SEC NEWS DIGEST Issue 2003-93 May 15, 2003 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS CLOSED MEETING - TUESDAY, MAY 20, 2003 - 1:00 P.M. The subject matter of the closed meeting scheduled for Tuesday, May 20, will be: Institution and settlement of administrative proceedings of an enforcement nature; Institution and settlement of injunctive actions; and Formal order of investigation. CLOSED MEETING - WEDNESDAY, MAY 21, 2003 - 2:00 P.M. The subject matter of the closed meeting scheduled for Wednesday, May 21, will be: Institution and settlement of administrative proceedings of an enforcement nature; Institution and settlement of injunctive actions; and Formal order of investigation. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted, or postponed, please contact: The Office of the Secretary at (202) 942-7070. ENFORCEMENT PROCEEDINGS COMMISSION BARS SIX LINE BROKERS FORMERLY ASSOCIATED WITH MELVILLE, NEW YORK BOILER ROOM On May 14, the Commission barred Patrick Boyce, Torin Greenspan, Gary Guirand, Anthony Lopresti, Todd Peterson and Joseph Romeo from association with a broker or dealer and from participating in an offering of penny stock. The Respondents each pleaded guilty or were found guilty by a jury in U.S. District Court for the Southern District of New York of securities fraud and of conspiracy to commit securities fraud, mail fraud and wire fraud arising from their participation in boiler room selling of penny stocks. According to the criminal indictment, each engaged in high- pressure sales tactics that included: (a) using false and misleading sales pitches to induce clients to buy penny stocks promoted by Investors Associates, Inc. (House stocks), including making baseless price predictions about the stocks and failing to inform clients of negative aspects of the issuers; (b) opening clients' accounts with well- known stocks and switching the clients to House stocks; (c) making unauthorized purchases of House stocks in clients' accounts; (d) making false and misleading statements to persuade customers not to sell House stocks; and (e) failing to take and execute customer orders to sell House stocks. At the time of the conduct underlying the criminal convictions, Boyce, Greenspan, Guirand, Lopresti, Peterson and Romeo were associated with the Melville, New York branch of Investors Associates, Inc., a registered broker-dealer. Without admitting or denying the Commission's findings, except as to the Commission's jurisdiction and their respective underlying criminal convictions, Boyce, Greenspan, Guirand, Hunkler, Lopresti, Peterson and Romeo each consented to be barred by the Commission from association with a broker or dealer and from participating in an offering of penny stock. In the criminal proceedings, the U. S. District Court ordered each to pay restitution to victims to the extent of his earnings at Investors Associates, Inc. (Rel. 34-47850; File No. 3-11117) COMMISSION SUSTAINS NASD DISCIPLINARY ACTION AGAINST WENDELL BELDEN On May 14, the Commission sustained NASD disciplinary action against Wendell D. Belden, the sole owner of Southmark, Inc., a member firm of the National Association of Securities Dealers, Inc. The NASD found that Belden made unsuitable securities recommendations to a customer in violation of NASD Conduct Rules 2110 and 2310 by recommending that his customer purchase Class B shares, rather than the Class A shares, of several mutual funds. The NASD fined Belden $40,000, suspended him in all capacities for one year, and ordered that he pay restitution of $55,567.03 and requalify as a principal by examination. The Commission found that Belden's securities recommendations to his customer were unsuitable. The purchase of the Class B shares resulted in his customer paying significantly higher costs than would have been the case if the customer had purchased the Class A shares instead. The Commission also determined that the sanctions imposed by the NASD were not excessive or oppressive as Belden's actions showed that he placed generating commissions for his firm above the interests of his customer. (Rel. 34-47859; File No. 3-10888) SEC ISSUES A CEASE-AND-DESIST ORDER AGAINST ZIMMERMAN SIGN COMPANY AND JEFFREY JOHNSON, REVOKES THE REGISTRATION OF ZIMMERMAN'S SECURITIES AND SUSPENDS JOHNSON On May 14, the Commission instituted and simultaneously settled cease- and-desist and administrative proceedings against Zimmerman Sign Company (Zimmerman), a Jacksonville, Texas company that manufactures and sells commercial signs, and its former CFO, Jeffrey P. Johnson. Zimmerman and Johnson consented to cease and desist from committing or causing future violations of the books and records, internal controls and reporting provisions of the federal securities laws; additionally, Zimmerman consented to an administrative order revoking the registration of its securities with the Commission, and Johnson consented to an administrative order denying him the privilege of appearing or practicing before the Commission as an accountant, with a right to apply for reinstatement after two years. Zimmerman and Johnson neither admitted nor denied the Commission's findings in the settled cease-and- desist and administrative orders (Orders). The Commission finds in the Orders that, from 1996 though June 2001, Zimmerman consistently deferred certain production costs associated with its long-term sign-manufacturing contracts, and reflected the growing costs as growing inventory on its balance sheet. According to the Commission, Zimmerman's failure to ultimately recognize these deferred costs caused the Company to understate its costs-of-goods sold by an average of between 3% and 4% annually, and to overstate its earnings and inventory by an average of between 44% and 193% (earnings) and 8% and 10% (inventory) annually in its financial statements over the approximate five-year period ended June 30, 2001. Zimmerman has been unable to apportion the cost-of-goods sold understatement and corresponding inventory and earnings overstatement to any particular reporting period, because it did not adequately maintain the books and records necessary to make that determination. As a result, Zimmerman has been unable to restate its prior financial statements. Furthermore, from May 15, 2001, to the present, Zimmerman has failed to file with the Commission required periodic reports. The Orders require that Zimmerman cease and desist from committing or causing, and that Johnson cease and desist from causing any future violation of Sections 13(a), 13(b)(2)(A) and 13(b)(2)(B) of the Securities Exchange Act of 1934 (Exchange Act) and Rules 12b-20, 13a-1, and 13a-13 thereunder, and further require that Johnson cease and desist from committing or causing any future violation of Section 13(b)(5) of the Exchange Act and Rule 13b2-1 thereunder. The Orders also revoke the registration of Zimmerman's securities pursuant to Section 12(j) of the Exchange Act and deny Johnson, pursuant to Rule 102(e) of the SEC's Rules of Practice, the privilege of appearing or practicing before the Commission as an accountant, with a right to apply for reinstatement after two years. (In the Matter of Zimmerman Sign Company and Jeffrey P. Johnson - Rel. 34-47860, AAE Rel. 1782, File No. 3-11123; In the Matter of Zimmerman Sign Company - Rel. 34-47861; File No. 3-11124) SEC SUES SELLER OF BOGUS INVESTMENTS WHO ADVERTISED HIS OFFERINGS IN THE WALL ST. JOURNAL Over the past five years, Paul Tetu, a 63 year-old aspiring screenwriter, novelist and movie producer residing in Hollywood, California, placed several advertisements in the Wall Street Journal, among other places, offering "excellent returns" to anyone willing to invest a minimum of $10 million, the most recent of which ran in the Wall Street Journal on March 20, 2003. In conversations and in written offering materials given to individuals who responded to the ad, Tetu represented that he could generate annual returns of 70 to 100 percent through exclusive secret trading programs and that an investor's principle would never be at risk. Tetu also represented to interested investors that he and his associates were working with the State Department and the International Monetary Fund. The type of investment Tetu described is fraudulent on its face. In fact, Prime Bank investments and iterations thereof that involve "secret trading programs" do not exist. See The Prime Bank Fraud Information Center. Although no one ever invested in any of Tetu's offerings, his advertisements were calculated to reach millions of investors and, in fact, generated numerous inquiries. Accordingly, the Commission issued an order instituting and simultaneously settling cease-and-desist proceedings against Tetu. Without admitting or denying any of its findings, Tetu consented to the issuance of the Commission Order finding that Tetu violated Sections 17(a)(1) and (3) of the Securities Act of 1933. (Rel. 33-8235; File No. 3-11125) SEC ISSUES SETTLED ORDER AGAINST NEW JERSEY INVESTMENT ADVISER FOR DISCLOSURE AND BEST EXECUTION VIOLATIONS On May 15, the Commission issued an Order against Jamison, Eaton & Wood, Inc., a registered investment adviser located in Chatham, New Jersey, which made findings that the firm failed to make required disclosures to certain of its clients and failed to seek to obtain best execution for them. The Commission ordered Jamison to cease and desist from violations of Sections 206(2) and 207 of the Investment Advisers Act of 1940, to pay a civil penalty of $100,000 and to comply with certain remedial undertakings. Jamison consented to the issuance of the Commission's Order without admitting or denying the findings therein. In the Order, the Commission found that Jamison received client referrals from registered representatives of full service broker-dealers and from third parties, such as accountants. When a client was referred to Jamison, the client's brokerage typically remained with the referring registered representative's firm, or, in the case of a third party referral, it remained with the firm of the client's existing registered representative. Most of the firm's other clients used less costly brokerage arrangements. The Order finds that Jamison failed to disclose these other available brokerage options to the referred clients. The Order also finds that Jamison failed to disclose to clients that it faced a potential conflict of interest in receiving referrals from registered representatives of full service broker-dealers. The Order further finds that, after referred clients were signed up, Jamison did not re-visit the issue of brokerage placement or commission rates with them. Although Jamison met regularly with clients to review portfolios and objectives, it did not periodically and systematically review the brokerage arrangements for purposes of analyzing best execution. The Commission found that, by failing to disclose its potential conflict of interest and other brokerage options, and by failing to seek to obtain best execution, Jamison violated Sections 206(2) and 207 of the Advisers Act. (Rel. IA-2129; File No. 3-11126) SEC SUES DEAN THOMASSEN FOR INTERNET SECURITIES FRAUD On May 14, the Commission filed a civil injunctive action in the U.S. District Court for the Western District of Texas, alleging that Dean S. Thomassen (Thomassen) violated the antifraud provisions of the federal securities laws. The complaint alleges that for almost two years, from August 1998 to May 2000, Thomassen made repeated fraudulent misrepresentations on the Internet for the purpose of manipulating the stock price of at least nine microcap companies. According to the complaint, Thomassen sent numerous fraudulent unsolicited "spam" e-mail messages touting the stock and business prospects of each of the companies. Using several aliases, the complaint further alleges, Thomassen also posted false and misleading information about these microcap companies on the Silicon Investor and Raging Bull websites. The complaint alleges that, after the dissemination of the false information, the stock price and trading volume of many of the issuers increased significantly in the short term. According to the complaint, on three occasions, Thomassen quickly sold his personal stock holdings in these companies into the resulting inflated market. The complaint alleges that through his trading in the issuers' stocks, Thomassen realized illegal profits of $8,302, which constituted a return on his original investment of between 32% to 132% depending upon the particular stock. The Commission's complaint seeks a judgment against Thomassen: (i) permanently enjoining him from violating the antifraud provisions of the Securities Act of 1933 (Securities Act) and the Securities Exchange Act of 1934 (Exchange Act), specifically Section 17(a) of the Securities Act and Section 10(b) and Rule 10b-5 of the Exchange Act; (ii) permanently barring him from any future participation in the offering of penny stocks, under Section 603 of the Sarbanes-Oxley Act of 2002; (iii) ordering disgorgement of ill-gotten gains Thomassen received as a result of his wrongful conduct, plus pre-judgment interest thereon; and (iv) awarding civil monetary penalties. [SEC v. Dean S. Thomassen, Civil Action No. 1:03 CV 297 (W.D. Tex.) (H)] (LR-18137) SELF-REGULATORY ORGANIZATIONS APPROVAL OF PROPOSED RULE CHANGES The Commission approved a proposed rule change submitted by the National Association of Securities Dealers (SR-NASD-00-12) amending the rules governing member communications with the public. Publication of the notice in the Federal Register is expected during the week of May 12. (Rel. 34-47820) The Commission approved a proposed rule change and Amendment No. 1 thereto submitted by the National Association of Securities Dealers (SR- NASD-2003-37) to permanently expand order entry firm access to SIZE in Nasdaq's SuperMontage System. (Rel. 34-47830) The Commission approved a proposed rule change submitted by the Pacific Exchange (SR-PCX-2002-54) relating to a one-tick step up requirement for Auto-Ex in certain option issues. Publication of the notice in the Federal Register is expected during the week of May 19. (Rel. 34-47843) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change (SR-Amex-2003-35) filed by the American Stock Exchange relating to legal fees incurred by the Exchange has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of May 19. (Rel. 34-47842) PROPOSED RULE CHANGE A proposed rule change (SR-NASD-2003-78) has been filed by the National Association of Securities Dealers to amend NASD Rule 6230 to reduce the period to report a transaction in a TRACE-eligible debt security from 75 minutes to 45 minutes. Publication of the notice in the Federal Register is expected during the week of May 19. (Rel. 34-47856) DELISTINGS GRANTED An order has been issued granting the application of the New York Stock Exchange to strike from listing and registration the Common Stock, $.01 par value, of HealthSouth Corporation, effective at the opening of business on May 15. (Rel. 34-47863) An order has been issued granting the application of the New York Stock Exchange to strike from listing and registration the Common Stock, $.01 par value, of Chart Industries, Inc., effective at the opening of business on May 15. (Rel. 34-47864) An order has been issued granting the application of the New York Stock Exchange to strike from listing and registration the Common Stock, $.01 par value, of Alamosa Holdings, Inc., effective at the opening of business on May 15. (Rel. 34-47865) An order has been issued granting the application of the New York Stock Exchange to strike from listing and registration the Common Stock, $.01 par value, of Touch America Holdings, Inc., effective at the opening of business on May 15. (Rel. 34-47866) An order has been issued granting the application of the New York Stock Exchange to strike from listing and registration the Common Stock, no par value, of Amcast Industrial Corporation, effective at the opening of business on May 15. (Rel. 34-47867) An order has been issued granting the application of the New York Stock Exchange to strike from listing and registration the Common Stock, $2.50 par value, of Fleming Companies, Inc., effective at the opening of business on May 15. (Rel. 34-47868) An order has been issued granting the application of the Chicago Stock Exchange to strike from listing and registration, the Common Stock, $1.00 par value, of Fleming Companies, Inc., effective at the opening of business on May 15. (Rel. 34-47869) An order has been issued granting the application of the Chicago Stock Exchange to strike from listing and registration, the Common Stock, $.01 par value, of UAL Corporation, effective at the opening of business on May 15. (Rel. 34-47870) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-4 JOURNAL CO, 333 WEST STATE STREET, MILWAUKEE, WI, 83203, 0 ($480,072,383.00) Equity, (File 333-105209 - May. 14) (BR. ) S-1 JOURNAL CO, 333 WEST STATE STREET, MILWAUKEE, WI, 83203, 0 ($250,000,000.00) Equity, (File 333-105210 - May. 14) (BR. ) S-8 SHERWIN WILLIAMS CO, 101 PROSPECT AVE NW, CLEVELAND, OH, 44115, 2165662200 - 12,000,000 ($329,160,000.00) Equity, (File 333-105211 - May. 14) (BR. 02) S-8 INFORMATION ARCHITECTS CORP, 4064 COLONY RD, SUITE 100, CHARLOTTE, NC, 28211, 7043652324 - 6,000,000 ($7,950,000.00) Equity, (File 333-105212 - May. 14) (BR. 03) S-8 RADWARE LTD, ATIDIM TECHNOLOGICAL PARK BUILDING 4, TEL AVIV 61131 ISRAE, L3, 00000, 300,000 ($3,876,000.00) Equity, (File 333-105213 - May. 14) (BR. 08) S-8 ENDOVASC INC, 15001 WALDEN RD STE 201, MONTGOMERY, TX, 77356, 9364482222 - 10,000,000 ($5,250,000.00) Equity, (File 333-105214 - May. 14) (BR. 01) S-8 SONUS NETWORKS INC, 5 CARLISLE RD, WESTFORD, MA, 01886, 9786928999 - 0 ($131,600,000.00) Equity, (File 333-105215 - May. 14) (BR. 03) S-8 VYYO INC, 20400 STEVENS CREEK BLVD, 8TH FL, CUPERTINO, CA, 95014, 4088632300 - 0 ($2,115,658.00) Equity, (File 333-105216 - May. 14) (BR. 37) S-3 ARCH WIRELESS INC, 1800 W PARK DR, STE 250, WESTBOROUGH, MA, 01581, 508-870-6700 - 0 ($6,606,687.00) Equity, (File 333-105217 - May. 14) (BR. 37) S-3 PHILLIPS VAN HEUSEN CORP /DE/, 200 MADISON AVENUE, NEW YORK, NY, 10016, 2123813500 - 25,134,430 ($331,523,132.00) Equity, (File 333-105218 - May. 14) (BR. 02) S-8 LEE ENTERPRISES INC, 400 PUTNAM BLDG, 215 N MAIN ST, DAVENPORT, IA, 52801, 3193832100 - 100,000 ($3,663,000.00) Equity, (File 333-105219 - May. 14) (BR. 05) S-3 BAY VIEW TRANSACTION CORP, 1840 GATEWAY DR, SAN MATEO, CA, 94404, 6503126810 - 0 ($1,000,000,000.00) Asset-Backed Securities, (File 333-105220 - May. 14) (BR. ) S-3 21ST CENTURY HOLDING CO, 4161 N W 5TH STREET, PLANTATION, FL, 33317, 9545819993 - 125,000 ($1,648,750.00) Equity, (File 333-105221 - May. 14) (BR. 01) F-10 ID BIOMEDICAL CORP, 0 ($27,270,000.00) Equity, (File 333-105222 - May. 14) (BR. 01) S-8 BOISE CASCADE CORP, 1111 WEST JEFFERSON STREET, P O BOX 50, BOISE, ID, 83728-0001, 2083846161 - 75,000 ($1,789,125.00) Equity, (File 333-105223 - May. 14) (BR. 04) S-8 DUPONT E I DE NEMOURS & CO, 1007 MARKET ST, WILMINGTON, DE, 19898, 3027741000 - 20,000 ($863,000.00) Equity, (File 333-105224 - May. 14) (BR. 06) S-8 ALLETE INC, 30 W SUPERIOR ST, DULUTH, MN, 55802-2093, 2182795000 - 500,000 ($11,850,000.00) Equity, (File 333-105225 - May. 14) (BR. 02) S-8 US XPRESS ENTERPRISES INC, 4080 JENKINS ROAD, CHATTANOOGA, TN, 37421, 6156967377 - 50,000 ($543,500.00) Equity, (File 333-105226 - May. 14) (BR. 05) S-8 US XPRESS ENTERPRISES INC, 4080 JENKINS ROAD, CHATTANOOGA, TN, 37421, 6156967377 - 500,000 ($5,435,000.00) Equity, (File 333-105227 - May. 14) (BR. 05) S-8 DUPONT E I DE NEMOURS & CO, 1007 MARKET ST, WILMINGTON, DE, 19898, 3027741000 - 10,000 ($431,500.00) Equity, (File 333-105228 - May. 14) (BR. 06) S-8 BANK OF NEW YORK CO INC, ONE WALL ST 10TH FL, NEW YORK, NY, 10286, 212-495-1784 - 40,000,000 ($1,039,600,000.00) Equity, (File 333-105229 - May. 14) (BR. 07) S-8 COMPUTER NETWORK TECHNOLOGY CORP, 6000 NATHAN LANE NORTH, -, MINNEAPOLIS, MN, 55442, 763-268-6117 - 0 ($22,546,638.28) Equity, (File 333-105230 - May. 14) (BR. 03) S-8 PACIFIC STATE BANCORP, 6 S. EL DORADO, STOCKTON, CA, 95201, 2099568892 - 150,042 ($2,869,553.25) Equity, (File 333-105231 - May. 14) (BR. 09) S-8 US XPRESS ENTERPRISES INC, 4080 JENKINS ROAD, CHATTANOOGA, TN, 37421, 6156967377 - 1,000,000 ($10,870,000.00) Equity, (File 333-105232 - May. 14) (BR. 05) S-4 DENBURY RESOURCES INC, 5100 TENNYSON PARKWAY, SUITE 3000, PLANO, TX, 75024, 9726732000 - 0 ($225,000,000.00) Non-Convertible Debt, (File 333-105233 - May. 14) (BR. 04) S-8 MODERN MFG SERVICES INC, 4462 RUSSELL ROAD, SUITE 102, #102, MUKILTEO, WA, 98275, 425-315-1772 - 1,500,000 ($16,500.00) Equity, (File 333-105234 - May. 14) (BR. 08) S-8 DRACO HOLDING CORP/NV, 8012090545 - 5,000,000 ($325,000.00) Equity, (File 333-105235 - May. 14) (BR. 05) S-8 CHICAGO MERCANTILE EXCHANGE HOLDINGS INC, 30 S. WACKER DR, CHICAGO, IL, 60606, 3129301000 - 1,300,000 ($73,287,500.00) Equity, (File 333-105236 - May. 14) (BR. 07) SB-2 TMSF HOLDINGS INC, 727 SEVENTH STREET, SUITE 850, LOS ANGELES, CA, 90017, 2132342401 - 1,394,000 ($1,394,000.00) Equity, (File 333-105237 - May. 14) (BR. 07) S-4 MERCANTILE BANKSHARES CORP, 2 HOPKINS PLZ, PO BOX 1477, BALTIMORE, MD, 21203, 4102375900 - 300,000,000 ($300,000,000.00) Non-Convertible Debt, (File 333-105238 - May. 14) (BR. 07) S-11 INTERSTAR SECURITISATION MANAGEMENT PTY LTD, 0 ($2,000,000.00) Debt Convertible into Equity, (File 333-105239 - May. 14) (BR. 05) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT --------------------------------------------------------------------------------- 3DO CO DE X X 05/13/03 A CONSULTING TEAM INC NY X X 05/14/03 ACE CASH EXPRESS INC/TX TX X X 05/13/03 ACXIOM CORP DE X X 03/31/03 ADOLOR CORP X X 03/31/03 ADVANCE AUTO PARTS INC DE X X 05/14/03 ADVOCAT INC DE X 05/13/03 AEP TEXAS CENTRAL CO TX X 05/14/03 AEP TEXAS NORTH CO TX X X 05/14/03 AIR METHODS CORP DE X 05/12/03 AIRGAS INC DE X X 05/13/03 ALLEGIANT BANCORP INC/MO/ MO X X 05/13/03 ALLOU HEALTH & BEAUTY CARE INC DE X X 05/13/03 ALTERNATIVE RESOURCES CORP DE X X 05/08/03 AMBIENT CORP /NY DE X X 05/14/03 AMC ENTERTAINMENT INC DE X X 05/01/03 AMERICAN BUILDING CONTROL INC DE X X 05/13/03 AMERICAN CAPITAL STRATEGIES LTD X 05/13/03 AMERICAN COMMUNITY PROPERTIES TRUST MD X X 05/14/03 AMERICAN ELECTRIC POWER CO INC NY X X 05/14/03 AMERICAN SPECTRUM REALTY INC MD X X 05/13/03 AMERICAN SUPERCONDUCTOR CORP /DE/ DE X 05/14/03 AMERICREDIT AUTOMOBILE RECEIVABLES TR DE X X 05/14/03 AMERICREDIT FINANCIAL SERVICES INC DE X X 05/12/03 AMERIQUEST MORTGAGE SECURITIES INC DE X X 05/14/03 AMERIQUEST MORTGAGE SECURITIES INC DE X X 05/14/03 ANALOG DEVICES INC MA X 05/14/03 APPALACHIAN BANCSHARES INC GA X 05/14/03 APPALACHIAN POWER CO VA X X 05/14/03 ARIAD PHARMACEUTICALS INC DE X X 05/13/03 ARIZONA PUBLIC SERVICE CO AZ X X 05/13/03 ARTEMIS INTERNATIONAL SOLUTIONS CORP DE X X 04/17/03 ASSET-BACKED CERTIFICATE SERIES 2003- DE X X 04/30/03 ASSET-BACKED CERTIFICATE SERIES 2003- DE X X 04/30/03 ASSISTED LIVING CONCEPTS INC NV X X 05/12/03 BAKER MICHAEL CORP PA X X 05/14/03 BAM ENTERTAINMENT INC X X 05/13/03 BANK OF NEW YORK CO INC NY X 03/31/03 BARNWELL INDUSTRIES INC DE X 03/14/03 BEA SYSTEMS INC DE X X 05/14/03 BIOPURE CORP DE X X 04/16/03 BNP RESIDENTIAL PROPERTIES INC MD X X 05/14/03 BOSTON PROPERTIES INC DE X X 05/13/03 BOYKIN LODGING CO OH X X 05/14/03 BRIDGE TECHNOLOGY INC NV X X X 05/14/03 BROCADE COMMUNICATIONS SYSTEMS INC DE X X 05/14/03 BRT REALTY TRUST MA X 05/13/03 CALLON PETROLEUM CO DE X X 05/13/03 CALPINE CORP DE X 05/13/03 CAPITAL ONE AUTO RECEIVABLES LLC DE X X 05/14/03 CAPITAL ONE FINANCIAL CORP DE X 05/13/03 CAPITOL FEDERAL FINANCIAL X X 03/31/03 CARRIAGE SERVICES INC DE X X 05/12/03 CATALINA MARKETING CORP/DE DE X X 05/08/03 CATALYST INTERNATIONAL INC DE X X 05/13/03 CBRE HOLDING INC DE X 05/14/03 CENTERSPAN COMMUNICATIONS CORP OR X 05/07/03 CHAMPION PARTS INC IL X X 05/14/03 CHARTER MUNICIPAL MORTGAGE ACCEPTANCE DE X X 05/14/03 CHARTER MUNICIPAL MORTGAGE ACCEPTANCE DE X X 05/12/03 CHITTENDEN CORP /VT/ VT X X 02/28/03 AMEND CHURCHILL DOWNS INC KY X 03/31/03 AMEND CITIZENS BANCSHARES CORP /GA/ GA X X 02/28/03 AMEND CLEAN HARBORS INC MA X 05/14/03 CLICKSOFTWARE TECHNOLOGIES LTD L3 X 05/14/03 CNH CAPITAL RECEIVABLES INC DE X X 05/12/03 COCA COLA ENTERPRISES INC DE X X 05/14/03 COLUMBUS SOUTHERN POWER CO /OH/ OH X X 05/14/03 COMMERCESOUTH INC DE X 05/09/03 COMPUTER ASSOCIATES INTERNATIONAL INC DE X X 05/14/03 CONTINENTAL AIRLINES INC /DE/ DE X X 05/14/03 CORRECTIONAL SERVICES CORP DE X 05/14/03 COVER ALL TECHNOLOGIES INC DE X X 05/14/03 COVEST BANCSHARES INC DE X X 05/14/03 CROSSTEX ENERGY LP DE X X 05/14/03 CROWN AMERICAN REALTY TRUST MD X 05/14/03 CSFB MORTGAGE BACKED PASS THROUGH CER DE X 05/14/03 CT COMMUNICATIONS INC /NC NC X X 05/14/03 CTI GROUP HOLDINGS INC DE X X 05/14/03 CWABS INC ASSET BACKED CERTIFICATES S DE X 04/29/03 CWMBS INC DE X X 05/12/03 CYGNUS INC /DE/ DE X X 05/14/03 CYSIVE INC DE X X 05/13/03 CYTOGEN CORP DE X X 05/14/03 DAG MEDIA INC NY X X 05/13/03 DAYTON SUPERIOR CORP OH X 05/13/03 DECODE GENETICS INC DE X X 05/14/03 DELCO REMY INTERNATIONAL INC DE X X 05/13/03 DETWILER MITCHELL & CO DE X 05/14/03 DIAMETRICS MEDICAL INC MN X X 05/14/03 DIGITAL RECORDERS INC NC X 05/14/03 DIXON TICONDEROGA CO DE X X 05/12/03 DOLLAR FINANCIAL GROUP INC NY X X 05/14/03 DORCHESTER MINERALS LP DE X 05/14/03 DRS TECHNOLOGIES INC DE X X 05/14/03 DRYCLEAN USA INC DE X X 05/14/03 DSL NET INC DE X 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