| Date Filed | Title |
| 12/29/2008 | EX-99.P CODE ETH of 485BPOS for VOYAGEUR TAX FREE FUNDS | |
| | COMPANY NAME(s) - [VOYAGEUR TAX FREE FUNDS (CIK - 733362 /SIC - Unspecified), VOYAGEUR TAX FREE FUNDS (CIK - 733362 /SIC - Unspecified)] |
| | Appendix A List of Mutual Funds/Collective Investment Vehicles subject to the Code of Ethics All Optimum Fund Trust Funds AssetMark Tax-Exempt Fixed Income Fund AST Capital Trust Company Delaware International Equity Trust Consulting Group Capital Markets Funds Large Capitalization Growth |
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| 12/29/2008 | 485BPOS for TEMPLETON GLOBAL SMALLER COMPANIES FUND | |
| | COMPANY NAME(s) - [TEMPLETON GLOBAL SMALLER COMPANIES FUND (CIK - 350900 /SIC - Unspecified), TEMPLETON GLOBAL SMALLER COMPANIES FUND (CIK - 350900 /SIC - Unspecified)] |
| | The investment manager s compliance staff also will supply the board yearly with a list of exceptions granted to the policy, along with an explanation of the legitimate business purpose of the Fund that is served as a result of the exception. Officers and Trustees The Fund has a board of trustees. |
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| 12/29/2008 | N-CSRS for DWS EQUITY TRUST | |
| | COMPANY NAME(s) - [DWS EQUITY TRUST (CIK - 1052427 /SIC - Unspecified)] |
| | (a) 1, 900 73, 625 Whiting Petroleum Corp.* (a) 2, 300 119, 577 2, 378, 691 Financials 20.1% Capital Markets 2.1% BlackRock, Inc. (a) 200 26, 268 Credit Suisse Group AG (ADR) (a) 2, 800 104, 720 State Street Corp. (a) 1, 900 82, 365 213, 353 Commercial Banks 4.9% Credicorp Ltd. (a) 1, 400 54, 978 PNC Financial |
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| 12/29/2008 | N-CSR for DELAWARE GROUP ADVISER FUNDS INC MD | |
| | COMPANY NAME(s) - [DELAWARE GROUP ADVISER FUNDS INC MD (CIK - 910682 /SIC - Unspecified)] |
| | $) Senior Secured Loans (continued) Graham Packaging International Term Tranche Loan B 5.744% 10/7/11 USD 2, 940, 596 $ 2, 399, 350 Term Tranche Loan C 6.884% 5/16/14 3, 899, 669 3, 324, 468 Hawker Beechcraft 2.701% 3/26/14 78, 469 50, 613 Hawker Beechcraft Term Tranche Loan B 5.762% 3/26/14 1, 339, 730 8 |
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| 12/29/2008 | N-CSR for CALAMOS INVESTMENT TRUSTIL | |
| | COMPANY NAME(s) - [CALAMOS INVESTMENT TRUSTIL (CIK - 826732 /SIC - Unspecified)] |
| | 6.875%, 06/01/14 77, 740 726, 035 Table Width Row BEGIN colindex=01 type=maindata colindex=02 type=gutter colindex=02 type=maindata colindex=03 type=gutter colindex=03 type=maindata Table Width Row END Schedule of Investments ANNUAL REPORT 101 See accompanying Notes to Schedule of Investments END |
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| 12/29/2008 | 424B3 for LendingClub Corp | |
| | COMPANY NAME(s) - [LendingClub Corp (CIK - 1409970 /SIC - 6199)] |
| | Member Payment Dependent Notes Series 369966 Series of Member Payment Dependent Notes Maximum aggregate principal amount offered Stated interest rate Service Charge Initial maturity Final maturity 369966 $11, 900 14.42% 1.00% Three years, four business days following issuance One year after initial |
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| 12/29/2008 | N-Q for DELAWARE GROUP INCOME FUNDS | |
| | COMPANY NAME(s) - [DELAWARE GROUP INCOME FUNDS (CIK - 27825 /SIC - Unspecified)] |
| | 000 990, 559 Williams 7.50% 1/15/31 476, 000 350, 647 17, 168, 499 Finance & Investments 1.06% Hartford Financial Services Group 8.125% 6/15/38 450, 000 224, 883 Leucadia National 8.125% 9/15/15 463, 000 412, 070 @#Nuveen Investments 144A 10.50% 11/15/15 1, 273, 000 350, 075 Silicon Valley Bank 6.05% 6/1/ |
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| 12/29/2008 | N-Q for DOMINI SOCIAL TRUST | |
| | COMPANY NAME(s) - [DOMINI SOCIAL TRUST (CIK - 851681 /SIC - Unspecified)] |
| | Inc 49, 200 4, 551, 000 Hudson City Bancorp Inc 396, 300 7, 454, 403 Huntington Bancshares Inc 759, 100 7, 173, 495 Ing Groep N.V. Sponsored ADR 191, 100 1, 779, 141 JP Morgan Chase & Co. 344, 430 14, 207, 738 2 END PAGE WIDTH PAGEBREAK BEGIN PAGE WIDTH Domini Social Equity Trust / PORTFOLIO OF INVESTMENTS |
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| 12/29/2008 | N-Q for HIGHMARK FUNDS MA | |
| | COMPANY NAME(s) - [HIGHMARK FUNDS MA (CIK - 811527 /SIC - Unspecified)] |
| | 200, 000 3, 676, 646 John Hancock Financial Services 5.625%, 12/01/08 3, 000, 000 2, 995, 929 Lehman Brothers Holdings, MTN 5.625%, 01/24/13 4, 000, 000 520, 000 Merrill Lynch, MTN 6.150%, 04/25/13 5, 000, 000 4, 613, 505 Morgan Stanley 6.750%, 04/15/11 5, 500, 000 5, 132, 166 UNUM Group 7.625%, 03/01/11 227, 000 |
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| 12/29/2008 | N-Q for PUTNAM INVESTMENT FUNDS | |
| | COMPANY NAME(s) - [PUTNAM INVESTMENT FUNDS (CIK - 932101 /SIC - Unspecified)] |
| | The) 69, 800 3, 648, 446 Lockheed Martin Corp. 28, 500 2, 423, 925 7, 176, 617 Airlines (0.5%) AMR Corp. |
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