02/15/06 CLEVELAND CLIFFS INC OH 7.01,9.01 02/16/06 CLEVELAND CLIFFS INC OH 8.01 02/10/06 AMEND CNA FINANCIAL CORP DE 2.02,4.02,9.01 02/12/06 CNA FINANCIAL CORP DE 2.02,9.01 02/16/06 CNA SURETY CORP DE 2.01,9.01 02/16/06 CNA SURETY CORP DE 8.01,9.01 02/16/06 CNB CORP /SC/ SC 2.02,9.01 02/16/06 CNB CORP /SC/ SC 2.02,9.01 02/16/06 CNB FINANCIAL CORP/PA PA 8.01,9.01 02/16/06 COCA COLA CO DE 5.02,9.01 02/15/06 COGNIGEN NETWORKS INC CO 2.02,9.01 02/15/06 COHU INC DE 1.01 02/10/06 COINSTAR INC DE 1.01,9.01 02/16/06 COLDWATER CREEK INC DE 1.01,9.01 02/13/06 COLE KENNETH PRODUCTIONS INC NY 5.02 02/16/06 COLLINS & AIKMAN CORP DE 5.02,9.01 02/16/06 COLOMBIA GOLDFIELDS LTD 1.01,9.01 01/12/06 AMEND COLONY BANKCORP INC GA 2.02,7.01,9.01 02/16/06 COLUMBIA BANCORP \OR\ OR 5.02,9.01 02/15/06 COMMUNITY BANCSHARES INC /DE/ DE 4.02 02/16/06 AMEND COMMUNITY BANK SHARES OF INDIANA INC IN 1.01 02/16/06 COMPUCREDIT CORP GA 2.02,9.01 02/15/06 COMPUCREDIT CORP GA 2.02,9.01 02/15/06 AMEND CONCEPTUS INC DE 8.01,9.01 02/15/06 CONCEPTUS INC DE 1.01 02/10/06 CONOCOPHILLIPS DE 1.01,5.02 02/10/06 CORPORATE OFFICE PROPERTIES TRUST MD 2.02,9.01 02/15/06 COSTAR GROUP INC DE 2.02 02/15/06 CPI INTERNATIONAL, INC. DE 5.05,9.01 02/14/06 CREDIT ACCEPTANCE CORPORATION MI 1.01,8.01,9.01 02/15/06 CYCLE COUNTRY ACCESSORIES CORP NV 2.02,8.01,9.01 02/07/06 CYCLE COUNTRY ACCESSORIES CORP NV 8.01,9.01 02/16/06 DAVE & BUSTERS INC MO 8.01,9.01 02/16/06 DCB FINANCIAL CORP OH 5.02 02/16/06 DELL INC DE 2.02,9.01 02/16/06 DERMA SCIENCES, INC. PA 7.01,9.01 02/13/06 Deutsche Alt-A Securities, Inc. Mortg 8.01,9.01 11/25/05 AMEND DEVCON INTERNATIONAL CORP FL 3.01,5.02,7.01,9.01 02/15/06 DIGITAL GENERATION SYSTEMS INC DE 1.01,9.01 02/10/06 DIGITAL LIGHTWAVE INC DE 1.01,2.03,9.01 02/13/06 DIGITAL RIVER INC /DE DE 1.01,9.01 02/10/06 DITECH COMMUNICATIONS CORP DE 2.02,9.01 02/16/06 Dolby Laboratories, Inc. DE 1.01,9.01 02/14/06 Douglas Lake Minerals Inc. 7.01,9.01 02/08/06 DRESS BARN INC CT 8.01,9.01 02/16/06 DREW INDUSTRIES INC DE 2.02,7.01,9.01 02/15/06 DTE ENERGY CO MI 7.01,9.01 02/16/06 DTS, INC. DE 4.02 02/11/06 DUPONT E I DE NEMOURS & CO DE 7.01 02/16/06 DYNEGY INC /IL/ IL 7.01,9.01 02/16/06 EAGLE BROADBAND INC TX 1.01,2.03,3.02 02/15/06 EAGLE FINANCIAL SERVICES INC VA 8.01,9.01 02/15/06 EARTHFIRST TECHNOLOGIES INC FL 5.02,9.01 02/10/06 EARTHSHELL CORP DE 1.01,9.01 02/10/06 EDGEWATER FOODS INTERNATIONAL, INC. NV 5.02,5.03 02/16/06 EDUCATE INC DE 2.02,9.01 02/16/06 EL PASO CORP/DE DE 5.03,7.01,9.01 02/16/06 EMC CORP MA 5.03,9.01 02/10/06 EMDEON CORP DE 1.01,8.01,9.01 02/15/06 EMTEC INC/NJ UT 1.01 02/13/06 ENDOCARE INC DE 1.01,2.01,2.03,9.01 02/10/06 ENERGY CONVERSION DEVICES INC DE 7.01,9.01 02/16/06 ENGELHARD CORP DE 8.01,9.01 02/16/06 ENPRO INDUSTRIES, INC NC 2.02 02/16/06 Enterprise GP Holdings L.P. DE 5.02,5.03,9.01 02/13/06 ENTERPRISE PRODUCTS PARTNERS L P DE 5.02,5.03,9.01 02/13/06 ENTRAVISION COMMUNICATIONS CORP DE 1.01 02/14/06 EPIX Pharmaceuticals, Inc. 2.02,9.01 02/16/06 EPIX Pharmaceuticals, Inc. 1.01 02/10/06 EQUITY INNS INC TN 2.02,7.01,9.01 02/16/06 ESPEED INC DE 2.02,9.01 02/15/06 Eternal Energy Corp. 8.01,9.01 02/11/06 ev3 Inc. DE 2.02,9.01 02/16/06 EXCHANGE NATIONAL BANCSHARES INC MO 8.01,9.01 02/15/06 EXELON CORP PA 1.01,2.03 02/10/06 EXIDE TECHNOLOGIES DE 1.01,5.02,9.01 02/16/06 Federal Home Loan Bank of Boston X1 2.03 02/13/06 Federal Home Loan Bank of Chicago X1 2.03 02/13/06 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 02/16/05 Federal Home Loan Bank of New York X1 2.03,9.01 02/13/06 Federal Home Loan Bank of San Francis X1 2.03 02/13/06 FERRO CORP OH 7.01,9.01 02/15/06 FIELDSTONE INVESTMENT CORP 1.01,5.02,9.01 02/16/06 FINANCIALCONTENT INC DE 2.02,4.02,9.01 02/16/06 FIRST AMERICAN CORP CA 2.02,9.01 02/16/06 First Valley Bancorp, Inc. CT 8.01,9.01 02/16/06 FIRSTCITY FINANCIAL CORP DE 5.02 02/10/06 FISHER COMMUNICATIONS INC WA 2.02,9.01 02/16/06 FLOTEK INDUSTRIES INC/CN/ DE 8.01,9.01 02/16/06 FOREST OIL CORP NY 2.02,7.01,9.01 02/15/06 FORWARD AIR CORP TN 1.01 02/12/06 FOSTER WHEELER LTD D0 8.01,9.01 02/16/06 GameStop Corp. DE 1.01,8.01 02/16/06 Gaming Partners International CORP NV 3.01,5.02,9.01 02/10/06 GARTNER INC DE 1.01,9.01 02/10/06 GENERAL GROWTH PROPERTIES INC DE 7.01,9.01 02/15/06 GERBER SCIENTIFIC INC CT 1.01,9.01 02/16/06 GLATFELTER P H CO PA 2.02,9.01 02/14/06 GLOBAL INDUSTRIES LTD LA 2.02 12/31/05 GLOBETEL COMMUNICATIONS CORP DE 7.01 02/16/06 Golf Galaxy, Inc. MN 2.02,7.01,9.01 02/15/06 GOODYEAR TIRE & RUBBER CO /OH/ OH 2.02 02/16/06 GORMAN RUPP CO OH 2.02,9.01 02/16/06 GRANITE CONSTRUCTION INC DE 2.02,9.01 02/15/06 GREAT CHINA INTERNATIONAL HOLDINGS, I NV 4.01,9.01 02/15/06 GREATBATCH, INC. DE 4.02 02/10/06 GREATBATCH, INC. DE 1.01 02/16/06 GREATER COMMUNITY BANCORP NJ 5.02 02/14/06 GREEN MOUNTAIN COFFEE ROASTERS INC DE 2.02,9.01 01/14/06 GTX INC /DE/ DE 2.02,9.01 02/16/06 GUESS INC DE 2.02,9.01 02/16/06 GUITAR CENTER INC DE 7.01 02/15/06 GYMBOREE CORP DE 1.01 02/10/06 HAPS USA, INC. UT 4.01,9.01 02/14/06 HAWAIIAN ELECTRIC INDUSTRIES INC HI 5.02 02/10/06 HEALTHRENU MEDICAL INC CO 3.01,3.02,9.01 02/10/06 HEARTLAND PAYMENT SYSTEMS INC DE 2.02,9.01 02/16/05 HERITAGE BANKSHARES INC /VA VA 2.02,7.01,9.01 02/15/06 HITTITE MICROWAVE CORP 2.02,9.01 02/16/06 HOLOBEAM INC DE 4.01,9.01 02/14/06 AMEND HUDSON HIGHLAND GROUP INC DE 2.02,9.01 02/16/06 HUMAN GENOME SCIENCES INC DE 2.02,9.01 02/09/06 HYPERFEED TECHNOLOGIES INC DE 1.01,2.03,9.01 02/15/06 ID SYSTEMS INC DE 2.02,9.01 02/16/06 II-VI INC PA 1.01,9.01 02/14/06 INCYTE CORP DE 2.02,8.01,9.01 02/16/06 INGENIUM CAPITAL CORP 5.03 02/06/06 INTERNET CAPITAL GROUP INC DE 2.02,9.01 02/16/06 INTERPLAY ENTERTAINMENT CORP DE 4.01 02/15/06 INTUIT INC DE 2.02,9.01 02/16/06 INVACARE CORP OH 2.02 02/16/06 INVESTORS REAL ESTATE TRUST ND 8.01,9.01 02/16/06 IONATRON, INC. DE 1.01,5.02 02/13/06 IPASS INC DE 1.01,2.01,9.01 02/15/06 IPSCO INC 7.01,9.01 02/16/06 IRIDEX CORP DE 2.02,9.01 02/16/06 ISLE OF CAPRI CASINOS INC DE 2.02,9.01 02/16/06 ISTAR FINANCIAL INC MD 8.01,9.01 02/15/06 JACKSONVILLE BANCORP INC /FL/ FL 2.02,9.01 02/16/06 JAGGED PEAK, INC. NV 3.02 02/16/06 James River Group, INC DE 1.01 02/13/06 KADANT INC DE 2.02 02/15/06 LABORATORY CORP OF AMERICA HOLDINGS DE 2.02 02/16/06 LABORATORY CORP OF AMERICA HOLDINGS DE 7.01 02/16/06 LADISH CO INC WI 2.02,9.01 02/15/06 LAKES ENTERTAINMENT INC MN 7.01,9.01 02/13/06 LAMPERD LESS LETHAL INC NV 5.02 02/09/06 LAMSON & SESSIONS CO OH 2.02,9.01 02/16/06 LANDAUER INC DE 1.01,9.01 02/16/06 Lazy Days R.V. Center, Inc. 4.02 02/16/06 LEAPFROG ENTERPRISES INC 2.02,9.01 02/16/06 LESCO INC/OH OH 5.03 02/14/06 LEUCADIA NATIONAL CORP NY 2.01 02/15/06 LEXAR MEDIA INC CA 1.01 02/10/06 LEXINGTON CORPORATE PROPERTIES TRUST MD 2.02,7.01,9.01 02/16/06 LIBBEY INC DE 2.02,9.01 02/16/06 LIFE TIME FITNESS INC MN 2.02,9.01 02/16/05 LIMITED BRANDS INC DE 1.01 02/13/06 LOEWS CORP DE 2.02,4.02,9.01 02/16/05 LOUNSBERRY HOLDINGS I INC 8.01 02/08/06 LTX CORP MA 2.02,9.01 02/16/06 MACROCHEM CORP DE 1.01,3.02,4.01,9.01 02/10/06 MAN SANG HOLDINGS INC NV 8.01 02/10/06 MANAGEMENT NETWORK GROUP INC 2.02,9.01 02/16/06 MANAKOA SERVICES CORP NV 5.02,9.01 11/09/05 AMEND MANAKOA SERVICES CORP NV 8.01,9.01 11/09/05 AMEND MARINEMAX INC DE 1.01,9.01 02/10/06 MARKET CENTRAL INC DE 8.01,9.01 02/16/06 MASTERCARD INC DE 7.01,9.01 02/16/06 MAX RE CAPITAL LTD 8.01 02/10/06 MCF CORP DE 7.01,9.01 02/16/06 MDwerks, Inc. DE 8.01,9.01 12/31/05 MEADOWBROOK INSURANCE GROUP INC MI 2.02,9.01 02/14/06 MEADWESTVACO CORP DE 8.01,9.01 02/15/06 MEDICINOVA INC DE 2.02 02/16/06 MEMRY CORP DE 2.02,9.01 02/13/06 Mercantile Bancorp, Inc. DE 2.02,9.01 02/15/06 METRO ONE TELECOMMUNICATIONS INC OR 1.01,7.01,9.01 02/10/06 MGP INGREDIENTS INC KS 7.01,9.01 02/16/06 MIDLAND CO OH 2.02 02/16/06 MILLS CORP DE 2.06,4.02 12/30/05 AMEND MKS INSTRUMENTS INC MA 2.02,9.01 02/16/06 MOBILITY ELECTRONICS INC DE 1.01,3.02,7.01 02/16/06 MortgageIT Holdings, Inc. MD 1.01,9.01 02/10/06 MOTOROLA INC DE 1.01,9.01 02/12/06 MPOWER HOLDING CORP DE 2.02,9.01 02/15/06 MUELLER INDUSTRIES INC DE 8.01,9.01 02/16/06 NANOMETRICS INC CA 2.02,9.01 02/15/06 NARA BANCORP INC DE 5.02,9.01 02/16/06 NASH FINCH CO DE 5.02,8.01,9.01 02/16/06 NATIONAL AUTO CREDIT INC /DE DE 8.01,9.01 02/16/06 NATIONAL MERCANTILE BANCORP CA 2.02,9.01 02/15/06 NATURAL HEALTH TRENDS CORP DE 1.01,3.02,9.01 02/10/06 NAVIGANT CONSULTING INC DE 2.02,9.01 02/16/06 NAVIGATORS GROUP INC DE 2.02,7.01 02/15/06 NCO GROUP INC PA 2.02,7.01,9.01 02/13/06 NEOSE TECHNOLOGIES INC DE 5.02,9.01 02/14/06 NEOWARE INC DE 1.01,9.01 02/15/06 NESS TECHNOLOGIES INC 2.02,7.01,9.01 02/16/06 NETFABRIC HOLDINGS, INC DE 1.01,3.02,9.01 02/13/06 NETFABRIC HOLDINGS, INC DE 1.01,2.03,3.02,9.01 02/14/06 NETGEAR INC DE 2.02,9.01 02/16/06 NEUROGEN CORP DE 8.01 02/16/06 New England Bancshares, Inc. 2.02,9.01 02/14/06 NEWAVE INC UT 1.01 02/10/06 NewGen Technologies, Inc NV 1.01,9.01 02/10/06 NEWS CORP 8.01,9.01 02/16/06 NICKLEBYS COM INC CO 4.01 02/13/06 NORD RESOURCES CORP DE 5.02,5.03,8.01,9.01 02/15/06 NORTHEAST UTILITIES MA 2.02,9.01 02/15/06 NORTHWEST NATURAL GAS CO OR 2.02 02/16/06 Novastar Mortgage Funding Trust, Seri DE 2.01,9.01 01/26/06 NPS PHARMACEUTICALS INC DE 2.02,9.01 02/16/06 NUCRYST Pharmaceuticals Corp. A0 2.02,9.01 02/15/06 NUVASIVE INC DE 2.02,9.01 02/16/06 NVIDIA CORP DE 2.02,9.01 02/16/06 OFFICE DEPOT INC DE 2.02,8.01,9.01 02/16/06 OHIO CASUALTY CORP OH 5.02,8.01,9.01 02/16/06 OLIN CORP VA 7.01,9.01 02/16/06 OMNI USA INC NV 5.03,9.01 02/16/06 AMEND ONVIA INC DE 2.02,9.01 02/16/06 ONYX PHARMACEUTICALS INC DE 2.02,9.01 02/16/06 Origen Residential Securities, Inc. DE 8.01,9.01 02/15/06 Origen Residential Securities, Inc. DE 8.01,9.01 02/15/06 ORTHOLOGIC CORP DE 1.01,5.02 02/11/06 OSULLIVAN INDUSTRIES HOLDINGS INC DE 2.02,8.01,9.01 02/15/06 OSULLIVAN INDUSTRIES INC DE 2.02,8.01,9.01 02/15/06 P F CHANGS CHINA BISTRO INC 2.02,9.01 02/15/06 P F CHANGS CHINA BISTRO INC 1.01 02/10/06 PACIFIC PREMIER BANCORP INC DE 7.01,9.01 02/16/06 PACKAGING CORP OF AMERICA 8.01,9.01 02/14/06 PATH 1 NETWORK TECHNOLOGIES INC DE 1.01,3.02,3.03,8.01,9.01 02/10/06 PEETS COFFEE & TEA INC WA 2.02,9.01 02/16/06 PELICAN FINANCIAL INC DE 1.01,5.02,9.01 12/09/05 PENN NATIONAL GAMING INC PA 2.02,8.01,9.01 02/14/06 PEREGRINE PHARMACEUTICALS INC DE 1.01 02/13/06 PETROLEUM DEVELOPMENT CORP NV 8.01 02/15/06 PIER 1 IMPORTS INC/DE DE 1.01,2.03,3.02,9.01 02/14/06 PITNEY BOWES INC /DE/ DE 1.01,9.01 02/16/06 PITNEY BOWES INC /DE/ DE 1.01,9.01 02/16/06 PLACER SIERRA BANCSHARES CA 8.01,9.01 02/16/06 PLAINS EXPLORATION & PRODUCTION CO DE 8.01 02/16/06 POLYONE CORP 1.01,9.01 02/15/06 POORE BROTHERS INC DE 2.02,8.01,9.01 02/16/06 POORE BROTHERS INC DE 5.02,7.01,8.01,9.01 02/14/06 AMEND PORTEC RAIL PRODUCTS INC WV 5.02,9.01 02/13/06 PORTFOLIO RECOVERY ASSOCIATES INC DE 7.01 02/16/06 POWER TECHNOLOGY INC/CN NV 1.01,9.01 02/10/06 PPL ELECTRIC UTILITIES CORP PA 1.01 02/16/06 AMEND PRACTICEXPERT INC NV 1.02,9.01 02/13/06 PREMIERE GLOBAL SERVICES, INC. GA 2.02,8.01,9.01 02/16/06 PRESSTEK INC /DE/ DE 2.02,9.01 02/16/06 PROASSURANCE CORP DE 1.01,9.01 02/14/06 PROLOGIS MD 2.02,9.01 02/16/06 PROVIDENT BANKSHARES CORP MD 7.01,9.01 02/16/06 PRUDENTIAL FINANCIAL INC NJ 1.01,9.01 02/14/06 PSB Holdings, Inc. 4.01,9.01 02/10/06 PUGET ENERGY INC /WA WA 7.01 02/16/06 QLOGIC CORP DE 7.01,9.01 02/15/06 RAMTRON INTERNATIONAL CORP DE 2.02,9.01 02/16/06 RAPID LINK INC DE 1.01 02/14/06 REALTY INCOME CORP MD 2.02,9.01 02/15/06 Red Lion Hotels CORP WA 2.02,9.01 02/16/06 RED ROBIN GOURMET BURGERS INC DE 2.02,9.01 02/16/06 REGENERX BIOPHARMACEUTICALS INC DE 5.02,9.01 02/15/06 RELIANCE STEEL & ALUMINUM CO CA 1.01,2.02,9.01 02/16/06 REMEDENT, INC. NV 1.01,9.01 02/10/06 Remote Dynamics Inc DE 3.01,9.01 02/10/06 REMY INTERNATIONAL, INC. DE 1.01,9.01 02/10/06 REPUBLIC AIRWAYS HOLDINGS INC DE 2.02,9.01 02/14/06 REPUBLIC AIRWAYS HOLDINGS INC DE 2.02,9.01 02/14/06 Republic Companies Group, Inc. DE 1.01,2.02,9.01 02/16/06 RIMAGE CORP MN 5.02,9.01 02/10/06 Rockwood Holdings, Inc. DE 5.02 02/14/06 RPC INC DE 8.01,9.01 02/16/06 RUSSELL CORP AL 2.02,5.02,9.01 02/15/06 SABRE HOLDINGS CORP DE 7.01 02/16/06 SAPIENT CORP DE 1.01,9.01 02/10/06 SAPIENT CORP DE 2.02,9.01 02/16/06 SCOLR Pharma, Inc. DE 1.01 02/15/06 SCP POOL CORP DE 2.02,7.01,9.01 12/31/05 SECURITY CAPITAL CORP/DE/ DE 1.01,9.01 02/10/06 Sequoia Alternative Loan Trust 2006-1 8.01,9.01 02/01/06 SERACARE LIFE SCIENCES INC 3.01,9.01 02/13/06 SFBC INTERNATIONAL INC DE 5.03,9.01 02/10/06 SHURGARD STORAGE CENTERS INC WA 7.01,9.01 02/16/06 SILICON IMAGE INC DE 2.02,9.01 02/16/06 SILVERSTAR HOLDINGS LTD B0 2.02,7.01,9.01 02/15/06 SKY FINANCIAL GROUP INC OH 1.01 02/10/06 Soundview Home Loan Trust 2006-1 DE 9.01 02/06/06 SOUTHWEST COMMUNITY BANCORP CA 8.01,9.01 02/16/06 SOUTHWEST COMMUNITY BANCORP CA 1.01,9.01 02/15/06 SP Holding CORP DE 1.01,9.01 02/10/06 SPACEDEV INC CO 8.01 02/15/06 SPARK NETWORKS PLC X0 2.02,7.01,9.01 02/16/06 SPARTAN MOTORS INC MI 2.02,9.01 02/16/06 SPORT HALEY INC CO 8.01,9.01 02/13/06 SPSS INC DE 2.02,9.01 02/14/06 ST PAUL TRAVELERS COMPANIES INC MN 8.01,9.01 02/15/06 ST PAUL TRAVELERS COMPANIES INC MN 2.02,9.01 02/16/06 STAAR SURGICAL CO DE 1.01 02/10/06 State Auto Financial CORP OH 5.02,8.01,9.01 02/10/06 STEPAN CO DE 1.01,9.01 02/14/06 STEPAN CO DE 2.02,9.01 02/14/06 STERLING FINANCIAL CORP /WA/ WA 7.01,9.01 02/13/06 STERLING GROUP VENTURES INC NV 8.01 02/14/06 STEWART INFORMATION SERVICES CORP DE 2.02,9.01 02/16/06 STRATASYS INC DE 2.02,9.01 02/15/06 STRATTEC SECURITY CORP WI 7.01,9.01 02/15/06 STRAYER EDUCATION INC MD 2.02,9.01 02/16/06 SUN COMMUNITIES INC MD 2.02,9.01 02/16/06 SUNOCO LOGISTICS PARTNERS LP DE 1.01,9.01 02/13/06 SUPREME INDUSTRIES INC DE 1.01,9.01 02/10/06 SYMANTEC CORP DE 1.01,5.02,9.01 02/10/06 SYNTONY GROUP INC UT 1.01,7.01,9.01 01/04/06 AMEND TARGET CORP MN 2.02,8.01,9.01 02/16/06 TARGET RECEIVABLES CORP MN 8.01,9.01 02/16/06 TARGET RECEIVABLES CORP MN 8.01,9.01 02/16/06 TB WOODS CORP DE 5.02,9.01 02/10/06 TECHNOLOGY SOLUTIONS COMPANY DE 2.02 02/16/06 TECHTEAM GLOBAL INC DE 5.03 02/13/06 TEMECULA VALLEY BANCORP INC DE 5.02 02/13/06 TEPPCO PARTNERS LP DE 5.02,9.01 02/14/06 THERMODYNETICS INC DE 2.02,9.01 02/15/06 TIME WARNER TELECOM INC DE 1.01 02/13/06 TOWN & COUNTRY TRUST MD 8.01,9.01 02/16/06 TRACEGUARD TECHNOLOGIES, INC. 1.01,2.01,9.01 02/15/06 TRANSATLANTIC HOLDINGS INC DE 2.02 02/16/06 TREND MINING CO DE 7.01,9.01 02/16/06 TREX CO INC DE 2.02 02/16/06 Triple Crown Media, Inc. DE 1.01,5.02,9.01 02/15/06 TRX INC/GA GA 2.02,9.01 02/16/06 ULTRASTRIP SYSTEMS INC FL 1.01 02/07/06 UNISYS CORP DE 8.01 02/16/06 UNITED AMERICA INDEMNITY, LTD E9 2.02,9.01 02/15/06 UNITED MORTGAGE TRUST MD 1.01,9.01 02/10/06 UNITED MORTGAGE TRUST MD 1.01,9.01 09/01/05 AMEND US HOME SYSTEMS INC DE 1.01,9.01 02/10/06 US XPRESS ENTERPRISES INC NV 7.01,9.01 02/13/06 VAALCO ENERGY INC /DE/ DE 5.02,9.01 02/15/06 VALASSIS COMMUNICATIONS INC DE 2.02,9.01 02/15/06 VANTAGEMED CORP DE 1.01,2.01,9.01 02/09/06 AMEND VARIAN SEMICONDUCTOR EQUIPMENT ASSOCI DE 1.01 02/11/06 VAXGEN INC DE 8.01,9.01 02/15/06 VAXGEN INC DE 2.02,8.01 02/16/06 VERAMARK TECHNOLOGIES INC DE 2.02 02/16/06 VERTICAL HEALTH SOLUTIONS INC 3.02 02/10/06 VERTICALNET INC PA 2.02,5.02,9.01 02/11/06 VIASPACE Inc. NV 1.01,9.01 02/13/06 VIEWPOINT CORP DE 5.02,9.01 02/13/06 VITAL IMAGES INC MN 2.02,9.01 02/16/06 VITAL IMAGES INC MN 7.01,9.01 02/16/06 VULCAN MATERIALS CO NJ 1.01 02/09/06 WALTER INDUSTRIES INC /NEW/ DE 8.01,9.01 02/16/06 WASHINGTON REAL ESTATE INVESTMENT TRU MD 2.02,7.01,9.01 02/16/06 WATSON PHARMACEUTICALS INC NV 2.02,9.01 02/16/06 Watson Wyatt Worldwide, Inc. DE 5.02,9.01 02/10/06 WD 40 CO DE 1.01,1.02 02/16/06 WebMD Health Corp. DE 1.01,8.01,9.01 02/15/06 WEIGHT WATCHERS INTERNATIONAL INC VA 2.02,9.01 02/16/06 WELLCARE HEALTH PLANS, INC. DE 7.01 02/16/06 WEYERHAEUSER CO WA 7.01 02/13/06 WILD OATS MARKETS INC DE 2.02,9.01 02/16/06 WILD OATS MARKETS INC DE 2.05 01/27/06 AMEND WINSTON HOTELS INC NC 2.02,9.01 02/16/06 WORLD WASTE TECHNOLOGIES INC CA 1.01,3.02,8.01,9.01 02/16/06 WQN, Inc. 8.01 02/16/06 WYNN RESORTS LTD 8.01,9.01 02/14/06 X RITE INC MI 2.02,9.01 02/16/06 XENOGEN CORP DE 1.01,9.01 02/10/06 XM SATELLITE RADIO HOLDINGS INC DE 2.02,7.01,9.01 02/16/06 XM SATELLITE RADIO HOLDINGS INC DE 5.02,9.01 02/16/06 XPONENTIAL INC DE 2.02,9.01 02/16/06 YARDVILLE NATIONAL BANCORP NJ 2.02,9.01 02/15/06 AMEND YOUBET COM INC DE 2.02,9.01 02/16/06 ZEVEX INTERNATIONAL INC NV 2.02,9.01 02/16/06