Multi-hazard Loss Estimation Methodology Flood Model HAZUS¨MH MR3 User Manual Developed by: Department of Homeland Security Federal Emergency Management Agency Mitigation Division Washington, D.C. Under a contract with: National Institute of Building Sciences Washington, D.C. Foreword The research and development and studies that provided the basis for this publication were conducted pursuant to a contract with the Federal Emergency Management Agency (FEMA) by the: The National Institute of Building Sciences (NIBS) is a non-governmental, non-profit organization, authorized by Congress to encourage a more rational building regulatory environment, to accelerate the introduction of existing and new technology into the building process and to disseminate technical information. Copies of this report are available through the Federal Emergency Management Agency. For information contact FEMA @ http://www.fema.gov/plan/prevent/hazus/ or: FEMA Distribution Center P.O. Box 2012 Jessup, Maryland 20794-2012 Tel.: 1 800-480-2520 Fax: 301-362-5335 HAZUS¨ is a trademark of the Federal Emergency Management Agency. HAZUS-MH MR3 User Manual Acknowledgments HAZUS-MH, HAZUS-MH MR1, HAZUS-MH MR2 and HAZUS-MH MR3 Flood Model Methodology Development Flood Committee Chairman, Doug Plasencia, AMEC, Phoenix, Arizona Richard Boisvert, Cornell University, Ithaca, New York Dave Canaan, Mecklenburg County, Charlotte-Mecklenburg, North Carolina John Costa, Unites States Geological Survey, Portland, Oregon Joe Coughlin, DHS, EP&R Directorate (FEMA), Federal Insurance Administration, Washington, D.C. Darryl Davis, Corps of Engineers Hydrologic Engineering Center, Davis, California Neil Grigg, Colorado State University, Fort Collins, Colorado Howard Leikin, DHS, EP&R Directorate (FEMA), Federal Insurance Administration, Washington, D.C. Kenneth Lewis, KVL Consultants, Inc., Scottsdale, Arizona Randy Reiman, National Weather Service, Silver Spring, Maryland Spencer Rogers, North Carolina Sea Grant, Wilmington, North Carolina Ming Tseng, U.S. Army Corps of Engineers, Washington, D.C. Gilbert White, University of Colorado, Boulder, Colorado ABS Consulting, Irvine, California Charles Scawthorn, Principal-in-Charge; Paul Flores, Project Manager; Neil Blais, Assistant Project Manager; Hope Seligson, Donald Ballantyne, Stephanie Chang, Eric Tate, Fatih Dogan, Rick Ranous, Charles Huyck, Nancy Nishimoto, Jennifer Trudeau Consultants Michael Baker Jr., Inc., Glen Burnie, Maryland; Ed Mifflin, Adam Simcock, Kim Mueller, Katie Field, Claiborne Ashby, Will Thomas, Jim Murphy, Rebecca Quinn, Brendan Smith, Erin Lawrence; Jack Faucett Associates, Inc., Lafayette, California; Christopher Jones, Christopher P. Jones, P.E., Durham, North Carolina; Michael F. Lawrence, Kristin Noyes, H. Vicky Hsu HAZUS-MH MR3 User Manual Other Consultants Adam Rose, Penn State University, University Park, Pennsylvania; Harold Cochrane, Colorado State University, Fort Collins, Colorado; Jerry Steenson, Colorado State University, Fort Collins, Colorado; Kim Shoaf, University of California Los Angeles, Los Angeles, California Proof-of-Concept Communities The City of Austin, Texas; The City of Charlotte and Mecklenburg County, North Carolina; The City of Fort Collins and Larimer County, Colorado; The City and County of Grand Forks, North Dakota; The City of Pensacola Beach and Escambia County, Florida; The City and County of San Diego, California; The City of Scottsdale and Maricopa County, Arizona; The City of Wrightsville Beach and New Hanover County, North Carolina; Story County, Iowa; The Heinz Center Flood Model Software Development Software Committee Chairman, Dick Bilden, Consultant, Reston, Virginia Co-Chairman, Mike Haecker, Consultant, Austin, Texas Dan Cotter, Terrapoint, The Woodlands, Texas Gerry Key, Computer Sciences Corporation, San Diego, California Tracy Lenocker, Lenocker and Associates, Inc., Orange, California Kenneth Lewis, KVL and Associates, Inc., Scottsdale, Arizona Frank Opporto, DHS, EP&R Directorate (FEMA), Information Services Technology Division, Washington, D.C. Dirk Vandervoort, POWER Engineers, Inc., Boise Idaho Leslie Weiner-Leandro, DHS, EP&R Directorate (FEMA), Information Services Technology Division, Washington, D.C. ABS Consulting, Irvine, California Andrew Petrow, Project Manager; Nikolay Todorov, William Talamaivao, Y-Co Nguyen, Yamini Manickam, Liyuan Wu, Ray Kincaid, Phil Burtis, Kerry Zimmerman, Linda Wrigley, Laura Samant, Tom Montoya Consultants Fatih Dogan, Eric Tate, Neil Blais, Kavin Keratikasama, Sheetal Gawalpanchi, Dennis Singer, Srivatsava Sunkara, Vidya Prasad, Jacob Varghese, Nilanjin Battacharya, Raj Cherikuri, Narayan Sakhamuri Special thanks to ESRI for its assistance in coordinating ArcGIS and Spatial Analyst with the Flood Model. Special thanks to the Flood Model User Group, consisting of ASFPM and other community officials, who provided guidance to the methodology and software design process. Their assistance was invaluable, but the list is too extensive to identify all of the participants individually. Acknowledgments Beta Test Subcommittee Ð HAZUS-MH Darryl Davis, Corps of Engineers Hydrologic Engineering Center, Davis, California Neil Grigg, Colorado State University, Fort Collins, Colorado Charles Kircher, Kircher & Associates, Palo Alto, California Tracy Lenocker, Lenocker and Associates, Inc., Orange, California Ken Lewis, KVL and Associates, Inc., Scottsdale, Arizona Masoud Zadeh, Consultant, San Jose, California Beta Test Communities Ð HAZUS-MH Division of Emergency Management, Tallahassee, Florida; Washington State Emergency Management, Camp Murray, Washington; Whatcom County Public Works, Bellingham, Washington; Johnson County, Olathe, Kansas; Mecklenburg County Stormwater Services, Charlotte, North Carolina; Louisiana State University, Baton Rouge, Louisiana; Charleston County Building Services, North Charleston, South Carolina Beta Test Subcommittee Ð HAZUS-MH MR1 Douglas Bausch, Department of Homeland Security, Emergency Preparedness and Response Directorate (FEMA), Washington, D.C. Richard Eisner, Governor's Office of Emergency Services, Oakland, California John Knight, South Carolina Emergency Management Division, Columbia, South Carolina Kevin Mickey, The Polis Center, Indianapolis, Indiana Mark Neimeister, Delaware Geological Survey, Newark, Delaware Lynn Seirup, New York City Office of Emergency Management, New York, New York Beta Test Subcommittee Ð HAZUS-MH MR2 Douglas Bausch, Department of Homeland Security, Federal Emergency Management Agency, Washington, D.C. John Knight, South Carolina Emergency Management Division, Columbia, South Carolina Kevin Mickey, The Polis Center, Indianapolis, Indiana Joe Rachel, Department of Homeland Security, Federal Emergency Management Agency, Washington, D.C. Ken Wallace, Department of Homeland Security, Federal Emergency Management Agency, Washington, D.C. Bryan Siltanen, Advanced Systems Development, Inc., Arlington, VA Beta Test Subcommittee Ð HAZUS-MH MR3 Douglas Bausch, Department of Homeland Security, Federal Emergency Management Agency, Washington, D.C. John Buechler, The Polis Center, Indianapolis, IN Susan Cutter, Hazards and Vulnerability Research Institute, University of South Carolina, Columbia, SC Aiju Ding, CivilTech Engineering, Inc., Cypress, TX Craig Eissler, Geo-Tech Visual Power Tec Texas Geographic Society, Austin, TX Melanie Gall, Hazards and Vulnerability Research Institute, University of South Carolina, Columbia, SC Shane Hubbard, The Polis Center, Indianapolis, IN HAZUS-MH MR3 User Manual David Maltby, Geo-Tech Visual Power Tech/First American Flood Data Services, Austin, TX Kevin Mickey, The Polis Center, Indianapolis, IN David Niel, APPTIS Inc., McLean, VA Jack Schmitz, The Polis Center, Indianapolis, IN Bryan Siltanen, APPTIS Inc., McLean, VA Hilary Stephens, Greenhorne & O'Mara, Inc., Laurel, MD Eric Tate, Hazards and Vulnerability Research Institute, University of South Carolina, Columbia, SC HAZUS-MH and HAZUS-MH MR2 Shell Development PBS&J, Atlanta, Georgia Mourad Bouhafs, Program Manager; Pushpendra Johari, Sandeep Mehndiratta Special thanks to ESRI for its assistance in coordinating ArcGIS with HAZUS-MH MR2. Project Sponsorship and Oversight Department of Homeland Security, FEMA, Mitigation Division, Washington, D.C. Frederick Sharrocks, Section Chief, Assessment & Plan for Risk; Cliff Oliver, Chief, Risk Assessment Branch; Edward Laatsch, Chief, Building Science and Technology; Eric Berman, Project Officer; Claire Drury, Project Officer; Paul Tertell, Michael Mahoney, Stuart Nishenko, Scott McAfee, Paul Bryant FEMA Technical Monitors Douglas Bausch, FEMA Region 8; Mark Crowell, Physical Scientist; John Ingargiola, Douglas Bellemo, Allyson Lichtenfels, Divisional Coordination Project Management National Institute of Building Sciences, Washington, D.C. Philip Schneider, Director, Multihazard Loss Estimation Methodology Program; Barbara Schauer, Senior Project Manager Acknowledgments Message to Users The HAZUS Flood Model produces loss estimates for vulnerability assessments and plans for flood risk mitigation, emergency preparedness, and response and recovery. The methodology deals with nearly all aspects of the built environment, and a wide range of losses. The user can evaluate losses from a single flood event, or for a range of flood events allowing for annualized estimates of damages. Using the extensive national databases that are embedded in HAZUS, users can make general loss estimates for a region. These databases contain information such as demographic aspects of the population in a study region, square footage for different occupancies of buildings, and numbers and locations of bridges. The HAZUS methodology and software are flexible enough so that locally developed inventories and other data that more accurately reflect the local environment can be substituted, resulting in improved loss estimates. The methods within the HAZUS Flood Model are commonly used by federal, state, and local agencies for planning studies and are considered Òreasonable.Ó Uncertainties are inherent in any loss estimation methodology. They arise in part from incomplete scientific knowledge concerning floods and their effects upon buildings and facilities. They also result from the approximations that are necessary for comprehensive analyses. Factors such as incomplete or inaccurate inventories of the built environment, demographics and economic parameters can result in a range of uncertainty of two or more in loss estimates produced by the HAZUS Flood Model. Users should be aware of the following specific limitations: ¥ While the HAZUS Flood Model can be used to estimate losses for an individual building, the results must be considered as average for a group of similar buildings. ¥ When using embedded inventories, accuracy of losses associated with lifelines may be less than for losses from the general building stock. The embedded databases and assumptions used to characterize the lifeline systems in a study region are necessarily incomplete and oversimplified. ¥ The Flood Model performs its analysis at the census block level with small numbers of buildings. Damage analysis of these small numbers makes the Flood Model more sensitive to rounding errors. These results should be used with suitable caution. HAZUS-MH MR3 User Manual HAZUS should still be regarded as a work in progress. Additional damage and loss data from actual floods and further experience in using the software will contribute to improvements in future releases. To assist us in further improving HAZUS, users are invited to submit comments on methodological and software issues by letter, fax or e-mail to: Philip Schneider Eric Berman National Institute of Building Sciences Department of Homeland Security 1090 Vermont Ave., N.W. Federal Emergency Management Agency Washington, DC 20005 Mitigation Division Tel: 202-289-7800 ext. 127 500 C Street, S.W. Fax: 202-289-1092 Washington, DC 20472 E-Mail: HAZUSGenHelp@nibs.org Tel: 202-646-3427 Fax: 202-646-2787 E-mail: Eric.Berman@dhs.gov Message to Users Limitations of the HAZUS-MH MR3 Software Installation ¥ HAZUS-MH MR3 is certified to run on ArcGIS 9.2 SP2. Tests have shown that HAZUS-MH MR3 is unable to fully function on the ArcGIS 9.2 platform only, SP1 is required, but SP2 is preferable. ArcGIS 9.2 SP2 is available from the ESRI website. ¥ HAZUS-MH MR3 is certified to run on MS Windows 2000 SP2, SP3 and SP4 and Windows XP SP1 and SP2. A user is allowed to install HAZUS-MH MR3 on MS Windows 2000 and XP for Service Packs higher than SP4 and SP2 respectively, but HAZUS-MH MR3 is not certified to work flawlessly with those service packs. ¥ HAZUS-MH MR3 must be uninstalled only with the Windows Add/Remove Programs utility. For details on uninstalling, please consult the User Manuals. ¥ Users who plan to operate HAZUS-MH MR3 in a network environment will be able to perform HAZUS operations, such as importing, but not study region creation. Study Region Size ¥ The database management system of HAZUS-MH MR3 is SQL Server 2005 Express Edition. This system has a size limit of 4 GB per database, which limits the size of the regions to 90,000 census blocks for a Riverine or Coastal flood analysis. Ninety thousand census blocks approximates four counties and is equivalent to an area with a population of about 9 million. For a multi-hazard study region that includes data for all three hazards, the 4 GB limit will permit an even smaller study region. To work around this, the full version of Microsoft SQL Server must be used (see Appendix H in the User Manual). ¥ Multihazard loss analysis capability is limited to the 23 states that experience hurricane, flood and earthquake hazards and requires that the user first run annualized losses for each of the three hazards. ¥ To maximize the size of the study region that may be analyzed, set the virtual memory size from a minimum of 2048 MB to a maximum of 4096 MB. For the earthquake model, the virtual memory size may be increased from a minimum of 1024 MB to a maximum of 2048 MB for optimal operation. Here are the steps for setting the virtual memory size (in Windows XP. See page 2-17 for Windows 2000): 1- Click on Start | Settings | Control Panel | System 2- Click on the Advanced Tab 3- Click on the Settings button under the Performance group HAZUS-MH MR3 User Manual 4- Click on the Advanced tab 5- Click the Change button under Virtual Memory 6- Replace the initial and maximum values 7- Click Set then OK three times to exit to the main screen ¥ To speed up the study region aggregation process, state databases can be copied to the local hard-disk. If necessary, the Registry can be updated so that HAZUS-MH looks to the location where you copied the data on the local hard disk rather than to the default DVD location. The HAZUS-MH MR3 installation allows the user to specify the folder where the state data will be copied through the "Choose Data Path" dialog in the installation wizard. If, at the time of installation, the user specifies the folder where the data will be copied after installation, they only need to perform Step 1 as described below. If at the time of installation the User does not specify the folder where the state data will be copied by the user after installation, or if they want to change the folder specified during installation, then Steps 2 through 4 for updating the Registry should be completed. NOTE: The "Choose Data Path" dialog in the installation process only specifies the folder where the state data will be copied by the user from the DVD after installation has completed. This dialog doesn't copy the data from the DVD to the specified folder; that has to be done manually by the user after installation. 1- Copy one or more of the state data folders (e.g., NC1), both the DVD identification files (e.g., D1.txt ^ 4.txt) and "syBoundary.mdb" from the Data DVD to a folder on your hard drive (e.g., D:\HAZUSData\). As an example, the following graphic illustrates how the data for the state of South Carolina would be organized under the HAZUS Data folder. 2- Next, point the program to the data folder on your local hard drive. To do this, click the "Start" button and select "Run" to open the Run window, type "regedit" in the Run window edit box and click the "OK" button to open the Registry Editor. Navigate through the folders listed in the Registry Editor to the following location: HKEY_LOCAL MACHINE | SOFTWARE | FEMA | HAZUS-MH | General 3- Now look at the right side of the window and find the entry called "DataPath1". Double click on "DataPath1" to open the Edit String window and enter the full name of the folder on the hard drive that contains the data copied from the DVDs in the edit box. Click the OK button to update the DataPath1 value. Limitations of the HAZUS-MH MR3 Software IMPORTANT: Make sure the path ends with a "\" and do not change any of the other registry settings. 4- Close the Registry Editor by choosing Exit from the File menu of the Registry Editor. Capabilities ¥ Transferring data, including importing study regions, from HAZUS99, HAZUS99-SR1, HAZUS99-SR2, HAZUS-MH and HAZUS-MH MR1 to HAZUS-MH MR3 will require the assistance of technical support. ¥ Except for Puerto Rico, inventory data are unavailable for the U.S. held territories. ¥ Due to lack of default data, Riverine users in the States of Hawaii and Alaska and Puerto Rico will be unable to perform hydrologic analyses. These users may still compute Riverine flood hazard; however, options of specific return period and suite of return periods will be unavailable. Instead specific discharge should be selected. ¥ Components of independently developed data sets in the default inventory data might not line up on maps, for example, the placement of bridges and roads, and facilities. This situation can be addressed by updating the default inventory data with user supplied data. ¥ When running the hydrology analysis the recommended limitation is 150 reaches to ensure function completion. ¥ When running the hydraulic (Delineate Floodplain) analysis, the recommended limitation is 24-reaches for the suite and 90-reaches for single discharge or single return period, assuming the machine has 2 GB of RAM. ¥ Running the General Building Stock analysis might require 1 to 3 hours analysis time. ¥ The flood date (Analysis -> Parameters -> Agricultural...) needs to be set before running the agricultural analysis (Analysis -> Run -> Agricultural Products). Failure to do so will result in a message during analysis that will require interaction and will likely delay completing the batch of selected analyses. ¥ The coastal What Ifs, Long-term Erosion and Shore Protection features are disabled. BIT and InCAST ¥ In the Flood Model, BIT does not allow mapping from specific to general building types. ¥ Since InCAST development predated the development of the Flood Model in HAZUSMH, data types used for different types of hazard specific data in InCAST are not compatible with those used in HAZUS-MH MR3. Additionally, InCAST does not capture all hazard specific attributes used in HAZUS-MH MR3. HAZUS-MH MR3 User Manual InCAST can be used to capture flood hazard data which can be imported into HAZUSMH MR3 from hzIncast table. However, the following fields should not be imported: BldgType, Kitchen, Dinning and Sleeping. Technical Support ¥ Technical support is available via telephone, e-mail, or FAX. The numbers and addresses are listed on the HAZUS software package and under the Help menu in the software. Information on HAZUS updates, software patches, and FAQs are available at http://www.fema.gov/plan/prevent/hazus/index.shtm/. Limitations of the HAZUS-MH MR3 Software WhatÕs New in HAZUS Ð Flood Model Due to numerous changes in the hazard that impacts final results, it is recommended that users build and analyze new study regions rather than import existing study regions. The most important of these changes are shown below. WhatÕs New in HAZUS-MH MR1 Data ¥ Updated valuations for the general building stock. Methodology ¥ Optimized riverine and coastal flooding hazard characterization Other Features ¥ Operation on the new ArcGIS 9.0 SP1 platform ¥ Improved integration with the underlying ArcGIS platform. ¥ Capability to run HAZUS-MH MR1 without administrative rights. ¥ Flood Information Tool (FIT) integrated into the HAZUS-MH MR1 installation. ¥ Capability to utilize third-party tools. WhatÕs New in HAZUS-MH MR2 Data ¥ 2005 valuation data for all occupancy classes. ¥ Means location factors for residential and non-residential occupancies on a county basis. ¥ Updated and validated valuation data for single-family residential housing and manufactured housing based on comparisons with other national databases. ¥ Zeros substituted for any negative values calculated for the daytime, nighttime, working commercial, working industrial and commuting populations. ¥ Construction age and values by decade for every census block with floor area (square footage). Methodology ¥ Capability to create study regions larger than four counties using the full version of SQL Server. (The 90,000 census block limit, which approximates four counties, is still applicable to study regions created with SQL Server MSDE with its 2 GB size limit.) Other Features ¥ Keyboard operation of all user interface operations with some exceptions. ¥ Operation on the ArcView 9.1 SP1 platform. ¥ Certified on Windows XP SP2. ¥ Operation on the MDAC 2.8 data access engine from Microsoft. HAZUS-MH MR3 User Manual WhatÕs New in HAZUS-MH MR3 Data ¥ Commercial data updated to Dun & Bradstreet 2006. ¥ Building valuations updated to R.S. Means 2006. ¥ Building counts based on census housing unit counts for RES1 (single-family dwellings) and RES2 (manufactured housing) instead of calculated building counts. Methodology ¥ User-supplied flood maps and flood depth grids import into the Òquick lookÓ and Òenhanced quick lookÓ functions. ¥ Optimized building analysis. ¥ Revised hazard menu graphic user interface. Other Features ¥ Operation on the ArcView 9.2 SP2 platform. ¥ Operation on Microsoft SQL Server 2005 Express. ¥ Operation on the MDAC 2.8 SP1 data access engine from Microsoft. ¥ Operation on FarPoint Spread 7 Ð Spreadsheet. ¥ Operation on Crystal Reports 11. ¥ Enhancements to the existing aggregation routines to reflect improved procedures for processing study region information. WhatÕs New in HAZUS Ð Flood Model CHAPTER 1 INTRODUCTION TO THE FLOOD LOSS ESTIMATION METHODOLOGY......................................................................................................... 1-1 1.1 Overview of the Methodology................................................................................................................ 1-1 1.2 Flood Hazards Considered in the Methodology .....................................................................................1-3 1.3 Types of Buildings and Facilities Considered ........................................................................................ 1-3 1.4 Levels of Analysis ................................................................................................................................. 1-4 1.5 Assumed Levels of Expertise of Users................................................................................................... 1-8 1.6 When to Seek Help................................................................................................................................ 1-8 1.7 Methodology Results............................................................................................................................. 1-9 1.8 Uncertainties in Loss Estimation...........................................................................................................1-11 1.9 Applications of the Results....................................................................................................................1-11 1.10 Organization of the Manual...................................................................................................................1-12 CHAPTER 2 INSTALLING AND STARTING HAZUS-MH MR3 .............................. 2-1 2.1 System and Software Requirements ....................................................................................................... 2-1 2.2 Installation ............................................................................................................................................. 2-2 2.3 Upgrading from HAZUS99 to HAZUS-MH.......................................................................................... 2-9 2.4 Starting the Program.............................................................................................................................2-10 2.5 Uninstalling the Program.......................................................................................................................2-10 2.6 Program Basics.....................................................................................................................................2-12 2.6.1 Menu Bar .........................................................................................................................................2-12 2.6.2 Tool Bar...........................................................................................................................................2-15 2.7 Limitations for Use for HAZUS-MH MR3 ...........................................................................................2-15 CHAPTER 3 RUNNING HAZUS FLOOD WITH DEFAULT DATA..........................3-1 3.1 Defining the Study Region ..................................................................................................................... 3-1 3.2 Examining Inventory Data...................................................................................................................... 3-7 3.2.1 Inventory Menu Items........................................................................................................................ 3-8 3.2.2 General Building Stock...................................................................................................................... 3-8 3.2.3 Essential Facilities ............................................................................................................................3-20 HAZUS-MH MR3 User Manual 3.2.4 High Potential Loss Facilities ...........................................................................................................3-21 3.2.5 User-Defined Facilities .....................................................................................................................3-22 3.2.6 Transportation Systems.....................................................................................................................3-23 3.2.7 Utility Systems.................................................................................................................................3-24 3.2.8 Hazardous Materials .........................................................................................................................3-25 3.2.9 Demographics..................................................................................................................................3-26 3.2.10 Agriculture Products ....................................................................................................................3-26 3.2.11 Vehicle Data................................................................................................................................3-28 3.2.12 View Classification.....................................................................................................................3-30 3.2.13 Showing Tabular Data on Map ....................................................................................................3-30 3.2.14 Printing Tabular Data...................................................................................................................3-32 3.3 Defining the Flood Hazard ....................................................................................................................3-32 3.3.1 Selecting the Flood Hazard Type......................................................................................................3-33 3.3.2 Defining Topography.......................................................................................................................3-34 3.3.3 Download DEM Data from USGS ...................................................................................................3-34 3.3.4 Incorporate DEM Data......................................................................................................................3-43 3.3.5 Import Other User Data ....................................................................................................................3-46 3.3.6 Riverine ...........................................................................................................................................3-48 3.3.7 Coastal .............................................................................................................................................3-61 3.3.8 Riverine and Coastal........................................................................................................................3-74 3.3.9 Using Hazard What-Ifs .....................................................................................................................3-75 3.3.10 Using Quick Look........................................................................................................................3-79 3.3.11 Using Enhanced Quick Look .......................................................................................................3-80 3.4 Running an Analysis Using Default Data..............................................................................................3-81 3.4.1 Viewing Damage Functions..............................................................................................................3-81 3.4.2 Viewing Restoration Functions.........................................................................................................3-89 3.4.3 Setting Analysis Parameters .............................................................................................................3-89 3.4.4 Flood Warning.................................................................................................................................3-97 3.4.5 Annualized Loss ...............................................................................................................................3-99 3.4.6 Quick Look and Enhanced Quick Look..........................................................................................3-100 3.4.7 Running an Analysis.......................................................................................................................3-101 3.5 Viewing Analysis Results....................................................................................................................3-103 3.5.1 Selecting a Case Study to View Results .........................................................................................3-103 3.5.2 View Tabular Results......................................................................................................................3-104 3.5.3 View Mapped Results.....................................................................................................................3-105 3.5.4 Other Results .................................................................................................................................3-106 Table of Contents 3.5.5 Print Reports ..................................................................................................................................3-107 3.6 Default Databases...............................................................................................................................3-108 CHAPTER 4 DATA NEEDED FOR A MORE COMPLETE LOSS ESTIMATION STUDYÉÉÉÉÉ ....................................................................................................... 4-1 4.1 Developing an Inventory ........................................................................................................................ 4-1 4.1.1 Inventory Components...................................................................................................................... 4-1 4.1.2 Approach .......................................................................................................................................... 4-3 4.1.3 Classification Systems ....................................................................................................................... 4-4 4.2 Improving Flood Hazard Data................................................................................................................ 4-5 4.2.1 Riverine Capabilities......................................................................................................................... 4-6 4.2.2 Coastal Capabilities ........................................................................................................................... 4-6 CHAPTER 5 UPDATING HAZUS INVENTORY DATA (COLLECTING DATA)......5-1 5.1 Sources of Information ........................................................................................................................... 5-1 5.1.1 General Building Stock...................................................................................................................... 5-2 5.1.2 Occupancy to Building Type Relationships....................................................................................... 5-5 5.1.3 Essential Facilities ............................................................................................................................. 5-5 5.1.4 Used-Defined Facilities ..................................................................................................................... 5-6 5.1.5 Demographics................................................................................................................................... 5-6 5.1.6 Direct Economic Loss Parameters ..................................................................................................... 5-6 5.2 Collecting Inventory Data ...................................................................................................................... 5-8 CHAPTER 6 UPDATING INVENTORY DATA: ENTERING AND MANAGING DATAÉÉÉÉÉÉÉÉÉÉÉÉÉÉÉÉÉÉÉÉÉÉÉÉÉÉÉÉÉÉÉÉÉÉ..6-1 6.1 Importing Features and Files .................................................................................................................. 6-1 6.1.1 Importing Site-Specific Data Files..................................................................................................... 6-1 6.1.2 The Import Database Utility .............................................................................................................. 6-3 6.1.3 Pre-processing Inventory Point Data ................................................................................................. 6-5 6.2 Adding Records to Site Specific Databases...........................................................................................6-10 6.2.1 Adding Features Using the Study Region Map.................................................................................6-11 6.2.2 Adding Records to the Attribute Table.............................................................................................6-13 6.2.3 Errors When Adding Records...........................................................................................................6-14 6.3 Deleting Records from Site Specific Databases ....................................................................................6-14 6.4 Editing Records ....................................................................................................................................6-15 HAZUS-MH MR3 User Manual xx 6.5 Adding Lifeline Segments .....................................................................................................................6-15 CHAPTER 7 MODIFYING INVENTORY DATA ....................................................... 7-1 7.1 Modifying General Building Stock Data................................................................................................ 7-1 7.1.1 Building Square Footage, Count and Occupancy Category............................................................... 7-1 7.1.2 Building Financial Data..................................................................................................................... 7-1 7.1.3 Edit General Building Stock (GBS) Tables ....................................................................................... 7-2 7.1.4 Import Data File................................................................................................................................ 7-2 7.1.5 General Occupancy Mapping ............................................................................................................ 7-2 7.1.6 Flood Specific Occupancy Mapping.................................................................................................. 7-5 7.2 Modifying Facilities, Lifeline and Hazardous Materials Data................................................................ 7-8 7.2.1 Edit Facilities, Lifeline and Hazardous Materials Tables .................................................................. 7-8 7.2.2 Importing Site Specific Data through Open Database Connectivity (ODBC)..................................7-10 7.2.3 Import Data File to HAZUS .............................................................................................................7-20 CHAPTER 8 BUILDING DATA IMPORT TOOL ...................................................... 8-1 8.1 Getting Your Data in the Right Format .................................................................................................. 8-1 8.2 Starting BIT........................................................................................................................................... 8-1 8.3 Specifying the Input File ........................................................................................................................ 8-2 8.3.1 Importing an ASCII Delimited Database...........................................................................................8-2 8.3.2 Importing a *.mdb Database.............................................................................................................. 8-5 8.4 Mapping Fields...................................................................................................................................... 8-5 8.5 Categorizing Data.................................................................................................................................8-10 8.5.1 Categorizing Number of Stories Data...............................................................................................8-11 8.5.2 Categorizing Year Built Data............................................................................................................8-12 8.5.3 Categorizing Occupancy Class Data.................................................................................................8-13 8.5.4 Categorizing Building Type Data .....................................................................................................8-15 8.5.5 Categorizing Design Level (Optional)..............................................................................................8-17 8.5.6 Categorizing Floor Area ...................................................................................................................8-19 8.5.7 Categorizing Building Value ............................................................................................................8-19 8.5.8 Categorizing Content Values ............................................................................................................8-20 8.6 Aggregating the Database Statistics ......................................................................................................8-20 8.7 BIT-MH Results ...................................................................................................................................8-21 Table of Contents CHAPTER 9 OVERVIEW OF THE FLOOD INFORMATION TOOL (FIT) PROCESSÉÉÉÉÉÉÉÉÉÉÉÉÉÉÉÉÉÉÉÉÉÉÉÉÉÉÉÉÉÉÉÉ..9-1 9.1 Riverine Methodology........................................................................................................................... 9-1 9.1.1 Input Floodplain Boundary................................................................................................................ 9-1 9.1.2 Centerline of Flow ............................................................................................................................. 9-1 9.1.3 Bounding Polygon ............................................................................................................................. 9-1 9.1.4 Non-Conveyance Areas ..................................................................................................................... 9-2 9.1.5 Interpolation of Additional Hazard Grids .......................................................................................... 9-2 9.1.6 Modeling Tips................................................................................................................................... 9-2 9.2 Coastal Methodology............................................................................................................................. 9-2 9.2.1 Shoreline Characterization................................................................................................................ 9-2 9.2.2 Frontal Dune Erosion........................................................................................................................ 9-3 9.2.3 Output Hazard Grids.......................................................................................................................... 9-3 CHAPTER 10 RUNNING HAZUS FLOOD WITHUSER SUPPLIED DATA............10-1 10.1 Defining the Study Region ....................................................................................................................10-1 10.2 Defining the Inventory Data ..................................................................................................................10-1 10.3 Defining the Hazard ..............................................................................................................................10-1 10.4 Damage Functions................................................................................................................................10-2 10.5 Restoration Time ..................................................................................................................................10-4 10.6 Analysis Parameters ..............................................................................................................................10-5 10.6.1 Debris Parameters ........................................................................................................................10-6 10.6.2 Casualties Parameters ..................................................................................................................10-7 10.6.3 Shelter Parameters.......................................................................................................................10-7 10.6.4 Agricultural Parameters ...............................................................................................................10-8 10.6.5 Direct Economic Loss Parameters ...............................................................................................10-9 10.6.6 Indirect Economic Loss Module with a Synthetic Economy .......................................................10-9 10.6.7 Running the Indirect Economic Loss Module with IMPLAN Data...........................................10-14 CHAPTER 11 VIEWING AND REPORTING THE RESULTS..................................11-1 11.1 Guidance for Reporting Loss Results ....................................................................................................11-1 11.2 Hazard Results......................................................................................................................................11-2 11.3 General Building Stock .........................................................................................................................11-3 HAZUS-MH MR3 User Manual xxii 11.4 Essential Facilities ................................................................................................................................11-4 11.5 User-Defined Facilities.........................................................................................................................11-5 11.6 Debris ...................................................................................................................................................11-5 11.7 Shelter...................................................................................................................................................11-6 11.8 Buildings Economic Loss......................................................................................................................11-7 11.9 Summary Reports .................................................................................................................................11-8 CHAPTER 12 REFERENCES.................................................................................. 12-1 Appendices A. Verifying HAZUS Installation B. Flood Specific Building Classification System C. Using HAZUS for Specific Policy Applications D. Flood Specific Table Data Dictionary E. GIS Data Dictionary F. ALOHA / MARPLOT Integration with HAZUS G. FLDWAV / FLOODVIEW Integration with HAZUS H. Running HAZUS with SQL Server 2005 Table of Contents Chapter 1 Introduction to the Flood Loss Estimation Methodology 1.1 Overview of the Methodology HAZUS provides nationally applicable, standardized methodologies for estimating potential wind, flood, and earthquake losses on a regional basis. HAZUS can be used to conduct loss estimation for floods and earthquakes, and contains a preview model for hurricane loss estimation. The multi-hazard HAZUS is intended for use by local, state, regional officials, and consultants to assist mitigation planning and emergency response and recovery preparedness. For some hazards, HAZUS can also be used to prepare real-time estimates of damages during or following a disaster. The HAZUS Flood Model is for floodplain managers, their contractors, and others who are responsible for protecting citizens and property from the damaging affects of flooding. It is an integrated system for identifying and quantifying flood risks based on state-of-the-art analysis. It provides an analytic, decision support tool to help communities make informed decisions regarding land use within their flood prone areas. An overall schematic of the HAZUS Flood Model methodology is presented in Figure 1.1. HAZUS-MH MR3 User Manual Figure 1.1 Flood Model Schematic As shown in this figure, the Flood Model methodology consists of two basic analytical processes: Potential Earth Science Hazards, in this case the flood hazard analysis, and damage analysis, in this case the flood loss estimation analysis. In the hazard analysis phase, characteristics such as frequency, discharge, and ground elevation are used to model the spatial variation in flood depth and velocity. During the loss estimation phase, structural and economic damage is calculated based on the results of the hazard analysis through the use of vulnerability curves. Model results can then be conveyed to the user via a series of reports and maps. The HAZUS software requires ArcGIS 9.2 to run and the flood model requires the associated spatial analyst extension. After study region aggregation, the program runs efficiently on a desktop computer. This manual gives detailed instructions for using the HAZUS program, but assumes that users have some proficiency with Geographic Information Systems (GIS) software. Chapter 1. Introduction to the Flood Loss Estimation Methodology 1.2 Flood Hazards Considered in the Methodology The HAZUS Flood Model analyzes both Riverine and coastal flood hazards. Flood hazard is defined by a relationship between depth of flooding and the annual chance of inundation to that depth. Depth, duration and velocity of water in the floodplain are the primary factors contributing to flood losses. Other hazards associated with flooding that contribute to flood losses include channel erosion and migration, sediment deposition, bridge scour and the impact of flood-born debris. The HAZUS Flood Model allows users to estimate flood losses due to depth of flooding although Level 1 users can develop order of magnitude losses due to flood velocity to the general building stock (GBS). The agriculture component will allow the user to estimate a range of losses to account for flood duration. The flood model does not estimate the losses due to high velocity flash floods at this time. Flood warning is one offsetting component to the primary flood damage factors identified above. The flood model allows the user to perform Òwhat-if?Ó analyses to identify what percentage of losses avoided may make a warning system beneficial. This methodology follows the U.S. Army Corps of Engineers approach using the ÒDayÓ curves. In different contexts, flood hazard may have different meanings. Hazard can mean risk in some contexts and it can mean a source of danger in others. The hazard may be that an area is inundated about once every 10 years (risk) or it may be that an area is subject to flood depths ranging from 5 to 10 feet (source of danger). Flood frequency studies combine these ideas and define flood hazard in terms of the chance that a certain magnitude of flooding is exceeded in any given year. Flood magnitude is usually measured as a discharge value, flood elevation, or depth. For example one may refer to the 100-year flood elevation. It is the elevation, at the point of interest, that has a one percent (1%) annual chance of being exceeded by floodwater. Using the flood frequency convention, flood hazard is defined by a relation between depth of flooding and the annual chance of inundation greater than that depth. The relation is called a depth-frequency curve. 1.3 Types of Buildings and Facilities Considered An important requirement for estimating losses from floods is the identification and valuation of the building stock, infrastructure, and population exposed to flood hazard (i.e., an inventory.) Consequently, the HAZUS Flood Model uses a comprehensive inventory in estimating losses. This inventory serves as the default when a user does not have better data available. The inventory consists of a proxy for the general building stock in the continental United States. Additionally, the model contains national data for essential facilities (e.g., police stations), high potential loss facilities (e.g., dams), selected transportation (e.g., highway bridges) and lifeline systems (e.g., potable water treatment plants), demographics, agriculture products (e.g., corn), and vehicles. This inventory is used to estimate damage (%), and the direct economic losses for some elements (i.e., the general building stock) or the associated impact to functionality for essential facilities. HAZUS-MH MR3 User Manual 1-4 The Earthquake ModelÕs general building stock is currently available at the census tract level, but increased resolution is needed to support the Flood Model. The census block was chosen as the level of aggregation due to its relatively small geographic size and the capability of the census to identify data at that level of detail. As the census data only provides sufficient information for the development of the residential structures data, Dun & Bradstreet (D&B) provided data for non-residential structures at the census block level. 1.4 Levels of Analysis The Flood Model is designed for three levels of analysis: Level 1 This is the simplest type of analysis requiring minimum effort by the user. It is based primarily on data provided with the software (e.g., census information, broad regional patterns of foundation distributions and no floodplain code adoption, etc.). The user is not expected to have extensive technical knowledge. While the methods require some user supplied input to run, the type of input required could be gathered by contacting government agencies or by referring to published information. At this level, estimates will be crude and will be appropriate as initial loss estimates to determine where detailed analyses are warranted. Some components of the methodology cannot be performed in a Default Data Analysis since they require more detailed inventory than that provided with the methodology. The following are not included in the Default Data Analysis: damage/loss due to ground failure or erosion (riverine only), damage/loss due to earthquake driven flooding such as tsunamis or seiche, damage/loss due to dam failure. At this level, the user has the option (not required) to enter information about their own local facilities in lieu of using the default point facilities (e.g., essential facilities). The user also has the option to replace the general building stock utilizing tools provided with HAZUS. One week to one month would be required to collect relevant information depending on the size of the region and the level of detail the user desires. Level 2 analysis improves level 1 results by considering additional data that are readily available or can be easily converted or computed to meet methodology requirements. In Level 2, the user may need to determine parameters from published reports or maps as input to the model. It requires more extensive inventory data and effort by the user than the Default Data Analysis. The purpose of this type of analysis is to provide the user with the best estimates of flood damage/loss that can be obtained using the standardized methods of analysis included in the methodology. Flood Model users will be required to use the Flood Information Tool (FIT) to pre-process their flood hazard data for use in the Flood Model. This is to ensure consistency in their local data and format the data to be read by the Flood Model. It is likely that the user will need to employ consultants to assist in the implementation of certain methods. For example, knowledgeable users of hydrology and hydraulics models are required to define flood elevations. All components of the methodology can be performed at this level, with the exception of the velocity analysis, and the best results would be based on locally (user) developed inventories. As the user provides more complete data, the quality of the analysis and results improve. Depending on the size of the region and the level of detail desired by the user, one to six months would be required to obtain the required input for this type of analysis. Chapter 1. Introduction to the Flood Loss Estimation Methodology Level 3 analyses require extensive efforts by the user in developing information on the flood hazard and the measure of exposure. This type of analysis incorporates results from engineering and economic studies carried out using methods and software not included within the methodology. At this level, one or more technical experts are required to acquire data, perform detailed analyses, assess damage/loss, and assist the user in gathering extensive inventory data. It is anticipated that at this level there will be extensive participation by local utilities and owners of special facilities. There is no standardized Advanced Data and Models Analysis study. The quality and detail of the results depend upon the level of effort. Six months to two years would be required to complete an Advanced Data and Models Analysis. Each subsequent level builds on and adds to the data and analysis procedures available in previous levels. Figure 1.2 provides a graphic representation of the various levels of analysis and the subsequent user sophistication to achieve that level of analysis. Figure 1.2 Levels of Analysis and User Sophistication The attributes of the model for each level of analysis and examples of typical applications are presented in Table 1.1. HAZUS-MH MR3 User Manual Table 1.1 Attributes of the HAZUS Flood Model Level 1 Level 2 Level 3 Hazard User supplied Digital Terrain or Elevation Model (DEM), typically the USGS 30-meter DEM. The Flood Model will use default hazard data including Hydrologic Unit Codes, and accumulation methodology to develop approximate stream centerlines. USGS regression equations and gage records will be used to determine discharge frequency curves. User supplied flood stream cross-sections attributed with elevations, or lines of Base Flood Elevation (BFE). Coastal users will supply polygons attributed with the BFE. A flood boundary of some form is required. User supplied hazard data pre-processed via the FIT. DEM consistent with their FIT data Similar to Level 2 although the user will likely work with Hydraulic models outside of the flood model and the FIT. User will be required to pre-process the data through the FIT. Inventory HAZUS default data. Allocation of census block data via statistical analysis, and broad assumptions for first floor height based on foundation distributions. Agriculture products, vehicles, essential facilities, some transportation and utility facilities User supplied inventory data such as Tax Assessor data processed through the Building Inventory Tool (BIT) (Census Block aggregation). Inventory data developed via site surveys through the Inventory Collection Tool (InCAST) (site specific analysis). Users enhance the first floor height and other parameters. High quality data re: building values, flood vulnerabilities, contents, occupancies, etc, extended to industrial and other high-value facilities. Damage Curves Broad regional default curves based on available FIA or USACE depth damage curves. Library of curves available for user selection. User may create their own function using library curves as guides. User specifically modifies the existing curve library for local practices. User-input curves based on detailed building surveys, specific crop conditions etc. Damage Estimation Area weighted damage estimates based on the depth of flooding within a given census block. Losses developed for general building stock, essential facilities, vehicles, agricultural products, select transportation and utility features. Consistent with Level 1, estimation enhanced by improved hazard data and detail in inventory data and modification to damage curves. Consistent with Level 1, estimation enhanced by improved hazard data and detail in inventory data and modification to damage curves. Direct Loss/ Impacts Cost of repair / replacement, shelter needs, temporary housing, vehicles, crop & livestock losses. Consistent with Level 1,estimation enhanced by improved hazard data and detail in inventory data and modification to damage curves. Consistent with Level 1, estimation enhanced by improved hazard data and detail in inventory data and modification to damage curves. Chapter 1. Introduction to the Flood Loss Estimation Methodology Table 1.1 Attributes of the HAZUS Flood Model Level 1 Level 2 Level 3 Induced Losses Debris developed from direct damage to buildings based on floor areas from the general building stock. Consistent with Level 1, estimation enhanced by improved hazard data and detail in inventory data and modification to damage curves. Site specific debris generation currently not available in the flood model, must be based on census block attribution of floor area. Consistent with Level 1, estimation enhanced by improved hazard data and detail in inventory data and modification to damage curves. Site specific debris generation currently not available in the flood model, must be based on census block attribution of floor area. Indirect Loss/ Impacts Sectoral economic impacts. Sectoral economic impacts. Sectoral economic impacts. Typical Applications ¥ Flood mitigation / regulatory policy-making, regional, state, federal levels ¥ Pre-feasibility studies ¥ Real-time emergency response with no warning ¥ Preliminary planning, zoning development ¥ Planning, zoning, development ¥ Selecting mitigation alternatives ¥ Pre-feasibility engineering studies ¥ Emergency planning and real-time response ¥ Environmental impact analysis ¥ Education ¥ Analysis for essential, cultural, high- loss potential facilities ¥ Emergency planning and real-time response ¥ Mitigation and engineering research ¥ Scientific research HAZUS-MH MR3 User Manual 1-8 1.5 Assumed Levels of Expertise of Users Flood model users can be broken into two groups: those who perform the analysis, and those who use the results. For some efforts these two groups will consist of the same people, but generally this will not be the case. However, the more interaction that occurs between these two groups, the better the analysis will be. End users of the loss estimation analysis need to be involved from the beginning to make results more usable. Those who performed the flood model analysis must, at a minimum, have a basic understanding of flood risk issues. Even Level 1 users will be prompted to enter appropriate community specific information, such as the drainage area the model should use when generating the stream network, or the 100-year Still Water Elevation (SWEL) when performing a coastal analysis. In many cases, the results will be presented to audiences (i.e., city councils and other governing bodies) that have little technical knowledge of the flood loss problem. To obtain the best results, it is assumed that the loss analysis will be performed by a team consisting of floodplain manager(s), structural engineer(s), economist(s), sociologist(s), hydrologist(s), emergency planner(s), public works personnel, and the loss estimate users. These individuals are needed to develop flood return periods or discharges of interest or concern, develop and classify building inventories, provide and interpret economic data, provide information about the local population, and to provide guidance on what loss estimates are needed to fulfill the userÕs goals. The participation of at least one GIS specialist with some level of familiarity or expertise in data management and GIS would be very beneficial. If a local or state agency is performing the analysis, some of the expertise can be found in-house. Experts are generally found in several departments: building permits, public works, planning, public health, engineering, information technologies, finance, historical preservation, natural resources, and land records. Although internal expertise may be most readily available, participation of individuals from academic institutions, citizen organizations, and private industry cannot be underestimated. 1.6 When to Seek Help The results of a loss estimation analysis should be interpreted with caution. If using the Level 1 methodology with default data, there will be a great deal of uncertainty associated with the loss estimate. If the loss estimation team does not include individuals with expertise in the areas described above, then it is likely that one or more outside consultants may be required to assist with interpreting the results. It is also advisable to retain objective reviewers with subject expertise to evaluate and comment on map and tabular data outputs. A consultant familiar with hydrology and hydraulics (H&H) will understand the basis of the methodology and can provide a great deal of input on the utilization of output results. Attention should be given to any differences in the methodology used to define documented scenarios. A scenario event that is defined without an in-depth understanding of the flood sources and built environment may not be appropriate for the loss estimation analysis. Chapter 1. Introduction to the Flood Loss Estimation Methodology 1-9 If the user intends to modify the default inventory data or parameters, assistance will be required from an individual with expertise in the subject. For example, if the user wishes to change default percentages of model foundation types for the region, a structural engineer with knowledge of regional design and construction practices will be helpful. Similarly, if depth- damage relationships or other curves selected from the damage function library need editing, input from a structural engineer is recommended. Modifications to defaults in the direct and indirect economic modules require input from an economist. NIBS has established technical help for HAZUS users. Users should contact FEMA or NIBS at the email, phone, fax, or addresses provided in this manual. For information on technical support users, agency and organizational websites are also listed in this report to access Frequently Asked Questions (FAQs), software updates, training opportunities, and User Group activities. 1.7 Methodology Results There is a great deal of flexibility in displaying output. Tables of social and economic losses can be displayed on the screen, printed, or pasted into electronic documents. Most outputs can also be mapped. Colors, legends and titles can be easily altered. Results can be compiled to create electronic presentations, or as inserts to a community project report. Examples of graphical and numerical outputs that can be produced by the program are found in Figure 1.3 and Figure 1.4. HAZUS-MH MR3 User Manual Figure 1.3 Sample Graphic Output Flood Depth Grid for A 100-year Flood Figure 1.4 Sample Numerical (Crystal Report) Output Chapter 1. Introduction to the Flood Loss Estimation Methodology 1.8 Uncertainties in Loss Estimation The user should always be aware that numbers produced by software models such as HAZUS are to be used with a certain degree of caution. Uncertainty within the results can be introduced from a number of sources including the use of national datasets to represent local conditions, simplifications within the model introduced to allow the model to have flexibility with Level 1 users, and errors introduced as part of the mathematical processing within the software code. Finally, user input can also have a great affect on the uncertainty associated with the results. At this time, the flood model does not provide the user with an assessment or ÒtreatmentÓ of uncertainty. As a planning tool, the consistency and value of the results developed by HAZUS cannot be understated. When properly used, the results developed by HAZUS can allow a user to identify and manage the flood hazard especially as it relates to development trends and the management of fiscal resources. 1.9 Applications of the Results Figure 1.5 summarizes the output that can be obtained from an analysis. There is a great deal of flexibility in displaying output. Tables of social and economic losses can be displayed on the screen, printed out or pasted into electronic documents. Most outputs can also be mapped. Colors, legends and titles can be altered easily. Details are provided in Chapter 10. HAZUS-MH MR3 User Manual Figure 1.5 Sample Numerical (Crystal Report) Output 1.10 Organization of the Manual The User Manual provides the background and instructions for developing an inventory to complete a flood loss estimation study using HAZUS. It also provides information on how to install and run the software, and how to interpret and report model output. The contents and organization of the User Manual are outlined below. The Technical Manual accompanies this publication. It documents the default data and explains the methodology used to calculate flood related losses. Together, the two manuals provide a comprehensive overview of the nationally applicable loss estimation methodology. Chapter 1: Provides the user with a general understanding of the purpose, uses and components of a regional flood loss estimation analysis. Chapter 2: Gives instructions for installing, starting, and installation verification of HAZUS. Chapter 3: Provides an analysis using only default data. Chapter 1. Introduction to the Flood Loss Estimation Methodology Chapter 4: Provides an overview of the types of data required to run the loss analysis, as well as a description of the default databases. Chapter 5: Contains detailed information about what data are needed to complete a loss study, sources of inventory, how to collect inventory, and related expenses to anticipate. This chapter also describes how to convert data to the correct format for the methodology, and how to enter data into HAZUS. Chapter 6: Includes instructions for entering data, editing records and geocoding addresses. Chapter 7: Provides the user with a discussion on how to display, modify and print databases. Chapter 8: Discusses the Building Data Import Tool (BIT). This utility is designed to help the user analyze and query existing databases to develop general building stock inventory information. Chapter 9: Discusses the Flood Information Tool (FIT) briefly. This ArcGIS extension is designed to process user-supplied flood hazard data into the format required by the HAZUS Flood Model. Chapter 10: Provides a detailed step-by-step description of how to run an analysis using HAZUS, including analysis with user-supplied data. Chapter 11: Discusses how to view results and provides suggestions on how to develop a report. Chapter 12: References. The User Manual is written in language that should be easily understood by a user of the methodology. Highly technical terms are avoided where possible, but a glossary of terms is provided in Appendix H to supplement any definitions that are needed. A compilation of relevant references is found in the References Section. The appendices contain detailed information about the structure of the methodology. Appendix A Installation verification provides a quick start tutorial for the HAZUS Flood Model. Appendix B Provide descriptions of the model building types that are used in the methodology. Appendix C Provides the user with examples of using the HAZUS Flood Model to support policy decisions and other flood-related applications. The chapter also provides a complete explanation of the Òwhat if?Ó capabilities of the flood model. HAZUS-MH MR3 User Manual 1-14 Appendix D Database dictionary containing details about the format of the HAZUS databases. Appendix E GIS Data Dictionary containing metadata regarding GIS datasets used as input in the flood hazard computations. Appendix F ALOHA / MARPLOT Integration with HAZUS Appendix G FLDWAV / FLOODVIEW Integration with HAZUS Appendix H Running HAZUS with SQL Server 2005 Chapter 1. Introduction to the Flood Loss Estimation Methodology Chapter 2 Installing and Starting HAZUS-MH MR3 2.1 System and Software Requirements In order for HAZUS to run properly, your system must meet certain minimum requirements. Table 2.1 Hardware and Software Requirements for HAZUS provides guidance for three software operation levels. System requirements are directly related to the volume of data to be used in the analysis. For example, reasonable processing times can be expected when using the ÒRecommendedÓ computer system if the software operator is analyzing multiple earthquake scenarios for large cities (population > 500,000). The operator is assumed to be working on an Intel PC. Table 2.1 Hardware and Software Requirements for HAZUS-MH MR3 Minimal Moderate Recommended Computer Speed Pentium¨ III 1 GHz Pentium¨ 4 2 GHz Pentium¨ 4 with 800 MHz Memory core speed and 512 MB RAM core speed and 512 MB RAM system bus and 2.6 GHz (or better) core speed and1 GB RAM Note: Allows Note: Allows fast Note: Allows fast moderately fast analysis of medium-analysis of large urban analysis of small sized communities areas and real-time communities only and real-time analysis analysis for all for small communities communities Computer Storage: Free Hard Disk Space 10 GB Note: Allows installation of HAZUS and storageof three scenarios for a medium-sized community 40 GB Note: Allows installation of HAZUS and storageof three scenarios for large urban areas 80 GB Note: Allows installation of HAZUS and storage of25 or more scenarios for large urban areas Hardware CD-ROM reader with 32x minimum read speed Accessories DVD-ROM reader with 12x minimum read speed Graphics Card with 800x600 minimum resolution Mouse, Keyboard and 19Ó Monitor HAZUS-MH MR3 User Manual Minimal Moderate Recommended Supporting Software Microsoft Windows 2000 SP2 SP3 and SP4 (and Microsoft Windows XP SP1 (English Versions) ArcView 9.2 SP2 Spatial Analyst extension required with flood model. ¥ HAZUS installation will allow user to install HAZUS on MS Windows 2000 and XP Service Packs higher than SP4 and SP1 respectively, but HAZUS is not certified to work flawlessly with those service packs. ¥ For specific directions about using HAZUS with Windows XP SP2 please refer to the document DirectionsForUsingHazusMH_ With_WinXP_SP2.doc on the installation DVD or HAZUS-MH installation folder. ArcGIS can be purchased by contacting ESRI, Incorporated at 1-800-447-9778, or online at http://www.esri.com. ArcGIS and Windows products should be installed using the manufacturerÕs instructions. Internet access is highly recommended, although not a system and software requirement. The HAZUS operator may occasionally need to access online Help, and current program status reports. 2.2 Installation Before installing HAZUS, the minimum requirements listed in Section 2.1 should be met. If you are upgrading from HAZUS-99, read the section at the end of this chapter entitled ÒUpgrading from HAZUS-99 to HAZUS-MHÓ. To install HAZUS, follow the steps outlined below. 1. Start Windows and log in with an account with Administrator rights. 2. Insert ÒHAZUS SetupÓ DVD in your DVD-ROM drive. The setup will launch automatically. 3. If the setup does not launch automatically follow steps (4 and 5). Chapter 2. Installing and Starting HAZUS-MH MR3 4. From the Windows Start menu select Run.... The following screen will appear. Figure 2.1 Run Command Dialog Box 5. To start the HAZUS setup program type x:\setup in the command line box as shown in Figure 2.1, where x is the DVD-ROM drive letter. Press Enter or click the OK key. Figure 2.2 Start the HAZUS Setup Program HAZUS-MH MR3 User Manual 6. The setup program will appear. Click on the Next button. Figure 2.3 Start of the HAZUS Installation Program Figure 2.4 Register User Name and Program Permissions 7. Permit program access to anyone who uses the computer or exclude others from accessing HAZUS program and data. Enter your User Name and Company (or Agency) information. Select the appropriate installation choice for your study project. Then, click on the Next button. Chapter 2. Installing and Starting HAZUS-MH MR3 8. Select the preferred type of installation shown in Figure 2.5 and Figure 2.6. Install the complete set of HAZUS modules (3 hazard modules, BIT, InCAST and FIT tools), the compact set (3 hazards, no tools), or select to customize your installation from one or more hazard and tool modules. Click on the Next button. Figure 2.5 Complete Installation Figure 2.6 Custom Installation 9. Specify the directory where you wish HAZUS to be installed. The default directory is C:\Program files\HAZUS-MH, as shown in Figure 2.7. If you accept the default destination directory, click on the Next button. Figure 2.7 Specify the Path of the HAZUS Program Directory Figure 2.8 Specify the Path of the HAZUS Directory Interactively Otherwise click on the Browse button and interactively choose a directory. The window will appear as shown in Figure 2.8. You can select or type-in a new directory path and click on OK. You will be returned to the original ÒSelect Installation DirectoryÓ window and the directory that you have selected will appear in the middle of the window. Click the Next button. HAZUS-MH MR3 User Manual 10. Folders will be created for the data files associated with your study regions. Specify the primary destination directory where you prefer HAZUS Region subfolders to be created. The default directory is C:\Program Files\HAZUS-MH, as shown in Figure 2.9. If you accept the default destination directory, click on the Next button. Otherwise, click on the Browse button and interactively choose a directory. The ÒSelect Destination DirectoryÓ will appear as shown in Figure 2.10. Figure 2.9 Default Directory for Study Region Files Figure 2.10 Create Directory for Study Region Files 11. By default the DVD Drive is assumed to be the folder where the state data will be available for running HAZUS. If you want to use the State Data from a Network or Local drive then click on the Browse button as shown in Figure 2.11 below and select the folder where you would like to copy the State Data after installation. If you want to use the state data from the DVD then there is no need to make a change to the path on the dialog. Click on the next button. NOTE: The ÒChoose Data PathÓ dialog only specifies the folder where the state data will be copied by the user from the DVD after installation has completed. This dialog doesnÕt copy the data from the DVD to the specified folder; that has to be done manually by the user after installation. Chapter 2. Installing and Starting HAZUS-MH MR3 Figure 2.11 Set Data Path 12. If a custom installation was chosen, the next screen will offer a choice of program modules. One or more hazard modules must be selected (see Figure 2.12). Figure 2.12 Select Each Hazard Module and Tool Program to Install HAZUS-MH MR3 User Manual Here is a brief description of the different components: ¥ Earthquake One of three natural hazard program components. ¥ Flood One of three natural hazard program components. ¥ Hurricane One of three natural hazard program components. ¥ BIT Converts custom data to HAZUS format (see Chapter 8) ¥ InCAST is a stand-alone tool to use for collecting inventory data in a format compatible with the HAZUS format. 13. Your next screen will show the installation option you selected and the directory paths you designate for the program, region data files, and data path. Figure 2.13 and Figure 2.14 show the screens that will display, depending on whether a complete or custom installation was chosen. Figure 2.13 Complete Installation Figure 2.14 Custom Installation Settings Settings Review the installation settings. Click on the Back button to go back to any of the previous windows and change the previous selections. If you are satisfied with your selection, click the Install button. Chapter 2. Installing and Starting HAZUS-MH MR3 14. It will take five to ten minutes for the program to install. When the installation is complete the dialog box shown in Figure 2.15 will appear and HAZUS program icon will automatically be created on your desktop. Click Finish to return to the Windows Setup. It is recommended that your restart your machine. Figure 2.15 Dialog Box Indicating Successful HAZUS Installation 2.3 Upgrading from HAZUS99 to HAZUS-MH HAZUS is distinctly different than previous versions of the software. The program conforms to current GIS technology and the object-oriented data structure, or geodatabase. HAZUS functions inside of the ArcGIS environment and enhances its spatial analysis capabilities. Data used to calculate risk or loss, and data inventories must be in geodatabase format. Geodatabases offer many advantages over previous GIS data structures, including a uniform repository for all feature types (i.e., points, lines, and polygons), and more intelligent spatial relationships. HAZUS applies the newest GIS technology to improve loss estimation analysis and results. Inventory data and study regions cannot be used directly in HAZUS. Individual inventories can be imported to a geodatabase; regions (i.e. HAZUS99 analysis regions) cannot. Re-run the loss estimation analysis in HAZUS to take advantage of the improved inventories, parameter values and model algorithms. See Chapter 5 for details on collecting inventory data. HAZUS-MH MR3 User Manual 2-10 2.4 Starting the Program The installation program described in Section 2.2 creates a HAZUS-MH icon/shortcut on the computerÕs desktop. To start the program, double click on the HAZUS-MH icon shown in Figure 2.16. Figure 2.16 HAZUS Icon In order to enter inventory or run an analysis, you must first create a study region. Creating a study region is discussed in Section 3.1. 2.5 Uninstalling the Program To uninstall HAZUS, go to Start |Settings| Control Panel as shown in Figure 2.17. Figure 2.17 Open the Control Panel From the Control Panel window, double click on Add/Remove Programs as shown in Figure 2.18. Chapter 2. Installing and Starting HAZUS-MH MR3 Figure 2.18 Select Add/Remove Figure 2.19 Uninstall HAZUS-MH MR3 Programs You will be prompted with an Add/Remove Program Properties window as shown in Figure 2.19. Highlight HAZUS-MH and double click on the Change/Remove button. The install wizard will start and provide you with three uninstall options shown in Figure 2.20: Modify your previous installation (ex. Add tools), Repair (reinstall) program components, or Remove all of the previously installed HAZUS files. Figure 2.20 Modify, Repair, or Remove the HAZUS Program HAZUS-MH MR3 User Manual 2-12 2.6 Program Basics HAZUS is an ArcGIS-based program with a standard Windows interface that provides a familiar working environment. Unlike the previous versions, HAZUS-MH resides on top of ArcMap. The only ArcMap function that has been disabled is table loading. Buttons are added to the ArcMap menu bar to perform HAZUS hazard risk analysis and loss modeling functions (see Figure 2.21). Figure 2.21 HAZUS Menu Bar Adds Functions to ArcMap The user interface is comprised of a menu bar, tool bar and various screens and windows. These elements follow standard Windows conventions and allow you to manipulate and analyze data within HAZUS. This section briefly describes some of the features. 2.6.1 Menu Bar Functional menus appear alongside the general ArcMap menus: Inventory (Figure 2.22), Hazard (Figure 2.23), Analysis (Figure 2.24), and Results (Figure 2.25). The menu bar is displayed at the top of the screen. Bold menu items indicate that the items are available; grayed out menu items are not available. The menus marked with a (*) as described in Table 2.2 below are the menus added by HAZUS-MH to the ArcMap menu. Chapter 2. Installing and Starting HAZUS-MH MR3 Table 2.2 HAZUS-MH Menu Items File Edit Execute standard software actions such as open table, save and print. Edit text and features including cut, copy, and paste. View View data and map display. Zoom in or out. Show the geodatabase Table of Contents. Inventory * Add, modify, delete and copy inventory information. Hazard* Select hazard maps and the scenario event you wish to work with. Analysis* Modify the analysis data, parameters and assumptions. Results* Used to view and map analysis results. Insert Customize the layout view. Selection Locate multiple inventory items based on criteria you provide, and search for specific record information. Tools Basic GIS utilities menu. Help Help files are available for ArcGIS only. Help files for HAZUSMH are not available in the current version, due to budget constraints. Figure 2.22 HAZUS Inventory Menu HAZUS-MH MR3 User Manual Figure 2.23 HAZUS Hazard Menu Figure 2.24 HAZUS Analysis Menu Figure 2.25 HAZUS Results Menu Chapter 2. Installing and Starting HAZUS-MH MR3 2.6.2 Tool Bar A Tool bar is a set of buttons that execute commands by clicking on them. The standard HAZUS tool bar appears under the menu bar. The tool bar buttons are used for object selection, zooming in or out, moving around maps, obtaining information, measuring distance and creating points. Details of the ArcMap toolbars can be found in the ArcGIS Help Manual. Bold buttons indicate that the buttons are available; grayed out buttons are not available. HAZUS adds two tools to the ArcGIS toolbar shown in Figure 2.26. The first tool button accesses the startup dialogue for selection, importing, or creation of an analysis study region. The wand tool allows switching among the hazard types (earthquake, flood, hurricane) the user has loaded. Figure 2.26 HAZUS Additions to the Toolbar 2.7 Limitations for Use for HAZUS-MH MR3 For Flood Model specific limitations please see Appendix A.5. Region Size and Analysis Time (based on earthquake model): Analysis Time Analysis Time S.No Region Size Aggregation Time (Select All Without Contours) (Rapid Assessment) 1 150 Tracts 6 Minutes 10 Minutes 7 Minutes 2 500 Tracts 7 Minutes 30 Minutes 20 Minutes 3 2000 Tracts 30 Minutes 2 Hours 1 Hour 30 Minutes Rapid assessment excludes the following modules: Damage by Building Count, All HPLF, AEBM, User Define Structures, All Transportation except Highways roads and bridges and Airports, All Utilities except Potable water and electric power system performance, Inundation, Contours HAZUS-MH MR3 User Manual Virtual Memory: S.No Region Size Min Virtual Memory (Scenario other than AAL) Min Virtual Memory (Scenario AAL Ð Eq Only) 1 150 Tracts 328 MB 512 MB 2 500 Tracts 512 MB 848 MB 3 2000 Tracts 1024 MB 2048 MB The user can expect the following limitations in using HAZUS-MH MR3. 1. SQL Server 2005 Express Edition has a size limit of 4 GB per database, which affects the size of the region you can analyze. The data for the 3 hazards share the 4 GB limit. To work-around the 4 GB database limit, the full version of Microsoft SQL Server must be used. Refer to Appendix H of the User Manual for details. 2. Many functions take a long time to run. Study region aggregation can be speeded up by copying the database to the local hard-disk. The process is as follows: The HAZUS installation allows the user to specify the folder where the state data will be copied through the ÒChoose Data PathÓ dialog in the installation wizard. If the user has already specified the folder from the ÒChoose Data PathÓ dialog during installation where the State Data will be copied from the DATA DVD then the user only needs to perform the step (a) below after installation and copy the DVD data to the folder specified at the time of installation. If the user did not specify the folder where the state data will be copied during installation or if the user wants to change the folder he/she specified during installation then follow all the steps below. NOTE: The ÒChoose Data PathÓ dialog in the installation process only specifies the folder where the state data will be copied by the user from the DVD after installation has completed. This dialog doesnÕt copy the data from the DVD to the specified folder; that has to be done manually by the user after installation. a. Copy one or more of the state data folders (e.g., NC1), both the DVD identification files (e.g., D1.txt ^ 1.txt) and ÒsyBoundary.mdbÓ from the Data DVD to a folder on your hard drive (e.g., D:\HAZUS-Data\). b. Next, the user needs to point the program to the new data folder. To do this, click on the Start button, select "Run", type "regedit" and then click OK. Next, navigate through the folder down to the following location: Chapter 2. Installing and Starting HAZUS-MH MR3 HKEY_LOCAL MACHINE | SOFTWARE | FEMA | HAZUS-MH | General c. Now look at the right side of the window and find the entry called "DataPath1". Double click on "DataPath1" and enter the full name of the folder on the hard drive that contains the data copied from the DVDs. d. IMPORTANT: Make sure the path ends with a "\" and do not change any of the other registry settings 3. Components of independently developed data sets might not line up on maps, for example, the placement of bridges and roads, and facilities. 4. Inventory data and subsequently the Level 1 analysis functionality is unavailable for the US held territories. Freeing memory using SQL Server Manager SQL Server can often lock memory as a working set. Because memory is locked, HAZUS or other applications might receive out of memory errors or run slower. To work around this problem, restart the SQL Server service as follows: 1. Restart your computer by clicking Start, and then click Shut Down. In the ÒWhat do you want the computer to do?Ó list, click Restart. NOTE: Restarting will close all open applications, so be sure to save your work before choosing to re-start. 2. Restart SQL Server using the SQL Service Manager. Use the following process to open SQL Server Service Manager (SQL SSM) and restart the service: a. Close HAZUS and related applications (BIT and InCAST), if they are running. b. Open a Command window (Start | Run | Cmd) c. Type NET STOP MSSQL$HAZUSPLUSSRVR and hit Enter. You should see a message about the service stopped successfully. d. Type NET START MSSQL$HAZUSPLUSSRVR and hit Enter. You should see a message about the service started successfully. e. Close the Command window by typing Exit. Increasing Virtual Memory to Run Large Study Regions An Òout of memoryÓ error might occur when running a flood analysis for a large study region. This occurs if the current page file size is not enough to carry out updates to the SQL Server database. To work around this problem increase the page file size. The process (in Windows 2000. See page xi for instructions in Windows XP.) is as follows: HAZUS-MH MR3 User Manual 1. Open the control panel folder and locate the system icon. To open the control panel, click on Start, point to Settings, and then click Control Panel. 2. Double-click the system icon to open the System Properties dialog (shown in Figure 2.27). Figure 2.27 Control Panel Folder and the System Properties Dialog 3. On the Advanced tab, click Performance Options, and under Virtual memory, click Change. (Figure 2.28 through Figure 2.29) Chapter 2. Installing and Starting HAZUS-MH MR3 Figure 2.28 Advanced Page on the System Properties Dialog Figure 2.29 Performance Options Dialog 4. In the Drive list, click the drive that contains the paging file you want to change. (Figure 2.303) 5. Under Paging file size for selected drive, type a new paging file size in megabytes in the Initial size (MB) or Maximum size (MB) box, and then click Set. (Figure 2.30) HAZUS-MH MR3 User Manual Figure 2.30 Virtual Memory Settings For best performance, set the initial size to not less than the recommended size under Total paging file size for all drives. The recommended size is equivalent to 1.5 times the amount of RAM on your system. If you cannot change the file size or resolve the Òout-of memoryÓ error by increasing the page file size, consider creating smaller regions. Chapter 2. Installing and Starting HAZUS-MH MR3 Chapter 3 Running HAZUS Flood with Default Data Running HAZUS with default data requires a minimum of effort and technical expertise. HAZUS contains a variety of default parameters and databases. The analysis uses data provided with the methodology, such as the general building stock data and broad regional patterns of floodplain code adoption. A small amount of user-supplied input is required to run the analysis, but this input can be gathered by contacting government agencies or referring to readily available published sources. The results of a HAZUS run using default data will have large margins of error. This type of output would be appropriate for regional, state or national level analyses. At the local level, this type of analysis is most appropriate as an initial loss estimation study to determine where more detailed data collection and analysis are warranted. Conducting a run using default data is an excellent way to become familiar with using HAZUS. Some components of the methodology cannot be performed in an analysis using default data because they require more detailed inventory than that provided with the methodology. For example, you can only analyze damage and loss for wastewater systems if you provide a detailed inventory of the facilities. This Section takes you step-by-step through the process of producing and presenting flood loss estimates from default data with HAZUS. 3.1 Defining the Study Region The first step of any HAZUS run is defining the study region, the geographic area that will be analyzed. The first time you use HAZUS, you must define a study region before you can access the program. In subsequent uses, you may open an existing study region or define a new one. The study region can be any combination of states, counties, census tracts or census blocks. Currently if you want to create a study region that matches a city boundary, you will need to know what census tracts are contained within the city. In many cases, the region boundary will follow political boundaries such as counties, or those municipalities that are city-counties. It is important to note that HAZUS will not include any inventory data outside the area you have defined as the study region. Some hazard specific data required for the analysis may extend beyond the study region you have selected. In fact, HAZUS will not allow you to add any facilities that are not contained within the study region boundary. The methodology is based upon using census blocks as the smallest geographic unit (this is different from the earthquake model which uses census tract as the smallest unit). A census block is the smallest Census Bureau geographic entity; it generally is an area bounded by streets, streams, and the boundaries of legal and statistical entities, such as metropolitan area, census tracts, etc. every effort is made to make the census block as homogeneous as possible in terms of income, population and other characteristics. HAZUS-MH MR3 User Manual Immediately upon opening the HAZUS program, you are prompted to create or open a study region, as shown in Figure 3.1. If you have already created a study region, you can open it now. If there are no study regions created on your machine, you will need to create one now. Select the button labeled Create a new region and click OK. This Section will create and use a study region for Alamance County, North Carolina as an example. Figure 3.1 HAZUS Start-up Window Chapter 3. Running HAZUS Flood with Default Data Next, HAZUS will lead you through the process of creating a study region. First you will be prompted to name your study region. You may also choose to write a description of the study region that you will be able to view when opening study regions later. This is shown in Figure 3.2. Be sure not to include leading or trailing spaces in the study region name. Press Next when you are ready to proceed. Figure 3.2 Naming the Study Region The next window will prompt you to select which hazards you are interested in examining for your community. The analysis for each hazard requires different default information, and the study region you create will include only the information needed for the hazards you intend to run. For this example, we select only Flood, as shown in Figure 3.3. Note it is recommended that the flood user limit the size of their study regions to approximately four counties in size due to the large amount of data required for the flood analysis. HAZUS-MH MR3 User Manual Figure 3.3 Select Hazards for a Study Region The next step in creating a study region is shown below in Figure 3.4 is to select the level of detail you would like for your study region. Figure 3.4 Study Region Aggregation Level The aggregation level defines the resolution at which your study region will be defined. If you wish to be able to perform analyses anywhere within a county, select the ÒCountyÓ aggregation Chapter 3. Running HAZUS Flood with Default Data level. If you wish to select a sub-county study region by census tracts or blocks, select the appropriate radio button. The aggregation level does not affect the resolution of results. All flood model results are computed at the census block level, regardless of the level of aggregation. The next steps involve selecting the state your study region is located in, and then the county or counties to be included in the region. You can do this by selecting from a list of states and then a list of counties, or by selecting both from a map. For example, you can select a county individually by single clicking on its name (or select multiple counties by single-clicking on the name of the first county and holding down the ÒCtrlÓ key while single-clicking on the remaining counties). These steps are illustrated in Figure 3.5 and Figure 3.6. Figure 3.5 Select State and Counties by List Figure 3.6 Select State and County by Map If you choose to select your state and counties by map, you can use the ÒIdentifyÓ tool (the button with the lower-case i) to click on an area to identify it. HAZUS-MH MR3 User Manual After identifying the state and counties and clicking Next, HAZUS will start to build the study region. The process of building a study region will take some time, depending on the processor speed of your computer and the size and level of detail of the study region you have defined. For a study region of one county, it could take HAZUS between five minutes and two hours to process the information. This process requires significant time because of the large amounts of data that are being loaded into the study region. When the study region is complete, the same window that appeared when you first opened HAZUS will appear again. This time, you should select Open a region. HAZUS will present you with a list of all of the study regions that have been created on your computer. If the study region you just created is your first, you will only see one region listed. In Figure 3.7, there are two study regions to choose from, meaning that the Alamance County, North Carolina region created in the example was the second region to be created on that computer. Select the name of the region you just created and click Next to open it. Figure 3.7 Selecting which Study Region to Open The study region will open in the HAZUS window, showing the outline of the region you have created along with a delineation of the census tracts, as shown in Figure 3.8 for Alamance County, North Carolina. Chapter 3. Running HAZUS Flood with Default Data Figure 3.8 The Opened Study Region 3.2 Examining Inventory Data As noted, this Section describes how to conduct a HAZUS analysis using the default data and methods provided with the program. This means that we will not change any of the inventory data that the program has compiled. Later Sections examine how to alter the data and methods. We will, however, examine these data to better understand the information that HAZUS includes. HAZUS-MH MR3 User Manual 3-8 3.2.1 Inventory Menu Items If you click on the Inventory menu, you will see listed all of the types of inventory data that are included in your study region. Figure 3.9 shows these menu items and the submenu items for General Building Stock. Figure 3.9 Inventory and General Building Stock Menu Items These menu items include both listings of inventory, such as the number of buildings in the study region, and presentation of some built-in calculation parameters, such as parameters used to determine the value of the general building stock in the study region. In this section, we will examine several of the inventory and parameter items in both table and map forms. You should familiarize yourself with all of the items by selecting each menu item and exploring all of the windows. 3.2.2 General Building Stock The General Building Stock (GBS) includes residential, commercial, industrial, agricultural, religious, government, and educational buildings. Damage is estimated in percent and is weighted by the area of inundation at a given depth for a given census block. It is assumed that the entire composition of the GBS within a given census block is evenly distributed throughout the block. Chapter 3. Running HAZUS Flood with Default Data 3.2.2.1 Square Footage The Square Footage browser allows you to view or modify the general building stock square footage by specific occupancy and census tract. The data in this browser are common to all three hazards. Figure 3.10 Square Footage Browser HAZUS-MH MR3 User Manual 3.2.2.2 Building Count The Building Count browser allows you to view the general building stock count by census block. Each census block located within the study region appears in the left-hand column of the table, identified by the number assigned by the US Census Bureau. For each census block, the total number of buildings is listed, along with the number of buildings assigned to each category of use or general occupancy. HAZUS identifies seven general occupancy categories (residential, commercial, industrial, agriculture, religion/non-profit, government and education), which are explained more fully in the Technical Manual. When viewing the building counts by specific occupancy, you can modify the data. When viewed by general occupancy, general building type, or specific building type, the data are read-only. The data displayed in this browser are common to all three hazards (except when viewed by specific building type). Figure 3.11 Building Count Browser Chapter 3. Running HAZUS Flood with Default Data 3.2.2.3 Dollar Exposure The Dollar Exposure browser allows you to view the general building stock dollar exposure by census tract. When viewing the dollar exposures by specific occupancy, you can modify the data. When viewed by general occupancy, general building type, or specific building type, the data are read-only. The data displayed in this browser are common to all three hazards (except when viewed by specific building type). Figure 3.12 Dollar Exposure Browser HAZUS-MH MR3 User Manual 3.2.2.4 Depreciation Parameters The Depreciation Parameters browser allows you to view the median year built and median age of a census block. The parameter for the depreciation of buildings is based on the age of the building. These parameters are used to determine the depreciated exposure of a census block as seen below in Figure 3.13. Figure 3.13 Depreciation Parameters Browser Chapter 3. Running HAZUS Flood with Default Data 3.2.2.5 Depreciated Exposure The Depreciated Exposure browser allows you to view the total exposure (in thousands of dollars) by occupancy or by building type. The depreciated exposure is determined by subtracting the median age of a census block (as seen in Figure 3.14) from the current calendar date to get the age of the building. That age is then multiplied to a depreciation curve that will determine the depreciated value to the census block. Figure 3.14 Depreciated Exposure Browser 3.2.2.6 General Occupancy Mapping Shared among the three models, the General Occupancy Mapping dialog allows the user to define the distribution of general building types (e.g., Wood) for their study region. The default distribution is not editable by the user and is assigned to all of the census blocks within the study region. There is one General Occupancy Mapping scheme per state and a study region HAZUS-MH MR3 User Manual consisting of more than one state will display the default schemes for both states. Figure 3.15 below shows the General Occupancy Mapping Scheme as seen when opened by the user. Figure 3.15 General Occupancy Mapping Overview Highlighting the default scheme in the lower grid allows the user to view the default scheme. By selecting the View button (circled) the dialog seen in Figure 3.16 will open for the user to view the default distribution. Chapter 3. Running HAZUS Flood with Default Data Figure 3.16 General Occupancy Mapping Scheme Distribution by Building Type As seen in the figure, the building type distribution is defined by the specific occupancies used in the three hazard models. The blue text indicates that the user cannot edit the text. If the user selects the Copy button immediately below the View button, the user will see the dialog shown in Figure 3.17 below where the user can name the new mapping scheme HAZUS-MH MR3 User Manual Figure 3.17 New Mapping Scheme Dialog The user is required to enter a New Scheme Name, which will be displayed in the Mapping Scheme dialog. The user may want to enter a New Scheme Description to distinguish this scheme from others should the user create multiple schemes. The Base Scheme Name is not editable, and provides the user with an indication of the mapping scheme that served as the basis for the new scheme. When the user clicks on OK, the dialog seen in Figure 3.18 is opened. Chapter 3. Running HAZUS Flood with Default Data Figure 3.18 General Occupancy Mapping with User Defined Mapping Scheme When the user created mapping scheme is selected (as seen in Figure 3.18) the command buttons Edit and Delete (red box) are enabled. The user can use the Edit button to open a dialog similar to that seen in Figure 3.16 except the field text will be black and the user is allowed to edit the information and change the mapping scheme. Please note that the user is not allowed to edit the specific occupancy identification (e.g., RES1) and this text remains blue. 3.2.2.7 Flood Specific Occupancy Mapping Flood specific occupancy mapping is an example of a hazard specific default data parameter included with the HAZUS model. The flood specific occupancy mapping ÒmapsÓ the specific occupancy categories for buildings, such as RES1 and RES2, to physical building characteristics that affect flood damage. Specifically, these physical building characteristics include the type of building foundation and the height of the buildingÕs first floor above grade. There are three default mapping schemes that come with the HAZUS program. Figure 3.19, below, indicates which of the three default schemes has been assigned to each census block in your study region. For the example region, the default scheme RiverineDflt has been assigned to all census blocks. HAZUS-MH MR3 User Manual Figure 3.19 Flood Specific Occupancy Mapping Overview If you select the RiverineDflt row in the Flood Building Mapping window, and press View, the window shown in Figure 3.20 will appear. Select any specific occupancy classification, such as COM1, to view the default assumptions for structures built before and after a Flood Insurance Rate Map (FIRM) was made for the community (i.e., Pre-FIRM and Post-FIRM). Figure 3.20 Sample Riverine Flood Specific Occupancy Mapping Chapter 3. Running HAZUS Flood with Default Data If the user selects either the CoastalDflt or the GreatLakesDflt row in the Flood Building Mapping window, and press View, the window shown in Figure 3.21 will appear. Selecting any specific occupancy classification, such as COM1, and the dialog seen in Figure 3.21 will appear. While similar in many ways to the Riverine Occupancy Mapping scheme, the Coastal and Great Lakes Occupancy Mapping Scheme are different in the Post-FIRM classification due to the identification of A-Zone and V-Zone designations in coastal areas. The flood model has chosen to address the Great Lakes with a V-Zone area to account for the possibility that wave affects on structures near the shorelines is a hazard some communities may want to analyze. While this is different than the current FEMA mapping methodology, the Flood Oversight Committee approved the approach. Figure 3.21 Sample Coastal and Great Lakes Flood Specific Occupancy Mapping HAZUS-MH MR3 User Manual 3-20 3.2.3 Essential Facilities Most of the essential facility inventory data is common to all three hazards. The only hazard- specific data is the specific building type, if that information is available. Figure 3.22 Essential Facilities Inventory Data Browser Chapter 3. Running HAZUS Flood with Default Data 3.2.4 High Potential Loss Facilities The High Potential Loss Facilities (HPLF) browser allows you to view and map the default database for your study region. Damage and loss are not computed for HPLFÕs in the present version of the Flood Model. Figure 3.23 High Potential Loss Facilities Inventory Data Browser HAZUS-MH MR3 User Manual 3-22 3.2.5 User-Defined Facilities User-Defined Facilities (UDFs) are any individual buildings that you may wish to add to the study region. The Flood Model outputs damage state probabilities for each UDF. UDFs default to the General Building Stock mapping schemes defined for the census tracts in which they are located. However, you can define a specific building type and a set of wind building characteristics if such information is available for an individual UDF. Figure 3.24 User Defined Facilities Browser Chapter 3. Running HAZUS Flood with Default Data 3.2.6 Transportation Systems The Transportation Systems browser allows you to view and map the default database for your study region. Figure 3.25 Transportation Systems Data Browser HAZUS-MH MR3 User Manual 3-24 3.2.7 Utility Systems The Utilities Systems browser allows you to view and map the default database for your study region. Figure 3.26 Utility Systems Data Browser Chapter 3. Running HAZUS Flood with Default Data 3.2.8 Hazardous Materials The Hazardous Materials browser allows you to view and map the default database for your study region. Damage and loss are not computed for Hazardous Materials sites in the present version of the Flood Model. Figure 3.27 Hazardous Materials Data Browser HAZUS-MH MR3 User Manual 3-26 3.2.9 Demographics The Demographics browser allows you to view and map the default database for your study region. Demographics data are used in the shelter requirements methodology. Figure 3.28 Demographics Data Browser 3.2.10 Agriculture Products This dataset is unique to the flood model and allows the user to gain some insight into the potential losses that could occur due to flooding of planted cropland. Selecting Agriculture Products on the Inventory menu opens the dialog seen in Figure 3.29. The agriculture product data was developed using national datasets that include merged GIS data for the County, Hydraulic Unit Codes (drainage basins), and Land Use and Land Cover. This allows the flood model to define the agriculture products data at the county level as well as smaller sub-county regions. These smaller sub-county regions do not correlate with the census block or tract Chapter 3. Running HAZUS Flood with Default Data boundaries, but they do correlate with the county boundary. As shown in the figure, the user is shown the county summary and can select a radio button to view the sub-county polygons. Figure 3.29 Agriculture Products County Level View Selecting the radio button displays the dialog Figure 3.30 and the user is free to view the agriculture products within the sub-county areas. The user is also allowed to add, remove and edit the crops within the sub-county regions. The user cannot change the sub-county polygons, but can remove crops, add crops, modify the output, and the crop value as necessary to meet local conditions. As will be discussed further in the discussion on the damage functions, only the crop types previously identified have damage functions. HAZUS-MH MR3 User Manual Figure 3.30 Agriculture Products Sub-County View 3.2.11 Vehicle Data Another dataset unique to the flood model, the vehicle inventory was developed to allow the user to assess the additional losses possible due to vehicles remaining within the flood areas. The data was developed using the square footage occupancy data for the various occupancy classes. The methodology is similar to that used by Metropolitan Planning Organizations to identify parking and traffic patterns for planned development and provides an appropriate approximation of the number of vehicles each occupancy classification will typically have nearby. Because vehicles are used by their owners throughout the day, the flood model has identified two ÒsnapshotsÓ of time, the nighttime, when passenger vehicles are more likely to be concentrated near residential structures and commercial industrial vehicles are more likely to remain in commercial areas, and the daytime where the commercial and industrial areas will see an influx of all varieties of vehicles. Selection of Vehicles on the Inventory menu will open a dialog as seen in Figure 3.31 below. Chapter 3. Running HAZUS Flood with Default Data Figure 3.31 Daytime Vehicle Count Selection of the dollar exposure tab allows the user to view the estimated value of the vehicles within any given census block. The vehicle valuation is based on the distribution of new and used vehicles provided by each states Department of Motor Vehicles and the average sale price of these vehicles. The flood model looks at passenger cars, light trucks (including SUVs), and heavy trucks (commercial/industrial vehicles including 18-wheelers). In this version of the flood model, the vehicle data is not editable, but in future versions, this data will be editable. HAZUS-MH MR3 User Manual 3.2.12 View Classification The View Classification browser allows you to view definitions of the classification categories. Figure 3.32 View Classification Browser 3.2.13 Showing Tabular Data on Map Tabular data can be shown on the study region map in addition to graphic form. To map data, simply open the window that contains the data you are interested in. Highlight the column you would like to map by single clicking on the column header as shown in Figure 3.33. You will notice that the Map button at the bottom of the window now becomes active. Press the Map button and a thematic map of the data is automatically developed as seen in Figure 3.34. Chapter 3. Running HAZUS Flood with Default Data Figure 3.33 Selecting Data to Map Figure 3.34 Mapping Tabular Data Mapping any inventory data, even with the scenario census blocks box checked, will result in mapping all study region census blocks. HAZUS is performing as designed, the scenario census blocks is available primarily for browser editing, not mapping. HAZUS-MH MR3 User Manual 3.2.14 Printing Tabular Data Tabular data can be printed by clicking the Print button at the bottom of the display window, as seen in Figure 3.35 (circled). Figure 3.35 Printing Tabular Data 3.3 Defining the Flood Hazard A key step in running a HAZUS analysis is defining the flood hazard for your study region. This involves importing topography data, calculating stream networks for riverine hazard, and defining the flooding hazard you wish to analyze. The analysis can be conducted for riverine flood hazard, coastal flood hazard, or both. Table 3.1 shows the analysis process for the flood hazard. When performing a combined analysis (riverine and coastal) the user is required to perform all of the steps noted: Chapter 3. Running HAZUS Flood with Default Data Table 3.1 HAZUS Menu Items HAZUS Flood Hazard Analysis Process Riverine Hazard Coastal Hazard Define Terrain (Input DEM) Generate Stream Network No Equivalent Create New Scenario Select Reaches Select Shorelines Hydrologic Analysis No Equivalent No Equivalent Characterize Shoreline Compute Flood Hazard (Hydraulics analysis) for suite, specific return period, specific discharge, annualized return periods Compute Flood Hazard (frontal dune erosion, WHAFIS, wave runup, zone determination) for suite, single return period, annualized return periods Develop Flood depth grid (completed base hazard analysis) Optional Hazard Analysis Perform What If Ð Levee Assessment Perform What If Ð Flow Regulation Perform What If Ð Velocity grid Optional Hazard Analysis Perform What If Ð Long-term Erosion Perform What If - Shore Protection 3.3.1 Selecting the Flood Hazard Type The riverine and coastal hazards have different requirements in terms of the development of the hazard and the digital elevation data required to support the analysis. To prevent the user from having to carry the penalty of digital terrain data that is not required and to enable only those menu items needed to support their hazard of choice, the first menu item on the Hazard Menu requires the user to select the hazard for which they want to analyze within their study region. The selection dialog can be seen in Figure 3.36 below. Figure 3.36 Flood Hazard Type Selection HAZUS-MH MR3 User Manual The user should think carefully about which hazard type (or both) they are interested in analyzing as the selection will drive the entire hazard assessment and changing the selection will change the DEM requirement and prevent the user from accessing some of the menu items. For example, selection of the Riverine only button will require a DEM that covers both the study region and all the watersheds that intersect that study region and will require the user to develop a stream network before other hazard menu items are enabled. 3.3.2 Defining Topography As might be anticipated, topography is the most critical element to the flood model. The flood model has developed an approach to simplify the effort to obtain digital elevation data and bring these data into the model. Primarily, the data extent is identified and the user is asked to download and point the flood model to the resulting ArcGIS grid dataset. For this section on running a default analysis, we will examine the process of importing DEM data from the U.S. Geological Survey (USGS) web page. The Level 2 user should note that in some cases they will need to bring in a DEM layer sufficient to meet the extent requirements defined for Level 1 users since there is always the possibility that the user may ask the flood model to extrapolate their FIT input data and exceed the flood boundaries they brought in. 3.3.3 Download DEM Data from USGS The USGS website contains downloadable data from the National Elevation Dataset (NED). The NED is a digital data set available from USGS that provides national elevation data in a downloadable form with consistent datum, elevation unit, and projection. This dataset has been chosen to be the default data for the Flood Model. This does not preclude a user from bringing in his or her own DEM. Chapter 3. Running HAZUS Flood with Default Data To import DEM data, first select the Hazard menu and the User Data submenu, as shown in Figure 3.37. A window will pop up with three tabs: DEM, FIT, and Depth Grid. In the DEM tab, select ÒDetermine required DEM extentÓ button, as shown in Figure 3.38. Figure 3.37 Hazard and User Data Paths Menus Figure 3.38 User Data Window HAZUS-MH MR3 User Manual The window that pops up, shown in Figure 3.39, lists the latitude and longitude coordinates that you will need when downloading the USGS DEM data for your study region. The latitude and longitude shown may extend beyond the defined boundaries of your study region because the watersheds that affect the regionÕs flood risk probably extend outside the political boundaries. This window includes simple instructions for downloading data from the USGS web site. More detailed instructions appear below. Users of all Levels should note that any DEM provided to the Flood Model will need to meet the coordinate constraints established by this dialog. The Model will discontinue processing if the model identifies gaps in the data coverage. This does not preclude a user from using his or her own DEM. Figure 3.39 Coordinates for Required DEM If pop-up blockers are enabled on your machine, it is important that they are disabled when you try to download the DEM. The USGS makes minor modifications to their seamless website on a regular basis. Therefore the following dialogs may not be exact representations of what the user may find on the website. In general, however the basic functionality of the website has not changed and the following discussion should serve as an effective guide. Chapter 3. Running HAZUS Flood with Default Data There are two ways to acquire the DEM from the NED website. The easiest is to click on the button ÒNavigate directly to the NED Download.Ó This will access the NED site, enter the required coordinates, and direct the user to the download page. However, it is possible that in the future the USGS will change the URL to their download site, which will necessitate users to go through the unabbreviated download process. To do so, proceed to the USGS web site http://seamless.usgs.gov/. Click on the button that reads View and Order Data Sets Ð United States Viewer on the welcome screen identified with the arrow in Figure 3.40 below. On the web page, shown in Figure 3.41, note that multiple boxes are checked under the heading Download Layers on the right-hand side of the page. Deselect all boxes except the NED. Then, click on the link on the left-hand side of the screen, towards the bottom of the page that reads Define Area by Coordinates. Note that you may have trouble viewing this link if your browser window is not large enough. The viewer is most easily seen if your screen resolution is 1024 x 768 pixels. Figure 3.40 USGS Seamless Welcome Screen HAZUS-MH MR3 User Manual Figure 3.41 USGS Web Page for Seamless Data Distribution System Be sure to check all other data layers off other than the NED. Failure to do so will typically lead to a message asking you to place an order for a CD-ROM of the data with an associated cost recovery fee. Rather large areas of NED data can be downloaded for free if the NED is the only layer requested. The next web page you come to will prompt you to enter the latitude and longitude coordinates that define the limits of the DEM data you wish to download. Switch to entering coordinates in decimal degrees by clicking on the link. Then, copy the coordinates from your HAZUS study region DEM Extent window onto the USGS page, as shown in Figure 3.42. When you are done, press the Add Area button (circled). If incorrect numbers are entered or you would like to start over, click on Clear Fields to remove all data from the fields. Chapter 3. Running HAZUS Flood with Default Data Figure 3.42 USGS Web Page Defining Geographic Area for DEM Data HAZUS-MH MR3 User Manual The next page that will pop up will look similar to Figure 3.43. Click on the Download link and proceed to download the DEM data. The data will be stored in the form of a zip file, which you will need to unzip in any location you wish on your computer. Any WinZip compatible program should be able to unzip the data. For large areas, the user will be given the DEM in multiple zip files that they need to unzip and then select all one by one in the set DEM Data Paths dialog. Figure 3.43 Download Page for USGS DEM Data Users that have Windows XP Service Pack 2 (SP2) installed on their computer may run into problems with downloading the DEM from the USGS website. Windows XP SP2 comes with an automatic pop-up blocker that will deter the downloading process. The following screenshot is an example of what users might see. When the user clicks on the Information Bar, the user has the three options, shown below. Selection of the ÒDownload FileÓ option will not produce desired results, as seen in Figure 3.44. Chapter 3. Running HAZUS Flood with Default Data Figure 3.44 Security Settings Blocking Download To avoid this problem, go to the ÒToolsÓ menu and click on ÒInternet OptionsÓ, as shown in Figure 3.45. Figure 3.45 Set Internet Options for Download Go to the ÒSecurityÓ tab, and click on ÒCustom LevelÓ (circled in Figure 3.46). HAZUS-MH MR3 User Manual Figure 3.46 Internet Options Scroll down to the Downloads section, and click ÒEnableÓ for all two options identified as ÒAutomatic prompting for file downloadsÓ and ÒFile downloadÓ as shown in Figure 3.47 and click ÒOKÓ Figure 3.47 Security Settings for Download Click ÒOKÓ to close the Internet Options window and restart the DEM download process. Chapter 3. Running HAZUS Flood with Default Data 3.3.4 Incorporate DEM Data To incorporate the DEM data downloaded from USGS into the study region, you are prompted to enter three pieces of information in the DEM tab. First, enter the vertical datum used in the DEM file. Data downloaded from the USGS web site uses the NAVD88 vertical datum. Second, enter the vertical units of the DEM file, which should be Meters for USGS NED data. Third, click on the Browse button to locate the location of the unzipped DEM file on your computer. Click OK. Figure 3.48 Setting DEM Data Paths At this point, your computer will process the data in the DEM files, and select only those areas that are relevant to your study region. When this process is complete, a message box will notify the user that they can continue with the other hazard components. In some cases, the study region will require more than one DEM file from the USGS. If that is the case, the user should browse to each DEM individually to add them to the dialog seen in Figure 3.48 and the model will automatically merge the datasets for use in the Flood Model. Note that Spatial Analyst extension must be active in ArcGIS for the DEM file to be properly integrated into the study region. HAZUS-MH MR3 User Manual It has been observed that if the required DEM extent is large and USGS NED data is downloaded as multiple zip files, very rarely the USGS provided pieces will have a gap between them. This would have caused the stream network to be constructed incorrectly so HAZUS will validate the input DEM pieces and stop the process without going any further. The user will see the below message. Figure 3.49 Input DEM Validation Failed The users who experience this issue can look at the UnionOfInputExtents and ReqDEMPolygon feature classes under the RegionDEM folder. The user should determine where the gap is occurring and causing the required DEM polygon not being completely contained within the union of input extents. The user then can note the coordinates, go to USGS NED website (http://seamless.usgs.gov/) and download the missing piece separately by following steps laid out in Download DEM Data from USGS section. Adding this additional piece through the DEM Data Paths dialog solves the problem. As seen in the example below (Clark County, NV), the UnionOfInputExtents have a gap that overlaps with the ReqDEMPolygon and additional piece of DEM is needed to cover that area. To better visualize the gap, the user can zoom in to area where it looks like the union polygon has a line cutting through it. Chapter 3. Running HAZUS Flood with Default Data Figure 3.50 Example of Gap in USGS DEM It has been observed that a portion of the DEM from the USGS NED site is missing, most commonly seen in study regions that are along the U.S. border. This would have caused the stream network to be constructed incorrectly so HAZUS will validate the input DEM pieces and stop the process without going any further. The users will see the message below. Figure 3.51 Input DEM Validation Failed This issue is known to be triggered along the U.S. border, when the DEM source is from the USGS NED. Add the required DEM polygon and all input DEMs to the map to visualize the part that is missing. The current workaround is to obtain the ÔmissingÕ DEM(s) for the other side of the border. HAZUS-MH MR3 User Manual 3-46 3.3.5 Import Other User Data A new feature in HAZUS is the ability for users to import flood depth grids, as well as FIT results. Users now have the option to bypass processing the DEM if they plan on running a scenario that only includes the FIT results and/or flood depth grids. 3.3.5.1 Import FIT Results The flood information tool (FIT) is an ArcGIS extension separate from HAZUS that can be used to create flood hazard data for import to HAZUS. The data are prepared outside of HAZUS and model allows users to indicate the file location of FIT output. For more information regarding FIT, see section 4.2. Select User Data from the Hazard menu. In the User Data window, select the FIT tab and depending on the flood hazard type selected earlier, there will be a Riverine and/or Coastal tab available. Figure 3.52 Importing FIT Data Use the Browse button to browse to the location of the FIT working directory on disk. The browse dialog is intended to select a folder, not the contents of it, so be sure to click on the working directory (not double-click). It is important that users import the FIT working directory into the correct hazard tab. Repeat the process to import additional FIT working directories. Chapter 3. Running HAZUS Flood with Default Data 3.3.5.2 Import Flood Depth Grid Results In order to import flood depth grid results into HAZUS, select User Data from the Hazard menu. In the User Data window, select the Depth Grid tab, as seen in Figure 3.53. Figure 3.53 Importing Depth Grid Data Use the Browse button to browse to the location of the flood depth grid on disk. The browse dialog is intended to select a raster. After the flood depth grid is selected, click on the newly imported flood depth grid and select the Set Parameters button. A window will pop up and ask the user to set the parameters to the flood depth grid. Select the Units (feet or meters) and input the Return Period of the flood depth grid, as seen in Figure 3.54. It is important that users import the flood depth grid into the correct hazard tab. Repeat the process to import additional flood depth grids. Figure 3.54 Set Parameters for Depth Grid HAZUS-MH MR3 User Manual 3-48 3.3.6 Riverine At this point, the procedure for analyzing the hazard of the study region differs depending on whether your study region has riverine flood hazard, coastal flood hazard, or both. 3.3.6.1 Generate a Stream Network If your study region is subject to riverine flood hazard, your next step is to generate a stream network. This is required even if you are going to be using FIT data. This is a one-time analysis and establishes the river network identity for all subsequent Scenarios. Select Develop Stream Network from the Hazard menu. The window shown in Figure 3.55 will appear. Enter an appropriate stream drainage area (in units of square miles), and click OK. Figure 3.55 Selecting Input Stream Drainage Area Your computer will process the DEM for your study region to determine the locations of streams. This analysis will take some time, ranging from five minutes to several hours, depending on your computerÕs processing speed, the size of the study region, and the complexity of the DEM. When the process is complete, the streams identified will appear on your study region, similar to Figure 3.56. Selection a small number for the drainage area such as 1 square mile will result in a highly defined stream network. This value represents the total land area, in square miles, that drains into any given reach excluding that drainage at the starting node of the reach (the downstream node from the prior reach). The smaller the drainage area input by the user, the more processing time required by the flood model for subsequent analyses. Chapter 3. Running HAZUS Flood with Default Data Figure 3.56 Stream Network Running the stream network the first time is fairly time consuming because the model performs an analysis that fills in spurious sinks in the DEM. However, in order to save the user time, the model saves the results of the sink filling process so that if the user decides to change the drainage area number, the model will not need nearly as much time to perform the analysis. For example, if the user runs stream network at 5 square miles and then decides that the network is not fine enough, the change to 1.0 square miles will run significantly quicker than the original analysis. If a river to be analyzed forms a border between counties, it is suggested to include the counties on both sides of the river when creating the study region. The stream network in HAZUS is known as a synthetic network because it is derived entirely from the DEM. No imagery or preexisting map layers are used in its generation. More specifically, streams in a synthetic network exist wherever at DEM grid cell locations that receive drainage from a threshold number of upstream grid cells. If the DEM is not large enough, the threshold number of grid cells may not be reached. An example of this is shown in Figure 3.57. It shows a study region consisting of one county, for which the one river (in red) forms a border. But because the DEM does not include areas draining to both sides of the river, the resulting synthetic stream is discontinuous. There are simply not enough DEM grid cells draining to the discontinuous portions for them to properly delineate. HAZUS-MH MR3 User Manual Figure 3.57 Discontinuous Synthetic Stream The solution to this discontinuity is to include counties on both sides of the river during study region creation. This in turn will result in a larger DEM that drains to both sides of the river. Figure 3.58 illustrates this concept, using the same stream as shown in Figure 3.57. The second study region consisting of counties on either side of the river (shown in red). The resulting synthetic stream network is now continuous. Figure 3.58 Continuous Synthetic Stream Chapter 3. Running HAZUS Flood with Default Data 3.3.6.2 Defining a Scenario Next, select Scenario under the Hazard menu, and select New. A scenario defines the specific stream reaches, or lengths of coastline for coastal users, and the hydrologic and hydraulic characteristics that you wish to include in one analysis run. A scenario could include all stream reaches in your study region, but because the analysis requires significant computer processing, you may wish to divide the region into several smaller scenarios. You will be prompted with a window to name your scenario and, optionally, write a description. Be careful not to include any leading or trailing spaces in the scenario name. When opening scenarios in the future, your description will be visible to help you differentiate between similar scenarios. Figure 3.59 shows an example of the scenario-naming dialog. Figure 3.59 New Scenario Naming After naming the scenario, a window will open enabling you to select which stream reaches you would like to include in the scenario, shown in Figure 3.60. You may use the ÒSelect ElementsÓ tool (the button with the arrow icon) to select particular stream reaches by clicking on them, or to drag a box and select multiple stream reaches. If you hold down the shift key, you can add or remove additional stream reaches to your selection by clicking on them. Once you have selected the stream reaches you want to include, which will be highlighted, click on Save. HAZUS-MH MR3 User Manual Figure 3.60 Selecting River Reaches for a Scenario If you have imported any riverine FIT data and/or flood depth grid(s), you can select those areas by clicking on the FIT analysis areas and/or the User-defined depth grids radio buttons. Select and save FIT areas and/or flood depth grids in the same manner as reach selection. After you save the stream reaches you have selected, you can press OK to complete the definition of the scenario. The color of the highlighting of the selected streams will change when this process is complete. The Scenario ÒSave AsÓ capability was created to allow users to skip the hazard analysis every time they wanted to run different parameters in the Inventory or Analysis menu. It is designed to save time for the user so that they can skip the hazard portion and rerun Analysis. It also gives the user a way to preserve previous results without using the Duplicate Study Region function, which requires much more disk space. The results tables are Scenario specific and the creation of a new scenario through the ÒSave AsÓ function assumes the user wants new results. Therefore, the old results are not carried over. In order to use the ÒSave AsÓ capability, the scenario to be saved needs to be open. The user then selects ÒSave AsÓ from the Scenario selections under the Hazard menu, as seen in Figure 3.61. Chapter 3. Running HAZUS Flood with Default Data Figure 3.61 Scenario ÒSave AsÓ Menu You will be prompted with a window to name your new scenario and, optionally, write a description. Figure 3.62 shows an example of the Scenario Save As naming dialog. Figure 3.62 Scenario ÒSave AsÓ Naming After clicking OK, HAZUS will save the old scenario and automatically open the new scenario. HAZUS-MH MR3 User Manual When a user modifies the Inventory, he/she is affecting all future results, meaning that any analysis from that point on will use the updated inventory. It is recommended that if the Inventory is modified, the Analysis should be rerun. Users that plan on modifying the inventory should ÒduplicateÓ the Study Region to compare results, otherwise the results are overwritten. The results will be overwritten if and only if the user reruns Analysis on the same scenario. Users that plan on modifying the functions/parameters in the Damage & Loss Estimate Analysis should use the Save As capability to compare results between scenarios, otherwise they are overwritten. The changes to damage functions are per Study Region, so the user is responsible for knowing what damage functions were used to create the results of which scenario. The user will not have a way of displaying which damage functions were used for each scenario. Users that plan on modifying the Hazard analysis do not need to use the Save As capability. However, there are a few cases that need to be taken into consideration. ¥ Mix grid: Mix grids are created when HAZUS does not know what return period to assign to the grid, such as the case of running specific discharge analysis or assigning different return periods to different reaches in a single scenario. If a user is dealing with a mix case and reruns the Hazard by changing some parameters (return period of one or more reaches, or the discharges), the changes to the depth grid and floodplain polygon due to this rerun will not be reflected in the Analysis results until the Analysis is reran. ¥ Edits to scenario: If a user reruns the Hazard by adding or subtracting at least one reach from the scenario but uses the same return period, the user should rerun the Analysis so that the results would reflect the changes in the Hazard. ¥ FIT: FIT results can only be modified in FIT. Inside the Flood model, the only option available to the user in terms of modifying FIT results is the ability to choose which FIT Areas to include in the scenario. If that kind of modification is done to the Hazard, the user should rerun the Analysis so that the results reflect the changes in the Hazard. In all three cases, if the user reruns the Analysis without using the Save As capability, the previous results will be lost. The Scenario ÒDeleteÓ capability was designed to allow users to delete scenarios that are no longer needed. The ÒDeleteÓ function allows users to delete multiple scenarios all at once by simply clicking on the scenarios. In order to use the ÒDeleteÓ capability, the scenario to be saved needs to be open. The user then selects ÒDeleteÓ from the Scenario selections under the Hazard menu, as seen in Figure 3.63. Chapter 3. Running HAZUS Flood with Default Data Figure 3.63 Scenario ÒDeleteÓ Menu You will be prompted with a window that shows all scenarios that have been created for the study region. Figure 3.64 shows an example of the Delete Scenario dialog. Figure 3.64 Delete Scenario Select scenario(s) to be deleted by clicking on the scenario name and click OK. HAZUS-MH MR3 User Manual 3.3.6.3 Hydrologic Analysis Once youÕve defined your scenario, the Hydrology option from the Riverine submenu becomes enabled. Selecting this submenu option will launch the hydrologic calculations for the scenario stream reaches that you have selected. These calculations will take some time, which will vary by the number and characteristics of the stream reaches selected and computer processing speed. The flood model has a status bar that allows the user to track the percentage of completion of the analysis. HAZUS will notify you when the calculation is complete. There is a tendency for ArcMap and HAZUS to experience memory leaks that can lead to failure of the model to complete its analysis. Since the hydrology analysis is study region specific and is dependent only on the river network developed by the user, there are options available to reduce the possibility of the code reaching a memory limit. In the case of hydrology, it is recommended that the user perform the hydrology analysis on a watershed-by-watershed basis, thereby limiting the level of effort within the model. There are two recommended approaches: ¥ Create a scenario for each watershed and perform the hydrology analysis on each scenario. The hydrology results are stored in a single table independent of scenario, or ¥ Create a single scenario, start with one watershed and perform the hydrology analysis. When completed, edit the scenario, add the next watershed and rerun the hydrology analysis. The model will skip those reaches that already have had the hydrology analysis performed and will perform the analysis on the added reaches. Repeat as needed to complete all watersheds in the study region. Hydrologic analysis is only important if you wish to perform frequency-related flood analyses (i.e., 100-year return period, annualized loss, etc.). If you have a specific discharge to apply to your reach(es), proceed directly to the Delineate Floodplain (Riverine) menu item and select Single Discharge. When running hydrologic analysis, the HAZUS screen might go blank or the Task Manager ÒApplicationsÓ tab will indicate that HAZUS is not responding. This is a common symptom for any software that is process heavy. In order to check if HAZUS is still running, users should check the Task Manager ÒProcessesÓ tab and sort the ÒCPUÓ column in descending order. The ÒArcMap.exeÓ process should be on top. If the ÒSystem Idle ProcessÓ is constantly on top at 99-100%, this is a clear indication that HAZUS is not responding. Users could also check the ÒPerformancesÓ tab and make sure the CPU Usage is not zero (0) over a period of time. Another option is to open the study region folder (in ÒDetailsÓ view) and make sure the FlHydrologyLog is updating by looking at the ÒDate modified.Ó Chapter 3. Running HAZUS Flood with Default Data 3.3.6.3.1 Excluding Problem Reaches from Scenario The following are instructions for creating a Scenario that excludes problem reaches. This only applies to cases where the Hydrology process shows the message in Figure 3.65. Figure 3.65 Hydrology Process Fail due to Problem Reaches 1. Start HAZUS, open your Study Region and open your Scenario 2. Make sure the ÒProblemReachesÓ and ÒChosenReachesÓ are on the map, if yes, skip to step 4 3. If not, add it through ÒAdd DataÓ button, browse to \\Study Region Folder\Scenario Folder\Riverine\CaseOutput\Hyrdology\ 4. Make sure the ÒReachesÓ is on the map, if yes, skip to step 6 5. If not, add it through ÒAdd DataÓ button, browse to \\Study Region Folder\Riverine\FlAnRivOutput\Region\ 6. From the Main Menu bar, go to ÒSelectionÓ and click on ÒSelect by LocationÓ 7. Make sure the first dropdown menu shows ÒSelect features fromÓ 8. Check ÒChosenReachesÓ in the Òthe following layer(s)Ó window and uncheck all others 9. Select Òare identical toÓ as the relationship in the dropdown menu of ÒthatÓ 10. Select ÒProblemReachesÓ in the Òthe features in this layerÓ dropdown 11. Make sure ÒUse selected featuresÓ and ÒApply a bufferÓ are unchecked 12. Hit ÒApplyÓ 13. Confirm that the number of selected reaches on the ChosenReaches layer is the same as the number of total reaches in ÒProblemReachesÓ 14. Right click on ChosenReaches in the ÒTable of ContentsÓ and click on the ÒOpen Attibute TableÓ 15. Click on ÒOptionsÓ and then ÒSwitch SelectionÓ, note the number of selected features 16. Close the attribute table 17. From the Main Menu bar, go to ÒSelectionÓ and click on ÒSelect by LocationÓ 18. Make sure the first dropdown menu shows Òselect features fromÓ 19. Check ÒReachesÓ in the Òthe following layer(s)Ó window and uncheck all others 20. Select Òare identical toÓ as the relationship in the dropdown menu of ÒthatÓ 21. Select ÒChosenReachesÓ in the Òthe features in this layerÓ dropdown 22. Make sure the ÒUse selected featuresÓ IS checked and ÒApply a bufferÓ is unchecked HAZUS-MH MR3 User Manual 23. Hit ÒApplyÓ 24. Right click on Reaches in the ÒTable of ContentsÓ, click on the ÒOpen Attribute TableÓ and confirm that the number of selected reaches is the same as the number noted in step 14 25. Close the attribute table 26. From the Main Menu bar, go to ÒHazard, ÒScenarioÓ, ÒNewÓ 27. On the ÒNew ScenarioÓ dialog, hit ÒSave selected objectsÓ, then click ÒOKÓ 28. The Scenario is now ready to start Hydraulics (Riverine\Delineate Floodplain) for a scenario that excludes the ProblemReaches from the ChosenReaches of the original Scenario (The Hydrology does not need to be rerun since HAZUS has already computed discharges for non- ProblemReaches. If Hydrology is rerun, the results will remain the same since the ProblemReaches have been removed from the Scenario) 3.3.6.4 Delineate Floodplain - Riverine Hazard Once the hydrologic calculations are completed, the Delineate Floodplain submenu option on the Riverine submenu on the Hazard menu becomes enabled. Select this submenu option, and the window shown in Figure 3.66 will appear. From the pull-down menu, you can select the type of hazard analysis you would like to run. At the bottom of the window, HAZUS will indicate how much virtual memory is available on the machine and the estimated virtual memory that will be used for the hydraulic analysis. If the text is in red, as seen in Figure 3.66, the hydraulics process will need more memory than what is available. If this occurs, it is recommended that users remove reaches from the scenario. Figure 3.66 Calculate Hazard Window Chapter 3. Running HAZUS Flood with Default Data 1. Selecting Return Periods 10, 50, 100, 200, 500 will calculate flood depths and floodplains for the 10-year, 50-year, 100-year, 200-year and 500-year return period floods on each of the stream reaches in your scenario. The flood model will produce a single 10-year flood depth grid for the entire group of selected reaches. This process is duplicated for the other four return intervals. 2. Selecting Single Return Period lets you specify a return period between 10 years and 500 years for which the flood characteristics will be calculated. You can choose different return periods for different stream reaches, if you wish. Depending on the user selection, the resultant grid will be a single return interval for all reaches selected by the user, similar to option 1 above, or a single grid of mixed return intervals for the selected reaches. 3. Selecting Single Discharge allows you to input anticipated stream discharge levels for each stream reach. Similar to Single Return Period, the user can enter different discharges for each reach. If the user opts to run different return intervals or specific discharges for each reach in their scenario, the Transportation Bridge analysis cannot be run as the return interval for the reaches in question needs to be known. 4. Selecting Annualized Loss will calculate a suite of floods to be used later in an annualized loss calculation. The annualized loss menu item on the Analysis menu will become enabled when this has been completed. This completes the hazard definition for the riverine analysis. When performing a mixed case analysis (riverine and coastal), the user will need to perform the steps outlined in this section for the riverine portion of their analysis. The next section will define how to operate the flood model for the coastal analysis. Please feel free to skip this section and read about the Analysis and Results functionality. When running hydraulic analysis, the HAZUS screen might go blank or the Task Manager ÒApplicationsÓ tab will indicate that HAZUS is not responding. This is a common symptom for any software that is process heavy. In order to check if HAZUS is still running, users should check the Task Manager ÒProcessesÓ tab and sort the ÒCPUÓ column in descending order. The ÒArcMap.exeÓ process should be on top. If the ÒSystem Idle ProcessÓ is constantly on top at 99-100%, this is a clear indication that HAZUS is not responding. Users could also check the ÒPerformancesÓ tab and make sure the CPU Usage is not zero (0) over a period of time. Another option is to open the scenario folder (in ÒDetailsÓ view) and make sure the FlHydraulicsLog is updating by looking at the ÒDate modified.Ó Cell sizes are obtained from the DEM, FIT, and/or user-defined depth grids, depending on what is being used in the scenario. From the pull-down menu, you can select which cell size will be used for the final depth grid (if more than one is available). HAZUS-MH MR3 User Manual Using a smaller cell size could dramatically increase the processing time and the size of the output raster. Also, using a smaller cell size in areas that had a larger cell size does not increase the accuracy of the depth grid, it will just preserve the high accuracy in the areas that had small cell sizes. On the flip side, using a larger cell size will result in a faster processing time, but will cause the user to lose the higher accuracy in the areas that had small cell sizes. 3.3.6.4.1 Reaches with Hydraulic Problems As the user is running the hydraulics (i.e. Compute Flood Hazard), the user might notice that it is taking a long time. It is possible that the hydraulic process is hanging (stuck on a couple of reaches and cannot finish hydraulics). The following are instructions to go around the problem. 1. Open FlHydraulicsLog.txt and search for the text "Reach # of" (# being the reach process hangs at) 2. The line above that will have "CoreOfHydraulics: Processing REACH ID: XX", note the reach ID 3. Start HAZUS, open your Study Region and open your Scenario 4. Make sure the "Reaches" layer is on the map, if yes, skip to step 6 5. If not, add it through "Add Data" button, browse to \\Study Region Folder\Riverine\FlAnRivOutput\Region\ 6. From the Main Menu Bar, go to "Selection" and click on "Select by Location" 7. Make sure the first dropdown menu shows "select features from" 8. Check "Reaches" in the "the following layer(s)" window and uncheck all others 9. Select "are identical to" as the relationship in the dropdown menu of "that:" 10. Select "ChosenReaches" in the "the features in this layer" dropdown 11. Make sure "Use selected features" and "Apply a buffer" are unchecked 12. Hit "Apply" 13. Confirm that the number of selected reaches on the "Reaches" layer is the same as the number of total reaches in "ChosenReaches" 14. Right click on ÒReachesÓ in the "Table of Contents" and click on the "Open Attribute Table" 15. Look for the row that has its "ARCID" value equal to the reach ID you noted at step 2, this is the problematic reach. It should already be highlighted as one of the selected reaches. 16. Select Ctrl and left-click on the left end of that specific row (the gray block part on the table, not the cells inside the table) to deselect it. 17. Close the attribute table 18. From the Main Menu Bar, go to "Hazard", "Scenario", "New" 19. On the "New Scenario" dialog, hit "Save selected objects", then click "OK" 20. The Scenario in now ready to start Hydraulics (Compute Flood Hazard\Riverine Hazard) for a scenario that excludes that specific Problematic reach from the ChosenReaches of the original Scenario Chapter 3. Running HAZUS Flood with Default Data 3.3.7 Coastal If the flood hazard of concern is coastal, you will not be required to generate a stream network or run the hydrologic analysis. You will still be required to obtain and identify the Digital Elevation Model to be used in the analysis. The extent of the DEM necessary for coastal is different from that required for riverine. The necessary DEM is determined by the union of the region shoreline with the study region boundary. Once the DEM has been added (see Section 3.3.3 and Section 3.3.4) the user can move directly to defining a scenario by selecting New from the Scenario submenu and the Hazard menu. As with the riverine analysis, the user is required to enter a name and, if desired, a description for the scenario, and click OK as seen in Figure 3.67 below. Figure 3.67 New Scenario (Coastal) After the user has specified the scenario name and clicked on OK, the window shown in Figure 3.68 will emerge. Like the riverine model, the user will be asked to select a shoreline or shorelines for analysis. The flood model uses a standard GIS selection tool to allow the user to select the shorelines and the user should click on the select icon and proceed to either click on the shoreline or draw a box to select more than one shoreline. To select discontinuous shorelines such as islands, the user can press the Shift key while selecting additional shorelines. To deselect shorelines, the user can press the Shift key and click on the shorelines that are not to be included in the selected shorelines. HAZUS has a built-in default national shoreline that is delineated by county. In study regions that are sub-county or a combination of multiple sub-counties, all of the associated shorelines of the counties will be brought in. This is by design and it is to account for the fact that coastal flooding at a specific location does not necessarily originate from the closest shoreline to that location. HAZUS-MH MR3 User Manual The flood model has shorelines for mainland areas, barrier islands, large islands, small islands and the Great Lakes. These shorelines have been smoothed to allow the flood model to build shore normal transects in a less time consuming fashion. Figure 3.68 Selecting a Shoreline for a New Coastal Scenario Once the shorelines have been selected, click on the Save Selected Objects button (the floppy disk icon) and the OK button will become enabled. This completes the process of creating the new scenario and selecting shorelines. The next step in the process is to characterize the chosen shorelines. 3.3.7.1 Shoreline Characterization Characterizing the shorelines provides the flood model with the information necessary to determine which models will be run, including frontal dune erosion, WHAFIS, and Runup. The flood model provides the opportunity for the user to characterize the shoreline into six (6) major shoreline types. The shoreline types include: Rocky Bluffs, Sandy Bluffs with Little Beach, Sandy Beach with Small Dunes, Sandy Beach with Large Dunes, Open Wetlands, and Erosion Protection. The selection of one of these six shoreline types helps guide the flood model as to which hazard analysis must be performed. Chapter 3. Running HAZUS Flood with Default Data To characterize the shoreline, the Shoreline Characterization window will automatically pop up after shoreline(s) are selected for the scenario. Selection of this menu item starts a process where the user identifies where they would like to start characterizing the shoreline (Shoreline Start) and where they would like to finish the characterization (Shoreline Finish). In between these two points, the user will want to add any breaks in the shoreline (Breaklines) where the geographic characteristics of the shoreline change. The flood model will develop transects and perform the aforementioned analysis (e.g., WHAFIS) only between the Start and End lines. If the default locations are moved, the model will limit the development of transects between these locations. The flood model will develop transects and perform analyses such as WHAFIS between the Start and End lines Ð either the default or those generated by the user. The flood model will still develop a Stillwater elevation surface over the entire study region to insure that flooding through other low-lying areas is properly accounted for. HAZUS-MH MR3 User Manual The first dialog allows the user to perform the segmentation of their shoreline if necessary. Figure 3.69 shows the dialog, which is interactive with the map layer as shown. Shoreline Start Shoreline End Figure 3.69 Setting Shoreline Limits The user can leave the shoreline start and end as seen in the dialog above or select the limit to be changed (Startline or Endline) and click the Draw button (circled) to draw a new line on the map. The model will remove the default line and replace it with a line in the location of the users choosing. For example, Figure 3.70 shows what the user might see upon changing the shoreline start point (Startline). The user must be sure to draw the line so that it crosses the shoreline only once. This could be from inland into the flood source, or from the flood source inland. The flood model will automatically make the line shore normal or perpendicular to the shoreline. HAZUS allows users to zoom in or out of the map before clicking on the Draw button. After clicking the Draw button, the tool gets set to the ÔLineÕ tool, and the customization gets locked, therefore users will not be able to select any other tool until the Startline, Endline, and Breakline(s) are drawn. Chapter 3. Running HAZUS Flood with Default Data The user can move the startline if the initial effort is not in the right location by merely reselecting the Draw button and drawing the startline in another location. Similarly, if the user decides not to change the startline after having drawn one, the user can click on the Use Default button and restore the Shore Startline to its default location. Clicking on the Use Default button will only restore the active Limit Type such as the Startline or the Endline. To restore both the Startline and the Endline the user needs to select the radio button and click on the Use Default Button for each line. Figure 3.70 Resetting the Shoreline Start Line HAZUS-MH MR3 User Manual An example of changing the shoreline end (endline) can be seen in Figure 3.71 below. In a similar fashion, the user can change the location of their endline by clicking on the Draw button and drawing a new line. To restore the default, the user needs to click on the Use Default button with the Endline radio button enabled. Figure 3.71 Resetting the Shoreline End Line Chapter 3. Running HAZUS Flood with Default Data As stated previously, if the study region shoreline has differing geography, the user will want to segment the shoreline and classify the shoreline into the proper geophysical properties. Segmenting the shoreline means that the user will need to select the Breakline radio button and select Draw. As with the Startline and the Endline drawing, the user will draw a line crossing the shoreline only once. An example of the result is shown in Figure 3.72 below. Figure 3.72 Adding a Breakline to the Selected Shoreline The user cannot change or move a breakline once it has been drawn, to move the line, the user will need to clear the breakline using the Clear All button and redraw the breakline in the new location. In the case of Figure 3.72 above, the user added a single breakline (circled above) and has decided to progress to the next step. By selecting Next>, the user will move to a dialog that obtains needed information regarding the shoreline characteristics, wave exposure and 100-year still water elevation. HAZUS-MH MR3 User Manual Figure 3.73 Shoreline Characterization Ð Shoreline Type Tab The Shoreline Type tab has two input requirements from the user. The default parameters are Moderate wave exposure and Sandy Beach with Large Dunes. The options for the wave exposure include: ¥ Open Coast (full exposure): This would be any shoreline where the storm surge and waves come directly off open waters without the benefit of any barrier islands or other land mass protection. Think in terms of lines of waves marching directly onto the shoreline uninterrupted. ¥ Moderate exposure: This is best represented by a shoreline that is slightly protected from the storm surge and associated waves. This might be a shoreline that has some small islands or a low-lying sandbar that helps break the direct force of the waves on the shoreline. This shoreline might be angled somewhat to the direct line of the waves and therefore receiving a portion of the wave front. This is the HAZUS default. ¥ Minimal exposure: This is best represented by a shoreline that is not in direct line with the storm surge or the waves. This might include an exposed shoreline that is running somewhat parallel to the storm surge and therefore is not bearing the brunt of the wave fronts. ¥ Sheltered: This is best represented by the shoreline within a bay or protected by a larger barrier island. This could also be a shoreline along a large river inlet. The shoreline is sheltered from the wave front and is most likely subjected to still water flooding. Chapter 3. Running HAZUS Flood with Default Data The dialog also contains a combo box that allows the user to identify the geophysical properties of the shoreline. As mentioned previously the options in this combo box includes: ¥ Rocky Bluffs: This is best represented by the shoreline along CaliforniaÕs north coast where the shoreline rises nearly vertically out of the ocean. Shore erosion, WHAFIS (Wave Height Analysis for Flood Insurance Studies), and runup are not run on this type of shoreline. ¥ Sandy bluffs, little beach: This is best represented by coastal areas near Malibu, California where the bluffs are can be eroded and the beach is very small. WHAFIS is not run on this type of shoreline but runup is analyzed and coastal erosion is checked. ¥ Sandy beach, small dunes: This is best represented by some of the shorelines along the Gulf of Mexico where the shoreline can be a long sandy beach with small frontal dunes. This type of shoreline will be analyzed for erosion, WHAFIS, and runup ¥ Sandy beach, large dunes: This is best represented by the Carolina barrier islands where the beach can be large and have a high frontal dune that may be capable or resisting larger storm surges. For this type of shoreline, erosion, WHAFIS, and runup are analyzed. ¥ Open wetlands: This can be represented by some areas of the Carolina barrier islands, where the marshes or other wetland areas buffer the sand and prevent erosion. WHAFIS, runup and erosion are analyzed for this type of shoreline. ¥ Erosion protection: Selection of this shoreline type enables the Level of Protection input box and the user is required to define the level of protection in terms of return intervals. An example might be a floodwall engineered to withstand a 100-year storm surge. The flood model does not run any special analysis such as WHAFIS, Runup or erosion, but Stillwater flooding will be examined since water may have other avenues behind the protection. If the return interval is exceeded, the flood model will assume the erosion protection has failed and the shoreline will be eroded. At the top of the dialog, the user can switch from one shoreline segment (if more than one) to another and back. If there are multiple segments and most have a single characteristic and a few with unique characteristics, the user can save time and effort by applying the common characteristic to all segments and then edit those unique segments. The second tab of the shoreline characterization dialog is shown in Figure 3.74. HAZUS-MH MR3 User Manual Figure 3.74 Shoreline Characterization Ð Stillwater Flood Conditions Tab In order for the coastal analysis to have a starting point, the user must provide the 100-year still water elevation from a Flood Insurance Study. This information is readily available online at the FEMA Map store at http://store.msc.fema.gov/. The following figures give the user an idea of how the data can be captured from the FEMA web site. Remember that internet websites are constantly being changed and the look and feel may no longer be exactly the same as seen in Figure 3.75 through Figure 3.79. Figure 3.79 has been rotated 90 degrees for clarity. Figure 3.75 FEMA Map Store Welcome Page and Map Catalogue Screen Chapter 3. Running HAZUS Flood with Default Data Figure 3.76 Selecting the State or Territory and County or Parish Figure 3.77 Selecting the Community and Preparing to ÒGetÓ the FIS Figure 3.78 Flood Insurance Study Listing (if more than one) and the Selected FIS HAZUS-MH MR3 User Manual Figure 3.79 FIS Page with Still Water Elevations (image rotated 90 degrees) Once the FIS has been obtained, the user can input the value in the Elevation field. This field and the vertical datum field are required. The other still water elevation boxes are calculated using the standard FEMA ratios, but can be edited and overwritten by the user if the data is available within the FIS. The user should review the FIS carefully to determine if the 100-year SWL includes wave setup. If it does, the user should put in the 100-year still water elevation as noted in the FIS, but must also check the Yes radio button under the ÒElevation includes wave setup?Ó question. Doing this will enable the Wave Setup (ft) text box and the user should enter the wave setup value here. If the user cannot identify if wave setup is included, quickly graph the stillwater elevations listed in the FIS and see if the 100-year SWL is higher than expected by the graph. If so, it most likely includes wave setup. Chapter 3. Running HAZUS Flood with Default Data Fields that require data input in order for a coastal analysis to be performed are in red text. Other fields are automatically loaded with default parameters or do not need to be completed. Once the user has completed inputting the required information on both tabs of the shoreline characterization dialog the process is completed and the flood model has the necessary data to perform a coastal analysis for any given return interval. 3.3.7.2 Delineate Floodplain Ð Coastal Hazard Under the Hazard menu, Coastal submenu, the user will see the Delineate Floodplain option enabled. Selection of this option will open a dialog that allows the user to select their hazard analysis options. At the bottom of the window, HAZUS will indicate how much virtual memory is available on the machine and the estimated virtual memory that will be used for the coastal analysis. Figure 3.80 below shows the Coastal hazard analysis dialog. Figure 3.80 Calculate Hazard Ð Coastal Hazard Options The coastal analysis has three options available to the user: 1. Selecting Return Periods 10, 50, 100, 200, 500 will calculate flood depths and floodplains for the 10-year, 50-year, 100-year, 200-year and 500-year return period floods the entire shoreline in your scenario. The flood model will produce a single 10year flood depth grid for shoreline. This process is duplicated for the other four return intervals. 2. Selecting Specific Return Period lets you specify any flood return period for which the flood characteristics will be calculated. Unlike riverine, you cannot choose different return periods for different shoreline segments. The results will be a grid of flood depth for the selected return period. HAZUS-MH MR3 User Manual 3-74 3. Selecting Annualized Loss will calculate a suite of floods to be used later in an annualized loss calculation. The annualized loss menu item on the Analysis menu will become enabled when this has been completed. When running hydraulic analysis, the HAZUS screen might go blank or the Task Manager ÒApplicationsÓ tab will indicate that HAZUS is not responding. This is a common symptom for any software that is process heavy. In order to check if HAZUS is still running, users should check the Task Manager ÒProcessesÓ tab and sort the ÒCPUÓ column in descending order. The ÒArcMap.exeÓ process should be on top. If the ÒSystem Idle ProcessÓ is constantly on top at 99-100%, this is a clear indication that HAZUS is not responding. Users could also check the ÒPerformancesÓ tab and make sure the CPU Usage is not zero (0) over a period of time. Another option is to open the scenario folder (in ÒDetailsÓ view) and make sure the FlHydraulicsLog is updating by looking at the ÒDate modified.Ó 3.3.8 Riverine and Coastal The primary reason the user is asked to select between Riverine Only, Coastal Only, or Riverine and Coastal is to limit the DEM requirements for the user. Selection of Riverine and Coastal on the Hazard Type dialog will require the user to get a DEM that supports the analysis for both hazard types. Once the user has provided the DEM, they are free to perform any of the hazard analysis. For example, if the user selects Riverine and Coastal, they will be required to build the Stream Network and the shorelines will already be available to the user. During the creation of scenarios, the user will have the option to build a scenario with only river reaches, only shorelines, or a combination of reaches and shorelines. The flood model maintains the riverine and the coastal hazard depth grids separately because the depth of flooding alone does not determine which hazard is producing the most damage by occupancy. If the user has chosen to run a scenario with river reaches and coastal shorelines, the flood model will analyze the impact of both hazards on the inventory independently and then compare the resulting losses to see which hazard is the controlling hazard, or the hazard with the greatest impact on that occupancy or structure. To perform a combined analysis, the user should perform the following steps: 1. Create Stream Network (required), 2. Create Scenario and select river reaches and shorelines Ð Note: the user should select the Riverine and Coastal radio button to ensure that both layers are selectable. 3. Characterize the shoreline Chapter 3. Running HAZUS Flood with Default Data 4. Run hydrology 5. Delineate floodplain (riverine) 6. Delineate floodplain (coastal) Once the user has completed this effort, they are ready to perform the hazard ÒWhat-ifsÓ or go onto the Analysis menu. 3.3.9 Using Hazard What-Ifs The Flood Model Oversight Committee identified specific items that they believed would enhance the user community acceptance of the flood model. These capabilities provided a level of ÒWhat-ifÓ functionality to the user allowing them to utilize the flood model as a planning tool. The flood model Òwhat ifÓ scenarios include riverine levee, riverine flow regulation, riverine velocity, coastal long-term erosion, and coastal shore protection. The following sections provide a description of the process to generate the hazard (depth grid) for the what-if analysis. Use of What-If scenario functionality requires that the flood hazard has already been computed. Levee, flow regulation, and velocity analysis require the Riverine hazard to be completed. Long-term erosion and shore protection routines require the coastal hazard to have been completed. 3.3.9.1 Riverine Levee In general, DEMs are not reliable for identifying a continuous embankment with relatively little width. Because grid cells are connected at the corners as well as the sides, an embankment that is not a straight line, in the strictest sense, must be at least two cells wide to be treated as a barrier to flow. A tool is available in HAZUS to add a levee alignment, attribute the levee with a level of protection and, for level 1 analyses determines the effects of a levee on flood depths within the unprotected portion of the floodplain. Select Riverine from the Hazard menu. On the sub-menu, select Levee. The levee option is drawn with the mouse after clicking the Draw button. Flood depth grids have been created for the reach and the user chooses a grid on which to draw the levee alignment. The alignment should cross the floodplain twice. Then enter the recurrence interval, in years, corresponding to the level of protection provided by the levee and click OK. HAZUS allows users to zoom in or out of the map before clicking on the Draw button. After clicking on the Draw button, the tool gets set to the ÔLineÕ tool, and the customization gets locked, therefore, users will not be able to select any other tool until the levee is drawn. HAZUS-MH MR3 User Manual Figure 3.81 Riverine Levee The model then enforces the levee into the DEM and the flood hazard for the scenario is recomputed. 3.3.9.2 Riverine Flow Regulation The default hydrologic analyses apply to unregulated drainage areas. Regulation, through diversions and/or storage, changes the flood frequency curves downstream. HAZUS provides a tool for incorporating the downstream effects of flow regulation. The tool allows users to modify the unregulated flood frequency curve at a specific location by entering one or more pairs of recurrence intervals and discharge values. HAZUS identifies downstream reaches affected, and modifies the corresponding flood frequency curves as appropriate, prior to re-computing the flood hazard. Select Riverine from the Hazard menu. On the sub-menu, select Flow Regulation. Click the Draw button to identify the location of a regulating structure, such as a flood control reservoir. Upon clicking the Apply button, the algorithm finds the drainage area upstream of that location and defines the unregulated flood frequency curve. The curve is plotted and a table of recurrence intervals and associated discharge values is presented for the user. Enter the return period and discharge of the regulating structure and click OK. HAZUS allows users to zoom in and out of the map before clicking on the Draw button. After clicking on the Draw button, users will not be able to select any other tool until the regulation structure is drawn. Chapter 3. Running HAZUS Flood with Default Data Figure 3.82 Riverine Flow Regulation 3.3.9.3 Riverine Flow Velocity The velocity of floodwater can contribute to the flood hazard by carrying large amounts of sediment and debris, impacting structures, and eroding soil from stream banks and under foundations. In the velocity analysis, the spatial distribution of the floodwater velocities is estimated. Select Riverine from the Hazard menu. On the sub-menu, select Velocity. 3.3.9.4 Coastal Long-Term Erosion Long-term erosion can be a consequence of a number of factors at a site (e.g., storms, interruptions, in long-shore sediment transport, sea level rise, human activities). The purpose of the long-term erosion scenario is not to determine causation, but to estimate the effects of long- term erosion on coastal flood hazards. Select Coastal from the Hazard menu. On the sub-menu, select Long Term Erosion. Enter the rate and duration of erosion in the text boxes. To enter values for a different shoreline, change the current shoreline by clicking on the previous or next arrow. Click OK after the values for all shorelines have been entered. HAZUS-MH MR3 User Manual Figure 3.83 Coastal Long-Term Erosion 3.3.9.5 Coastal Shore Protection The shore protection scenario allows users to modify the type of one or more shorelines. The analysis assigns protection to the selected shorelines that prevents erosion and wave effects from propagating landward of the shoreline. However, the analysis does not preclude potential stillwater flooding landward of the shoreline. Select Coastal from the Hazard menu. On the sub-menu, select Shore Protection. With the Select button, highlight the shoreline(s) to be protected from erosion and wave action. Click the OK button and the coastal flood hazard will be recomputed. Chapter 3. Running HAZUS Flood with Default Data Figure 3.84 Coastal Shore Protection 3.3.10 Using Quick Look The Quick Look feature allows the user to quickly produce a rough estimate of flood damages, without working through the process of generating a stream network or Delineate Floodplain. Instead of generating a floodplain associated with a specific return period or rainfall amount, Quick Look lets the user enter an anticipated flood depths for an area of their selection. Then, based on the infrastructure present in the area you select, approximate damages are estimated. The Quick Look analysis is only performed on the General Building Stock (GBS). The GBS results tables are populated and a summary report uniquely developed for the Quick Look is populated. This restriction was imposed to prevent users from attempting to perform a detailed analysis of a specific site using this crude method of analysis. Quick Look is only appropriate for small areas with similar elevations. The Quick Look function assumes a standard depth of water over the entire area you select, and does not use any topology (DEM) or check for the veracity of the flood depths input by the user. If you select an area with significant elevation gradations, Quick Look will assume that high elevation locations have the same level of flood depth as low elevation locations, which would produce meaningless results. The Quick Look does allow the user to create multiple polygons with differing flood depths. Select Quick Analysis from the Hazard menu and select Quick Look from the submenu. Click on Draw in the window that pops up. Using the cursor, draw a polygon with as many sides as you HAZUS-MH MR3 User Manual wish, illustrated in Figure 3.85. Double-click when you have selected the area you wish. Next, enter a flood depth for the polygon you have selected. Click Save, then click OK. Figure 3.85 Drawing a Polygon for Quick Look Only one quick look analysis can be performed in a given study region. Additional quick look analysis efforts will over write the results from the previous analysis. Quick Look will not run if a scenario is open. It is independent from the scenario(s). HAZUS allows users to zoom in or out of the map before clicking on the Draw button. After clicking on the Draw button, users will not be able to select any other tool until the polygon is drawn. 3.3.11 Using Enhanced Quick Look Similar to the Quick Look function, Enhanced Quick Look is an analysis option where the user is providing a polygon that represents the floodplain boundary. HAZUS will estimate the flood depth within that boundary. The analysis performed is therefore based on this user supplied anecdotal information and should be used with great care. Select Quick Analysis from the Hazard menu and select Enhanced Quick Look from the submenu. A window will pop up and ask the user to select the Vertical Units and Vertical Datum of the polygon. Users will also have to browse to the appropriate location for the DEM and floodplain boundary polygon, as illustrated in Figure 3.86. The analysis will start as soon as the user clicks OK. Chapter 3. Running HAZUS Flood with Default Data Figure 3.86 Enhanced Quick Look Only one enhanced quick look analysis can be performed in a given study region. Additional quick look analysis efforts will over write the results from the previous analysis. Enhanced Quick Look will not run if a scenario is open. It is independent from the scenario(s). 3.4 Running an Analysis Using Default Data In a HAZUS loss analysis, the characteristics of the structures and people of the study region are analyzed for vulnerability to the flood or floods, which have been calculated in your scenario. Default damage functions, which estimate percent damage relative to the depth of floodwater as measured from the top of the first finished floor (riverine) or bottom of the first flood (coastal), are provided with the HAZUS program. Other damage functions were collected or developed for vehicles, riverine velocity, utility components, and transportation bridges. 3.4.1 Viewing Damage Functions Under the Analysis menu, you can view the functions that will be used to estimate damage of various types. This section looks at one set of those functions, and you are encouraged to familiarize yourself with all of them. Selecting Buildings from the Analysis menu Damage Functions submenu, the window shown in Figure 3.87 appears. This table provides information on the default damage function associated with each specific occupancy class (e.g., RES1) and subclass (e.g., RES1, 1 story, no basement). By scrolling to the right in this window you will see the percent of damage, expressed in terms of HAZUS-MH MR3 User Manual building replacement cost, estimated at different water depths. The pull-down menus at the top of the window allow you to view the default damage functions for the coastal hazard and other occupancy classes such as COM1. Clicking on the different tabs at the top (Structure, Contents, Inventory) allows you to view default damage functions associated with building structures, and their contents for all specific occupancy types, and inventory for selected occupancies (e.g., COM1, IND1-6 and AGR1). Figure 3.87 Building Depth-Damage Functions by Occupancy (Riverine) Chapter 3. Running HAZUS Flood with Default Data If you click on the Library button at the lower left of the window, Figure 3.88 will appear on your screen. Viewing the library of damage functions allows the user to review other damage functions applicable to the occupancy under consideration relative to the current default, as well as replace the current default with another function from the library. The library dialog makes heavy use of color codes to help the user identify any changes and selections they may make in the dialog. The Library dialog is composed of three windows. The left window is the navigation window where the user can change between occupancies, foundation heights and number of stories. This window allows the user to select a specific occupancy (e.g., RES1) and shift through the potential foundation types (slab on grade, fill, basement, crawlspace, pier, post, and pile) and number of stories typical for the selected specific occupancy (1-story, 2-story, 3-story, split level for residential and low, mid, and high rise for non-residential) within that occupancy. The sub-occupancies displayed in the window are a form of shorthand that identifies the occupancy class. The short hand was developed by taking the first letter and numeric values of the specific occupancy name (e.g., RES1 becomes R1 and COM10 become C10), this is concatenated with the value for the number of stories (e.g., 2-story becomes 2 and Low rise becomes L), and finally the existence of a basement derives the last value (e.g., structures with a basement get a B and structures without get an N). Therefore a the residential occupancy classified as RES1 with 1-story and no basement becomes R11N while the commercial occupancy classified as COM10, mid-rise, with a basement become C10MB The bottom right grid is where the library of damage functions is displayed for the user to view and/or select. The user can browse between damage functions for the foundation and number of stories by selecting the sub-occupancies in the left column grid. In this case, Figure 3.88 is displaying all of the functions available for the sub-occupancy R11N (RES1, 1 Story, with no basement). Selection of C10MB (COM10, mid-rise, with basement) would display an entirely different set of damage functions in the grid on the lower right. Finally, the window in the upper right is used to allow the user to make comparisons and selections among the damage functions. The first row in the grid will always display the HAZUS default function in red. The second line in the upper right grid displays the ÒcurrentÓ function or any damage function that the user has highlighted in the lower window. To help the user view the current function, it is also displayed in green text. The user may want to use the Òcurrent functionÓ line as a way of displaying a function and directly comparing it to the default damage function. Figure 3.88 is currently displaying a USACE New Orleans District damage function (highlighted row 10) for RES1, 1-story slab on grade. The third row in the upper right grid displays any function the user may have ÒselectedÓ as their damage function. That is, a damage function the flood model will use rather than the default damage function. This is how the user can essentially override the default damage functions with either a library function that they believe better represents their local area, or a custom function they may have built themselves. Figure 3.88 is displaying a USACE New Orleans District damage function (lower right grid, blue text RES1 1-story, pier foundation) that was selected in place of the default function. HAZUS-MH MR3 User Manual Figure 3.88 Building Depth-Damage Function Library If the user chooses, they may use one of the library functions to build their own custom damage function. To do this, the user would click on the User Defined button in the lower left corner of the dialog (circled). When the user selects this button, the flood model takes the highlighted damage function, if any, and opens an editable dialog for the user to make modifications. Figure 3.89 shows the dialog. The flood model inserts the damage function description from the starting damage function the user selected (or the default damage function if none is selected) and adds a comment that identifies for the user what the original source damage function was. This will allow the user to maintain some idea of where they started the process. The user is required to enter a source (or name) for the damage function. It is recommended that the user do not edit the Comment or description. Figure 3.89 Editing Dialog for User Defined Function Development Chapter 3. Running HAZUS Flood with Default Data If the user has decided to select a new damage function for use in the flood model, the entry dialog will highlight the damage function to remind the user that a default function is not being used. Figure 3.90 shows how the change would appear in the entry dialog as compared to that seen in Figure 3.87 earlier in this section. Figure 3.90 Building Damage Function Dialog with a User Selected Damage Function Similar default damage functions for other facilities, as seen in Figure 3.91 below. The damage function dialogs for Essential Facilities functions in the same fashion as discussed above for the General Building Stock. In most cases, the damage functions available in the essential facilities dialog area also available for the Government structures in general building stock. The essential facilities dialog does not have an inventory tab since the essential facilities occupancies do not produce inventory for sale. Figure 3.91 Damage Functions Submenu HAZUS-MH MR3 User Manual The Transportation Systems damage function dialog looks slightly different as there is only structure damage function (no contents or inventory) and the dialogs tabs allow the user to shift between Highway, Railway, and Light Rail facilities. Currently the flood model has damage functions for bridges only. Upon viewing the transportation bridge damage functions, the user will see that they are based on return period. It is important to remember that running an analysis on bridges cannot be done if the user runs mixed return periods on their selected reaches. In other words, if the user assigns a different return period to each reach, or a single discharge on the reaches, the flood model will not be able to analyze the transportation bridges. The entry dialog for transportation facilities can be seen in Figure 3.92 below. Figure 3.92 Transportation Damage Function Dialog The entry dialog for utility facilities can be seen in Figure 3.93 below. As with the transportation facilities, the tabs allow the user to choose the utility facility for review since there are no contents or inventory functions available. Chapter 3. Running HAZUS Flood with Default Data Figure 3.93 Utility Facility Damage Function Dialog The Agriculture products damage function dialog behaves similar to the GBS damage function browsers, but has been modified to support the different crops available to the user. The entry dialog can be seen in Figure 3.94 below. The flood model team gathered a number of damage functions from the US Army Corps of Engineers (UASCE) for various crops. The total number of damage functions available were limited and in some cases functions had to be created to allow the users to work with the top agricultural crops within each state. The damage functions are based on a Julian calendar system. For the users convenience, the flood model makes the conversion between the standard calendar day and month to the Julian date. At this time, the flood model assumes a short duration, slow rise flood when analyzing losses. Agriculture crops are particularly sensitive to duration and the functions obtained from the USACE had damage modifiers that allows for the estimation of flood damages should the flood last 0-days, 3-days, 7-days and 14-days. The damage functions all indicate that the maximum damage is obtained at the 14-day interval. HAZUS-MH MR3 User Manual Figure 3.94 Agriculture Products Damage Function The final damage function viewer is for Vehicles. Figure 3.95 below shows the entry dialog for vehicles. Figure 3.95 Vehicle Damage Function Chapter 3. Running HAZUS Flood with Default Data 3.4.2 Viewing Restoration Functions The flood model provides restoration functions for GBS and Essential Facilities. The GBS restoration functions are discussed in the Analysis menu, Parameters submenu discussion as the GBS values are included in the Direct Economic parameter tables. Built off the restoration timelines for the related GBS occupancies, the essential facilities restoration models provide the user with a general indication of the maximum restoration time for 100% operations. Obviously, there will be a great deal of effort to quickly restore essential facilities to full functionality and therefore this will be an indication of the maximum downtime. The Analysis menu, Restoration Functions submenu opens the dialog seen in Figure 3.96 below. In this case, the figure shows the dialog on the Emergency Center Tab where the user can select Emergency Centers, Police Stations and Fire Stations. The restoration functions are editable and the user can adjust the ÒMax Days To RestorationÓ column and the ÒFunctional DepthÓ column. These values are based on the depth of flooding at the specific facility (the latitude and longitude). Figure 3.96 Essential Facilities Restoration Functions 3.4.3 Setting Analysis Parameters There are several parameters that the user may want to view and/or modify prior to starting their analysis. In one case, Agriculture, the user is required to input a value before the flood model can perform the analysis. This section will walk the user through the parameters available to the user. Every attempt has been made to provide default values wherever possible and this allows the model to perform most requested analysis without user intervention. HAZUS-MH MR3 User Manual The Analysis menu Parameters submenu appears in Figure 3.97 below. The menu provides access to the default parameters used in the analysis of Debris, Shelter, Agriculture, Direct Economic, and Indirect Economic. The Casualties menu item opens a word document that provides the user with some guidance on the natural average for casualties. The flood model does not provide estimates for flood related casualties at this time. Figure 3.97 Analysis Parameters Menu Selection of the Debris menu item opens an editable dialog that allows the user to view the default debris values. Debris is estimated based on the depth of flooding within the structure, similar to the estimation of GBS damage, specific occupancy, and whether the foundation has a footing or a slab. The user can use the combo boxes to shift between specific occupancies and the foundation types. Debris is estimated in three main classifications that align loosely with the earthquake models method of classification including: finishes (dry wall, flooring, insulation, etc,), structure (framing, walls, exterior cladding), and foundation weight (concrete slab, concrete block or other foundation). Unlike the earthquake model, where moderate damage may still result in the foundation being removed, flooding requires the structure to be considered substantially damaged before the foundation is removed. Figure 3.98 Debris Analysis Parameters Chapter 3. Running HAZUS Flood with Default Data The Shelter menu item opens a dialog with multiple tabs and allows the user to gain access to the various parameters that affect the number of people who are evacuated (displaced) and the number of people who require short term sheltering. Since the flood model does not address flooding such as flash flooding or long-duration flooding at this time, there is an assumption that the local authorities will have time to alert the residents and evacuate directly from the areas that will flood. This means any portion of a census block that is flooded initially is assumed to have all of the residents removed from the area. Ultimately, the level of damage within the GBS will determine how many people require short-term sheltering. The first tab (Figure 3.99) of the shelter parameter dialog allows the user to identify at what flood depth people are no longer allowed into or out of the flooded area. This input will not impact the results, but is provided to allow the user to think about their local plans and what access controls might be in place. The next input, the evacuation buffer, will have a direct impact on the results. This value is a buffer the flood model will add to the current floodplain polygon. In essence, this value will increase the floodplain polygon by the distance input by the user, such as 500-feet. The model will then estimate the total population within the floodplain boundary and the buffer to identify the displaced population. Figure 3.99 Shelter Evacuation Parameter The Utility Outage tab is used in the determination of the short-term shelter needs. The lack of utilities to areas impacted by floodwaters will prevent some of the displaced population from HAZUS-MH MR3 User Manual immediately returning to their homes. This percentage factored in as the short-term needs is developed. Figure 3.100 Shelter Utility Outage Parameter The Weighting Factors tab is a table where the user can modify the weighting applied to certain demographic characteristics for the population. As seen in Figure 3.101 below, this includes income, age, ethnicity, and home ownership. Initially developed for the earthquake model, the weighting parameters do not have the same values and have much less emphasis on factors such as ethnicity (where the decision to seek shelter in earthquakes does vary with ethnicity) and ownership. As parameters, the fact that authorities evacuate most every resident and the population is not concerned about the structural integrity of the shelter site greatly reduces their importance. Age and Income carries about the same weighting as the earthquake model because these do tend to drive the decision to seek housing in a shelter site or an alternative location such as a hotel. Chapter 3. Running HAZUS Flood with Default Data Figure 3.101 Shelter Weighting Factors The Modification Factors tab could be considered more correctly the weighting factors sub classification weighting. For example, Figure 3.102 shows the Age modification factors. These factors allow the user to place more emphasis or increase the importance of the population under 16 thereby increasing the number of people under the age of 16-years who would seek shelters. The combo box provides the user access to the Income weighting also. Like the age factor, this allows the user to place more importance on those residents that fall within a certain income range. Figure 3.102 Shelter Modification Factors HAZUS-MH MR3 User Manual Probably most important among the analysis parameters because no default value can be provided, the Agriculture menu item requires some user input in order for the agriculture analysis to run properly. Agriculture products are very dependent on the date when the flooding occurs. For example, if the flood occurs during the winter, and the type of crops grown in the region are typically planted in the spring, the net loss to the region will be pretty small. If, however, the flooding occurs just prior to harvest, when the farmers are the most heavily invested and their opportunity to replant the smallest, then the impacts and losses will be greater. As stated previously, the flood model can determine the Julian date depending on the date the user inputs to the flood model. Figure 3.103 shows the dialog where the user provides a calendar date. The combo boxes allow the user to quickly select the day (01-31) and month (Jan.-Dec.) for conversion into Julian date (1-365). Figure 3.103 Agriculture Calendar Date Parameter The Direct Economic parameter menu item opens the dialogs seen in Figure 3.104 through Figure 3.106. These dialogs provide the user with access to the default parameters that control the estimation of the direct damages to the general building stock. This includes the impact of the flood scenario on the wages, income, inventory and the maximum restoration time for the general building stock. Chapter 3. Running HAZUS Flood with Default Data Figure 3.104 Direct Economic Parameter Ð Business Inventory HAZUS-MH MR3 User Manual The GBS restoration functions define the maximum amount of time it should take for any given specific occupancy to be restored. For example, in Figure 3.105 the RES1 restoration time is based on the depth of flooding within the structure. In the case of the RES1, it is can be seen that even though the water has not fully entered the structure, it may take up to a year to clean up the structure, replace any sub-flooring that may be damaged, obtain permits, and inspections. Again, this is a maximum timeline meant to provide a conservative estimate for the losses associated with the restoration process. Figure 3.105 General Building Stock Maximum Restoration Time Chapter 3. Running HAZUS Flood with Default Data It is important to note that some of the factors shown on the Direct Economic dialogs also feed into the Indirect Economic Loss Module. One example of can be viewed by the user through the selection of the Wages and Capital Related Income parameters found in the combo box at the top of the dialog in Figure 3.106 below. Parameters from these tables are used to identify IELM needs such as the total employees within the study region. These parameters are also used to develop the direct losses for wages and capital income presented in the GBS Economic Losses. Figure 3.106 Income Loss Data Ð Rental, Owner Occupied, Wages and Capital, and Recapture Factors 3.4.4 Flood Warning Another key parameter the user can use to perform Òwhat-ifÓ type analysis efforts is the Flood Warning. Flood warning is an interesting issue in that everyone assumes that damage and losses can be reduced with effective flood warning, but there is considerable disagreement over the amount of reduction, or even if it is possible to reduce damages based on effective warning. The Flood Model takes advantage of the famous Day curve developed by the USACE. This curve attempts to quantify the maximum level of damage reduction achievable based on the amount of time a flood warning has been available. The curve itself approaches a maximum value of HAZUS-MH MR3 User Manual approximately 35% for structural, content, and business inventory losses regardless of how much warning is available. Instead of having the user input a warning time and interpreting the Day curve to provide an expected reduction in damage, the flood model provides the Day curve in the Technical Manual and asks the user to estimate their warning time and find the expected reduction in damage, putting this factor into the dialog seen in Figure 3.107 below. The flood model will then uniformly reduce the damage by the anticipated reduction. In the case of vehicles, there was no evidence of documentation that provides any guidance on how much vehicular damage can be avoided with warning. Conventional wisdom would indicate that the percentage should be relatively high. With little information to work from, the flood model has provided the user to opportunity to select their vehicular reductions. Figure 3.107 Warning Parameters Note that the parameters for structures, contents, and business inventory are limited to a maximum of 35% based on the maximum provide by the Day curves. The user could input 100% reduction for vehicular damage and this may not be unreasonable if an area is evacuated with plenty of warning time. Note that the flood model has provided the user the option to input the warning time to help them remember the parameters that led to a particular value input into the dialog. Chapter 3. Running HAZUS Flood with Default Data 3.4.5 Annualized Loss Annualized loss is a process by which the user can determine their maximum potential annual loss. This analysis requires that the user has performed an Annualized Loss on the Calculate hazard menus for Riverine, coastal or both as shown in the Figure 3.108 below. Figure 3.108 Hazard Analysis Ð Annualized Loss Selection In order to perform an annualized loss assessment, the user must perform the following steps. 1) Select Annualized Loss on the Delineate Floodplain submenu. 2) Complete general building stock analysis from the Run selection on the Analysis menu. 3) Select Annualized Loss on the Analysis Menu. The first step ensures that all of the flood depth grids necessary to perform an annualized loss (10-, 50-, 100-, 200-, and 500-year) are available. The second step creates the analysis results from the return periods analyzed. The third step sets the analysis bits that tell the flood model to interpolate and extrapolate for other return periods and develop a maximum probably annual loss. With the hazard developed for all of the necessary return periods, selection of the Annualized Loss menu item will set a flag that starts the analysis. Annualized losses are essentially the summation of losses over all return periods multiplied by the probability of those floods occurring. In mathematical terms, the analysis essentially looks like this: AL = ¥ (Prob of Occurrence) * ($ loss) Naturally, the more losses you assess, the more accurate your answer will become. Because all three models within HAZUS need to produce common intervals to allow for the multi-hazard analysis, the flood model interpolates for some return intervals and extrapolates to others in HAZUS-MH MR3 User Manual 3-100 alignment with the earthquake and wind models. The user can view the results of the analysis in the Results browsers and Crystal Summary Reports. 3.4.6 Quick Look and Enhanced Quick Look The Quick Look and Enhanced Quick Look was created to provide a user a way of performing a very quick ÒsnapshotÓ type analysis to gain some insight into a particular problem. The Quick Analysis is intended to be used on vary localized flooding issues, and is intended to allow the user to establish some known condition and attempt to provide a quick quantification of potential loss. An example of how the Quick Analysis might be used is if there are heavy rains in a community and there is one basin within the community where water typically collects. It has been several years and development has been allowed to occur in the area, which is outside of any regulatory floodplain. In Quick Look, the user can quickly draw a few polygons, assigning a depth of flooding to each in accordance with the recollections of the local population. In Enhanced Quick Look, the user can import a floodplain boundary polygon along with the DEM. The user would then perform a loss analysis to identify potential loss for either Quick Look or Enhanced Quick Look. The quick analysis results can be viewed in the GBS browsers and the Quick Analysis Crystal Reports. Chapter 3. Running HAZUS Flood with Default Data 3.4.7 Running an Analysis Once the user parameters have been selected or modified, select Run from the Analysis menu. The window shown in Figure 3.109 will pop up. Figure 3.109 Selecting Analysis Options Clicking on the plus and minus signs will expand and collapse the lists of available options. Click on the boxes of the analysis options you are interested in running, which will be marked with a check mark to indicate they are selected. Note that some analysis options have pre-requisite analysis requirements and selection of that option will automatically check the box of the prerequisite. At the bottom of the window, HAZUS will indicate the amount of hard drive disk space available on the machine and the percentage of the study regionÕs database that has been used so far. The study regionÕs database has a limit of 4 GB, therefore, if the percentage used is more than 50 percent, there is less than 2 GB of space that can be used for the analysis. HAZUS can conduct default analysis runs for the following items: ¥ General building stock ¥ Essential facilities ¥ Selected infrastructure, including highway bridges and water systems ¥ Agriculture products, ¥ Vehicles, HAZUS-MH MR3 User Manual ¥ Debris, ¥ Shelter requirements The types of default data provided for your study region limit the analysis modules that you can run. In order to run a What-If analysis, the same analysis must have been run from the hazard menu. When you have selected the desired analysis options, click OK. When running the Analysis, the HAZUS screen might go blank or the Task Manager ÒApplicationsÓ tab will indicate that HAZUS is not responding. This is a common symptom for any software that is process heavy. In order to check if HAZUS is still running, users should check the Task Manager ÒProcessesÓ tab and sort the ÒCPUÓ column in descending order. The Òsqlservr.exeÓ process should be on top. If the ÒSystem Idle ProcessÓ is constantly on top at 99-100%, this could be an indication that HAZUS is not responding. Users could also check the ÒPerformancesÓ tab and make sure the CPU Usage is not zero (0) over a period of time. Another option is to open the scenario folder (in ÒDetailsÓ view) and make sure the FlAnalysisLog is updating by looking at the ÒDate modified.Ó Running the Analysis, specifically the General Building Stock Damage and Loss, can take up many hours to process and successfully complete. For users who would like to view the intermediate analysis completion status, go to Tools/Flood Options, and check the ÒShow redo analyses warning message box(es)Ó checkbox (example shown in Figure 3.110). This option only applies if the user is redoing the analyses. Figure 3.110 Flood Options Chapter 3. Running HAZUS Flood with Default Data 3.5 Viewing Analysis Results Analysis results can be viewed in tabular, map or printed report formats. Before viewing results, you need to specify which scenario results you would like to open. Through this selection process, the user identifies which Scenario, Return Period, and Analysis Options. 3.5.1 Selecting a Case Study to View Results Select View Current Scenario Results By from the Results menu. The window shown in Figure 3.111 will appear. You must select one of the available hazard analyses before you can review results in any form. Figure 3.111 Selecting Available Results to View HAZUS-MH MR3 User Manual 3-104 3.5.2 View Tabular Results We will view general building stock results as an example of viewing results in tabular form. From the Results menu and the General Building Stock Damage submenu, select By Occupancy. Results similar to those shown in Figure 3.112 will be shown. Figure 3.112 General Building Stock Damage by General Occupancy Table General building stock damage results can also be displayed by building type and building count. Chapter 3. Running HAZUS Flood with Default Data 3.5.3 View Mapped Results You can view mapped results of both the flood hazard and the resultant damage. To see the flood hazard mapped, select Results/Flood Hazard Maps/Thematic Map of Depth. The depth grid is shown in blue, with the floodplain boundary on top in orange. Figure 3.113 Thematic Depth Grid Map To map the damage, first, view the results of interest in table form. The procedure to map results is the same as that to map inventory data, illustrated in section 3.2.1. Select the column of results that you like to map. Click on the Map button at the bottom of the window showing tabular results. Mapped results should appear on the screen. HAZUS-MH MR3 User Manual 3-106 3.5.4 Other Results The results menu contains items to view many other results through tables and thematic maps. To avoid repetition, each menu item will not be discussed herein. Results will be available for those analysis modules checked in the Analysis/Run dialog. Figure 3.114 Results Menu Chapter 3. Running HAZUS Flood with Default Data 3.5.5 Print Reports You can print results directly in table or map forms, or you can select one of the numerous pre- formatted reports built-in to HAZUS. To access these pre-formatted reports, select Summary Reports from the Results menu (Figure 3.115). The flood model provides 40 such reports in categories of inventory exposure, building damage, lifeline damage, induced, losses, and other. Figure 3.115 Summary Reports Dialog To display a report, select the report of interest and click on the View button (Figure 3.116). HAZUS-MH MR3 User Manual Figure 3.116 Sample Summary Report To print the report, click on the print button in the upper left hand corner of the report window. In addition, the summary report can be exported to a number of file formats by clicking on the export button in the upper left hand corner of the report window. 3.6 Default Databases The loss estimates produced are crude estimates of losses based on a minimum of local input. Most users will develop a local inventory that best reflects the characteristics of their region, such as building types and demographics. The quality and uncertainty of the results are affected by the detail and accuracy of the community-specific data provided. Estimates produced using default data, as done in this Section, should only be used as initial estimates to determine where more detailed data collection and analyses are warranted, or for studies covering large geographic areas. This section describes the types of data that are supplied as defaults with HAZUS. Default inventory databases are of two types. The first type is a national listing of individual facilities, such as dams, bridges, or locations where hazardous materials are stored. These databases are modified versions of publicly available databases. The modifications that have been made have been to eliminate data elements that are not needed for natural disaster loss estimations. The second type of default database consists of data aggregated on a county, census tract or census Chapter 3. Running HAZUS Flood with Default Data block level. Examples are building stock square footage for each census block. These default databases are also derived from publicly available data. The default databases are stored on the HAZUS DVD. When you create a study region, HAZUS extracts only those portions of the databases that are relevant to your study region and your selected hazards, and stores them on your computerÕs hard drive. You can then access these region specific default databases and update them with improved information that you have obtained, as discussed in Section 7. A list of default inventory information currently supplied with HAZUS appears in Table 4.1 in the next Section. In addition to default databases, the user is supplied with default analysis parameters documented throughout the Technical Manual. In many cases these parameters are defined on a national basis without adjustments for regional variations. In other cases such as with percent of buildings with basements, regional variations are included. Examples of default parameters are costs per square foot to replace a structure of a certain specific occupancy class and estimated height of the first floor above grade for various foundation types. Depth-damage curves are supplied for each specific occupancy class. The user can modify all of these parameters if better information is available, as discussed in Sections 7 and 10. . HAZUS-MH MR3 User Manual Chapter 4 Data Needed for a More Complete Loss Estimation Study To estimate losses due to natural disasters, you need to characterize both the potential hazard and the environment that will be impacted. Clearly, a flood that occurs near a densely populated region will cause different types of losses than one that occurs in a mostly agricultural region. The HAZUS software comes with default data about the buildings, utilities and people that occupy an area, and the hydrologic and hydraulic characteristics of flooding events. These defaults provide good starting points for flood risk analyses, but many users will want to collect better data on their communityÕs inventory and hazard characteristics. This section describes the approach you should take for developing more detailed data sets on the structures, people and characteristics that contribute to your communityÕs flood risk. Compiling a community inventory is discussed, followed by a discussion of improving flood hazard data. For ideas about potential sources for this information, see Section 5. 4.1 Developing an Inventory The inventory data analyzed by HAZUS includes the general building stock, essential facilities, high potential loss facilities, transportation systems, utility systems, facilities storing hazardous materials, demographics, agricultural products, vehicles, and user-defined facilities. First, you need to identify the elements of the inventory that are most critical for the analyses you wish to run. For example, if you are most interested in potential economic losses in residential structures, your data collection efforts should focus on collecting data on the number of residential buildings, their characteristics, and values. Second, design an approach for collecting the data. Some data can be found in pre-existing computer databases; others will have to be compiled into databases for the first time. All data collection and compilation efforts need to be done using the classification schemes required by HAZUS-MH, introduced below and discussed in more detail in the Technical Manual. 4.1.1 Inventory Components Table 4.1 lists the inventory components that can be analyzed by HAZUS-MH. Each user should identify those items that are most important to their communities. Some of these items have default data provided with the HAZUS software, as indicated. While HAZUS allows users to input data on all of these topics, the damage and losses are only calculated for specific types of facilities, as indicated. Even though HAZUS does not calculate detailed losses for military facilities, as an example, it can be useful to input detailed data about these facilities and view their locations and characteristics in the context of the calculated flood hazard. HAZUS-MH MR3 User Manual Table 4.1 HAZUS Flood Inventory Components TYPE OF INFRASTRUCTURE INPUT DATA DEFAULT DATA ¥ Square footage by specific occupancy class 9 ¥ Number of buildings by specific occupancy class 9 General Building ¥ Replacement cost per square foot by specific occupancy class 9 Stock ¥ Dollar exposure 9 ¥ Depreciation parameters 9 ¥ Foundation types and first floor heights by specific occupancy class 9 ¥ Medical care facilities 9 ¥ Emergency operations centers 9 Essential Facilities ¥ Police stations 9 ¥ Fire stations 9 ¥ Schools 9 High Potential Loss Facilities ¥ Dams and levees 9 ¥ Nuclear facilities ¥ Military facilities ¥ Highways infrastructure 9 Transportation ¥ Railway infrastructure Systems ¥ Airports 9 ¥ Bus, port, light rail, and ferry infrastructure ¥ Potable water systems 9 ¥ Wastewater infrastructure Utility Systems ¥ Oil and gas infrastructure ¥ Electric power infrastructure ¥ Communications infrastructure Hazardous Materials ¥ Specific locations and characteristics 9 ¥ Population by age, race, and income levels 9 Demographics ¥ Day and night populations 9 ¥ Number of property owners and renters 9 ¥ Rental and vacancy rates 9 Agricultural Products ¥ Vehicles ¥ Vehicles by type and value 9 ¥ Vehicles during day and night hours 9 User defined facilities ¥ Any facilities which the user wishes to analyze on an individual basis Chapter 4. Data Needed for a More Complete Loss Estimation Study 4-3 For detailed information about the exact format of data to collect, please see the Technical Manual and examine the tables under the Inventory menu. 4.1.2 Approach In developing a regional inventory, it is almost impossible from a cost point of view to individually identify and inventory each man-made structure. Some important structures such as hospitals, schools, emergency operation centers, fire stations, important bridges, and electrical power substations may be identified individually, but the majority of buildings in a region are grouped together collectively and identified by their total value or square footage. To permit modeling of spatial variation in types and occupancies of buildings, a region is built up from subregions, and the inventory is collected for each sub-region. In the flood loss estimation methodology, census blocks are used as the basic sub-region unit, and all regions are built up by aggregating data for individual census blocks. Thus for each census block, your inventory might consist of the number of square feet of buildings by specific occupancy type, the probability of a building having a specific foundation by specific occupancy type, and the average height of the first floor above grade by foundation type. In the HAZUS loss estimation methodology, the residential, commercial, industrial and other buildings that are not identified individually are aggregated and in aggregate, are referred to as the General Building Stock (GBS). The General Building Stock is inventoried by calculating, for each census block, the total square footage of groups of buildings with specific characteristics (i.e., calculating the total square footage of all one story single family homes that have basements). While the default GBS data has been built from data in the U.S. Census, and from data on commercial enterprises provided by Dun & Bradstreet, replacing the default data with more precise data collected at the local level can be problematic. There are rarely reliable and complete databases that provide the necessary information such as building size, foundation type, height of the first floor, and value of contents that could be used to obtain total values for each census block or tract. Therefore, in general, inferences are made about large groups of buildings based on land use patterns, census information, business patterns, assessorsÕ data, insurance information, etc. Similar types of inferences are made with respect to lifeline systems (e.g., the number of miles of water supply pipe in a census block may be inferred from the number of miles of streets). In contrast to the inventory of General Building Stock, which is maintained in terms of total square footage or building counts per census block or tract, facilities that have some special significance such as essential facilities or components of lifeline systems can be maintained in the database by individual location. Within HAZUS, losses for essential facilities and some lifeline components are computed for individual facilities, whereas losses for the General Building Stock are calculated by census block or tract. While some inferences may be required to supplement available data for site-specific facilities when data are unavailable, these data are often more readily available than those required for the General Building Stock. Sometimes there will be few enough of these facilities that you can actually go to the site and collect the required inventory information. Sources of inventory information and how to go about collecting it are discussed in Section 5. HAZUS-MH MR3 User Manual 4-4 4.1.3 Classification Systems There are two issues that must be considered in the development of an inventory: classification of data, and collection and handling of data. Classification systems are essential to ensuring a uniform interpretation of data and results. As discussed earlier, it is almost impossible, from a cost point of view, to identify and individually inventory each building or component of each lifeline. Thus losses in a regional study are estimated based on general characteristics of buildings or lifeline components, and classification systems are a tool to group together structures or lifeline components that would be expected to behave similarly in a flood event. For each of the types of data that must be collected to perform a loss study, a classification system has been defined in this methodology. For example, the building classification system used in this methodology has been developed to provide the ability to differentiate between buildings with substantially different damage and loss characteristics. In general, the amount of damage sustained by buildings is different due to their precise location, the elevation of the first floor, the value of the structure and contents, and the buildingÕs configuration and exposure to flood waters. As a consequence of these variations, no two buildings will experience the same levels of damage when subjected to a flood. Therefore, occupancy classes and model building types are defined to represent the typical characteristics of buildings in a class. Within any given class there will be a great deal of variation. To model flood losses within HAZUS, the most relevant classification for the General Building Stock is the occupancy classification scheme. The occupancy classification scheme is broken into general occupancy and specific occupancy classes. The general occupancy classification system consists of seven groups: residential, commercial, industrial, agriculture, religion/nonprofit, government, and education. The specific occupancy classification scheme consists of 33 classes, shown in Table 4.2. Occupancy classes are used to account for the fact that contributions to losses are driven by both the structural characteristics and non-structural elements, and the types and costs of both structural and non-structural elements are often governed by the occupancy of the building, e.g., in a warehouse there may be few expensive wall coverings, whereas a bank may have expensive lighting and wall finishes. If these two buildings experience the same depths of flooding, the costs to repair the bank will be greater than the warehouse due to the more expensive finishes. Other issues related to occupancy may also be important, such as rental costs, number of employees, type of building contents and importance of function. Chapter 4. Data Needed for a More Complete Loss Estimation Study Table 4.2 HAZUS Specific Occupancy Classes HAZUSMH MR2 Label Occupancy Class HAZUSMH MR2 Label Occupancy Class RES1 Single Family Dwelling COM7 Medical Office/Clinic RES2 Mobile Home COM8 Entertainment & Recreation RES3A Multi Family Dwelling - Duplex COM9 Theaters RES3B Multi Family Dwelling Ð 3-4 Units COM10 Parking RES3C Multi Family Dwelling Ð 5-9 Units IND1 Heavy RES3D Multi Family Dwelling Ð 10-19 Units IND2 Light RES3E Multi Family Dwelling Ð 20-49 Units IND3 Food/Drugs/Chemicals RES3F Multi Family Dwelling Ð 50+ Units IND4 Metals/Minerals Processing RES4 Temporary Lodging IND5 High Technology RES5 Institutional Dormitory IND6 Construction RES6 Nursing Home AGR1 Agriculture COM1 Retail Trade REL1 Church/Membership Organizations COM2 Wholesale Trade GOV1 General Services COM3 Personal and Repair Services GOV2 Emergency Response COM4 Business/Professional/Technical Services EDU1 Schools/Libraries COM5 Depository Institutions EDU2 Colleges/Universities COM6 Hospital For more detail about the HAZUS classification systems, please refer to the Technical Manual. 4.2 Improving Flood Hazard Data Improving the quality of flood hazard information will make the analyses more accurate. Improved information could include superior ground elevation data, FIRM floodplain boundaries, or the output of detailed, local hydrologic analyses. The Flood Information Tool (FIT) has been developed to process user-supplied hazard data, in a wide variety of forms, into the formats required by the HAZUS model. A schematic of the FIT appears in Figure 4.1. The FIT has a separate manual, which users who plan to enhance their flood hazard data should consult. A brief overview of the capabilities of the FIT is presented below. HAZUS-MH MR3 User Manual Figure 4.1 FIT Schematic 4.2.1 Riverine Capabilities The riverine portion of the FIT was developed to allow users of HAZUS to incorporate results of their own, stream-specific, hydraulic models. The primary FIT output is a flood depth grid or a set of such grids formatted for use in HAZUS. The spatial data required to run the riverine portion of the FIT are a digital elevation model (DEM), a set of polylines (cross sections) attributed with flood elevations, and a polygon that defines a representative floodplain boundary. The DEM should be an ArcInfo grid; the polyline and polygon files should be ESRI feature classes. 4.2.2 Coastal Capabilities The coastal portion of the FIT was developed to allow users of HAZUS to incorporate data from coastal flood hazard maps produced by FEMA or produced by other sources. The result of the FIT is a flood depth grid or a set of such grids formatted for use in HAZUS. The data required to run the coastal portion of the FIT are a digital elevation model (DEM), a set of polygons (areas subject to flooding) attributed with base flood elevations (BFE) and FEMA flood hazard zones (e.g., zone VE, zone AE, etc.) and a polygon representing the analysis boundary. The DEM is an ARCINFO grid; the polygon files are ESRI feature classes. The flood elevation polygons used by the coastal FIT must be associated with the base flood (100-year flood). They are used by the FIT to generate a 100-year flood elevation grid, and form the basis for all other return period flood surfaces calculated by the FIT. Chapter 4. Data Needed for a More Complete Loss Estimation Study 5-1 Chapter 5 Updating HAZUS Inventory Data (Collecting Data) A limiting factor in performing a loss estimation study is the cost and quality of the inventory. Collection of inventory is without question the most costly part of performing the study. Crude estimates of damage do not require extensive inventory data and can be performed on a modest budget. As the damage estimates become more precise, the need for better inventory information increases, as does the cost to obtain this information. Since many municipalities have limited budgets for performing a flood loss estimation study, HAZUS accommodates different users with different levels of resources. It should be understood, however, that the uncertainty of the loss estimates increases with less detailed inventory, and that there are uncertainties associated with modules other than inventory. For example, even with a perfectly accurate inventory of buildings in the study region, HAZUS or any other loss estimation methodology cannot infallibly predict damage and associated losses. Inventory information will come from and/or be collected in databases compatible with the GIS technology. Once collected and entered into the database, the data will also be available to users for other applications. For example, data collected for a flood loss estimation study could also be used for city planning purposes. 5.1 Sources of Information As discussed in Chapter 3, the use of default parameters and default inventory in performing a loss study introduces a great deal of uncertainty. Loss studies performed with only default data may be best for preliminary assessments to determine where more information is needed. For example, if the analysis using only default information suggests that hurricanes will cause a great deal of damage in a particular part of your community, you may want to collect more detailed inventory for that area to have a better understanding of the types of structures, the essential facilities and businesses that will be affected. Regional building inventories can be built up from a variety of sources, including: federal government, state government, and local government and private sector databases. These databases may be useful for obtaining facility-specific information. Following are examples of sources of inventory data that can be accessed to enhance the HAZUS building data: ¥ Locations of government facilities such as military installations and government offices ¥ Tax assessorÕs files ¥ School district or university system facilities ¥ Databases of fire stations or police stations ¥ Databases of historical buildings ¥ Databases of churches and other religious facilities HAZUS-MH MR3 User Manual 5-2 ¥ Postal facilities (ATC-26, 1992) ¥ Hospitals (The AHA Guide of the American Hospital Association; ATC-23A, 1991) ¥ Public and private utility facility databases ¥ Department of transportation bridge inventory ¥ Dun and Bradstreet database of business establishments ¥ Insurance Services OfficeÕs files of large buildings that is used for fire assessment ¥ real estate databases It should be kept in mind that each of these databases includes only a portion of the building stock, and none is complete. For example, the tax assessorÕs files do not include untaxed properties such as government buildings, public works and tax-exempt private properties. School district databases probably will not include private schools. A good discussion of available databases is found in ATC-13 (1985) and Vasudevan et al. (1992), although some of the databases discussed in these two references are specific to California. Another possible source of inventory information is previous loss or hazard studies. Unfortunately many regional loss studies do not contain a listing (either hard copy or electronic) of the inventory that was used. The following sections contain more detailed information about sources of information for specific modules of the Flood Model. 5.1.1 General Building Stock Developing the inventory for general building stock most likely will require combining information from several sources. As mentioned earlier, there is no complete single source of general building stock information. In addition, you will find that the quality and format of the information varies dramatically from county to county. Furthermore, since general building stock inventory is not normally compiled by counting individual buildings, but instead is developed using various assumptions and inferences, you may find that you need input from local engineers and building officials to ensure that you have captured unique aspects of the region. 5.1.1.1 County Tax Assessor Files County Tax Assessor files may or may not be a source of general building stock information. Since Tax Assessor files are kept for the purposes of collecting property taxes, they may contain little or no useful structural information. The quality of the data varies widely from county to county. The most useful data will contain occupancy, structural type, square footage, height, and age. Generally, the files contain good information on the use (occupancy) of the building, since tax rates often depend on building use; therefore, either a land use code and/or a specific occupancy of the building is included. Ideally, if good information is available, you can use the Building Data Import Tool (BIT) described in Chapter 8 to develop region-specific occupancy to model building type relationships. However, several problems generally occur: Chapter 5. Updating HAZUS Inventory Data (Collecting Data) ¥ Many Tax Assessor files do not contain building square footage information. In some counties, square footage is not recorded at all. In other cases, it is only sometimes recorded. You should ask the Tax Assessor before you buy the records as to what percentage of the records contain square footage information. ¥ Many Tax Assessor files contain square footage information that may be difficult to interpret. For example, a property that is owned by several owners (such as an office building) may appear several times in the files. Perhaps Owner #1 owns two floors of the building and Owner #2 owns eight floors. The Tax AssessorÕs records may not reflect the fact that Owner #1 owns 20% of the Building and Owner #2 owns 80%. In fact, sometimes both property entries will show the total building square footage instead of Owner #1 with 20% of the square footage and Owner #2 with 80%. Without going through the files record by record, this is difficult to fix. ¥ Since some occupants that do not pay taxes (e.g., schools, churches, and government buildings) are not usually well represented in the Tax AssessorÕs files. Often these types of properties include an entry and an AssessorÕs Parcel Number, but omit assessed value, square footage, structural type, height or age. ¥ Structural type may not be recorded at all in the files. You need to ask the Tax Assessor what percentage of the records has structural information before you buy the files. ¥ Similar comments about missing data can be made about age and height. ¥ Some or all of the properties in the Tax AssessorÕs files may contain no address information. In some counties, the AssessorÕs Parcel Number is the only identifier in the database. While this can be mapped to location, it is not an easy task. The file may contain a mailing address of the owner, but this is not a reliable address to locate properties. In other cases, selected properties are missing addresses. Address information is important because you can use addresses to see how the types and occupancies of buildings vary geographically. ¥ Perhaps one of the most difficult problems is that, in many cases, the Tax Assessors use a system of classifying structures that is difficult to map to the model building types defined in Appendix B. For example, there may only be five building types, such as steel frame, wood frame, fire resistant, masonry and other. It is difficult from this very simple classification system to determine whether masonry structures are reinforced or unreinforced. Fire resistant construction could include a variety of structural types consisting of concrete or masonry. In these cases you will need to use local experts to help define the mix of construction. 5.1.1.2 Commercial Sources of Property Data There are a variety of on-line services that maintain databases of real property that are designed to assist realtors and other commercial enterprises in gathering property sales data and owner information, and to assist in generating mailing lists and labels. The databases are developed from County Tax AssessorÕs files and updated as properties are sold or as other information HAZUS-MH MR3 User Manual becomes available. You can subscribe to one of these services and download records over a telephone line, or you can order CDs of selected counties and use software supplied by the service to extract the records on your own computer. It seems that different services tend to focus their efforts in different parts of the United States. Therefore, one service may not maintain a database on the county you wish to study while another service may. Typical costs for a county are $300 to $1000, depending on its size. Addresses and phone numbers of several on-line services are listed below. (Note: While these are California addresses, they carry data from around the country. There may be local offices for these companies.) If one of these services does not have the counties in your study region you may find that there is a service in your own community that maintains these types of records. Local real estate agencies or the local Board of Realtors would probably know about this. Alternatively, you could try calling local Tax Assessors and see if they have sold their data to this type of service. Some of the Commercial Sources of Property Data are: Experian Property Data (formally known as TRW) 3610 Central Avenue Riverside, CA 92506 (800) 345-7334 Transamerica Information Management (offer a program called MetroScan) 1860 Howe Avenue, Suite 455 Sacramento, CA 98525 (800) 866-2783 DataQuick Information Services 9171 Towne Centre Drive, #404 San Diego, CA 92122 (800) 950-9171 The commercially available databases contain the same type of problems found in the County AssessorÕs data since they were obtained from them. Perhaps one of the main advantages of the commercially available data is that you can get some technical support in trying to put the data into databases. The software they provide enables you to look at individual properties or to sort properties in a variety of ways such as by zip code, or by census tract, or by age, or by occupancy to name a few. On the other hand, assessorÕs data are often stored on 9-track tape and little instruction is provided about how to extract the data. One note of caution: The software that commercial services provide is limited in that you cannot extract the entire county at once. You are limited to extracting a certain number of records (for example 9000) at a time. A large county such as Los Angeles contains over two million records. Thus extracting all of the records for the county can be a tedious task, sometimes taking several days. Chapter 5. Updating HAZUS Inventory Data (Collecting Data) 5.1.2 Occupancy to Building Type Relationships Developing occupancy to model building type mapping schemes (in the General Occupancy Mapping Browser) that accurately reflect your study region will require combining available data with input from local experts. Collecting supplemental information about local building practices through the use of a questionnaire and/or a workshop is recommended. 5.1.3 Essential Facilities Essential facilities, to a great degree, are owned or licensed by government agencies. Consequently, lists of these facilities often have been compiled for a region. Therefore, the time associated with collecting inventory on essential facilities may be relatively small; perhaps a day or two, if no building type information is collected and default occupancy to building type mappings are used. However, more detailed building type information may require a site visit for each facility. Some essential facilities are subject to special design and construction considerations that may help these structures perform better than the typical building when subjected to high winds. 5.1.3.1 Medical Care Facilities Sources of inventory information for medical care facilities include the yellow pages of the telephone book, city and county emergency response offices, the American Hospital Association and previous loss studies. The default medical facilities database included with HAZUS was developed from a FEMA database and contains the number of beds for many of the facilities. Determining the number of beds for other facilities may require the user to contact facilities on an individual basis. In some cases, county guides, such as the McCormack Guides in California, provide a listing of all health care facilities, their addresses, phone numbers and the number of beds. The State Department of Public Health in California (and its equivalent in other states) licenses health care facilities and may publish a directory of licensed facilities. 5.1.3.2 Fire Stations, Police Stations and Emergency Operations Centers Locations of fire stations, police stations and emergency operations centers can be obtained from city and county emergency response offices. In addition, many city maps show locations of police and fire stations. 5.1.3.3 Schools Locations of public schools and their enrollments can be obtained from district offices. The Board of Education in some states compiles a directory of all schools (public and private) in the state with names, addresses, phone numbers and enrollments. The pages of the phone book can be used as an initial listing. Regional governments may compile directories of local educational institutions (including colleges and universities). HAZUS-MH MR3 User Manual 5-6 5.1.4 Used-Defined Facilities User-defined facilities are those structures, other than essential facilities or high potential loss facilities, which the user may wish to analyze on a site-specific basis. For example, you may wish to identify all of the pharmacies in the community. You can collect data about these types of structures using the same sources you would use for general building stock or essential facilities, namely: specific databases that may be available to you through some agency, commercial sources of property data, the phone book, interviews with owners and site visits. 5.1.5 Demographics Population statistics are used in estimating several different losses such as casualties, displaced households and shelter needs. Population location, as well as ethnicity, income level, age and home ownership is needed to make these estimates. The 2000 Census data are included with HAZUS. You may be able to obtain updated information from the Census Bureau or from a regional planning agency. 5.1.6 Direct Economic Loss Parameters Direct economic losses begin with the cost of repair and replacement of damaged or destroyed buildings. However, building damage results in a number of consequential losses that are defined as direct economic losses. Thus, building-related direct economic losses (which are all expressed in dollars) comprise two groups. The first group consists of losses that are directly derived from building damage: ¥ Cost of repair and replacement of damaged and destroyed buildings ¥ Cost of damage to building contents ¥ Losses of building inventory (contents related to business activities) The second group consists of losses that are related to the length of time the facility is non- operational (or the immediate economic consequences of damage): ¥ Relocation expense (for businesses and institutions) Capital-related income loss (a measure of the loss of services or sales) ¥ Wage loss (consistent with income loss) ¥ Rental income loss (to building owners) 5.1.6.1 County Business Patterns County Business Patterns is an annual series published by the United States Census Bureau that presents state and county-level employment, annual payrolls, total number of establishments, and establishments by employee size. The data are tabulated by industry as defined by the Standard Industrial Classification (SIC) Code. Most economic divisions are covered, which include Chapter 5. Updating HAZUS Inventory Data (Collecting Data) agricultural services, mining, construction, manufacturing, transportation, public utilities, wholesale trade, retail trade, finance, insurance, real estate and services. The data generally represents the types of employment covered by the Federal Insurance Contributions Act (FICA). Data for employees of establishments totally exempt from FICA are excluded, such as self-employed persons, domestic service employees, railroad employees, agricultural production employees and most government employees. County Business Patterns is the only complete source of sub-national data based on the four-digit SIC system. The series, therefore, is useful in making basic economic studies of small areas (counties), for analyzing the industrial structure of regions, and as a benchmark for statistical series, surveys and other economic databases. The data can serve a variety of business uses as well as being used by government agencies for administration and planning. County Business Patterns data are extracted from the Standard Statistical Establishment List, a file of known single- and multi-establishment companies maintained and updated by the Bureau of the Census every year. The Annual Company Organization provides individual establishment data for multi-location firms. Data for single-location firms are obtained from various programs conducted by the Census Bureau as well as from administrative records of the Internal Revenue Service (Census Bureau, 1991). 5.1.6.2 Means Square Foot Costs The default replacement costs supplied with the methodology were derived from Means Square Foot Costs for Residential, Commercial, Industrial, and Institutional buildings. The Means publication (Means, 2006) is a nationally accepted reference on building construction costs, which is published annually. This publication provides cost information for a number of low-rise residential model buildings, and for 70 other residential, commercial, institutional and industrial buildings. These are presented in a format that shows typical costs for each model building, showing variations by size of building, type of building structure, and building enclosure. One of these variations is chosen as "typical" for this model, and a breakdown is provided that shows the cost and percentages of each building system or component. The methodology also allows the user to adjust costs for location of the structure (e.g., New York and Miami). A description of how to estimate costs from the Means publication is found in the Flood Model Technical Manual. For HAZUS-MH, selected Means models have been chosen from the more than 70 models that represent the 33 occupancy types. The wide range of costs shown, even for a single model, emphasize the importance of understanding that the dollar values shown should only be used to represent costs of large aggregations of building types. If costs for single buildings or small groups (such as a college campus) are desired for more detailed loss analysis, then local building specific cost estimates should be used. 5.1.6.3 Dun and Bradstreet Dun and Bradstreet is an organization that tracks all businesses that are incorporated. Dun and Bradstreet maintains data on the type of business, the number of employees, the square footage of the business, the annual sales and a variety of other information. The default square footage for the occupancy classes and for all the census tracts was created from the 2 and 4 digit (Standard Industrial Classification) SIC 2006 Dun and Bradstreet data. Dun and Bradstreet HAZUS-MH MR3 User Manual 5-8 provide aggregated information for a specific region on total number of employees, total annual sales and total square footage by census tract. They can also provide information on specific businesses. 5.1.6.4 Capital-Related Income The U.S. Department of CommerceÕs Bureau of Economic Analysis reports regional estimates of capital-related income by economic sector. Capital-related income per square foot of floor space can then be derived by dividing income by the floor space occupied by a specific sector. Income will vary considerably depending on regional economic conditions. Therefore, default values need to be adjusted for local conditions. 5.2 Collecting Inventory Data It should be understood that many available databases do not contain all of the information that is needed to perform a loss study. For example, they may contain street addresses, the size of the facility, or the value of the facility, but may not contain information about structural type or age. Databases may be out of date and may not contain all of the facilities in the region. Another problem the user can encounter is that databases may be in a paper rather than electronic format, making them difficult or impossible to use. Combining multiple databases can also be problematic. Issues such as double counting facilities and eliminating unnecessary information need to be addressed. In general, the majority of the building inventory used in the regional loss estimation will not be collected or kept on a facility-by-facility basis. Resource limitations make it difficult to collect such detailed information. Management and storage of such a large amount of information, while possible, is beyond the state-of-practice for many municipalities and government agencies. Maintaining facility-specific databases will be most useful for important or hazardous facilities such as hospitals, fire stations, emergency operation centers, facilities storing hazardous materials, and high occupancy facilities, to name a few. Procedures exist for supplementing facility-specific databases with area-specific inventory information. An example of an area specific inventory is the number of square feet of commercial space in a census tract or zip code. These area-specific inventories are often based on economic or land use information that is augmented using inference techniques. For example, the user may have available the number of commercial establishments in a region. Assuming an average size (in square feet) per establishment, the user can infer the total square footage of that occupancy. Similarly, a land use map may be converted to building square footage by multiplying land use area by percent of area covered by buildings. Techniques for developing inventories include: ¥ Sidewalk/windshield surveys ¥ Analysis of land use data ¥ Analysis of aerial photography ¥ Discussions with local engineers and building officials Chapter 5. Updating HAZUS Inventory Data (Collecting Data) 6-1 Chapter 6 Updating Inventory Data: Entering and Managing Data HAZUS contains a variety of default parameters and databases. You can run a loss estimation analysis using only default data (Chapter 3), but your results will be subject to a great deal of uncertainty. If you wish to reduce the uncertainty associated with your results, you can augment or replace the default information with improved data collected for your region of study. HAZUS contains two import tools for entering data: the stand-alone Building Information Tool (BIT) for improving general building stock (discussed in Chapter 8), and the import menu option for entering site-specific inventory dialogs (ex. hospitals, schools) and hazard data (ex. DEM). Data, which has not been imported, can still be used as overlays and for general spatial queries, but will not be treated in the loss estimation model. As has been discussed in earlier sections, it is very likely that data obtained from different sources will not be in the same format. Furthermore, the data may contain a different number of fields than the data defined in HAZUS. This will require mapping the data fields to the correct format and inclusion in the centralized geodatabase. The following sections describe importing data, entering data through HAZUS windows, and managing the data. 6.1 Importing Features and Files Only some offices and potential HAZUS users will have the most current version of GIS software; others will not currently use ESRI software. Those who have previously applied HAZUS99 for Level II analysis will recognize the similarity of data field headers and inventory requirements. All operators of HAZUS will be starting with the newest default datasets; first to be evaluated, and then improved by directly editing the default inventories, or by importing new data files. Data that are not already formatted in GIS will require conversion to the standardized ESRI ArcGIS geodatabase format before importing. 6.1.1 Importing Site-Specific Data Files ArcView feature classes, ArcInfo coverage files, CAD files, image files, and tabular database files (e.g., Paradox, dBase) must be converted to a geodatabase (*.mdb) for use with HAZUS. Several file types (e.g., shapefile, drawing, tabular) may be converted to one or more geodatabases for import. MapInfo, Atlas, or other CAD file formats will generally require exporting files to a shapefile format in order to bring them into ArcGIS. Images or files designated for reference only can still be added as a simple layer for use in displays, and need not be imported. Data intended for consideration by the loss estimation model must be imported. ArcCatalog, ArcMap, or MS-Access can be used for this purpose. Select the inventory you wish to improve from the HAZUS Inventory menu and begin editing. Using the mouse, right-click on a browser. The ÒImportÓ option (Figure 6.1) will appear in the pop-up menu and you can select this feature. Enter the directory and filename for the database you wish to import, as in Figure 6.2. HAZUS-MH MR3 User Manual Figure 6.1 Import Features with Attributes Figure 6.2 Identify the Database to be Imported There are two important issues to keep in mind regarding the import of Microsoft Access databases to HAZUS. First is that the Access database should be stored on a local drive. The second is that any tables to be used should have no spaces in their names. Violation of either of these two rules will result in an import failure. Chapter 6. Updating Inventory Data: Entering and Managing Data 6.1.2 The Import Database Utility A database import utility has been developed to assist you in converting an electronic database to the appropriate format for HAZUS. Clicking on the right mouse button accesses this import utility. The Database Management Tools menu (the pop-up menu), shown in Figure 6.1, will appear. Select the Import database and click on the name of the file you want to import; click the OK button. The mapping window shown in Figure 6.3 is used to map the each field in your database (the source) to the corresponding field used in the HAZUS database (the target database). The Database Dictionary in Appendix D contains the names and structures of all of the databases that are used by HAZUS. From the Database Dictionary you can determine the names of the target fields. The Database Dictionary, in an abbreviated form, is available interactively in HAZUS. To access it, click on the right mouse button; using the same menu shown in Figure 6.1, click on Data Dictionary. An example from the Database Dictionary is shown in Figure 6.4. Figure 6.3 Mapping the Fields of your Data File to the HAZUS Data Structure HAZUS-MH MR3 User Manual Figure 6.4 Interactive Database Dictionary The fields from the Source menu do not have to be in the same order nor do they have to have the same names as the fields in the Target menu. For example, in Figure 6.3, the year the school was built is in a field called ÒYEAR_BUILTÓ in the Source file, whereas the field that contains this information is in the ÒYEAR_BÓ field in the Target file. To define the desired mapping scheme, simply click on a field name from the Source menu (e.g., LON) and the corresponding field name from the Target menu (e.g., LONG); then click on the Add button. After performing these steps, the mapping you have defined will disappear from the Source and Target menus and will appear in the Mapping Results box at the bottom of the window. If you make a mistake, click the Delete button, and the last mapping pair you have defined will be undone. In this example, the user has already defined six relationships and is in the process of defining a seventh. When you have completed defining all of the information, click on the OK button, wait a few seconds, and your imported database will be displayed in HAZUS. You do not have to map all of the fields from the Source menu. However, any fields you do not map will not be imported into the Target database. It is possible to have several databases with the same format. To save the mapping that you have defined so that it can be reapplied to other files, click the Save button in Figure 6.3 and the dialog box shown in Figure 6.5 will appear. Enter a name for the mapping scheme and click the OK button. To retrieve the saved mapping, click on the Load button in Figure 6.3. Chapter 6. Updating Inventory Data: Entering and Managing Data Figure 6.5 Saving a Database Mapping Scheme 6.1.3 Pre-processing Inventory Point Data Users can easily import the User Defined Facility (UDF) information to HAZUS Region Database. The UDF table has to follow four requirements: 1. Necessary data: ™ GIS Parcels file (Shape file) ™ HAZUS Occupancy Code (Access table) 2. Pre-process the dataset: ™ Subset the Parcels in the flood plain only (easy and time-saving process) ™ Extract center coordinates (Lat/Long) for each flooded parcel (with GIS or other map systems) ™ Clean (correct errors) and group by (ID) the HAZUS occupancy code 3. User Defined Facility table format and data type on SQL Server (or MS-Access) as seen in Figures 6.6 and 6.7: HAZUS-MH MR3 User Manual Figure 6.6 UDF Table Field Definitions (as seen in SQL Server) Chapter 6. Updating Inventory Data: Entering and Managing Data Figure 6.7 UDF Table Field Definitions (as seen in MS-Access) 4. Extraction for UDF table: ™ Extract the necessary information from the two data source tables (Flooded_Parcels & HAZUS Occupancy code) based on structure of the above UDF table. ™ Fields distribution type: a. HAZUS distribution fields include: NumStories, DesignLevel, FoundationType, FirstFloorHt and ContentCost (see above figure) b. Parcels information and default fields are the remaining (see above figure) ™ Most County Tax AssessorÕs files have square footage and the value of a building. The following are recommended data to complete a UDF. The columns on the left show what the userÕs data might look like and the column on the right shows how it is implemented into HAZUS. A note on how to extract HAZUS distribution fields as seen in Tables 6.1, 6.2, 6.3, 6.4 and 6.5: HAZUS-MH MR3 User Manual a. NumStories: based on occupancy and original number of stories of the parcels Table 6.1 NumStories Field Description Occupancy Number of Stories From Parcels NumStories RES1 1 1 2 2 3 3 Split level 4 RES2 1 1 2 2 3 3 RES3 1-2 1 3-4 3 5+ 5 All others 1-3 1 (including RES4 4-7 4 to EDU2) 8+ 8 b. DesignLevel: depends on the YearBuilt Table 6.2 DesignLevel Field Description YearBuilt Design Level Prior Ð 1950 1 1950 Ð 1970 2 Post 1970 3 0 (set to Null) 0 c. FoundationType: based on the real foundation type in the parcels Table 6.3 FoundationType Field Description Real Foundation Type FoundationType Basement Pile 1 0 Pier 2 0 Solid Wall 3 0 Basement /Yard 4 1 Crawl Space 5 0 Fill 6 0 Slab on Grade 7 0 Chapter 6. Updating Inventory Data: Entering and Managing Data d. FirstFloorHt: Table 6.4 FirstFloorHt Field Description FoundationType FirstFloorHt [ft] Pile 7 Pier 5 Solid Wall 7 Basement /Yard 4 Crawl Space 3 Fill 2 Slab on Grade 1 e. ContentCost: depends on cost and occupancy Table 6.5 ContentCost Field Description Occupancy ContentCost RES1 To RES6 & COM10 Cost * 0.5 COM1 To COM5, COM8, COM9, IND6, AGR1, REL1, GOV1 and EDU1 Cost * 1.0 COM6 To COM7, IND1 To IND5, GOV2 and EDU2 Cost * 1.5 ™ Set these default constraints: a. YearBuilt = Null It is recommended that the user look for the trends of surrounding buildings and set the YearBuilt to the trend or to set it to 1970. b. Occupancy = ÔRES1Õ It is recommended that the user look for the trends of surrounding buildings and set the Occupancy to the trend. c. NumStories = 1 d. Foundationty = 7 e. FloodProtection = 0 If the building is near a dam or a dike, set the FloodProtection to that level. f. Other fields: The most fields extract from the Flooded Parcels directly or query combinations with HAZUS Occupancy Code HAZUS-MH MR3 User Manual ™ The hzUserDefinedFacility table is linked to the flUserDefinedFacility table. Below in Table 6.6, users can see how the different fields are mapped in the two tables. The UDEFImportSchema.SAV file source-target field mapping: Table 6.6 UDF Field Mapping Schema MS Access MSSQL Type CONTACT CONTACT hz NAME NAME hz ADDRESS ADDRESS hz CITY CITY hz STATE STATE hz ZIPCODE ZIPCODE hz PHONE PHONENUMBER hz OCCUPANCY OCCUPANCY hz YEARBUILT YEARBUILT hz COST COST hz BUPOWER BACKUPPOWER hz NUMSTORIES NUMSTORIES hz AREA AREA hz BLDGTYPE BLDGTYPE fl LATITUDE LATITUDE hz LONGITUDE LONGITUDE hz COMMENT COMMENT hz CONTENTCOST CONTENTCOST hz DESIGNLEVEL DESIGNLEVEL fl FOUNDATIONTYPE FOUNDATIONTYPE fl FIRSTFLOORHT FIRSTFLOORHT fl SHELTERCAPACITY SHELTERCAPACITY hz BLDGDAMAGEFNID BLDGDAMAGEFNID fl CONTDAMAGEFNID CONTDAMAGEFNID fl INVDAMAGEFNID INVDAMAGEFNID fl FLOODPROTECTION FLOODPROTECTION fl 6.2 Adding Records to Site Specific Databases In addition to importing entire datasets, you can add one or more site-specific (point) feature records at a time to improve inventories of essential facilities, high potential loss facilities, lifeline components and facilities storing hazardous materials. When you identify a new site, you will need to add a new feature record with attributes. To add linear lifeline features, see Section 6.5. Chapter 6. Updating Inventory Data: Entering and Managing Data 6.2.1 Adding Features Using the Study Region Map You will notice that feature locations are listed in the ArcMap attribute table without the entire set of feature attributes. HAZUS stores attributes other than the each feature identifier and coordinates using SQL Server. This design for feature and attribute storage is for efficiency, and allows for anticipated expansion to interactive web-based delivery of the program. The database design requires you to add features in the following steps: 1. Start Editing using the ArcMap Editor toolbar. 2. Select the appropriate and available database (e.g., util.mdb for editing utility facilities). 3. Add features. 4. Select Save and Stop Editing features. 5. Open HAZUS Inventory menu and select the appropriate inventory (e.g., utilities). 6. Add attributes to each new feature record by placing the cursor in the desired field. Notes: a. The feature ID field cannot be edited. b. Several fields include a pick list for standardized data entry (see Figure 6.11) Figure 6.8 Add Site-specific Feature HAZUS-MH MR3 User Manual Figure 6.9 Add feature using ArcMap Edit Tool Figure 6.10 Add Attributes under HAZUS Inventory Menu Figure 6.11 Use Attribute Pick Lists Where Available The site-specific, or facility inventories have many more data fields than are required for estimating potential losses. The additional information is beneficial to the overall analysis, and cost-efficient to collect along with the minimum data required to run HAZUS. At minimum, the Chapter 6. Updating Inventory Data: Entering and Managing Data 6-13 required fields for each database are specified in Appendix D. HAZUS will automatically assign the first four data fields (indicated with a Ò*Ó) when records are added graphically. The ID numbers are associated with a particular facility, and are required for reporting the study results. 6.2.2 Adding Records to the Attribute Table The one essential datum element required to define a facility is its location. If its location was not added graphically (see Figure 6.8), the only other way to define a facility location in HAZUS is to type the longitude and latitude of the facility, as in Figure 6.12. If you donÕt know the longitude and latitude of the facility, you will need to use a geocoder1 to get the longitude and latitude of the location and then add it to the database in HAZUS. Once you have defined a location, click on the OK button and the new point feature will be saved. Figure 6.12 Add Record Latitude/Longitude Coordinates When the location has been entered, a default set of attributes will be assigned to each new record, in the event no other detail is available. For example, HAZUS assumes a generic default bridge class of HDFLT if no bridge class is supplied. To complete the new records using improved information, fill in the required fields using the pick lists provided for standardized data entry (see Figure 6.11). Complete the data fields that do not have a pick list with the best available information. To save the new added records to the database, right-click and select Stop Editing. HAZUS will prompt for confirmation and will save the data to the hard-disk. 1 The geocoding process is performed outside HAZUS. Any commercial geocoder application can be used. HAZUS-MH MR3 User Manual 6-14 6.2.3 Errors When Adding Records HAZUS is very strict about enforcing the rule that all inventory data points must fall within the study region boundary. If you define facility locations that are outside the study region, HAZUS deletes them and displays the dialog show in Figure 6.13. Figure 6.13 Sites Added Outside the Study Region will not be Accepted 6.3 Deleting Records from Site Specific Databases Select the record to be deleted from a database by clicking on the record marker on the left side of the record ID. When the records have been selected, use the right mouse button to display the database management options shown in Figure 6.14, and choose Delete Selected Records. Figure 6.14 Select and Delete Records from a Facility Database Chapter 6. Updating Inventory Data: Entering and Managing Data 6.4 Editing Records Attributes associated with default, or improved point and line features can be edited directly in HAZUS. Open the HAZUS menu Inventory and choose the database to edit. Double clicking the mouse on the desired cell, and replacing the text to be modified can edit data within a record. In order to minimize errors, use the pick lists to fill in the value whenever a list is offered (see Figure 6.11) Figure 6.15 Edit Default Inventory Figure 6.16 Menu Option to Start Editing Alternatively, choosing Start Editing from the ArcMap Editor toolbar can move a structureÕs location. In edit mode, use one of ArcMapÕs selection buttons to isolate the facility of interest. With your feature selected and mouse button held down, drag and drop the facility symbol from its old location to the desired new location. To delete a location, select the facility on the map and press the key. The feature and all associated attributes in the inventory database will be deleted. You can move or delete multiple records at one time. To do so, use the ArcMap selection tools to select by location. You can draw a box around several sites to select a group; or, select a single structure by clicking on each location, one at a time, while holding the key down. When all the locations have been selected, release the key and follow the above steps for deleting or moving a record. When finished, click on the Editor toolbar and select Stop Editing. You will be asked to confirm (or dismiss) your changes to the database. 6.5 Adding Lifeline Segments Lifeline segments must be created using ArcMap Editor tools. To add lifeline segments (ex. highway, railway, light rail, etc.) you must be familiar with the functionality of the ÒEditorÓ in ArcMap. Refer to the ArcMap documentation for details. HAZUS-MH MR3 User Manual Chapter 7 Modifying Inventory Data This section guides you through the process of modifying inventory data in the HAZUS program. Following guidance in Sections 4 and 5, you may now have collected community- specific data that describes your local community more accurately than the default data included with the HAZUS program. Section 6 discusses ways to process specific forms of digital data to work with the HAZUS program. Here, you will get a detailed look at successfully modifying the inventory databases needed to run a flood loss analysis in HAZUS. This section does not describe how to modify flood hazard data. The Flood Information Tool (FIT) program, which is included as part of the HAZUS software, should be used to modify flood hazard data and analysis, not inventory data. The FIT is briefly introduced in Section 4, an overview is given in Section 9, and comes with its own, detailed manual. The default data in HAZUS can be directly modified entry by entry in the HAZUS program. Alternately, existing databases from other sources can be imported into HAZUS following the guidelines given in Section 6. Both approaches to modifying data are discussed in this Section. 7.1 Modifying General Building Stock Data There a several categories of general building stock data: basic data, financial data, and flood specific occupancy mapping. Basic data, referring to building square footage, building count, and occupancy category, should be modified by using the Building-Data Information Tool (BIT), as explained below and in detail in Section 8. Financial data and flood specific occupancy mapping should be modified within the HAZUS program. The sections below guide you through this process. 7.1.1 Building Square Footage, Count and Occupancy Category To modify the basic building data of square footage, building count and general occupancy, you should use the Building-Data Information Tool (BIT). This tool, which processes databases in a variety of forms into the proper HAZUS format, is explained in Section 8. 7.1.2 Building Financial Data Building financial data appear in four listings under the Inventory menu and General Building Stock submenu: Valuation Parameters, Dollar Exposure, Depreciation Parameters, and Depreciated Exposure. The data in the Valuation Parameters tables are the key parameters used to estimate the values of structures by specific occupancy type. The detailed formula used to calculate these estimates is presented in the technical manual. You cannot change these valuation parameters. Instead, if you have improved data on the replacement costs of buildings in your study region, you should directly overwrite the Dollar Exposure tables. HAZUS-MH MR3 User Manual 7-2 There are two ways to replace the default data for building dollar exposure. The first is to directly edit the tables in HAZUS. The second is to import a file with the improved data. Note that you have these two choices for many tables in HAZUS. 7.1.3 Edit General Building Stock (GBS) Tables Directly editing the data tables in HAZUS is a good idea if you have improved data for only a few census blocks. For larger amounts of data, it is probably more efficient to create a database in another program and import it into HAZUS. When the dollar exposure window is visible, showing data by specific occupancy type, you can type directly over data in black text (all text presented in blue is non-editable). When you close this window, you will be prompted to save your changes, shown in Figure 7.1. By clicking Yes, you have edited the table. Figure 7.1 Prompt to Save Changes After Editing GBS Dollar Exposure Table 7.1.4 Import Data File Instructions for importing a data file can be found in Section 6.1.3. 7.1.5 General Occupancy Mapping General occupancy mapping tables contain data on the building type for each occupancy type. HAZUS comes with one default mapping scheme and every Census Block is assigned a default mapping scheme. Chapter 7. Modifying Inventory Data When you select the Inventory menu, General Building Stock submenu, General Occupancy Mapping, the window shown in Figure 7.2 appears. In the top right portion of the window, you can view the default scheme assigned to each census block in your study region. By selecting the scheme listed in the lower window and pressing View, you can see the details of the mapping scheme. Figure 7.2 Default General Occupancy Mapping (TEMP) To edit the mapping scheme, highlight the scheme in the lower part of the window and click Copy. A new window will pop-up prompting you to name your copied scheme, as shown in Figure 7.3. Select any name and add a description if you wish. This will create a new scheme with exactly the same data as one of the HAZUS default scheme, which can be edited. The pull-down menu at the bottom of the New Mapping Scheme window will allow you to select the default mapping scheme as your starting point. HAZUS-MH MR3 User Manual Figure 7.3 Copying a General Occupancy Mapping Scheme (TEMP) Your new mapping scheme is now listed as one of the options in the bottom window. Highlight your new scheme and click Edit. The general occupancy mapping details will appear on the screen. You can select each occupancy type and edit the distribution of building types. When you have made all of your edits, click OK. Next, you need to assign your new mapping scheme to the relevant areas in your study region. The scheme that was developed now appears under the Mapping Scheme pull-down menu as shown in Figure 7.4. Select the new scheme you have created in the Mapping Scheme pull-down menu. Then, highlight all of the census blocks that you would like to have your new mapping scheme assigned to, and click Apply. The mapping scheme should change for these census blocks. If you need to assign your new mapping scheme to the entire study region, click on the radial dial for County List. Select the new scheme in the Mapping Scheme pull-down menu, and click Apply. Chapter 7. Modifying Inventory Data Figure 7.4 Assigning Newly Created General Occupancy Mapping 7.1.6 Flood Specific Occupancy Mapping Flood specific occupancy mapping tables contain data on the types of foundations and average heights of first floors above grade for each specific occupancy type. HAZUS comes with three default mapping schemes and every Census Block is assigned a default mapping scheme. When you select the Inventory menu, General Building Stock submenu, Flood Specific Occupancy Mapping, the window shown in Figure 7.5 appears. In the top right portion of the window, you can view which of the default schemes is assigned to each census block in your study region. By selecting one of the schemes listed in the lower window and pressing View, you can see the details of the mapping scheme. HAZUS-MH MR3 User Manual Figure 7.5 Default Flood Specific Occupancy Mapping (TEMP) To edit a mapping scheme, highlight one scheme in the lower part of the window and click Copy. A new window will pop-up prompting you to name your copied scheme, as shown in Figure 7.6. Select any name and add a description if you wish. This will create a new scheme with exactly the same data as one of the HAZUS default schemes, which can be edited. The pull-down menu at the bottom of the New Mapping Scheme window will allow you to select which mapping scheme you would like as your starting point. You should select the default- mapping scheme that is relevant for the type of flood hazard present in your study region; riverine, coastal or great lakes. Figure 7.6 Copying a Flood Specific Mapping Scheme (TEMP) Chapter 7. Modifying Inventory Data Your new mapping scheme is now listed as one of the options in the bottom window. Highlight your new scheme and click Edit. The flood specific occupancy mapping details will appear on the screen. You can select each specific occupancy type and edit the distribution of foundation types and floor heights for pre- and post-FIRM structures. When you have made all of your edits, click OK. Next, you need to assign your new mapping scheme to the relevant areas in your study region. The scheme that was developed in the example for this manual was riverine, and now appears under the Mapping Scheme pull-down menu when Riverine is selected in the Hazard Type pull- down menu, shown in Figure 7.7. Select the new scheme you have created in the Mapping Scheme pull-down menu. Then, highlight all of the census blocks that you would like to have your new mapping scheme assigned to, and click Apply. The mapping scheme should change for these census blocks. If you need to assign your new mapping scheme to the entire study region, click on the radial dial for County List. Select the new scheme in the Mapping Scheme pull-down menu, and click Apply. Figure 7.7 Assigning Newly Created Flood Occupancy Mapping HAZUS-MH MR3 User Manual 7-8 7.2 Modifying Facilities, Lifeline and Hazardous Materials Data Data for essential facilities, high potential loss facilities, transportation systems, utility systems and hazardous materials can all be modified in similar ways. Again, you can modify them directly in HAZUS or by importing data from other databases. 7.2.1 Edit Facilities, Lifeline and Hazardous Materials Tables This manual will use emergency operations centers as an example data set to edit. Access the default data for essential facilities by selecting Essential Facilities from the Inventory menu, and click on the Emergency Centers tab on the top of the window. Make sure that Emergency Centers is selected in the Facility-Type pull-down menu. You may edit the default data about emergency centers directly by typing over existing data. Be sure to save changes when you close the window. It is also possible to add or delete records in the database. Place your cursor anywhere on the window and click on the right-hand mouse button. To add a record, select Add New Record from the window that pops up, shown in Figure 7.8. Figure 7.8 Adding a New Record Now you will be prompted to enter the latitude and longitude of the new emergency center, shown in Figure 7.9. You must select a latitude and longitude within the case study boundary. Note that longitude should be entered as a negative number. Chapter 7. Modifying Inventory Data Figure 7.9 Entering Latitude and Longitude of a New Facility A new line will appear, shown in Figure 7.10, and you may enter all of the relevant data about the newly listed facility. Figure 7.10 New Record Added for Data Entry HAZUS-MH MR3 User Manual 7-10 7.2.2 Importing Site Specific Data through Open Database Connectivity (ODBC) Users can import an MS Access table into HAZUS. However, there are rules for the table field definitions. Perhaps the easiest way is to copy the field definitions from HAZUS and then add your custom data. This can be done using Open Database Connectivity (ODBC). Using ODBC allows users to bypass InCAST in an attempt to import the data in my Study Region MS SQL Server database. Begin by opening MS Access. Under the File menu, select New/Create New Database. Then save the new database on a local drive (itÕs important that it is not saved to a network drive). Figure 7.11 Creating a New MS Access Database Chapter 7. Modifying Inventory Data After the new Access database has been saved to disk, go to the File menu and select Get External Data/Import. In the resulting dialog, in the combo box titled ÒFiles of TypeÓ, scroll to the bottom and select ODBC Databases. Click the Import Button. Figure 7.12 Importing an ODBC Database HAZUS-MH MR3 User Manual After clicking Import, the resulting dialog is titled ÒSelect Data Source.Ó Select the Machine Data Source tab and click the New button. Figure 7.13 ODBC: Machine Data Source Chapter 7. Modifying Inventory Data In the Create Data Source dialog, select System Data Source (applies to this machine only), and the Next button. Figure 7.14 ODBC: New Data Source Type The resulting dialog asks to select the data source driver. At the bottom, select SQL Server and click the next button. On the next dialog, click Finish. HAZUS-MH MR3 User Manual Figure 7.15 ODBC: New Data Source Server The next few dialogs of the Create New Data Source wizard will prompt you for details about the new ODBC source. First you will enter the connection and server names. Keep the Name, short (preferably no spaces or special characters). A good choice for the name is that of your study region. The Description is optional, but here you can add a more descriptive name. In the Server combo box, select your MS SQL Server name. If your MS SQL Server name is not shown in the combo box, type your machine name followed by (no spaces) Ò\HAZUSPLUSSRVRÓ. Then click the Next button. Chapter 7. Modifying Inventory Data Figure 7.16 ODBC: Connection and Server Names The wizard next asks for login authenticity information. For simplicity, use Windows authenticity. However, you may also use SQL Server authenticity with a login ID of hazuspuser and a password of gohazusplus!!! Click the next button. HAZUS-MH MR3 User Manual Figure 7.17 ODBC: Login Authenticity The next dialog asks information about the SQL Server database. To avoid connecting to the MS SQL Server master database, Change the default database. In the combo box, select or type the name of your study region database (same as the study region name). Click the Next button. In the next dialog, use the defaults and click the Finish button. Figure 7.18 ODBC: SQL Server Default Database Chapter 7. Modifying Inventory Data At this point, the ODBC wizard has collected the required information and displays it. Before dismissing the dialog, click on the Test Data Source button to verify the study regionÕs connectivity parameters. Then click the OK button. Figure 7.19 ODBC: Connectivity Parameters Now we return to the Select Data Source dialog we saw earlier, but this time our new System Data Source is added. Select the newly added data source and click the OK button. HAZUS-MH MR3 User Manual Figure 7.20 ODBC: Select Added Data Source All of the SQL server tables are now available to be imported. The dialog shows the name of every element in the database. Figure 7.21 ODBC: Import Objects Chapter 7. Modifying Inventory Data Here are some notes regarding the nomenclature: ¥ Common hazard tables have HZ prefix (common to all 3 hazards -- earthquake, flood, hurricane) ¥ Flood-specific tables have FL prefix (EQ, HU respectively for earthquake, hurricane) ¥ Flood-specific views have an absv_ prefix. Views are a particular query of the database. Views are what are shown when you view any inventory or results table in HAZUS. ¥ Flood-specific procedures have ABSP_ prefix (donÕt import procedures!) ¥ Flood-specific triggers have ABST_ prefix (donÕt import triggers!) In order to import the table or view of interest, youÕll need to know its name in the SQL Server database. To determine this, open the inventory or results table of interest in the flood model. In any blank area on the dialog (not on the table itself), use CTRL + SHIFT + left mouse click to see the source table name: Figure 7.22 ODBC: Source Table Name In the figure, using CTRL + SHIFT + left click indicates that the active table is a view (ABSV_ prefix) and the name is InvGbsBldgCountOccupGen (inventory general building stock, building count, general occupancy). If you wish to import this table into MS Access, select this name from the Import list. Here are some examples of view (table query) names: ¥ absv_CareFlty Ð for medical care facilities ¥ absv_EmergencyCtr Ð for emergency centers ¥ absv_PoliceStation Ð for police stations ¥ absv_School Ð for schools ¥ absv_UserDefinedFlty Ð for user defined facilities HAZUS-MH MR3 User Manual Navigate through the flood model to determine the names of the views of interest. Then select those names on the Import list. Click the OK button to import the views to your MS Access database. You now have tables of interest with the field definitions required by the flood model. Importing flood model SQL Server information through ODBC creates a copy of the data. The default data provided with HAZUS is now imported in a local MS-Access database and can now be edited or viewed locally without impacting the data in HAZUS. Figure 7.23 ODBC: Import Complete 7.2.3 Import Data File to HAZUS The user should have a Microsoft Access database containing the data of interest. Begin by opening the inventory table that contains the data. The import functionality allows import to the hz table and associated fl table. For example, for schools data, click on the Inventory/Essential Facilities menu item. Click on the Schools tab, right-click the mouse button within the table, and select Import. Chapter 7. Modifying Inventory Data Chapter 8 Building Data Import Tool The building-data import tool (BIT) is a utility that is designed to help you import large databases of property information and to process that data so as to be able to create occupancy to model building type relationships. It can read a variety of different types of database formats and configurations and will translate these into a standard format for use by HAZUS. The BIT includes a utility that allows you to run queries on databases so that you can identify certain types of properties (e.g. unreinforced masonry) or gather information about buildings with certain characteristics. 8.1 Getting Your Data in the Right Format Before you run BIT you need to ensure that your data is in a form that the program can process. For example, if you have purchased tax assessorÕs files on magnetic tape, you will have to have those tapes read and transferred to floppy disk or CD-ROM. You will need to convert your database to a Microsoft Access (.mdb) format if it is in some other database format such as *.dbf, *.db, *.xls, etc. Another problem that can occur is that square foot building area is not reported as a single number but instead a sub-area is given for each floor or each portion of the building. In this case you will have to sum the individual sub-areas for each building and put the total building area in a single field. In the case of commercially available property data, you will need to extract the records from the database using software supplied by the vendor. Other problems you may encounter are appearance of properties more than once if they have multiple owners, or the reporting of multi-building complexes, and the use of two or three different occupancy definitions for a single property. All of these will require judgment on your part, and some of these problems will be very challenging. BIT can only work with the following two types of files: ¥ Microsoft Access database (*.mdb) ¥ ASCII text file (*.asc). Any delimiter can be used (comma, tab, etc.) If your database is not in one of these two formats, you will need to use an external database management program to convert your data into one of these formats. The BIT can only import data from one county at a time. If your data file contains properties from multiple counties, you will need to use a database management program to sort the data by county and organize the data into separate files for each county. 8.2 Starting BIT BIT can be launched in two ways: either from within HAZUS or stand-alone. To launch BIT from within HAZUS, select the command Inventory|General Building Stock|Building Import Tool (BIT). HAZUS-MH MR3 User Manual 8-2 To launch BIT independent of HAZUS, select Start|FEMA Risk Assessment System|BIT. This location assumes that BIT was installed in the default group (FEMA Risk Assessment System). 8.3 Specifying the Input File After starting the BIT, you will be presented with the window shown in Figure 8.1. This window guides you through the five steps needed to develop the occupancy to model building type relationships for your region. The first step in the process is to specify the property data file you will be using. To start this step click on the Specify Input File... button. Figure 8.1 Building Data Import Tool Main Menu You will be asked to select an input file. You can choose from one of the four following options: ASCII text file (*.asc), Microsoft Access Table (*.mdb), configuration file (*.bcf). A configuration file is generated by the BIT, and is available only if you have started the import process previously, but did not complete all five steps. The *.bcf file allows you to continue an incomplete import activity without starting over from the beginning. 8.3.1 Importing an ASCII Delimited Database After you click on the Specify Input File... button in Figure 8.1, you will be presented with the window shown in Figure 8.3. Suppose that the particular property data file that you want to import is an ASCII delimited file. A delimited file is one that uses a specific character to separate the fields of information. Delimited files come with a variety of different characters to separate the fields. The most common are the comma and the tab. However, the delimiter can be any character. An example of two records from an ASCII comma-delimited file is shown here: Chapter 8. Building Data Import Tool Ò521-525 Main StÓ,ÓAnytownÓ,Ó94102-1102Ó,Ó121.00Ó,ÓStoreBuildingÓ,4195,Ó1Ó,2,Ó883263Ó,16,Ó79Ó,ÓÓ,Ó880720Ó,ÓCÓ,ÓConcreteÓ,ÓStuccoÓ,ÓConcreteÓ,ÓSteelÓ,ÓFlatÓ, ÓBuilt-upÓ,ÓÓ,ÓAverageÓ,Ó$357Ó,Ó,Ó,Ó0284-000Ó Ò332 North StÓ,ÓAnytownÓ,Ó94102-2607Ó,Ó125.00Ó,ÓApartmentÓ,16030,Ó6Ó,24, Ó341314Ó,23,Ó72Ó,Ó72Ó,Ó830404Ó,ÓCÓ,ÓConcreteÓ,ÓConcreteÓ,ÓConcreteÓ,ÓConcreteÓ, ÓFlatÓ,ÓTar & GravelÓ,ÓÓ,ÓFairÓ,Ó$17Ó,Ó,Ó,Ó0333-001Ó Figure 8.2 Two Records from a Comma-delimited Text File Each record shown in Figure 8.2 spans three lines and each field is separate by a comma. Quotes are used to indicate alphanumeric (text) data and entries without quotes are numbers. The BIT is capable of distinguishing these two types of inputs and it shouldnÕt cause you any problems when both types appear in the same record. It is important to understand that the BIT can recognize this file as ASCII delimited only if you specify the filename extension as .asc. Figure 8.3 Specifying a *.csv Input File in the Building-Data Import (BIT) Tool After you have specified the file name in Figure 8.3, you will be asked to specify the type of delimiter that is being used as shown in Figure 8.4. If the delimiter is not a comma or a tab, click on Other and then type the delimiter in the box to the right. The delimiter can be a single character such as a Ô or a ? or a !. At the bottom of the Delimited ASCII Import window is a box entitled Change default field names. If you mark this box, you will be presented with the Field Names window shown in Figure 8.5. HAZUS-MH MR3 User Manual Figure 8.4 Specifying the Delimiters for an ASCII Delimited File Generally, an ASCII delimited file does not contain embedded field names. Thus when the ASCII delimited file is read by BIT the fields will be called Field001, Field002 and so on. The supplier of the data file should have provided you with documentation that indicates what is contained in each field. The Field Names window in Figure 8.5 allows you to rename the fields in your database so that they are easier to keep track of (this window is skipped if the option ÒChange default filed namesÓ is not checked). To make a change, double click on the field name so that it is highlighted, then type in the new name. When you have changed the desired fields (you do not have to name all fields), click the OK button to save the changes. Optionally, you could embed the names of the fields at the first line in the input file and make use of by checking the option ÒFirst line has field namesÓ. Figure 8.5 Changing the Field Names in an ASCII Delimited File Once that is specified, the second option is enabled. Chapter 8. Building Data Import Tool Figure 8.6 Task 2 ÒMapping FieldsÓ Enabled 8.3.2 Importing a *.mdb Database A file that is in an *.mdb format does not require some of the steps that are required for a text file. Simply specify the database file name as shown in Figure 8.7. You will then be presented with a list of tables in the database. Select the desired table to import and click OK, and you will be ready for mapping fields (see Section 8.4). Figure 8.7 Specifying a *.mdb Input File in the Building-Data Import Tool 8.4 Mapping Fields After having specified the input file, you will need to map the fields in your database (the source) to the fields used in the HAZUS database (the target database). The steps for importing data and creating occupancy to model building type relationships must be completed in the numbered HAZUS-MH MR3 User Manual sequence. The labels for steps that are not yet available to you will appear in light gray. To start this step, click on the Map Fields button in the main BIT menu (see Figure 8.8). Figure 8.8 Starting the Field Mapping Step from the BIT Main Menu Since the BIT is used to develop occupancy to model building type relationships for your region, the most important information to capture is the occupancy, structural type, square footage and height of your buildings. However, the database you create can have as many fields as you want, allowing you to maintain many types of data. Using the mapping tool outlined in this section, you can be certain that all of the databases you maintain will be in a standard format. The mapping window shown in Figure 8.9 is used to map the fields in your database (the source) to the fields used in HAZUS (the target database). The source-database fields do not have to be in the same order nor do they have to have the same names as the target-database fields. For example, in Figure 8.9 the occupancy types are in the field seventh field (ÒField007Ó) in the source database whereas the field that contains this information in the target database is called ÒOccupancyÓ. Chapter 8. Building Data Import Tool Figure 8.9 Defining a Mapping Scheme from the Source Database to the Target Database in the BIT To define the desired mapping, simply click on a field name in the source database (e.g. Field004) and the corresponding field name in the target database (e.g. BldgValue) and then click on the Add button. After each time you perform this operation the mapping you have defined will appear in the Mapping Results box at the bottom of the window. At the same time, these fields will disappear from the Fields Mapping box at the top of the window. If you make a mistake, click the Delete button and the last mapping pair you have defined will be undone. When you have completed mapping all of the fields, click on the OK button, wait a moment, and your database will be reconfigured into the standardized format. At the end of this step a table with the same name as your original file is created in the syBIT database in SQL Server. Your original file will remain unchanged. NOTE: You do not have to map all of the fields from the source database; however, any fields you do not map will not be imported into the target database. There are key fields that must be mapped without which you wonÕt be able to proceed with the mapping. The BIT tool will prompt you with the key field (s) that you missed mapping once you try to click the OK button to move on to the next step. An example of this window is shown in Figure 8.10. The window also includes the list of the Òmust mappedÓ fields for the BIT tool. Table 8.1 lists in detail the required fields and how they are by BIT. HAZUS-MH MR3 User Manual Figure 8.10 An Example of a Warning Message in Case You Miss Mapping Key Field(s) It is possible you have several databases with the same format and you would like to save the mapping that you have just defined. Before you click the OK button, click the Save button in Figure 8.9. A save window will appear and you will need to enter a name for the saved mapping scheme. Retrieve the saved mapping scheme by clicking on the Load button in Figure 8.9. Design level is used only for the Earthquake model and you can disregard the warning you will receive. Chapter 8. Building Data Import Tool Table 8.1 List of BIT-MH Required Fields Field Field Name in Target Table Description 1 Area BldgArea Built area for building in sq. ft (BIT will adjust the # if not in sq.ft using the conversion factor supplied) 2 Building Value BldgValue Current bldg value. Desired unit is in K$ (BIT will adjust the # if not in K$ using the conversion factor supplied) 3 Content Value ContentValue Current content value. Desired unit is in K$ (BIT will adjust the # if not in K$ using the conversion factor supplied) 4 Building Type BldgType The ÔCategorizingÕ process will translate this to HAZUS specific bldg type. 5 Occupancy Class Occupancy The ÔCategorizingÕ process will translate this to HAZUS specific bldg type. 6 Height or # of stories Height or NumStories Height (in ft.) if given will converted to # stories to make use of the L, M, or High-rise classification 7 Age or Year of Construction or BldgQuality BldgQuality Age/Year of Construction get translated to bldg quality values (C, S, I) 8 Earthquake Design Level DesignLevel Optional. If not given, the default for the county will be used. 9 Tract or Block Tract or Block Tract is 11-char. Block is 15char. HAZUS-MH MR3 User Manual 8-10 8.5 Categorizing Data The next step in creating standardized data formats is to convert the data to the classification systems of HAZUS. For example, your database may use the term ÒwoodÓ for low-rise wood frame construction whereas this would be classified as a W1 model building type in HAZUS. Thus, records with structural type ÒwoodÓ in the source database need to be converted to ÒW1Ó in the target database. To do this step, click on the Categorize... button shown in Figure 8.11. At the end of this step a new file will be created. It will have the same name as your original file and a new extension: .TG2. This database is the same as the *.TG1 database except that all of the replacements you have requested have been made. Figure 8.11 Starting the Categorize Function of the BIT You have the option to select which fields of data you want to categorize (see Figure 8.12). It is likely that none of your data will be in the standardized format and you will want to select the ÔSelect AllÕ option. To select the items, simply click on them. When you are finished, click the OK button. Chapter 8. Building Data Import Tool Figure 8.12 Selecting Which Fields you Want to Categorize 8.5.1 Categorizing Number of Stories Data HAZUS groups of buildings into low, medium and high-rise structures. Thus ultimately, any building with one to three stories height will be classified as low rise. If your database uses numbers to specify the height of the building in feet, the BIT will automatically convert the height to low, medium or high-rise. If the building height that you have is in non-feet units, you can use the conversion factor2 to convert the data to feet. If on the other hand the database that is being used has characters or words for number of stories, then you will need to define a mapping scheme to convert your data to the standardized format. The window in Figure 8.13 is used to indicate which of these situations apply to your data. Figure 8.13 Indicating What Type of Building Story Data You Have If you click on Field is non-numeric. Categorize, then press OK, the window in Figure 8.14 is displayed allowing you to define a mapping from your database to the standardized format. As with other mapping windows, after you have defined each mapping, click on the Add button and the mapping will appear in the Results portion of the window. If you make a mistake, use the Delete button. 2 The conversion factor is used as a multiplier, in other words, it takes the original values in the input file, multiplies them by the conversion factor supplied and uses the result. HAZUS-MH MR3 User Manual Figure 8.14 Categorizing Number of Stories Data To save your data mapping scheme, click on the Save... button. Use the window shown in Figure 8.19 to name the mapping scheme. A scheme for mapping number of stories will have an .ssl extension, whereas a scheme for mapping building height will have an .hsl extension. Figure 8.15 Saving Number of Stories Categories 8.5.2 Categorizing Year Built Data HAZUS lumps buildings into three age groups: pre-1950, 1950-1970 and post-1970. Occupancy to model building type relationships is developed for each of these three groupings. Year-built data is found in a variety of formats in assessorÕs files and other commercially available property files. It is most common to find the year built expressed in a two-digit format, such as 95, or in a Chapter 8. Building Data Import Tool four-digit format, such as 1995. However, it is possible that other formats could be used such as old, moderate and new. The BIT has the flexibility to read any of these formats by selecting the appropriate buttons in Figure 8.16. Perhaps most problematic is how to deal with a zero. A zero can mean that a structure was built in 1900, or in 2000. You may have to ask the supplier of the data how to interpret the occurrence of a zero in the data. Figure 8.16 Categorizing Year Built Data 8.5.3 Categorizing Occupancy Class Data In this step you will be required to map the occupancies found in the source database to the standardized occupancies defined in HAZUS. All of the 33 specific occupancy classes found in Table A.3 are listed in the Target list box found in Figure 8.17. In addition to the specific occupancy classes, you will find five general occupancy classes (Residential, Commercial, Industrial, Government, and Education) and the class ÒUnknownÓ. General occupancy classes are in all upper-case letters. Some property databases contain very limited information about occupancy; for example, labels such as residential, commercial, and industrial. In this case you will need to use the general occupancy classes for categorizing occupancy. To define a mapping, click on an occupancy in the Source list box and then double click on the corresponding standardized occupancy in the Target list box. You can not map multiple occupancies at the same time in the Source list box that corresponds to a single standardized occupancy. This resulted in the four separate mappings found in the Mapping Results box. If you find you have made a mistake any time during this process, simply click on the incorrect mapping in the Mapping Results box and click on the Delete button. Redefine the correct mapping for that occupancy and continue. When you have completed the mapping for all categories in the source database, click the OK button. HAZUS-MH MR3 User Manual Figure 8.17 Categorizing Occupancy Class Data Categorizing occupancy class data can be somewhat tricky and can require judgment on your part. Some of the occupancy classes in the property file may not fit perfectly into HAZUS classifications. For example, you may find a class such as ÒOffice & ResidentialÓ in your database that could be classified as either RES3 ÒMulti-Family DwellingÓ or COM4 ÒFinancial/Professional/Technical ServicesÓ. You will have to use your judgment in deciding which standardized class best typifies this mixed occupancy. Another problem you may find is that source-database occupancy classes do not always provide a correct description of the property. For example, parking lot, residential lot or vacant lot would imply that these properties have no structures on them. However, in many cases in the sample database used here, there were buildings on these types of properties. You should not be surprised to find that certain occupancies such as universities, institutional housing and government services, to name a few may, be completely absent from your database. As noted in Section 5.1.2, property databases rarely provide detailed information on tax-exempt properties. As with other mappings defined in the BIT, you have the option to save the occupancy class mapping for use on other files. To save the mapping, click on the Save... button before clicking OK. The occupancy mapping file will be saved with an .osl extension as shown in Figure 8.18. To use the mapping in the future, click on the Load... button in Figure 8.17. Chapter 8. Building Data Import Tool Figure 8.18 Saving an Occupancy Mapping Scheme 8.5.4 Categorizing Building Type Data In this step you will be required to map the structural types found in the source database to the model building types defined in HAZUS (See Appendix B, Table B.2). The 16 general building types found in Table B.2 are listed in the Target list box shown in Figure 8.19. In addition to the general model building types, you will find four basic building material types (Wood, Steel, Concrete, and Masonry) and the class ÒUnknownÓ. Basic building material types are in all upper-case letters. Many property databases contain very limited information about the structural system used, and the categories used are often based on fire safety information. For example, in this sample database shown in Figure 8.19, category C contains brick, tilt-up and formed concrete construction. The user has chosen to map category C to masonry. Clearly, this will introduce uncertainty into the occupancy to model building type relationships that are produced by the BIT. It is rare to find a property database that provides sufficient information to define reliable mappings to all general building types. To define a mapping, click on a building type in the Source list box and then double-click on the corresponding standardized building type in the Target list box. You can not map multiple building types at the same time in the Source list box that correspond to a single standardized building type. If you find you have made a mistake any time during this process, simply click on the incorrect mapping in the Mapping Results box and click on the Delete button. Redefine the correct mapping for that building type and continue. When you have completed the mapping for all categories in the source database, click the OK button. At this point the BIT will check if the Design Level was mapped at the field mappings or not if not it will go to Step 8.5.5 else it will go to step 8.6.6. HAZUS-MH MR3 User Manual Figure 8.19 Categorizing Building Type Data As with other mappings defined in the BIT, you have the option to save the building type mapping for use on other files. To save the mapping, click on the Save... button before clicking OK. The building type mapping file will be saved with a .bsl extension as shown in Figure 8.20. To use the mapping in the future, click on the Load... button in Figure 8.19. Chapter 8. Building Data Import Tool Figure 8.20 Saving a Building Type Mapping Scheme 8.5.5 Categorizing Design Level (Optional) This step is required if you have not specified the Design Level Field mapping. In this step you will be required to map the design level found in the source database to the design level defined in HAZUS. There are 3 types of design levels defined in HAZUS low, medium and high as shown in Figure 8.21. To define a design level, click on a design level in the Source list box and then double-click on the corresponding design level in the Target list box. You can not map multiple design levels at the same from the design levels in the Source list box that correspond to a single design level. If you find you have made a mistake any time during this process, simply click on the incorrect mapping in the Mapping Results box and click on the Delete button. Redefine the correct mapping for that design level and continue. HAZUS-MH MR3 User Manual Figure 8.21 Categorizing Design Level As with other mappings defined in the BIT, you have the option to save the design level mapping for use on other files. To save the mapping, click on the Save... button before clicking OK. The design level mapping file will be saved with a .dsl extension as shown in Figure 8.22. To use the mapping in the future, click on the Load... button in Figure 8.21. Figure 8.22 Saving a Design Level Type Mapping Chapter 8. Building Data Import Tool 8-19 When you have completed the mapping for all categories in the source database, click the OK button. 8.5.6 Categorizing Floor Area HAZUS uses Area in thousands of square feet. However, it is possible the field is numeric but not in the thousands of square feet. You can use a conversion factor as shown in Figure 8.23. Figure 8.23 Categorizing Floor Area Data When you have defined the type, click the OK button. 8.5.7 Categorizing Building Value HAZUS uses building values in thousands of dollars. However, it is possible field is numeric but not in the thousands of dollars. You can use a conversion factor as shown in Figure 8.24. Figure 8.24 Categorizing Building Value Data When you have defined the type, click the OK button. HAZUS-MH MR3 User Manual 8-20 8.5.8 Categorizing Content Values HAZUS uses Content Values in thousands of dollars. However, it is possible field is numeric but not in the thousands of dollars. You can use a conversion factor as shown in Figure 8.25. Figure 8.25 Categorizing Content Values Data When you have defined the type, click the OK button. At this point the BIT will substitute the standardized categories for the original categories in the source database. Depending on the size of the database this will take a few minutes to more than an hour. 8.6 Aggregating the Database Statistics At this point the BIT is ready to create the occupancy to model building type relationships for each census tract. Click on the Aggregate button (shown in Figure 8.26) and wait. When the aggregation is done you will be able to view the results using the View Results button. Chapter 8. Building Data Import Tool Figure 8.26 Starting the Aggregation Utility If for some reason you have changed your database in some way and need to run the aggregate utility again, you will execute the exact same steps and BIT will update the data automatically. 8.7 BIT-MH Results Once the aggregation process has finished, BIT-MH would have created the following type of results: ¥ Square footage values by specific occupancy ¥ Building structural and content dollar exposure values by specific occupancy ¥ Building count values by specific occupancy ¥ General mapping schemes (specific building type vs. general occupancy) ¥ Mapping scheme distribution matrices applicable to the earthquake module (specific building type vs. specific occupancy) All of the above can then be imported into HAZUS to replace the default data. To get guidance on the process, contact Technical Support. HAZUS-MH MR3 User Manual Chapter 9 Overview of the Flood Information Tool (FIT) Process The Flood Information Tool (FIT) is an ArcGIS extension designed to process user-supplied flood hazard data into the format required by HAZUS Flood Model. The FIT, when given user- supplied inputs (e.g., ground elevations, flood elevations, and floodplain boundary information), computes the extent, depth and elevation of flooding for riverine and coastal hazards. The information below is a brief overview of the riverine and coastal methodologies. For more detailed information, please refer to the Flood Information Tool (FIT) User Manual. 9.1 Riverine Methodology 9.1.1 Input Floodplain Boundary The user is required to identify up- and downstream limits of study and the feature class field(s) that contains the elevation data in the polyline feature class. If the floodplains are represented by more than one polygon, the user is required to identify the polygon associated with the study area. The floodplain boundary polygon need not be associated with any particular flood. It is used by the FIT only to define a ÒsmoothÓ line representing the general flow path of floodwater. Only one polygon can be associated with a study reach. Floodplains that are disconnected (by a road crossing, for example) must be somehow connected (merged) or studied as two reaches. 9.1.2 Centerline of Flow Once the stream limits have been chosen, the program will define a polyline from the upstream limit to the downstream limit. That polyline is, in a sense, the centerline of the floodplain. It is the aforementioned smooth line representing the general flow path of floodwater. Note that the program uses the centerline to identify cross sections within the reach. Specifically, only cross section lines that cross the centerline are considered in subsequent analyses. It is important to ensure that all cross sections within a reach cross the centerline. Note that lines that cross the floodplain polygon necessarily cross the centerline. 9.1.3 Bounding Polygon An initial buffer is computed around the centerline and the user is prompted to increase and/or decrease the buffer until satisfied that the conveyance area of the floodplain of interest is contained within the buffer. The chosen buffer defines the extent to which flood depths will be calculated and, therefore, is referred to as the bounding polygon. The extent of the floodplain boundary feature class may help in guiding the decision on how large to make the bounding polygon. The lengths of the cross section lines and the limits do not restrict the size of bounding polygon. If necessary, the program will extend cross-section lines to the bounding polygon. If necessary, the cross-section lines are extended in a manner that preserves a sense of alignment HAZUS-MH MR3 User Manual 9-2 perpendicular to flood flow. The limits are extended in a straight line following the alignment at the ends of each respective limit. Users should try to avoid drawing stream limits that cross each other, intersect cross sections, or otherwise cut off portions of the bounding polygon pertinent to describing the floodplain. 9.1.4 Non-Conveyance Areas Certain low-lying areas adjacent to the floodplain, such as tributary streams, that do not convey but, rather, retain floodwater (pond) at the flood elevation in the conveyance part of the floodplain, need not be included within the bounding polygon. The FIT provides an analysis option for including such areas inside and outside of the bounding polygon. The ideal bounding polygon contains all portions of (different frequency) floodplains being analyzed and, also, minimizes the areas subject to ponding. 9.1.5 Interpolation of Additional Hazard Grids If the cross sections are attributed with multiple flood elevations, the FIT uses the information supplied for the initial analyses to develop subsequent flood depth grids. That is, subsequent flood depth grids can be developed without re-entering reach limits and choosing bounding polygons. If cross sections are attributed with at least three flood elevations and corresponding discharge values, the FIT offers an option to interpolate other flood depth grids. 9.1.6 Modeling Tips The study reach is defined by the choice of up- and downstream limits. In some situations, subdividing a reach into shorter reaches can improve the efficiency (run time) of the FIT. Subdividing a reach into reaches covered by bounding polygons of different sizes will yield results quicker than using the largest bounding polygon for the entire reach. In general, reaches should be chosen to include relatively homogeneous floodplain widths. Reaches should overlap enough to ensure that there are no gaps in coverage of the floodplain. Highly meandering floodplain configurations may warrant special attention. If the flow centerline (not the stream) has a horseshoe-shaped meander, increasing the buffer will, at some distance, create a discontinuity in the bounding polygon. An ÒislandÓ will form within the bounding polygon somewhere within the meander (inside the horseshoe). The interpolation algorithm in the FIT does not operate properly in such situations. Increasing the bounding polygon beyond that limiting size will result in error messages. If the bounding polygon must be increased beyond that limit, the meander should be analyzed piece-wise, thereby removing the ÒhorseshoeÓ shape within any reach. 9.2 Coastal Methodology 9.2.1 Shoreline Characterization The user is required to identify all coastal flood sources that will be considered by HAZUS, and to draw a shoreline associated with each flood source. The shoreline drawn by the user should Chapter 9. Overview of the Flood Information Tool (FIT) Process 9-3 be a general depiction of the shoreline, and should not be a detailed rendering. In tidal areas, the shoreline drawn should represent the approximate mean sea level shoreline; in the Great Lakes the shoreline should be drawn at approximately the International Great Lakes Datum (IGLD) chart datum. If the user has a local map layers depicting the water line, this can be used as a guide when drawing the generalized shoreline. The user must then divide each shoreline into segments of common physical characteristics and wave exposure. The shoreline types available for user selection include: rocky bluff; sandy bluff, little beach; sandy beach, small dune; sandy beach, large dune; open wetland; erosion protection structure. If the user selects an erosion protection structure (e.g., seawall or revetment) for a shoreline segment, the user must assign a level of protection afforded by the structure (i.e., a flood return period, below which the structure will not fail, and below which the structure will protect the uplands from flooding and erosion). The user must provide the 100-year stillwater elevation at each shoreline segment, along with any contribution from wave setup (the stillwater elevation and wave setup information are published by FEMA in the Flood Insurance Study report -- FIS-- for each coastal community). The FIT relies upon the 100-year stillwater elevation (without setup) to calculate 10-year, 50year and 500-year stillwater elevations. The user can edit or replace these elevations with values taken directly from the FIS, if available; otherwise, the FIT will use the calculated values, which are based on nationwide default data. Ultimately, the FIT can use the stillwater elevation values -- calculated or input by the user Ð to calculate 10-year, 50-year, 500-year and interpolated flood elevation grids. The FIT relies upon the user segmentation to differentiate between those segments that will be subject to flood-induced erosion and those that wonÕt. The FIT will generate shore- perpendicular transects from each shoreline segment. The transects are located at a predetermined spacing and extend inland from the shoreline. The user is free to add and delete new transects if so desired. 9.2.2 Frontal Dune Erosion The FIT will create a profile (of ground elevation versus distance inland from the shoreline) for each transect crossing an erodible shoreline segment, and with sufficient wave action to cause erosion of dunes and bluffs or failure of erosion protection devices during the base flood. The user may select the peak and toe of the dune/bluff, or accept the FIT selections. The FIT will then calculate an eroded ground profile along each transect, and interpolate an eroded ground elevation grid. 9.2.3 Output Hazard Grids The FIT will calculate the flood depth grid (i.e., the difference between the flood elevation grid and the eroded ground elevation grid) for the 100-year flood and for other return periods selected by the user. This information will be passed to HAZUS, along with other data (shoreline characteristics, transect data, stillwater elevations, flood hazard zone information, etc.). HAZUS will use the flood depth grids created by the FIT with a suite of flood depth-damage functions to calculate flood damage. The vertical erosion grid calculated by the FIT (i.e., the vertical HAZUS-MH MR3 User Manual difference between the original ground elevation grid and the eroded ground elevation grid) will also be passed to HAZUS, for use with an erosion depth-damage function to calculate erosion damage. Chapter 9. Overview of the Flood Information Tool (FIT) Process Chapter 10 Running HAZUS Flood with User Supplied Data This chapter provides a step-by-step discussion of how to perform an analysis if you wish to modify the hazard definition, default analysis parameters, or analysis options. Before attempting an analysis that will incorporate user-supplied data, follow the steps in Chapter 3 for running an analysis using only default data. 10.1 Defining the Study Region The first step in any analysis is defining a study region. Please refer to Section 3.1 for a complete description of this process. 10.2 Defining the Inventory Data The second step is to review the inventory data and modify the data, as necessary. Please refer to Chapter 4 through Chapter 8 for information on how to define the inventory data. 10.3 Defining the Hazard In order to apply user-supplied flood hazard data to the Flood Model, use of the Flood Information Tool (FIT) is required. The FIT was discussed previously in Section 4.2 and Section 9. For detailed information, please refer to the FIT User Manual. To import FIT results to HAZUS, click on the Hazard/User Data menu item. Select the appropriate FIT hazard (riverine or coastal) and use the resulting dialog (Figure 10.1) to browse to the FIT project folder on disk. Figure 10.1 FIT Working Directory Selection HAZUS-MH MR3 User Manual Click OK when finished and the FIT project data are imported to HAZUS. Continue with other hazard menu items, and upon reaching the Hazard/Scenario New dialog, select FIT polygons of interest using the select tool. The selected FIT data will be used in the hazard computation. 10.4 Damage Functions The flood model default data includes over 700 depth-damage functions that relate water depth to structure and content percent damage. The Damage Functions includes Buildings, Essential Facilities, Transportation Systems, Utility Systems, Agricultural Products, and Vehicles. All of these damage functions are very similar with the exception of the Agricultural Products. An example of a Damage Function can be viewed from the Analysis/Damage Functions/Buildings menu item (Figure 10-2). The functions can be viewed by hazard type and general occupancy. Figure 10.2 Building Damage Functions Chapter 10. Running HAZUS Flood with User Supplied Data To apply a user-defined damage function, click on the Library button on the bottom left hand corner of the dialog. The resulting dialog displays available damage functions for the selected specific occupancy (Figure 10.3). Figure 10.3 Damage Functions by Specific Occupancy Click on the User Defined button in the dialogÕs bottom left hand corner to add a new damage function for the indicated specific occupancy. An example of the Damage Function for Agricultural Products can be seen in Figure 10.4. HAZUS-MH MR3 User Manual Figure 10.4 Agricultural Products Damage Functions 10.5 Restoration Time Modification of restoration time regards loss of function and repair time of facilities. A distinction should be made between loss of function and repair time. In this methodology, loss of function is defined as the time that a facility is not capable of conducting business. This, in general, will be shorter than repair time because businesses will rent alternative space while repairs and construction are being completed. Loss of function (restoration time) is estimated in the methodology only for essential facilities, transportation lifelines and utility lifelines. Default restoration functions are provided with the methodology for essential facilities, transportation lifelines and utility lifelines. An example of a set of restoration functions is found in Figure 10.5. Restoration curves describe the fraction of facilities (or components in the case of lifelines) that are expected to be open or operational as a function of time following the earthquake. For example, looking at the curves shown in Figure 10.5, 10 days after the earthquake, about 20% of the facilities that were in the extensive damage state immediately after the earthquake and about 60% of the facilities that were in the moderate damage state immediately after the earthquake, are expected to be functional. Each curve is based on a Normal distribution with a mean and standard deviation. The parameters of the restoration functions are accessed through the Chapter 10. Running HAZUS Flood with User Supplied Data Analysis|Restoration Function menu and can be viewed and modified in a window such as the one shown in Figure 10.5. Figure 10.5 Restoration Functions for Essential Facilities Typing in a new value and then clicking on the Close button will modify parameters for restoration curves. You will be asked to confirm that you want to save your changes. It is strongly recommended that you use the default parameters unless you have expertise in the development of restoration functions. 10.6 Analysis Parameters The Analysis Parameters are factors or variables within the analysis that users can modify. The six factors that are available for modification are Debris, Casualties, Shelter, Agricultural, Direct Economic Loss, and Indirect Economic Loss. They are each detailed in the following pages. HAZUS-MH MR3 User Manual 10.6.1 Debris Parameters The Debris Parameters are based on the depth of the flood within a structure by ranges. It shows the expected debris to be produced; the debris from a structure and footing or slab is only produced when the structure is demolished. This is based on dry wall and other components that are replaced in manageable units instead of the area of actual damage. Users can modify as desired. The weights are in tons per thousand square feet of the structure. Figure 10.6 is an example of the Debris Parameters window. Figure 10.6 Debris Parameters Chapter 10. Running HAZUS Flood with User Supplied Data 10.6.2 Casualties Parameters Unfortunately, the Flood Model does not have Casualties Parameters. When a user selects the Casualties Parameters while in the Flood Model, the word document that opens can be seen in Figure 10.7. Figure 10.7 Casualties Parameters 10.6.3 Shelter Parameters Shelter Parameters depend on four factors: Evacuation, Utility Factors, Weighting Factors, and Modification Factors. Under the Evacuation tab, users are allowed to choose the depth at which ingress/egress is restricted (depth at which flood waters are considered dangerous to drive or walk through). It also allows the user to set the evacuation buffer that surrounds the flooded area for public safety. The Utility Factors accounts for the duration or lack of access caused by the utility factors. The Weighting Factors are based on income and age. These factors establish the assumed percentage of the population that will seek shelter based on their income and age. The Modification Factors adjust the population that will seek public shelter based on the range of HAZUS-MH MR3 User Manual their income and age. It allows the user to modify the range or income or age. Figure 10.8 shows the Shelter Parameters window. Figure 10.8 Shelter Parameters 10.6.4 Agricultural Parameters The Agricultural Parameters asks the user to supply the day and month of the flood event. HAZUS will then adjust the date to the Julian calendar, which is based on the growing season. Figure 10.9 Agricultural Parameters Chapter 10. Running HAZUS Flood with User Supplied Data 10.6.5 Direct Economic Loss Parameters The Direct Economic Loss Parameters are based on three factors: Business Inventory, Restoration Time, and Income Loss Data. The Business Inventory tab can be viewed as the Annual Gross Sales in dollars per square foot or as the percentage of Gross Annual Sales for each specific occupancy. Restoration Time is the anticipated time for repair and restoration before the population can move back in. The Income Loss Data includes the relocation expenses and loss of income. An example of the Direct Economic Loss Parameters window can be seen in Figure 10.10. Figure 10.10 Direct Economic Loss Parameters 10.6.6 Indirect Economic Loss Module with a Synthetic Economy Estimates of indirect losses can be calculated using a very simplified model of the regional economy. HAZUS contains twelve built-in ÒsyntheticÓ economies. These Òsynthetic economiesÓ are based on aggregating characteristics from a number of regional economies around the country and creating three typical economy types: HAZUS-MH MR3 User Manual ¥ Primarily manufacturing ¥ Primarily service with manufacturing as the secondary sector ¥ Primarily service with trade as the secondary sector Each economy is broken into four size classifications: ¥ Super (greater than 2 million in employment) ¥ Large (greater than 0.6 million but less than 2 million in employment) ¥ Mid Range (greater than 30,000 but less than 0.6 million in employment) ¥ Low (less than 30,000 in employment) The indirect economic impact module selects the most appropriate synthetic economy to use for the study region based on user inputs describing the size of the economy (number of employees) and the type of economy. In order to run the module using a synthetic economy, you must identify the type and size of economy using the window shown in Figure 10.11. To access the screen, select the Indirect economic option in the Analysis|Parameters menu. The default type of economy is Òprimarily manufacturing.Ó You should overwrite this if Òservice/manufacturingÓ or Òservice/tradeÓ is a more accurate characterization of your region. The economy type can be determined by evaluating the percent of regional employment in each of the major industries. For further guidance, consult the Technical Manual. Figure 10.11 Setting Parameters for Synthetic Economy Chapter 10. Running HAZUS Flood with User Supplied Data HAZUS provides a default employment figure based on the counties in the study region. The source of this default data is the Bureau of Economic Analysis. You should review this number against available local information and overwrite it if appropriate. Employment should be measured by place of work rather than by place of residence. This distinction is especially significant when there is substantial commuting across the regionÕs borders. In addition to employment, the default figure provided for regional income should be reviewed and overwritten if appropriate. After you have defined the synthetic economy and clicked on the button in Figure 10.11 the window in Figure 10.12 will appear. Figures 10.13 through 10.15 allow you to modify economic factors that relate to the general capacity and the economyÕs ability to restore itself following the earthquake. Default values for all of the factors are provided for use in analysis. However, you should still review at the least the following factors and replace the default values as appropriate: ¥ Unemployment rate ¥ Level of outside aid and/or insurance ¥ Interest rate on loans Figure 10.12 Setting the Indirect Economic Factors Default values are provided for four global factors as shown in Figure 10.12. The Percentage of rebuilding is used by the module to estimate the size of the reconstruction stimulus to the economy. The Unemployment rate at the time of the disaster serves as an indicator of excess capacity or slack in the economy; the indirect losses are generally higher when the economy has low unemployment because there is less unused capacity that can help make up for capacity lost due to earthquake damage. The Level of outside aid and/or insurance is a major determinant of the long-term income effects of the disaster since the amount of reconstruction funded by borrowing within the region will in the long term cause indebtedness. The Interest rate on loans also affects the amount of indebtedness arising from reconstruction financing. HAZUS-MH MR3 User Manual Again, these should be reviewed and modified where appropriate. In some cases you may wish to run several analyses using different values, such as Level of outside aid and/or insurance, to investigate the effect of this parameter on indirect economic impacts. When you have finished with the Factors tab, click on the Restoration & Rebuilding tab to view the screen in Figure 10.13. Figure 10.13 Setting the Indirect Economic Restoration and Rebuilding Factors Chapter 10. Running HAZUS Flood with User Supplied Data The dialog shows default values for industry restoration functions for each of the first 5 years. Units are in percentage points of industry loss of function or production capacity in each year. Default values may be overwritten for consistency with results related to physical damage (See section 16.5.2.2 in the Earthquake Technical Manual). The rebuilding factors as shown in Figure 10.14 has default values for Ò% of Total Rebuilding ExpendituresÓ in each of the first 5 years for buildings and lifelines, respectively. In general, most of the rebuilding is expected to occur in the first 1-2 years after the disaster. Lifeline reconstruction expenditures are expected to be made proportionately earlier than buildings reconstruction. Default values can be overwritten for consistency with results on physical damage (See the Technical Manual for more information). Figure 10.14 Setting the Indirect Economic Rebuilding Factors HAZUS-MH MR3 User Manual The last factors that can be altered are the Stimulus Values. By clicking on the Stimulus Values tab, you can access the screen shown in Figure 10.15. Figure 10.15 Setting the Stimulus Values The parameters in Figure 10.15 represent an anticipated stimulus to the economy in addition to repair and reconstruction of buildings and lifelines. The defaults are all zero. HAZUS includes the capability of inputting a higher resolution timeframe for the restorations factors, the rebuilding factors and the stimulus values. In HAZUS the factors can be specified on a weekly basis for the first 2 months (8 weeks), on a monthly basis for the first 2 years (month 3 through 24), and yearly thereafter (year 3 through 5.) Click OK after completing selections on this screen. This completes the user input requirements. The module can be run by clicking on the Indirect economic loss option in the Analysis|Run... menu. 10.6.7 Running the Indirect Economic Loss Module with IMPLAN Data For a more realistic analysis the indirect economic module can use IMPLAN data for modeling the economy. Select Use IMPLAN data files from the Indirect Economic Analysis Type screen. The default employment and income figures on the screen will not be used. Instead, the module will automatically pick off more accurate data from the IMPLAN data files you provide (see the Technical Manual). You do not have to make a selection under Type of Synthetic Chapter 10. Running HAZUS Flood with User Supplied Data Economy. Click OK after completing selections on this screen and the IMPLAN Files screen shown in Figure 10.16 will appear. Figure 10.16 Screen for Importing IMPLAN Files HAZUS-MH MR3 User Manual The screen contains a box listing available IMPLAN files. If the user has not imported any files, only one file labeled IMPLANDF (for IMPLAN default) is listed. This indicates the default synthetic economy. Figure 10.17 Locating IMPLAN Files Use the Import button to import IMPLAN files into HAZUS. Note that HAZUS only prompts you for the directory that contains the required files. All five files should be located in the same directory. Chapter 16 of the HAZUS Earthquake Technical Manual provides the information of the files required by the module. The newly imported IMPLAN file name now appears underneath IMPLANDF. Use the mouse to highlight the new IMPLAN file, thus selecting it for use in the analysis. Click OK and the Indirect Economic Analysis Factors screen will appear. If you have previously imported an IMPLAN data file(s), its name(s) will appear on the list. Remember to highlight the correct file each time before clicking OK to ensure that HAZUS does not return to using the default IMPLANDF file. Follow the steps outlined in Section 10.6.6 for specifying indirect economic analysis factors. Run the Analysis|Run... menu. Chapter 10. Running HAZUS Flood with User Supplied Data Chapter 11 Viewing and Reporting the Results This chapter describes the results tables, maps, and reports produced by the Flood Model. The items discussed are accessed via the Results menu after performing an analysis. 11.1 Guidance for Reporting Loss Results There is no single format that is appropriate for presentation of loss study results. The format will depend on the use of the results and the intended audience. The audience can vary from the general public to technical experts. Decision makers such as city council members and other government officials may require only summaries of losses for a region. Emergency response planners may want to see the geographical distribution of all losses and damage for several different flood scenarios. HAZUS provides a great deal of flexibility in presenting results. Results can be presented in a tabular or map form. The users of the results should be involved from the beginning in determining the types and formats of the results that best suit their needs. In previous loss studies, authors of reports have had the difficult task of trying to combine the study results with the theory of how they were calculated. Consequently, reports often seemed overly technical, reducing their readability and usefulness for many audiences. HAZUS users can refer to the Technical Manual, which describes all of the theories and equations that provide the basis of any loss estimate. Thus, reports do not need to, and probably should not include technical discussions of theory. Instead, reports should focus on describing results in nontechnical language that is easily understood by the intended audience. While no particular format for presenting results can be recommended, several general statements about reporting of results can be made. Reports should serve to clarify the meaning of the loss estimates. For example, the report should indicate whether losses are due only to building and contents damage or if they also include monetary losses resulting from loss of function. It should be clarified that losses are not calculated for individual buildings, but instead are based on the performances of entire classes of buildings. These are just a few examples of the types of clarifications that should appear in reports. Reports should also clarify for the reader what assumptions were made in developing the scenario and inventory and in calculating losses. For example, were losses based on default inventories or were default inventories augmented? Were default analysis parameters used? If not, what values were used? What assumptions were made in selecting the scenario flood? Is it based on an historical event? Is it based on an expected probability of occurrence (e.g., a 100year return period event)? What types of assumptions were made about the building stock? A criticism of past studies is that there has been little qualitative or quantitative treatment of uncertainty. Discussions with users of previous studies have indicated that users need information about where errors in prediction are most likely to occur. While this methodology does not explicitly include a technique for carrying the uncertainty of each variable through the entire set of calculations, sensitivity analyses are useful for providing bounds on loss estimates. At a minimum, reports should make some statement about the uncertainty of the input values. HAZUS-MH MR3 User Manual 11.2 Hazard Results The Results | Flood Hazard Maps | Thematic Map of Depth command allows you to map the flood depth grid and floodplain boundary for the current scenario and return period/discharge(s). The flood depth grid has vertical units of feet and is displayed in blue. The floodplain boundary is displayed in orange. Figure 11.1 Flood Depth Grid and Floodplain Boundary HAZUS automatically maps the flood depth grid and floodplain boundary when the hazard is computed, but it is still available for other flood depth grids that may have been computed. Chapter 11. Viewing and Reporting the Results 11.3 General Building Stock The Results | General Building Stock Damage command allows you to view and map the general inventory damage results by occupancy, building type, and building count. The values in the table represent the expected fraction of building square footage in each damage state. The drop-down boxes allow you to select the occupancy type and pre/post FIRM status. Figure 11.2 General Building Stock Damage Results HAZUS-MH MR3 User Manual 11.4 Essential Facilities The Results | Essential Facilities command allows you to view and map the damage and loss of use results for hospitals, police stations, fire stations, emergency operations centers, and schools. Figure 11.3 Essential Facilities Damage Results Chapter 11. Viewing and Reporting the Results 11.5 User-Defined Facilities The Results | User-Defined Facilities command allows you to view the damage results for individual, user-specified facilities. Damage probabilities are provided for overall building damage. 11.6 Debris The Results | Debris Generation command allows you to view and map building and tree debris results by census block. Figure 11.4 Debris Results HAZUS-MH MR3 User Manual 11.7 Shelter The Results | Shelter command allows you to view and map the estimated number of displaced households and the estimated short-term shelter needs by census block. Figure 11.5 Shelter Results Chapter 11. Viewing and Reporting the Results 11.8 Buildings Economic Loss The Results | General Building Stock Economic Loss command allows you to view and map economic losses for the general building stock by census block by full replacement value and depreciated replacement value. Figure 11.6 Buildings Economic Loss Results Ð Full Replacement Value HAZUS-MH MR3 User Manual 11.9 Summary Reports The Results | Summary Reports command allows you to select one of several summary reports for viewing and printing. The reports will be generated using the Crystal Reports report engine. Figure 11.7 Summary Reports Dialog Crystal Reports must be installed (comes with ArcView) for this option to be available. Chapter 11. Viewing and Reporting the Results Figure 11.8 Sample Summary Report: Building Damage by General Occupancy Table 11.1 has a brief description of the different types of reports available. HAZUS-MH MR3 User Manual Table 11.1 List of Summary Reports Tab Report Description Inventory Agricultural Products Dollar Exposure Dollar exposure (in thousands of dollars) of the agricultural products in the study region. Inventory Building Stock Dollar Exposure by Building Type Dollar exposure (in thousands of dollars) of the building stock by building type in the study region. Inventory Building Stock Dollar Exposure by Occupancy Dollar exposure (in thousands of dollars) of the building stock by occupancy in the study region. Inventory Transportation Systems Dollar Exposure Dollar exposure (in thousands of dollars) of the transportation systems in the study region. Inventory Utility System Dollar Exposure Dollar exposure (in thousands of dollars) of the utility system in the study region. Inventory Vehicle Dollar Exposure (Day) Dollar exposure (in thousands of dollars) of vehicles (during the day) in the study region. Inventory Vehicle Dollar Exposure (Night) Dollar exposure (in thousands of dollars) of vehicles (during the night) in the study region. Buildings Building Damage by Building Type Building damage (square footage distribution by percent damage) by building type caused by the hazard in the scenario. All values are in thousands of square feet. Buildings Building Damage by General Occupancy Building damage (square footage distribution by percent damage) by general occupancy caused by the hazard in the scenario. All values are in thousands of square feet. Buildings Building Damage by General Occupancy (Post- FIRM) Building damage (square footage distribution by percent damage) by general occupancy (Post-FIRM) caused by the hazard in the scenario. All values are in thousands of square feet. Buildings Building Damage by General Occupancy (Pre- FIRM) Building damage (square footage distribution by percent damage) by general occupancy (Pre-FIRM) caused by the hazard in the scenario. All values are in thousands of square feet. Buildings Building Damage Count by General Building Type Building damage (building count by percent damage) by general building type caused by the hazard in the scenario. Buildings Building Damage Count by General Occupancy Building damage (building count by percent damage) by general occupancy caused by the hazard in the scenario. Buildings Building Damage Count by General Occupancy (Post- FIRM) Building damage (building count by percent damage) by general occupancy (Post-FIRM) caused by the hazard in the scenario. Buildings Building Damage Count by General Occupancy (Pre- FIRM) Building damage (building count by percent damage) by general occupancy (Pre-FIRM) caused by the hazard in the scenario. Chapter 11. Viewing and Reporting the Results Table 11.1 List of Summary Reports (Continued) Tab Report Description Buildings Emergency Operation Center Damage & Functionality Damage and functionality of Emergency Operation Center caused by the hazard in the scenario. Buildings Fire Station Damage & Functionality Damage and functionality of Fire Stations caused by the hazard in the scenario. Buildings Hospital Damage & Functionality Damage and functionality of Hospitals caused by the hazard in the scenario. Buildings Police Station Damage & Functionality Damage and functionality of Police Stations caused by the hazard in the scenario. Buildings School Damage & Functionality Damage and functionality of Schools caused by the hazard in the scenario. Lifelines Highway Bridge Damage & Functionality Damage and functionality of Highway Bridges caused by the hazard in the scenario. Lifelines Light Rail Bridge Damage & Functionality Damage and functionality of Light Rail Bridges caused by the hazard in the scenario. Lifelines Potable Water Facility Damage Damage to Potable Water Facilities caused by the hazard in the scenario. Lifelines Railroad Bridge Damage & Functionality Damage and functionality of Railroad Bridges caused by the hazard in the scenario. Wastewater Facility Damage Damage to Wastewater Facilities caused by the hazard in the scenario. Induced Debris Generated Estimated total of debris generated (in tons) by the hazard in the scenario. Losses Annualized Direct Economic Losses for Buildings Annualized direct economic losses (in thousands of dollars) for buildings resulting from the hazard in the scenario. Losses Depreciated Direct Economic Losses for Buildings Depreciated direct economic losses (in thousands of dollars) for buildings resulting from the hazard in the scenario. Losses Direct Economic Losses for Agricultural Products Direct economic losses (in thousands of dollars) for agricultural products resulting from the hazard in the scenario. Losses Direct Economic Losses for Buildings Direct economic losses (in thousands of dollars) for buildings resulting from the hazard in the scenario. Losses Direct Economic Losses for Transportation Direct economic losses (in thousands of dollars) for transportation resulting from the hazard in the scenario. Losses Direct Economic Losses for Utilities Direct economic losses (in thousands of dollars) for utilities resulting from the hazard in the scenario Losses Direct Economic Losses for Vehicles (Day) Direct economic losses (in thousands of dollars for vehicles (during the day) resulting from the hazard in the scenario. HAZUS-MH MR3 User Manual Table 11.1 List of Summary Reports (Continued) Tab Report Description Losses Direct Economic Losses for Vehicles (Night) Direct economic losses (in thousands of dollars) for vehicles (during the night) resulting from the hazard in the scenario. Losses Indirect Economic Impact with Aid Income and Employment impact (in millions of dollars) with outside aid due to the hazard in the scenario. Losses Indirect Economic Impact without Aid Income and Employment impact (in millions of dollars) without outside aid due to the hazard in the scenario. Losses Shelter Requirements Estimated number of households that are expected to be displaced; and of those households, estimated number of people to seek temporary shelter in public shelters due to the hazard in the scenario. Other Combined Annualized Loss Provides the average annualized loss for multi-hazard study regions of their general building stock. Other Global Summary Report Includes general description of the region, building exposure by occupancy type (one for the study region and another for the scenario), expected building damage by occupancy and expected building damage by building type, expected damage to essential facilities, debris generated, shelter requirements, building-related economic loss estimates, and regional population and building value data. Other Quick Assessment Includes regional statistics (area in square miles, number of census blocks, number of buildings, number of people in the region, building exposure) and scenario results (shelter requirements and economic loss) Chapter 11. Viewing and Reporting the Results Chapter 12 References ABS Consulting, Inc., 2003. ÒFlood Information Tool MR3 User Manual.Ó EQE International, ÒFlood Loss Estimation: Methods and Data Proof of Concept. Final Task 2 ReportÓ, Report Developed for the National Institute of Building Sciences (NIBS), Washington D.C., July, 1999 EQE International, Inc., ÒPhase 2, Year 1: Model Development Progress Report #2,Ó December 29, 1999, Prepared for the National Institute of Building Sciences (NIBS), Washington, D.C. Federal Emergency Management Agency, March 1995. ÒGuidelines and Specifications for Wave Elevation Determination and V Zone Mapping,Ó Final Draft. Gulf Engineers & Consultants (GEC), 1996. ÒDepth ÐDamage Relationships for Structures, Contents, and Vehicles and Content-to-Structure Value Ratios (CSVRs) in Support of the Jefferson and Orleans Flood Control Feasibility StudiesÓ, Final Report, prepared by GEC for the USACE New Orleans District. GEC, 1997. ÒDepth ÐDamage Relationships for Structures, Contents, and Vehicles and Content- to-Structure Value Ratios (CSVR) in Support of the Lower Atchafalaya Reevaluation and Mroganza to the Gulf, Louisiana Feasibility StudiesÓ Final Report, Volume I, prepared by GEC for the USACE New Orleans District. The H. John Heinz III Center for Science, Economics and the Environment, 2000. ÒThe Hidden Costs of Coastal Hazards Ð Implications for Risk Assessment and Mitigation. URS, 1992. ÒUpdated Flood Damage Evaluation Guidelines for the Passaic River Basin ProjectÓ, prepared by URS Consultants for the USACE New York District. URS, 1992. ÒPassaic River Basin Economic Updates Ð Sample Selection RequirementsÓ, prepared by URS Consultants for the USACE New York District. U.S. Army Corps of Engineers (USACE), 1984. ÒFlood Emergency Preparedness System: Passaic River Basin, New Jersey and New York, Detailed Project Report and Environmental Assessment", USACE New York District. HAZUS-MH MR3 User Manual Appendix A. Verifying HAZUS Installation A.1 Purpose With the completed installation of HAZUS, it is wise to walk through the following section to determine if the installation completed successfully and all of the baseline data is available for use. Following the suggested procedures will demonstrate that the product can successfully generate results immediately. By following the step-by-step procedure below, the user will end up with populated results tables and Crystal summary reports. A.2 Scope This verification process will validate only the Flood Model. It does not address installation of any of the other hazards. Since the verification process intent is to show that the user will get the same answer as the development team, the test case has been established as Alamance County, North Carolina for the Riverine analysis and Brunswick County, North Carolina for the Coastal analysis. A.3 Operations Timing For the userÕs reference, in many steps an estimated processing time has been provided such as ÒÉthis process may take between 5 and 10 minutesÉÓ although the processing time is extremely dependent on the userÕs operating system. This information is provided to give the user some indication on what to expect from each operation for this scenario only. For comparison purposes, the timing reported here is based on a personal computer with a 1.8 GHz processor and 1GB of RAM. Your times will either be faster or slower accordingly. A.4 Study Region Creation Verification Procedure This section describes the Treaty Reinsurance Module and how it fits into the overall WorldCat Product Line assumes HAZUS has been successfully installed. The data path pointers must point to where the DVD data was copied to the hard drive. The region path needs to point to a folder where regions should be created. These steps will demonstrate that a flood study region can be created. HAZUS-MH MR2 User Manual A-2 A.4.1 Select ÒCreate a new regionÓ Start HAZUS. Use the region wizard to create a study region. Figure A.1 HAZUS Start-up Wizard Appendix A. Verifying HAZUS Installation A.4.1.1 Enter a Name Users may want to set up their study region names that will allow things to naturally order themselves. It is suggested the user us the format YYYY-MMDD-HHMM ST. For example this verification model was done: 2:28 PM Mar 26 in North Carolina. The county for the verification procedure is Alamance County for riverine and Brunswick County for Coastal. Figure A.2 Inputting the HAZUS Study Region Name HAZUS-MH MR3 User Manual A.4.1.2 Select Flood Hazard Figure A.3 Selecting a Hazard Model in the HAZUS Start-up Wizard A.4.2 Select Aggregation at County Level A.4.2.1 Select North Carolina Figure A.4 Selecting the Study Region State in the HAZUS Start-up Wizard Appendix A. Verifying HAZUS Installation A.4.2.2 Select Alamance County (Riverine) Figure A.5 Selecting the Study Region County in the HAZUS Start-up Wizard A.4.2.3 Select Brunswick County (Coastal) Figure A.6 Selecting the Study Region County in the HAZUS Start-up Wizard HAZUS-MH MR3 User Manual A.4.2.4 Wait for Region to be created Completing the selection process in the Start-up Wizard, the user will select Finish and a progress bar will be displayed as the HAZUS ÒshellÓ will aggregate the baseline data and import the data into the study region database. When completed, the user should see a folder with the study region name created underneath the folder where regions are kept (in this case C:\Program Files\_Regions). There will be a large number of files in that folder, but there are three files of interest: to the user in this verification process HazusFl.mxd: This file should have a time stamp of roughly 6-8 minutes later than whatever time the region creation process was started and be approximately 190 KB in size. DTSLog.txt: This file contains the HAZUS shellÕs log of the creation process. Should anything not work properly, this will be a key file to examine and this will be one of the files the product support team will request from the user. flDtsLog.txt: This file contains the creation process log for the flood model and the unique databases and components associated with the model. Should anything not work properly, this will be a key file to examine and this will be one of the files the product support team will request from the user. Figure A.7 Snapshot of the HAZUS Flood Model Study Region Files and Folders Appendix A. Verifying HAZUS Installation A.4.3 Study Region Open Verification Procedure The following sections will allow the user to demonstrate that a flood study region can be opened and that the correct version of the flood model is installed. A.4.3.1 Open the New Region When the creation process ended and the progress and creation dialogs have closed the region wizard dialog should remain on screen as shown in Figure A.8 below. Select ÒOpen a regionÓ option button and click OK. Figure A.8 Opening the Flood Model through the HAZUS Study Region Wizard HAZUS-MH MR3 User Manual A.4.3.2 Open the New Region Figure A.9 shows the dialog where the user can select a study region to open. The dialog should display any study regions created by the user. As this process is intended to occur after the user has just completed installation of the software and created their first study region, this dialog should have only one region for selection. Figure A.9 shows how the dialog will appear should the user have created several regions. Figure A.10 shows the same selection with the coastal region in the list of regions to select from. Highlight the study region and select Next. Figure A.9 Riverine Study Region Selection in the HAZUS Study Region Wizard Appendix A. Verifying HAZUS Installation Figure A.10 Coastal Study Region Selection in the HAZUS Study Region Wizard A.4.3.3 Initial Display Figure A.11 shows how the Alamance County (riverine verification) study region should appear when opened. Ensure that the study region name is in the title bar, menu items: Inventory, Hazard, Analysis, and Results exist in the toolbar, and that the three layers boundary, tract, and block have loaded in the ArcMap table of contents. Figure A.11 Alamance County as Seen in the HAZUS Flood Model HAZUS-MH MR3 User Manual Figure A.12 shows how the Brunswick County (Coastal verification) study region should appear when opened. Ensure that the study region name is in the title bar, menu items: Inventory, Hazard, Analysis, and Results exist in the toolbar, and that the layers boundary, tract, block, and Region Shore have been loaded in the ArcMap table of contents. Figure A.12 Brunswick County as Seen in the HAZUS Flood Model Appendix A. Verifying HAZUS Installation A.4.3.4 Version Check The first step will be to ensure the version is correct. Use menu Help\About HAZUS-MH and verify this displays: Figure A.13 HAZUS Flood Model Version in Help/About HAZUS-MH MR3 User Manual A.4.4 Inventory Verification These steps will demonstrate that the Inventory menu items are functional and that inventory and certain occupancy mapping data were created. A.4.4.1 General Build Stock Check Use menu item Inventory\General Building Stock\Square Footage and ensure this displays. Figure A.14 Square Foot Occupancy Dialog Validation Appendix A. Verifying HAZUS Installation A.4.4.2 Shade by Res1 Click on the RES1 column header to select column RES1. The Map button (circled) should become enabled. Press Map. A new shaded layer should add to the map and show the distribution of RES1 occupancies. Close the dialog when finished. Figure A.15 RES1 Square Foot Occupancy Thematic Map HAZUS-MH MR3 User Manual A.4.4.3 General Occupancy Mapping Check Use menu item Inventory\General Building Stock\General Occupancy Mapping and ensure this displays. Close the dialog when finished. Figure A.16 General Occupancy Mapping Scheme Dialog Appendix A. Verifying HAZUS Installation A.4.4.4 Flood Occupancy Mapping Check Use menu item Inventory\General Building Stock\Flood Specific Occupancy Mapping and ensure this displays. Each study region will have three default occupancy mapping schemes: Coastal, Great Lakes and riverine. The block type defines whether the census block is assigned the coastal, Great Lakes or riverine default. Figure A.17 Flood Occupancy Mapping Scheme Dialog HAZUS-MH MR3 User Manual A.4.4.5 Flood Occupancy Details Check Select the third row in the lower grid. The first row may appear to be highlighted at the same time. Press the View button (circled), expand the tree on the left, select RES1, and ensure the image in Figure A.18 displays. Close the dialog when finished (OK or Cancel) to return to the Flood Specific Occupancy Mapping scheme dialog. Figure A.18 Riverine Default Flood Occupancy Mapping Scheme Details Dialog Select the first row in the lower grid. Press the view button (Figure A.17 circled button), expand the tree on the left and select RES1, and ensure the view in Figure A.19 displays. Close the dialog (OK or Cancel) when finished and close the flood-mapping dialog. Appendix A. Verifying HAZUS Installation Figure A.19 Coastal Default Flood Occupancy Mapping Scheme Details Dialog HAZUS-MH MR3 User Manual Use menu item Inventory\General Building Stock\Building Import Tool (BIT) and ensure this displays. There is no reason to run BIT at this time. Close the dialog when finished. This completes the checks on the GBS menu. Figure A.20 Building Import Tool (BIT) Launch Dialog Appendix A. Verifying HAZUS Installation A.4.4.6 Essential Facilities Check For the next step it will be useful to turn off the RES1 map layer from the table of contents. This can be done by un-checking the show layer button, or highlight the layer name and use the right mouse button (right click) to remove the layer from the table of contents Ð remove is the second option on the pop-up menu. Then use menu item Inventory\Essential Facilities, then click on the Schools tab, and ensure this displays. Figure A.21 Essential Facilities Dialog Displaying the Schools Tab HAZUS-MH MR3 User Manual A.4.4.7 Plot the Schools The Map button should be automatically enabled. Press Map (circled) and a new point layer should add to the map and show the placement of schools. Close the dialog when finished. Figure A.22 Mapped Schools for Alamance County Figure A.23 Mapped Schools for Brunswick County Appendix A. Verifying HAZUS Installation A.4.4.8 Classification Check Use menu item Inventory\View Classification\Buildings and Facilities and ensure this displays. Close the dialog when finished. This completes the Inventory Figure A.24 View Classifications Dialog A.4.5 Determine Flood Hazard Type The first submenu item on the Hazard menu is the Flood Hazard Type. The selection of the hazard type has a direct impact on the size of the DEM required for the analysis. The riverine analysis requires a DEM that covers the study region and all adjacent watersheds conveying water into the study region, The Coastal analysis requires a DEM that covers the study region and all shorelines available for selection. Selecting ÒRiverine and CoastalÓ will create a DEM requirement that satisfies both of the above conditions. Figure A.25 Select Flood Hazard Type Ð Riverine for Alamance and Coastal for Brunswick HAZUS-MH MR3 User Manual A.4.6 Determine DEM Coordinates Use the Hazard\User Data menu item and select Determine required DEM extent button and ensure this display. Verify all four latitude and longitude numbers are as shown here. Figure A.26 DEM Extent Dialog Ð Alamance County Figure A.27 DEM Extent Dialog Ð Brunswick County Appendix A. Verifying HAZUS Installation A.4.7 Download the DEM Click on ÒNavigate directly to NED DownloadÓ. This will open up a web browser and take you to the USGS website. Click on ÒDownloadÓ link and wait for ÒFile DownloadÓ prompt. Save the zip file somewhere on your hard disk. Once you have it, unzip it to some known place on your hard drive. One recommendation is to create a series of folders by State and county so that you can keep them and find them. The number the USGS gives you is a random number and you eventually could forget what is where. Remember to unzip the DEM data once it has been downloaded. It is suggested that you might want to establish a standard location for all of your DEM data. USERS WITH WINZIP After downloading the DEM, right-click on the zip file and select ÒOpen with WinZip.Ó (Windows Explorer view of zip file) HAZUS-MH MR3 User Manual From there, the WinZip utility opens and click on ÒExtractÓ (circled below). (Winzip with zip file opened) To select the location where the zip file will be extracted to, browse through the ÒFolders/drivesÓ browser window. It would be best to select the same folder in which the zip file is contained. Once the location is selected, click on ÒExtract.Ó (Selection of location for file extracted) Appendix A. Verifying HAZUS Installation USERS WITHOUT WINZIP After downloading the DEM, right-click on the compressed zip file and click on ÒExtract All.Ó (Folder view of compressed (zipped) folder) The ÒExtraction WizardÓ utility will pop up. Click on ÒNext.Ó (Extraction Wizard) HAZUS-MH MR3 User Manual The location of the extraction will be defaulted to the folder that contains the zip file. The location of the extracted file can be changed by clicking on the ÒBrowseÓ button, however, it is highly suggested to use the default folder. Once the location is selected, click on ÒNext.Ó (Selection of location for file extracted) Once the extraction is complete, the following dialog will appear. Click ÒFinish.Ó The extracted files will show in a new window if it is selected as shown below. However, it is not necessary to see your extracted files. (Confirmation of extracted file) Appendix A. Verifying HAZUS Installation A.4.8 Select the DEM Use the Hazard\User Data menu item and ensure this displays. Set Datum to NAVD88 and units to Meters. Click on Browse (open folder icon/button). Navigate to the place where you unzipped the USGS DEM file. When you select it, the DEM layer name and path will be added to the list box. Click on OK. At that time, the raw DEM will be merged (if necessary), clipped, and projected. This may take 5 Ð 10 minutes. When it is done, you should see the Region DEM layer and its hillshade loaded. The Flood Model will merge DEM data automatically if more than one DEM file has been added to the dialog. Figure A.28 Selecting the DEM Datasets At this point, the processes for the hazards, riverine and coastal, diverge. Sections A.4.10 through A.4.13 cover the riverine hazard development for the installation verification. Sections A.4.14 through A.4.16 cover the coastal hazard development for the installation verification. HAZUS-MH MR3 User Manual A-28 A.4.9 Stream Network Creation Check (Riverine Only) Use the Hazard\Develop Stream Network menu item and ensure this display. The default is 10.0 miles, change to 2.0 miles. For now leave it at that. Click OK. Figure A.29 Developing a Stream Network At that time, the stream network will get created. This process may take from 15 to 30 minutes or more depending on the density of the river network selected (i.e., setting the drainage area to 1 mile will result in a denser stream network and will take more time). When it is done, you should see this: Figure A.30 Stream Network Completion Message Box Underneath the message box, the river network will be drawn. Closing the message box, the user should see the following: Appendix A. Verifying HAZUS Installation Figure A.31 The ArcMap Window Displaying the Completed Stream Network A.4.10 Scenario Creation Check (Riverine Only) Use the Hazard\Scenario\New menu item and ensure this display. Enter a name and a description that is meaningful to you. For this test we will select a few reaches. Click OK. Figure A.32 Entering A Scenario Name (Riverine) HAZUS-MH MR3 User Manual When the user has completed entering the Scenario name and selecting OK, the following dialog will display with the stream network visible in the map document. Figure A.33 New Scenario Selection Tools Click on the Select symbol and select the reaches shown. Note they are close to a school so we can get results. Click on ÒSave selectionÓ. Then click OK. Figure A.34 Example of Selected Stream Reaches Appendix A. Verifying HAZUS Installation The selected reaches will be displayed in light blue but they are displayed in red after they are saved. Figure A.35 Selected Stream Reaches Displayed After User Acceptance HAZUS-MH MR3 User Manual A.4.11 Hydrology Check (Riverine Only) Select the Hazard\Riverine\Hydrology menu item and hydrology calculations will begin. As it progresses, intermediate layers will be added to the map. The status bar globe will be spinning. This step may take 5 - 20 minutes. When it is done, you will see a dialog identifying successful completion and the processing time. Note that the highlighted watersheds seen in the screen shot below will be automatically removed from your table of contents when the processing is completed. Figure A.36 SAMPLE Image, the Hydrology Analysis In Process Appendix A. Verifying HAZUS Installation A.4.12 Delineate Floodplain Ð Riverine Select the Hazard\Riverine\Delineate Floodplain menu item and ensure this dialog shows. Change the combo box to ÒSingle DischargeÓ. Change the top Discharge cell in the grid to 1,200 cfs (cubic feet per second). Click the Fill Down (circled) button to set all reaches (if more than one reach was selected) to 1,200 cfs discharge. Click on OK. Hydraulics will begin. The status bar globe will be spinning. This step may take 5 - 15 minutes. When it is done, you should see this: Figure A.37 Setting the Hydraulic Analysis Parameters Once this completes in 5 Ð15 minutes, you should see two new layers as shown below: Figure A.38 Flood Depth Grid and Boundary Polygon in Table of Contents Following Successful Hydraulic Analysis This completes the development of the riverine flood hazard. HAZUS-MH MR3 User Manual A.4.13 Scenario Creation Check (Coastal Only) Use the Hazard\Scenario\New menu item and ensure this displays. Enter a name and a description that is meaningful to you. As Brunswick County has a single shoreline (i.e. no islands or complex bays) you will select the visible shoreline. Click OK. Figure A.39 Entering A Scenario Name (Coastal) When the user has completed entering the Scenario name and selecting OK, the following dialog will display with the shorelines visible in the map document. Figure A.40 New Scenario Selection Tools (Coastal) Click on the Select symbol and select the shoreline shown. Click on ÒSave selectionÓ. Then click OK. Appendix A. Verifying HAZUS Installation Figure A.41 Example of Selected Shoreline The selected shoreline will be displayed in light blue, but it will be displayed in green after it is saved. Figure A.42 Selected Shoreline Displayed After User Acceptance HAZUS-MH MR3 User Manual A.4.14 Shoreline Characterization (Coastal Only) After the scenario is defined and shoreline(s) are selected, the Shoreline Characterization automatically starts a series of interactive steps required to define the shoreline thereby allowing the flood model to perform the proper hazard analysis to develop the flood depth grids. The first step is to identify the starting and ending points of your analysis. In this case we will shift the start and end points in from the defaults shown on the map. The shoreline characterization dialog should appear as follows. Figure A.43 Selected Shoreline Displayed After User Acceptance The shoreline limits dialog allows the user to modify the limits of the analysis from the default start and end to one of their own selection. In this case, we will shift the shoreline start and end to reduce the overall area being analyzed. Ensure that the radio button Startline is selected and click on the Draw button (circled). The cursor will change into a draw tool (looks like a crosshair) and you can start the line inland approximately where the line (circled) is shown in Figure A.44 and complete the line in the ocean by double clicking. There is no need to hold the mouse buttons while drawing. You should see the image in Figure A.44. Appendix A. Verifying HAZUS Installation Figure A.44 Revised Shoreline Start Ensure that the radio button Endline is selected and click on the Draw button (circled). Follow the same process of starting the line inland of the shoreline and extending the line into the ocean (circled) completing the process by double clicking on the mouse. The results should be similar to that seen in Figure A.45 below. Figure A.45 Revised Shoreline End HAZUS-MH MR3 User Manual To add another shore segment, ensure that the radio button Breakline is selected and click on the Draw button. Follow the same process of starting the line inland of the shoreline and extending the line into the ocean (circled), completing the process by double clicking on the mouse. The results should be similar to that shown in Figure A.46 below. Figure A.46 Added Shoreline Segment (Breakline) Selecting on the Shoreline Limits dialog (circled above) opens the next step in the process where the user is required to provide some basic shoreline characterization that defines the internal models that will be run during the hazard development process. Appendix A. Verifying HAZUS Installation Figure A.47 Shoreline Segment Characterization The shoreline characterization dialog has two tabs and a series of user inputs. For this exercise, select ÒOpen coast (full exposure)Ó, then select ÒSandy Beach, large dunesÓ in the dropdown combo box (circled) on the Shoreline Type Tab. Then select the 100-year Flood Conditions tab to input the 100-year still water elevation (see Figure A.48). HAZUS-MH MR3 User Manual Figure A.48 Shoreline Segment Characterization 100-Year Flood Conditions Tab For this example, please enter a 100-year Stillwater elevation of 10ft (Note: this is an approximate number picked for simplicity, normally user should check FIS), click ÒYesÓ to Elevation includes wave setup, set the wave setup to 2ft (arbitrary number for the sake of this example) and remember to set the Vertical datum to NAVD88 to match the DEM input earlier. Normally, the user may perform this process for each shoreline segment, 2 segments in this case. For validation purposes, please use the Apply to All Segments Button (circled). And click on the Finish button (rectangle). This completes the shoreline characterization. Appendix A. Verifying HAZUS Installation A-41 A.4.15 Delineate Floodplain - Coastal From the menu Hazard\Coastal\Delineate Floodplain, the dialog seen in Figure A.49 should appear. In this dialog, select the Single Return Period option in the combo box and enter 500 in the editable field for shoreline segment 1. The second shoreline segment will automatically be filled since shorelines cannot have different return intervals. Figure A.49 Compute Flood Hazard Ð Coastal Hazard Once you have set the return period, click on OK to start the coastal hazard processing. This process may take about an hour. HAZUS-MH MR3 User Manual Upon completion, the coastal flood hazard depth grid and the floodplain polygon should be added to the table of contents and appears as seen in Figure A.50. Figure A.50 The Completed Coastal Flood Hazard Note: If the user removes the depth grid and/or floodplain polygon layers, the user can add them back manually. Click on the Add Data button (circled above). Navigate to the scenario folder. Browse through the Coastal folder, double-click on CaseOutput.mdb, double-click on Coastal, click on BoundaryRP500, and click on the Add button (circled in A.52). The following images will walk the user through the process. Appendix A. Verifying HAZUS Installation ¥¥ ¥ ¥¥ ¥ ¥ Figure A.51 Browsing for the Floodplain Boundary within the Scenario Folder Add the floodplain boundary to the table of contents by clicking on Add button in the dialog (circled in Figure A.50). In the scenario folder, double-click on the Coastal folder, double-click on the Depth folder, click on rpd500, and click on the Add button (circled below). The flood depth grid can be found within Depth folder seen below: HAZUS-MH MR3 User Manual Figure A.52 Browsing for the Flood Depth Grid within the Scenario Folder The flood depth grid is labeled by the return period of our analysis (rpd500). Adding these layers will be performed automatically in the final release of the flood model. This completes the development of the Coastal Flood Hazard. Appendix A. Verifying HAZUS Installation A.4.16 Analysis Verification These steps will demonstrate that a flood scenario that has a calculated hazard can have an analysis run against it. A.4.17 Damage Function Check Select the Analysis\Damage Functions\Buildings menu item and ensure this dialog shows. To view the Coastal damage functions, change the Hazard Type to Coastal A-zone or Coastal V-zone. In both cases, the functionality described below is consistent between the dialogs. Figure A.53 General Building Stock Depth Damage Function Dialog HAZUS-MH MR3 User Manual A.4.18 Damage Library Check Click the Library button (circled) and ensure this dialog shows. Close the dialog when finished. Click Close to close the Damage dialog too. Figure A.54 General Building Stock Depth Damage Function Library Appendix A. Verifying HAZUS Installation A.4.19 Run Analysis Select the Analysis\Run menu item and ensure this dialog shows. Check both the General Building Stock and Essential facilities to expand the tree and select the following analyses as shown in Figure A.55. Figure A.55 Analysis Options Dialog with Validation Selections Click OK and the analysis should commence. HAZUS-MH MR3 User Manual A.4.20 Results Verification These steps will demonstrate that a flood scenario that has been analyzed can show both browser based results and Crystal Summary reports. A.4.21 Select the Results to View Select the Results\View Current Scenario Results By menu item and ensure this dialog shows. Figure A.56 View Results by dialog (Riverine) Figure A.57 View Results by Dialog (Coastal) Use the combo box to select the return period of interest. We will assume you accept the default in the remaining screen shots. Click OK to close the dialog. Appendix A. Verifying HAZUS Installation A.4.22 Show the Results for Schools Select the Results\Essential Facilities menu item and ensure this dialog shows. Note that in many cases, essential facilities do not fall within the floodplain. If the dialog appears to have no data (as shown below) the user may want to return to the Inventory menu\Essential Facilities submenu and press the map button to view the locations of the essential facilities of concern. Click Close to close the dialog. Figure A.58 Essential Facilities Results Dialog HAZUS-MH MR3 User Manual A.4.23 Show the Summary Reports Select the Results\Summary Reports menu item and ensure this dialog shows. Figure A.59 Summary Reports Dialog Appendix A. Verifying HAZUS Installation Click on the Building tab and select the top and bottom rows as below: Figure A.60 Summary Reports Dialog, Buildings Tab HAZUS-MH MR3 User Manual Click View and the following Crystal reports should appear. Figure A.61 Sample School Damage and Functionality Summary Report Figure A.62 Sample Building Damage by Building Type Summary Report Appendix A. Verifying HAZUS Installation A.4.24 Final Verification This concludes the installation verification process. Close all dialogs and print windows that may be open and close ArcMap. You should get a final message similar to this: Figure A.63 Save HAZUS Flood MXD Document This allows the user to save the settings (table of contents, etc) currently active in the map document. The user can chose to save these or rely on the model to reopen the layers when opening a scenario when needed. In this case, select No. Your ArcMap session will conclude and you can then re-open HAZUS and develop your own study regions. HAZUS-MH MR3 User Manual A-54 A.5 Limitations Of Use For The HAZUS Flood Model The user can expect the following limitations in using the Flood Model: 1. SQL Server 2005 Express Edition has a size limit of 4 GB per database, which affects the size of the region you can analyze. The data for the 3 hazards share the 4 GB limit. To workaround the 4 GB database limit, the full version of Microsoft SQL Server must be used. Refer to Appendix H of Users Manual for details. 2. Many functions take a long time to run. The speed of study region aggregation can be increase by copying the database to the local hard disk. The process is described in Section A.6 of the User Manual. 3. Components of independently developed data sets might not line up on maps, for example, the placement of bridges and roads, and facilities. 4. Inventory data and subsequently the Level 1 analysis functionality is unavailable for the US held territories. 5. The flood model is unable to run hydrology for the State of Alaska and Hawaii. Users in those states are required to run single discharges for analysis. 6. When running the hydraulic (Delineate Floodplain) analysis the recommended limitation is 24-reaches for the suite and 90-reaches for single discharge or single return period, assuming the machine has 2 GB of RAM. 7. The BIT module only provides square footage, dollar exposure, and building count data to the Flood Model. 8. Due to lack of default data, riverine users in the States of Hawaii and Alaska will be unable to perform hydrologic analyses. These users may still delineate the floodplain; however, options of specific return period and suite of return periods will be unavailable. Instead specific discharge should be selected. 9. The coastal What Ifs, Long-term Erosion and Shore Protection, are disabled. A.5.1 Freeing Memory Using SQL Server Manager SQL Server can often lock memory as a working set. Because memory is locked, HAZUS or other applications might receive out of memory errors or run slower. To work around this problem, restart the SQL Server service as follows: 1. Restart your computer by clicking Start, and then click Shut Down. In the ÒWhat do you want the computer to do?Ó list, click Restart. NOTE: Restarting will close all open applications, so be sure to save your work before choosing to re-start. 2. Restart SQL Server using the SQL Service Manager. Use the following process to open SQL Server Service Manager (SQL SSM) and restart the service: Appendix A. Verifying HAZUS Installation a. Close HAZUS and related applications (BIT and InCAST), if they are running. b. Open a Command window (Start | Run | Cmd) c. Type NET STOP MSSQL$HAZUSPLUSSRVR and hit Enter. You should see a message about the service stopped successfully. d. Type NET START MSSQL$HAZUSPLUSSRVR and hit Enter. You should see a message about the service started successfully. e. Close the Command window by typing Exit. HAZUS-MH MR3 User Manual A-56 A.5.2 Increasing Virtual Memory to Run Large Study Regions An Òout of memoryÓ error might occur when running a flood analysis for a large study region. This occurs if the current page file size is not enough to carry out updates to the SQL Server database. To work around this problem increase the page file size. The process (in Windows 2000. See page xi for instructions in Windows XP) is as follows: 1. Open the control panel folder and locate the system icon. To open the control panel, click on Start, point to Settings, and then click Control Panel. 2. Double-click the system icon to open the System Properties dialog (shown in Figure A.64). Figure A.64 Control Panel Folder and the System Properties Dialog Appendix A. Verifying HAZUS Installation 3. On the Advanced tab, click Performance Options, and under Virtual memory, click Change. (Figure A.65 through Figure A.66) Figure A.65 Advanced Page on the System Properties Dialog Figure A.66 Performance Options Dialog HAZUS-MH MR3 User Manual 4. In the Drive list, click the drive that contains the paging file you want to change. (Figure A.67) 5. Under Paging file size for selected drive, type a new paging file size in megabytes in the Initial size (MB) or Maximum size (MB) box, and then click Set. (Figure A.67) Figure A.67 Virtual Memory Settings For best performance, set the initial size to not less than the recommended size under Total paging file size for all drives. The recommended size is equivalent to 1.5 times the amount of RAM on your system. If you cannot change the file size or cannot resolve the Òout-of memoryÓ error by increasing the page file size, consider creating smaller. Appendix A. Verifying HAZUS Installation A.6 Setting the HAZUS-MH Default Data On The Local Hard Drive The following procedure was developed to allow the user to improve the study region processing time by taking the data off the DVD, where DVD read time may negatively impact the study region processing time, and loading the data onto a local hard drive or network drive. To set up this effort, please create a folder on the hard drive of the target computer. It is suggested that you use a name that can be quickly recognized such as DVD Data For HAZUS. Copy the syBoundary.mdb to the root of this directory. Then copy the state or states of interest into the directory. Figure A.68 shows the arrangement currently used by ABS. In Figure A.68, please note the location of syBoundary.mdb in relation to the state data folders. Also please note the small text files that HAZUS requires (i.e. A1.txt, B1.txt, etc.). There is one text file per DVD. Figure A.68 Suggested Set-up for DVD Data on a Hard Drive HAZUS-MH MR3 User Manual Once the DVD data is located onto the hard drive (and this can be a network drive as ABS has done in Figure A.68 above) you need to modify the registry to point to the file. This is easily accomplished through the use of regedit. To launch regedit go the Windows Start button, select RunÉas seen in Figure A.69 below. Figure A.69 RunÉOption on the Start Menu The dialog seen if Figure A.70 should open and you will need to enter regedit as shown. Figure A.70 RunÉDialog Input Appendix A. Verifying HAZUS Installation Upon selection of OK, you should see the dialog shown in Figure A.71 below. Figure A.71 The regedit Dialog You should expand the folder HKEY_LOCAL_MACHINE. This will allow you to view another layer of folders to navigate through as seen in Figure A.72. Figure A.72 Expanded View of the HKEY_LOCAL_MACHINE Folder HAZUS-MH MR3 User Manual At this point, expand the SOFTWARE Folder to view all of the local software packages on the machine in question. Specifically you are looking for the FEMA folder seen in Figure A.73 below. Figure A.73 Expanded View of the SOFTWARE Folder Expanding the FEMA folder, you will see the folders seen in Figure A.74. The folder of choice is the General Folder, which contains the registries of interest. Figure A.74 Expansion of the FEMA Folder and Selection of the General Folder Appendix A. Verifying HAZUS Installation As seen in Figure A.74, there is a field labeled DataPath1. This is the registry that must be changed to reflect the desired data location. Double clicking on the name DataPath1 will open the dialog seen in Figure A.75. Figure A.75 Changing the DataPath1 Registry NOTE: It is very important to place the trailing backslash on the end of the path name otherwise the program will not look inside the folder for your data. Click OK then exit regedit and you are ready to use the data on the network or the hard drive of choice. HAZUS-MH MR3 User Manual Appendix B. Flood Specific Building Classification System For the application of the building damage functions, the flood model expands the 33 specific occupancies into a distribution that accounts for the number of stories and the foundation types (33 Specific Occupancies x 3 or 4 Number of Stories x 7 Foundation Types). These specific building classes used in the Flood Model are listed and briefly described in Table B.1. Each identifier begins with the 2-3 character abbreviated Specific Occupancy (i.e., C10 for COM10, R1 for RES1, R3A for RES3A, RE1 for REL1, etc.), 1 letter for number of stories (e.g., 1, or 2, for residential or L, M for non-residential), and 1 letter for basement or no basement (B, N). To modify these distributions, the Flood Model provides the user a dialog under the Inventory menu, General Building Stock submenu called the Flood Specific Occupancy Mapping Scheme. The user can change the parameters in this dialog for use throughout the model. Default mapping schemes are provided for the states covered by the Flood Model, but these can be modified on a state, county, or census tract basis if the user has access to more accurate information in his or her geographic area of interest. Table B.1 Specific Occupancies Specific Occupancy Specific Occupancy Description RES1 Single Family Dwelling RES2 Manufactured Home RES3A Multi Family Dwelling A (Duplex) RES3B Multi Family Dwelling B (Triplex-Quad) RES3C Multi Family Dwelling C (5-9 units) RES3D Multi Family Dwelling D (10-19 units) RES3E Multi Family Dwelling E (20-49 units) RES3F Multi Family Dwelling F (50+ units) RES4 Temporary Lodging (e.g., Hotel) RES5 Institutional Dormitory RES6 Nursing Home COM1 Retail Trade COM2 Wholesale Trade COM3 Personal and Repair Service COM4 Financial/Professional/Technical Services COM5 Banks COM6 Hospitals COM7 Medical Offices/Clinic COM8 Entertainment & Recreation COM9 Theaters COM10 Parking HAZUS-MH MR3 User Manual Table B.1 Specific Occupancies (Continued) Specific Occupancy Specific Occupancy Description IND1 Heavy IND2 Light IND3 Food/Drug/Chemical IND4 Metals/Minerals Processing IND5 High Technology IND6 Construction AGR1 Agriculture REL1 Church GOV1 General Services GOV2 Emergency Response EDU1 Schools EDU2 Colleges/Universities Number of Stories Residential 1 Story 2 Story 3+ Story Split Level Number of Stories Non-Residential High Rise Low Rise Mid Rise Single Family RES1 1-Story No Basement R11N RES1 1-Story Basement R11B RES1 2-Story No Basement R12N RES1 2-Story Basement R12B RES1 3-Story No Basement R13N RES1 3-Story Basement R13B RES1 Split Level No Basement R1SN RES1 Split Level Basement R1SB Manufactured Housing RES2 1-Story No Basement R21N RES2 1-Story Basement R21B Multi-Family RES3A 1-2 Story No Basement R3A1N RES3A 1-2 Story Basement R3A1B RES3A 3-4 Story No Basement R3A3N RES3A 3-4 Story Basement R3A3B RES3A 5+ Story No Basement R3A5N RES3A 5+ Story Basement R3A5B Appendix B. Flood Specific Building Classification System Table B.1 Specific Occupancies (Continued) Multi-Family RES3B 1-2 Story No Basement R3B1N RES3B 1-2 Story Basement R3B1B RES3B 3-4 Story No Basement R3B3N RES3B 3-4 Story Basement R3B3B RES3B 5+ Story No Basement R3B5N RES3B 5+ Story Basement R3B5B RES3C 1-2 Story No Basement R3C1N RES3C 1-2 Story Basement R3C1B RES3C 3-4 Story No Basement R3C3N RES3C 3-4 Story Basement R3C3B RES3C 5+ Story No Basement R3C5N RES3C 5+ Story Basement R3C5B RES3D 1-2 Story No Basement R3D1N RES3D 1-2 Story Basement R3D1B RES3D 3-4 Story No Basement R3D3N RES3D 3-4 Story Basement R3D3B RES3D 5+ Story No Basement R3D5N RES3D 5+ Story Basement R3D5B RES3E 1-2 Story No Basement R3E1N RES3E 1-2 Story Basement R3E1B RES3E 3-4 Story No Basement R3E3N RES3E 3-4 Story Basement R3E3B RES3E 5+ Story No Basement R3E5N RES3E 5+ Story Basement R3E5B RES3F 1-2 Story No Basement R3F1N RES3F 1-2 Story Basement R3F1B RES3F 3-4 Story No Basement R3F3N RES3F 3-4 Story Basement R3F3B RES3F 5+ Story No Basement R3F5N RES3F 5+ Story Basement R3F5B Other Residential RES4 Low Rise No Basement R4LN RES4 Low Rise Basement R4LB RES4 Mid Rise No Basement R4MN RES4 Mid Rise Basement R4MB RES4 High Rise No Basement R4HN RES4 High Rise Basement R4HB RES5 Low Rise No Basement R5LN RES5 Low Rise Basement R5LB RES5 Mid Rise No Basement R5MN RES5 Mid Rise Basement R5MB RES5 High Rise No Basement R5HN RES5 High Rise Basement R5HB HAZUS-MH MR3 User Manual Table B.1 Specific Occupancies (Continued) Other Residential RES6 Low Rise No Basement R6LN RES6 Low Rise Basement R6LB RES6 Mid Rise No Basement R6MN RES6 Mid Rise Basement R6MB RES6 High Rise No Basement R6HN RES6 High Rise Basement R6HB Non-Residential COM1 Low Rise No Basement C1LN COM1 Low Rise Basement C1LB COM1 Mid Rise No Basement C1MN COM1 Mid Rise Basement C1MB COM1 High Rise No Basement C1HN COM1 High Rise Basement C1HB COM2 Low Rise No Basement C2LN COM2 Low Rise Basement C2LB COM2 Mid Rise No Basement C2MN COM2 Mid Rise Basement C2MB COM2 High Rise No Basement C2HN COM2 High Rise Basement C3HB COM3 Low Rise No Basement C3LN COM3 Low Rise Basement C3LB COM3 Mid Rise No Basement C3MN COM3 Mid Rise Basement C3MB COM3 High Rise No Basement C3HN COM3 High Rise Basement C3HB COM4 Low Rise No Basement C4LN COM4 Low Rise Basement C4LB COM4 Mid Rise No Basement C4MN COM4 Mid Rise Basement C4MB COM4 High Rise No Basement C4HN COM4 High Rise Basement C4HB COM5 Low Rise No Basement C5LN COM5 Low Rise Basement C5LB COM5 Mid Rise No Basement C5MN COM5 Mid Rise Basement C5MB COM5 High Rise No Basement C5HN COM5 High Rise Basement C5HB COM6 Low Rise No Basement C6LN COM6 Low Rise Basement C6LB COM6 Mid Rise No Basement C6MN COM6 Mid Rise Basement C6MB COM6 High Rise No Basement C6HN COM6 High Rise Basement C6HB Appendix B. Flood Specific Building Classification System Table B.1 Specific Occupancies (Continued) Non-Residential COM7 Low Rise No Basement C7LN COM7 Low Rise Basement C7LB COM7 Mid Rise No Basement C7MN COM7 Mid Rise Basement C7MB COM7 High Rise No Basement C7HN COM7 High Rise Basement C7HB COM8 Low Rise No Basement C8LN COM8 Low Rise Basement C8LB COM8 Mid Rise No Basement C8MN COM8 Mid Rise Basement C8MB COM8 High Rise No Basement C8HN COM8 High Rise Basement C8HB COM9 Low Rise No Basement C9LN COM9 Low Rise Basement C9LB COM9 Mid Rise No Basement C9MN COM9 Mid Rise Basement C9MB COM9 High Rise No Basement C9HN COM9 High Rise Basement C9HB COM10 Low Rise No Basement C10LN COM10 Low Rise Basement C10LB COM10 Mid Rise No Basement C10MN COM10 Mid Rise Basement C10MB COM10 High Rise No Basement C10HN COM10 High Rise Basement C10HB IND1 Low Rise No Basement I1LN IND1 Low Rise Basement I1LB IND1 Mid Rise No Basement I1MN IND1 Mid Rise Basement I1MB IND1 High Rise No Basement I1HN IND1 High Rise Basement I1HB IND2 Low Rise No Basement I2LN IND2 Low Rise Basement I2LB IND2 Mid Rise No Basement I2MN IND2 Mid Rise Basement I2MB IND2 High Rise No Basement I2HN IND2 High Rise Basement I2HB IND3 Low Rise No Basement I3LN IND3 Low Rise Basement I3LB IND3 Mid Rise No Basement I3MN IND3 Mid Rise Basement I3MB IND3 High Rise No Basement I3HN IND3 High Rise Basement I3HB HAZUS-MH MR3 User Manual Table B.1 Specific Occupancies (Continued) Non-Residential IND4 Low Rise No Basement I4LN IND4 Low Rise Basement I4LB IND4 Mid Rise No Basement I4MN IND4 Mid Rise Basement I4MB IND4 High Rise No Basement I4HN IND4 High Rise Basement I4HB IND5 Low Rise No Basement I5LN IND5 Low Rise Basement I5LB IND5 Mid Rise No Basement I5MN IND5 Mid Rise Basement I5MB IND5 High Rise No Basement I5HN IND5 High Rise Basement I5HB IND6 Low Rise No Basement I6LN IND6 Low Rise Basement I6LB IND6 Mid Rise No Basement I6MN IND6 Mid Rise Basement I6MB IND6 High Rise No Basement I6HN IND6 High Rise Basement I6HB REL1 Low Rise No Basement RE1LN REL1 Low Rise Basement RE1LB REL1 Mid Rise No Basement RE1MN REL1 Mid Rise Basement RE1MB REL1 High Rise No Basement RE1HN REL1 High Rise Basement RE1HB AGR1 Low Rise No Basement A1LN AGR1 Low Rise Basement A1LB AGR1 Mid Rise No Basement A1MN AGR1 Mid Rise Basement A1MB AGR1 High Rise No Basement A1HN AGR1 High Rise Basement A1HB GOV1 Low Rise No Basement G1LN GOV1 Low Rise Basement G1LB GOV1 Mid Rise No Basement G1MN GOV1 Mid Rise Basement G1MB GOV1 High Rise No Basement G1HN GOV1 High Rise Basement G1HB GOV2 Low Rise No Basement G2LN GOV2 Low Rise Basement G2LB GOV2 Mid Rise No Basement G2MN GOV2 Mid Rise Basement G2MB GOV2 High Rise No Basement G2HN GOV2 High Rise Basement G2HB Appendix B. Flood Specific Building Classification System Table B.1 Specific Occupancies (Continued) Non-Residential EDU1 Low Rise No Basement E1LN EDU1 Low Rise Basement E1LB EDU1 Mid Rise No Basement E1MN EDU1 Mid Rise Basement E1MB EDU1 High Rise No Basement E1HN EDU1 High Rise Basement E1HB EDU2 Low Rise No Basement E2LN EDU2 Low Rise Basement E2LB EDU2 Mid Rise No Basement E2MN EDU2 Mid Rise Basement E2MB EDU2 High Rise No Basement E2HN EDU2 High Rise Basement E2HB HAZUS-MH MR3 User Manual C-1 Appendix C. Using HAZUS for Specific Policy Applications HAZUS can be used to aid decision makers in managing floodplains. This appendix provides six examples of using HAZUS to estimate the impacts of various floodplain regulations. C.1 Impacts of Construction Regulations in Floodplains This example demonstrates how the user can determine the impacts of the creation of modification of the floodplain regulatory requirements. The example analyzes the impact of requiring that every house within the floodplain be either built or retrofitted to BFE+1 foot. The example includes a Level 1 analysis using the baseline general building stock data, and a Level 2 analysis using site-specific user-defined building inventory data. In order to start the process, the user can run an analysis using the default mapping scheme to determine a baseline. For example, a community that is trying to identify the losses avoided from joining the NFIP program in 1980, could run the analysis with the default pre-FIRM settings and develop losses. To then determine the losses avoided, the Level 1 user should adjust the foundation heights using the Flood Mapping Scheme dialogs to simulate the implementation of floodplain regulations. The Flood Mapping Scheme dialogs are as appears in Figure C.1 below. Figure C.1 Flood Specific Occupancy Mapping HAZUS-MH MR3 User Manual Once the user defined occupancy mapping has been created, as seen in Figure C.2 below, the user should edit the foundation heights to meet the BFE to which they are interested in regulating, or are regulating to. Figure C.2 Flood Specific Occupancy Mapping Characteristics User Copy Appendix C. Using HAZUS for Specific Policy Applications For example in Figure C.3 below the user has changed the Post-FIRM foundation heights to closely reflect a requirement to exceed a BFE of 4-feet by one foot. The user should also be aware to ensure that foundation types that become restricted because of this requirement are set to zero. In other words, the requirement to have a first floor height of at least 5-feet indicates that slab on grade foundations are not likely to be used, and other foundation types such as fill are limited in their use. Figure C.3 Building Characteristics The user would then create or duplicate the previous scenario (where the user calculated all Pre- FIRM foundations) and re-run the analysis using the user defined Flood Mapping Occupancy Scheme and compare the results. This can be done by exporting the results into Excel or MS Access. The Level 2 user has the advantage of using the User Defined data with the associated detailed information such as foundation height. As with the Level 1 user, the user would start by running a baseline analysis using the data as brought into HAZUS. This could be done using the Inventory Collection and Survey Tool (InCAST) or by importing a dataset previously formatted with the necessary information into the User Defined facility tables. The reader should refer to the InCAST User Manual for directions on how to use that tool. The baseline analysis will later be compared to results with using the modified inventory. HAZUS-MH MR3 User Manual C-4 The modification is simple. The user can ether perform a query in the initial database and create a duplicate database with the foundations elevated to meet the BFE+1-foot requirement. The revised data will then be analyzed and the results compared and the results can be defined as the losses avoided by the modification of the inventory. C.4 Impacts of Remapping Studies This example demonstrates the use of HAZUS to analyze losses through the use of updated floodplain boundaries that result from floodplain mapping re-studies. The purpose is to demonstrate the value of re-mapping in land use planning and the resultant reduction in flood losses. The use of HAZUS to analyze potential losses under current and future land use scenarios is a valuable tool for policy makers. For this analysis, the user would utilize the Flood Information Tool (FIT) to prepare their new study for use in the flood model. If possible, the user should also prepare the previous flood study for use in the flood model. If the original floodplain is in hardcopy or paper format, the user will need to digitize the maps. When digitizing, the user should ensure that the floodplain boundary is saved as an ArcGIS polygon and the Base Flood Elevation (BFE) lines are digitized as ArcGIS polylines attributed with the BFE elevation. The process would be as follows: 1. Create one study region and duplicate the region, or create two duplicate regions where the user is interested in studying the differences between the two studies. 2. Prepare the original flood study (if the data is available) or digitize the flood maps as noted above using the FIT. 3. Prepare the restudy for use in the flood model. If the data is available in digital format, the user should ensure that the data is registered and process it through the FIT in preparation for use in the flood model. 4. Once the two datasets are prepared, the user can use the Hazard Menu, User Data submenu, and FIT tab to point to the created FIT areas. It is suggested that the user assign one region to the original study and another region to the restudy. 5. Analyze the original flood study, either with the default HAZUS data, or with local input data such as a county assessor data processed through the Building Import Tool (BIT). This analysis should occur in one of the study regions created in the Step 1 above. The user should make sure that the inventories analyzed within the two regions are the same in order to ensure that the results represent the difference in the studies. 6. Analyze the restudy using study region 2 created in Step 1. The inventories should be the same inventory used in Step 5 above. 7. The user can use an ODBC connection through MS Access and link to the two databases and query the two results tables to draw a direct comparison. The tables to be linked are Appendix C. Using HAZUS for Specific Policy Applications C-5 identified as flFRGBSEcLossTotal. The tables contain the total loss by census block for the two regions. Other tables provide the user with differences by occupancy and by building type, but the initial assessment should be based on the total difference. Other tables can be found in the Data Dictionary of the Flood Model User Manual. There is no duplicate process for the Level 1 user. For assistance in processing the flood study data through the Flood Information Tool, the user should refer to the Flood Information Tool User Manual. C.5 Impacts of Structure Acquisition and Removal In this example the effects of the acquisition and removal of a single structure or a small number of structures on flood losses will be analyzed. The example discusses how the user prepares the flood hazard data within the FIT, utilizes the InCAST (Inventory and Collection Tool) to prepare the inventory data, and imports the data into HAZUS. The example also demonstrates estimating annualized losses in the study area within and without the targeted structures. Buyout and acquisition programs are one of the leading approaches for reducing a community flood risk. The buyout program is most effective after a flood event, when people are more willing to relocate away from the floodplain, but communities should be mindful that a buyout program could occur at any time should the homeowner be willing to sell. The flood model will provide the user with an opportunity to identify those structures that are the best candidates for acquisition based on their exposure to flooding of different return periods or repetitive loss nature. For example one home that has the possibility of flooding from a 50-year flood and higher is a better candidate for acquisition than a home that is not likely to flood until the 100year event. While the user can use the Level 1 hazard for this analysis (i.e. using the default DEM, hydrology and hydraulics), it is not recommended that this analysis be the basis for determining the best candidates for an acquisition program unless no other studies are available. It is recommended that the user utilize the FIT tool and bring in a more accurate flood study to perform this analysis. Recommendations for this analysis include: 1) using a high quality DEM and not the default USGS 1 arc-second data, 2) use a high quality flood study, preferably one done with the same DEM noted previously and it is preferred to use an HEC analysis, and 3) use GPS technology to identify the locations of the structures. The user should use the Inventory Collection and Survey Tool (InCAST) to capture the location, structure types, and occupancies of all structures of interest. In order to ensure the most accurate assessment of the losses and potential exposure to flooding, it is recommended that a Global Positioning Unit (GPS) be used to identify the location of the building within its parcel. With this location, the flood model can determine the depth of flooding at the location. It is also important to note the foundation type and subsequent first floor height. NOTE: The InCAST has a field for first floor elevation. The user will need to convert this to a height (either using a DEM or by also capturing the height at the time of the site visit). With the buildings loaded into HAZUS-MH MR3 User Manual C-6 the User Defined facility tables, the user should create a study region and select the FIT areas of interest. The user then has two options that are really driven by the availability of data. Assuming that the user has been able to process their FIT analysis has three return periods and the associated discharge values, the user can compute perform an annualized loss estimate and develop their Òbenefit/lossÓ based on the annualized loss. To do this, the user must first perform the hazard assessment with enough return periods for the annualized loss. Under the Hazard menu, Riverine or Coastal submenu, Delineate Floodplain submenu, the user would select the Annualized Loss hazard assessment. Once this has been completed, the user may the select the Annualized Loss submenu on the Analysis menu. The final results present to the user the probable annualized loss that might be exceeded in a given year. If the user does not have multiple return periods and/or discharges, it is recommended that the user perform a similar analysis for the available return period (most likely 100-year) and determine the loss for the structures. The results of this analysis will become the baseline for the analysis of the benefits of acquisition. The user can return to the Inventory Menu, User Defined Facilities submenu, and either delete the structures targeted for the acquisition program, or reduce the square footage to 1-foot thereby leaving the facility in the database. The user can then create a new scenario and reselect the FIT areas for a repeat of the previous analysis. Comparison of the results will provide the user with the necessary information to determine if an acquisition program has a potential positive benefit. C.6 Impacts of Regulating Stream Flow The default hydrologic analyses apply to unregulated drainage areas. Regulation, through diversions and/or storage, changes the flood frequency curves downstream. HAZUS provides a tool for incorporating the downstream effects of flow regulation. The tool allows users to modify the unregulated flood frequency curve at a specific location by entering one or more pairs of recurrence intervals and discharge values. HAZUS identifies downstream reaches affected, and modifies the corresponding flood frequency curves as appropriate. Users identify, with the mouse, the location of a regulating structure, such as a flood control reservoir. The algorithm finds the drainage area upstream of that location and defines the unregulated flood frequency curve. The curve is plotted and a table of recurrence intervals and associated discharge values is presented for the user to peruse and modify. As the user enters and/or modifies values in the table, both the curve and the table are revised to reflect the changes. The first modification results in revising all discharge values associated with recurrence intervals (frequencies) less (greater) than the user supplied recurrence interval to be no greater than the modified discharge value. Graphically, the curve is revised by drawing a horizontal line from the modified point to the point where that line intersects the unregulated curve. The curve is not revised for recurrence intervals greater than recurrence interval of the user supplied point. Thus, graphically, a vertical line is drawn from the modified point to the point where that line intersects the unregulated curve. Appendix C. Using HAZUS for Specific Policy Applications For example, Figure C.4 shows the unregulated flood frequency curve associated with the most downstream reach of the North Fork of the Shenandoah River. The drainage area there is approximately 1320 square miles. Flood Frequency 1,000,000 100,000 10,000 1,000 Probability [Q>Discharge] (percent) Figure C.4 Flood Frequency Curve Consider the ramifications of placing a dam within the reach and controlling the outflow at 14,000 cubic feet per second (cfs). The dam would be large enough to control up to a 50-year flood. The regulated flood frequency curve at the outflow point is shown on Figure C.4. The revised part is shown as the dashed line. The modification was accomplished by entering a 50year discharge value of 14,000 cfs, shown as the triangle on the curve. Subsequent modifications are incorporated by assuming a lognormal distribution (straight line on the graph) between points. Again, the point associated with the smallest modified recurrence interval is connected to the unregulated flood frequency curve with a line of constant discharge value (horizontal line). The point associated with the greatest modified recurrence interval is connected to the unregulated curve with a line of constant frequency (vertical line). The algorithm translates the effects downstream by assuming that the contribution to the unregulated flow at some point coming from any portion of the drainage area is proportional to the size of that portion. That is, a 132 square-mile area contributes 10 percent of the flow to our example reach. For a given recurrence interval, the reduction in flow at some point resulting from upstream regulation is determined as follows: ¥ The unregulated flow value is determined at the point. ¥ That value is multiplied by the ratio of the drainage areas of the regulated site and the point. The product is the unregulated contribution from the regulated site. 99.95 99.9 99.8 99.5 99 98 9695 90 80 70 60 50 40 30 20 10 5 4 2 1 0.5 0.2 0.1 0.05 HAZUS-MH MR3 User Manual C-8 ¥ The frequency associated with that unregulated contribution is determined. ¥ The regulated flow value associated with that frequency is determined and subtracted from the unregulated value. That difference is the reduction in flow at the point resulting from the upstream regulation. The South Fork of the Shenandoah River joins the North Fork to form the Shenandoah River at the downstream node of our example reach. The drainage area there is approximately 3000 square miles. The 100-year flood discharge is approximately 142,750 cfs. In the algorithm, the contribution from the North Fork is 62,810 cfs, a little less than the 50-year flood discharge value. The regulated flow at the potential dam site is 14,000 cfs and, therefore the reduction is 48,810 cfs. The effects of the dam downstream at the upstream node of the Shenandoah River would be to reduce the 100-year flood discharge value from 142,750 to about 93,940 cfs. Such an analysis including the accompanying loss estimation in HAZUS can be used to justify a more detailed investigation into regulating the flow some upstream. C.7 Impacts of Building Levees In general, DEMs are not reliable for identifying a continuous embankment with relatively little width. Because grid cells are connected at the corners as well as the sides, an embankment that is not a straight line, in the strictest sense, must be at least two cells wide to be treated as a barrier to flow. A tool is available in HAZUS to add a levee alignment, attribute the levee with a level of protection and, for Level 1 analyses determine (within the limits of a level 1 analysis) the effects of a levee on flood depths within the unprotected portion of the floodplain. In areas identified as protected by a levee, flood depths are zero for frequencies up to the recurrence interval of the level of protection provided by the levee. For recurrence intervals exceeding the level of protection, flood depths are those computed without consideration of the levee. Similarly, if the option to determine the ramifications of a levee is chosen, two sets of flood depth grids are created: one with the levee and one without the levee reflected in the DEM. The levee option is applied by drawing a polyline with the mouse. Flood depth grids have been created for the reach and the user chooses a grid on which to draw the levee alignment. The alignment should cross the floodplain twice. The user is prompted to supply the recurrence interval, in years, corresponding to the level of protection provided by the levee. If a flood depth grid has been created corresponding to the level of protection or if enough grids have been created to interpolate that particular grid, the floodplain associated with that grid is determined. The levee alignment and section of that floodplain between the points where the alignment crosses the floodplain are used to define a polygon. If the floodplain associated with the recurrence interval cannot be determined, the floodplain associated with the flood depth grid chosen to draw the alignment is used to define the polygon. If the levee alignment does not cross the floodplain twice the user is notified and cautioned that the floodplain information and supplied levee alignment indicate that the levee does not provide the entered level of protection. Appendix C. Using HAZUS for Specific Policy Applications If flood depth grids were developed with Level 1 analyses, the user may choose to re-create the depth grids with the levee represented in the DEM. Note that because the default hydraulic analyses are performed using normal depth calculations (i.e., no consideration of backwater effects), flood elevations and, consequently, flood depths and the extent of floodplains will change only at cross sections within the levied portion of the reach. The effects of the levee on upstream cross sections will not be reflected. If the user chooses to investigate the local increases in flood depths resulting from a levee alignment, a buffer is created one cell size around the user-supplied polyline. The resulting polygon is attributed with a high elevation value and a grid is created from the polygon. Note that the grid, or levee, is everywhere at least two cells wide. That grid is merged with the DEM creating a new DEM that reflects a continuous levee. The protected area is then treated as a ÒpoolÓ and, consequently not included in the water surface elevation computations. Figure C.6 shows a (buffered) levee alignment supplied by a user and upstream portion of the ÒwithoutÓ levee flood depth grid shown in Figure C.5. Figure C.5 Flood Depths in Non-conveyance Areas HAZUS-MH MR3 User Manual Figure C.6 User-supplied Levee Alignment Figure C.7 shows the affects of the levee on the flood depth grid. Note the increase in the non- conveyance areas across the stream from the levee. Figure C.7 Affects of Levee on Flood Depths Appendix C. Using HAZUS for Specific Policy Applications C.8 Impacts of Flood Warning Systems The current methodology allows the user to estimate the potential reduction in flood losses due to flood forecasting or warning. The current methodology uses the Day Curves developed by the Chicago District of the US Army Corps of Engineers. The user should review the Flood Model User Manual to see how the dialog is used to modify the damage associated with any given flood. The user, however, should review the Day curves in the Technical Manual to estimate the amount of damage reduction that might be afforded for their community. For example, if the community has historically received only 15 minutes of flood warning, the user can view the curve and estimate the total expected damage reduction based on effective warning and effective response. The effectiveness of the warning and the effectiveness of the response should drive the usersÕ selection of the expected warning reduction. For example, if the user believes that they can effectively warn the population, either via radio, TV, and perhaps police/fire notification (such as reverse 911) and the user also believes the population understands the notification and effectively responds, then they should select the value provided by the Day Curve. If the user believes there are limitations to this warning and response, then they should select a lower value. HAZUS-MH MR3 User Manual Appendix D. Flood Specific Table Data Dictionary Table of Contents Table Indexes List D-1 High Level List of Flood Specific Tables D-3 Data Dictionary for Flood Specific Tables D-3 Tables D.1 Table List D-3 D.2 Table Square Footage by General Building Type by Census Block D-5 D.3 Building and Content Exposure by Occupancy by Census Block (Full Replacement and Depreciated Replacement Values) D-6 D.4 Building and Content Exposure by General Building Type (Full Replacement and Depreciated Replacement Values) D-8 D.5 General Building Stock Depreciation Function D-9 D.6 User Defined Facilities D-10 D.7 Care Facilities D-11 D.8 Emergency Centers D-11 D.9 Police Stations D-12 D.10 Fire Stations D-12 D.11 Schools D-13 D.12 Highway Bridges D-13 D.13 Railway Bridges D-13 D.14 Light Rail Bridges D-14 D.15 Transportation Facilities Exposure Totals D-14 D.16 Potable Water Facilities D-15 D.17 Potable Water Pipeline Segments D-15 D.18 Wastewater Facilities D-16 D.19 Wastewater Pipeline Segments D-16 D.20 Oil Facilities D-17 D.21 Oil Pipeline Segments D-17 D.22 Natural Gas Facilities D-18 D.23 Natural Gas Pipeline Segments D-18 D.24 Electric Power Facilities D-19 D.25 Utility Exposure Totals D-19 D.26 Agriculture Inventory and Valuation D-20 D.27 Vehicle Inventory and Valuation D-21 D.28 Building, Content and Inventory Damage Functions for General Building Stock and Essential Facilities D-22 D.29 Bridge Damage Functions for Highway, Railway, and Light Rail D-24 HAZUS-MH MR3 User Manual D-2 Tables (continued) D.30 Utility Facility Damage Functions for Potable Water, Wastewater, Oil, Natural Gas, and Electric Power D-26 D.31 Agriculture Damage Functions D-27 D.32 Vehicle Damage Functions D-28 D.33 Restoration Functions for General Building Stock and Essential Facilities D-29 D.34 Debris Parameters D-29 D.35 Shelter Parameters D-30 D.36 Direct Economic Parameters Sales and Inventory D-30 D.37 Direct Economic Parameters Owner Occupied Buildings D-30 D.38 Direct Economic Parameters Recapture Factors D-30 D.39 Direct Economic Parameters Rental Costs D-31 D.40 Direct Economic Parameters Wage and Capital Income D-31 D.41 IELM Time Parameters by Sector D-32 D.42 IELM Sector Output D-32 D.43 IELM Economic Stimulus Factors D-32 D.44 IELM Implan (Level 2) Import Table D-33 Appendix D. Flood Specific Table Data Dictionary D-3 D.1 High Level List of Flood Specific Tables Table D.1 Table List Name Description flSqFootageGBldgTypeB Square footage by general building type by census block (thousands of square feet) flDepExposureOccupB Depreciated exposure by occupancy by census block ($ thousands) flExposureOccupTotal GBS total valuation or total exposure ($ thousands) flDepFunction Depreciation functions by specific occupancy flDepExposureOccupTotal Depreciated exposure by occupancy flDepExposureGBldgTypeB Depreciated exposure by general building type by census block ($ thousands) flExposureGBldgTypeTotal GBS total valuation or total exposure by general building type ($ thousands) flDepExposureGBldgTypeTotal Depreciated exposure by general building type ($ thousands) flUserDefinedFlty Flood specific fields for user defined facilities flCareFlty Flood specific fields for care facilities flEmergencyCtr Flood specific fields for emergency centers flPoliceStation Flood specific fields for police stations flFireStation Flood specific fields for fire stations flSchool Flood specific fields for schools flHighwayBridge Flood specific fields for highway bridges flRailwayBridge Flood specific fields for railway bridges flLightRailBridge Flood specific fields for light rail bridges flPotableWaterFlty Flood specific fields for potable water facilities flPotableWaterPl Flood specific fields for potable water pipelines (placeholder) flWasteWaterFlty Flood specific fields for wastewater facilities flWasteWaterPl Flood specific fields for wastewater pipelines (placeholder) flOilFlty Flood specific fields for oil facilities flOilPl Flood specific fields for oil pipelines (placeholder) flNaturalGasFlty Flood specific fields for natural gas facilities flNaturalGasPl Flood specific fields for natural gas pipelines (placeholder) flElectricPowerFlty Flood specific fields for electric power facilities HAZUS-MH MR3 User Manual Name Description flSqFootageGBldgTypeB Square footage by general building type by census block (thousands of square feet) flExposureUtil Summary table of exposure for utility systems ($ thousands) flExposureTransport Summary table of exposure for transportation facilities ($ thousands) flAgricultureInventory Agriculture products inventory table flDayVehicleInv Daytime vehicle inventory by census block flNightVehicleInv Night time vehicle inventory flBldgStructDmgFn Building damage function (structure) flBldgInvDmgFn Building damage function (inventory) flBldgContDmgFn Building damage function (contents) flEssntFltyContDmgFn Essential facilities content damage function flBridgeDmgFn Bridge damage functions (all) flUtilFltyDmgFn Utility damage function flVehDmgFn Vehicle damage function flRsFnEssntFlty Essential facilities restoration functions flRsFnGBS General building stock restoration flDebris Analysis parameters for debris flShelterParams Analysis parameters for shelter requirements flBldgEconParamSalesAndInv Analysis parameters Sales and inventory flBldgEconParamOwnerOccupied Analysis parameters owner occupied units flBldgEconParamRecaptureFactors Analysis parameters direct economic recapture factors flBldgEconParamRental Analysis parameters building economic rental income flBldgEconParamWageCapitalIncome Analysis parameters building economic wage and capital income flIELMParamsByTime Analysis parameters for IELM by time flIELMSectorOutput Analysis parameters for IELM sector output flIELMStimulus Analysis parameters for IELM stimulus by sector flIELMImplanData IELM Implan table for user import flIELMParamsByTimeOrder IELM parameters by time order Appendix D. Flood Specific Table Data Dictionary D-5 D.2 Data Dictionary by Flood Specific Table Table D.2 Square Footage by General Building Type by Census Block Table flSqFootageGBldgTypeB Name Description Format Default Value CensusBlock Census block number char (15) not null TotalSqft Total square footage by census block real null (autosum) WoodF Total wood building square footage real null SteelF Total steel building square footage real null ConcreteF Total concrete building square footage real null MasonryF Total masonry building square footage real null ManufHousingF Total manufactured housing square footage real null HAZUS-MH MR3 User Manual Table D.3 Building and Content Exposure by Occupancy by Census Block (Full Replacement and Depreciated Replacement Values) Tables flExposureOccupB, flDepExposureOccupB, flExposureContentOccupB, flDepExposureContentOccupB, flExposureOccupTotal, and flDepExposureTotal Name Description Format Default Value CensusBlock Census block number char(15) not null TotalExp Total depreciated exposure by census block int null (autosum) RESI Total residential exposure ($ thousands) int null (autosum) COMI Total commercial ($ thousands) int null (autosum) INDI Total industrial ($ thousands) int null (autosum) AGRI Total agriculture building ($ thousands) int null (autosum) RELI Total religious ($ thousands) int null (autosum) GOVI Total government ($ thousands) int null (autosum) EDUI Total education ($ thousands) int null (autosum) RES1I Total single family ($ thousands) int null RES2I Total manufactured housing ($ thousands) int null RES3AI Total multi-family (duplex) ($ thousands) int null RES3BI Total multi-family (triplex/quad) ($ thousands) int null RES3CI Total multi-family (5-9 units) ($ thousands) int null RES3DI Total multi-family (10-19 units) ($ thousands) int null RES3EI Total multi-family (20-49 units) ($ thousands) int null RES3FI Total multi-family (50+ units) ($ thousands) int null RES4I Total temporary lodging (hotel) ($ thousands) int null RES5I Total group housing (barracks) ($ thousands) int null Appendix D. Flood Specific Table Data Dictionary Name Description Format Default Value RES6I Total nursing home ($ thousands) int null COM1I Total commercial (retail sales) ($ thousands) int null COM2I Total commercial (wholesale trade) ($ thousands) int null COM3I Total commercial (repair services) ($ thousands) int null COM4I Total commercial (professional services) ($ thousands) int null COM5I Total commercial (banks) ($ thousands) int null COM6I Total commercial (hospital) ($ thousands) int null COM7I Total commercial (clinic) ($ thousands) int null COM8I Total commercial (entertainment) ($ thousands) int null COM9I Total commercial (theater) ($ thousands) int null COM10I Total commercial (parking) ($ thousands) int null IND1I Total industrial (light) ($ thousands) int null IND2I Total industrial (heavy) ($ thousands) int null IND3I Total industrial (food/drug) ($ thousands) int null IND4I Total industrial (mineral processing) ($ thousands) int null IND5I Total industrial (high technology) ($ thousands) int null IND6I Total industrial (construction) ($ thousands) int null AGR1I Total agriculture building ($ thousands) int null REL1I Total religious ($ thousands) int null GOV1I Total government (general services) ($ thousands) int null GOV2I Total government (essential response) ($ thousands) int null HAZUS-MH MR3 User Manual Name Description Format Default Value EDU1I Total education (K-12) ($ thousands) int null EDU2I Total education (college) ($ thousands) int null Table D.4 Building and Content Exposure by General Building Type (Full Replacement and Depreciated Replacement Values) Tables flExposureGBldgTypeB, flDepExposureGBldgTypeB, flContentExposureGBldgTypeB, flDepExposureGBldgTypeOccupB, flExposureGBldgTypeTotal, and flDepExposureGBldgTypeTotal Name Description Format Default Value CensusBlock Census block number char(15) Not null TotalExp Total exposure by census block real null (autosum) WoodF Total wood building ($ thousands) real null SteelF Total steel building ($ thousands) real null ConcreteF Total concrete building ($ thousands) real null MasonryF Total masonry building ($ thousands) real null ManufHousingF Total manufactured housing ($ thousands) real null Appendix D. Flood Specific Table Data Dictionary Table D.5 General Building Stock Depreciation Function Table flDepFunction Name Description Format Default Value Age Average age of the structures in study region int not null RES1Good Depreciation curve for single-family in good condition float null RES1Average Depreciation curve for single-family in average condition float null RES1Poor Depreciation curve for single-family in poor condition float null RES2 Depreciation curve for manufactured housing float null RES3A Depreciation curve for multi-family (duplex) float null RES3B Depreciation curve for multi-family (triplex/quad) float null RES3C Depreciation curve for multi-family (5-9 units) float null RES3D Depreciation curve for multi-family (10-19 units) float null RES3E Depreciation curve for multi-family (20-49 units) float null RES3F Depreciation curve for multi-family (50+ units) float null RES4 Depreciation curve for temporary lodging float null RES5 Depreciation curve for group housing float null RES6 Depreciation curve for nursing homes float null COM1 Depreciation curve for commercial (retail sales) float null COM2 Depreciation curve for commercial (wholesale) float null COM3 Depreciation curve for commercial (repair services) float null COM4 Depreciation curve for commercial (professional services) float null COM5 Depreciation curve for commercial (banks) float null COM6 Depreciation curve for commercial (hospital) float null COM7 Depreciation curve for commercial (clinics) float null COM8 Depreciation curve for commercial (entertainment) float null COM9 Depreciation curve for commercial (theater) float null COM10 Depreciation curve for commercial (parking) float null IND1 Depreciation curve for light industrial float null HAZUS-MH MR3 User Manual Name Description Format Default Value IND2 Depreciation curve for heavy industrial float null IND3 Depreciation curve for food/drug industrial float null IND4 Depreciation curve for mineral processing industrial float null IND5 Depreciation curve for high technology industrial float null IND6 Depreciation curve for construction industrial float null AGR1 Depreciation curve for agriculture float null REL1 Depreciation curve for religious float null GOV1 Depreciation curve for government (general services) float null GOV2 Depreciation curve for government (emergency response) float null EDU1 Depreciation curve for education (K-12) float null EDU2 Depreciation curve for education (college) float null Table D.6 User Defined Facilities Table flUserDefinedFlty Name Description Format Default Value UserDefinedFltyI User defined facility unique id char(8) not null Occupancy GBS Specific Occupancy Type char(5) null BldgType User defined facility building type varchar(15) null DesignLevel User defined facility design level (Pre/Post FIRM) char(1) null FoundationType Foundation type (e.g. slab on grade) char(1) null FirstFloorHt User defined facility first floor height float null BldgDamageFnId Default building damage function id varchar(10) null ContDamageFnId Default content damage function id varchar(10) null FloodProtection Flood protection (return period) int null Appendix D. Flood Specific Table Data Dictionary Table D.7 Care Facilities Table flCareFlty Name Description Format Default Value CareFltyId Care facility unique id char(8) not null BldgType Care facility building type varchar(15) null DesignLevel Care facility design level (Pre/Post FIRM) char(1) null FoundationType Foundation type (e.g. slab on grade) char(1) null FirstFloorHt Care facility first floor height float null BldgDamageFnId Default building damage function id varchar(10) null ContDamageFnId Default content damage function id varchar(10) null FloodProtection Flood protection (return period) int null Table D.8 Emergency Center Table flEmergencyCtr Name Description Format Default Value EocId Emergency center unique id char(8) not null BldgType Emergency center building type varchar(15) null DesignLevel Emergency center design level (Pre/Post FIRM) char(1) null FoundationType Foundation type (e.g. slab on grade) char(1) null FirstFloorHt Emergency center first floor height float null BldgDamageFnId Default building damage function id varchar(10) null ContDamageFnId Default content damage function id varchar(10) null FloodProtection Flood protection (return period) int null HAZUS-MH MR3 User Manual Table D.9 Police Stations Table flPoliceStation Name Description Format Default Value PoliceStationId Police station unique id char(8) not null BldgType Police station building type varchar(15) null DesignLevel Police station design level (Pre/Post FIRM) char(1) null FoundationType Foundation type (e.g. slab on grade) char(1) null FirstFloorHt Police station first floor height float null BldgDamageFnId Default building damage function id varchar(10) null ContDamageFnId Default content damage function id varchar(10) null FloodProtection Flood protection (return period) int null Table D.10 Fire Stations Table flFireStation Name Description Format Default Value FireStationId Fire station unique id char(8) not null BldgType Fire station building type varchar(15) null DesignLevel Fire station design level (Pre/Post FIRM) char(1) null FoundationType Foundation type (e.g. slab on grade) char(1) null FirstFloorHt Fire station first floor height float null BldgDamageFnId Default building damage function id varchar(10) null ContDamageFnId Default content damage function id varchar(10) null FloodProtection Flood protection (return period) int null Appendix D. Flood Specific Table Data Dictionary Table D.11 Schools Table flSchool Name Description Format Default Value SchoolId School unique id char(8) not null BldgType School building type varchar(15) null DesignLevel School design level (Pre/Post FIRM) char(1) null FoundationType Foundation type (e.g. slab on grade) char(1) null FirstFloorHt School first floor height float null BldgDamageFnId Default building damage function id varchar(10) null ContDamageFnId Default content damage function id varchar(10) null FloodProtection Flood protection (return period) int null Table D.12 Highway Bridges Table flHighwayBridge Name Description Format Default Value HighwayBridgeId Highway bridge unique id char(8) not null Elevation Bridge elevation above surface of normal flow (not used) float null Table D.13 Railway Bridges Table flRailwayBridge Name Description Format Default Value RailwayBridgeId Railway bridge unique id char(8) not null Elevation Bridge elevation above surface of normal flow (not used) float null HAZUS-MH MR3 User Manual Table D.14 Light Rail Bridges Table flLightRailBridge Name Description Format Default Value LightRailBridgeId Light rail bridge unique id char(8) not null Elevation Bridge elevation above surface of normal flow (not used) float null Table D.15 Transportation Facilities Exposure Totals Table flExposureTransp Name Description Format Default Value CountyFips Study region county FIPS char(5) not null HighwayRoads Total exposure highway segments money null HighwayBridges Total exposure highway bridges money null HighwayTunnels Total exposure highway tunnels money null RailwayTracks Total exposure railway tracks money null RailwayBridges Total exposure railway bridges money null RailwayFacilities Total exposure railway facilities money null RailwayTunnels Total exposure railway tunnels money null LightRailTracks Total exposure light rail tracks money null LightRailBridges Total exposure light rail bridges money null LightRailFacilities Total exposure light rail facilities money null LightRailTunnels Total exposure light rail tunnels money null Ports Total exposure ports money null FerrySystems Total exposure ferry systems money null AirportFacilities Total exposure airport facilities money null AirportRunways Total exposure airport runways money null Appendix D. Flood Specific Table Data Dictionary Table D.16 Potable Water Facilities Table flPotableWaterFlty Name Description Format Default Value PotableWaterFltyId Potable water facility unique id char (8) not null UtilIndicator Utility type (unused) int null FoundationType Foundation type char(1) null EquipmentHt Height of critical equipment above grade float null FloodProtection Flood protection int null UtilDamageFnId Default utility facility damage function id varchar(10) null Table D.17 Potable Water Pipeline Segments Table flPotableWaterPl Name Description Format Default Value PotableWaterPlId Potable water pipeline unique id char(8) not null SystemId Potable water system component id (placeholder) varchar(5) null VulnbltyToScour Pipeline vunerability to scour (placeholder) varchar(10) null IDUpperJunction Unique id of the upper junction (placeholder) smallint null IDLowerJunction Unique id of lower junction (placeholder) smallint null DamageFnId Default damage function id (placeholder) varchar(10) null HAZUS-MH MR3 User Manual Table D.18 Wastewater Facilities Table flWasteWaterFlty Name Description Format Default Value WasteWaterFltyId Wastewater facility unique id char (8) not null UtilIndicator Utility type (unused) int null FoundationType Foundation type char(1) null EquipmentHt Height of critical equipment above grade float null FloodProtection Flood protection int null UtilDamageFnId Default utility facility damage function id varchar(10) null Table D.19 Wastewater Pipeline Segments Table flWasteWaterPl Name Description Format Default Value WasteWaterPlId Wastewater pipeline unique id char(8) not null SystemId Wastewater system component id (placeholder) varchar(5) null VulnbltyToScour Pipeline vunerability to scour (placeholder) varchar(10) null IDUpperJunction Unique id of the upper junction (placeholder) smallint null IDLowerJunction Unique id of lower junction (placeholder) smallint null DamageFnId Default damage function id (placeholder) varchar(10) null Appendix D. Flood Specific Table Data Dictionary Table D.20 Oil Facilities Table flOilFlty Name Description Format Default Value OilFltyId Oil facility unique id char (8) not null UtilIndicator Utility type (unused) int null FoundationType Foundation type char(1) null EquipmentHt Height of critical equipment above grade float null FloodProtection Flood protection int null UtilDamageFnId Default utility facility damage function id varchar(10) null Table D.21 Oil Pipeline Segments Table flOilPl Name Description Format Default Value OilPlId Oil pipeline unique id char(8) not null SystemId Oil system component id (placeholder) varchar(5) null VulnbltyToScour Pipeline vunerability to scour (placeholder) varchar(10) null IDUpperJunction Unique id of the upper junction (placeholder) smallint null IDLowerJunction Unique id of lower junction (placeholder) smallint null DamageFnId Default damage function id (placeholder) varchar(10) null HAZUS-MH MR3 User Manual Table D.22 Natural Gas Facilities Table flNaturalGasFlty Name Description Format Default Value NaturalGasFltyId Natural gas facility unique id char (8) not null UtilIndicator Utility type (unused) int null FoundationType Foundation type char(1) null EquipmentHt Height of critical equipment above grade float null FloodProtection Flood protection int null UtilDamageFnId Default utility facility damage function id varchar(10) null Table D.23 Natural Gas Pipeline Segments Table flNaturalGasPl Name Description Format Default Value NaturalGasPlId Natural gas pipeline unique id char(8) not null SystemId Natural gas system component id (placeholder) varchar(5) null VulnbltyToScour Pipeline vunerability to scour (placeholder) varchar(10) null IDUpperJunction Unique id of the upper junction (placeholder) smallint null IDLowerJunction Unique id of lower junction (placeholder) smallint null DamageFnId Default damage function id (placeholder) varchar(10) null Appendix D. Flood Specific Table Data Dictionary Table D.24 Electric Power Facilities Table flElectricPowerFlty Name Description Format Default Value ElectricPowerFltyId Electric power facility unique id char (8) not null UtilIndicator Utility type (unused) int null FoundationType Foundation type char(1) null EquipmentHt Height of critical equipment above grade float null FloodProtection Flood protection int null UtilDamageFnId Default utility facility damage function id varchar(10) null Table D.25 Utility Exposure Totals Table flExposureUtil Name Description Format Default Value CountyFIPS Study region county FIPS char(5) not null PotableWaterFclties Total exposure potable water facilities money null PotableWaterPipes Total exposure potable water pipelines money null WasteWaterFclties Total exposure wastewater facilities money null WasteWaterPipes Total exposure wastewater pipelines money null OilFlties Total exposure oil facilities money null OilPipes Total exposure oil pipelines money null NGFlties Total exposure natural gas facilities money null NGPipes Total exposure natural gas pipelines money null PowerFlties Total exposure electric power facilities money null CommFclties Total exposure communication facilities money null HAZUS-MH MR3 User Manual Table D.26 Agriculture Inventory and Valuation Table flAgricultureInventory Name Description Format Default Value CountyFips Study region county FIPS char(5) not null CropType Crop type (e.g. corn) varchar(50) not null PolygonId Sub-county area where agriculture crops have been identified in NASS and NRI varchar(25) not null AvgAnnualYield Average annual yield based on the NASS dataset float null Unit Crop unit of measure (e.g. bushel) char(10) null UnitPrice Price per unit of measure (e.g. $ per bushel) from NRI float null HarvestCost Harvest cost or the farmers investment into the crop float null Appendix D. Flood Specific Table Data Dictionary Table D.27 Vehicle Inventory and Valuation Table flDayVehicleInv, and flNightVehicleInv Name Description Format Default Value CensusBlock Study region CensusBlock char(15) not null TotalVehicle Total vehicles within the census block int null (autosum) Cars Total cars within census block int null LightTrucks Total light trucks within census block (e.g. 1/4 ton pickup) int null HeavyTrucks Total heavy trucks within census block (e.g. 18-wheeler) int null TotalExp Total exposure of vehicles in the census float null TValNewCar Total value of new cars within the census block float null TValUsedCar Total value of used cars within the census block float null TValNewLightTrucks Total value of new light trucks within the census block float null TValUsedLightTrucks Total value of used light trucks within the census block float null TValNewHeavyTrucks Total value of new heavy trucks within the census block float null TValNewUsedTrucks Total value of used heavy trucks within the census block float null HAZUS-MH MR3 User Manual Table D.28 Building, Content and Inventory Damage Functions for General Building Stock and Essential Facilities Tables flBldgStructDmgFn, flBldgContDmgFn, flBldgInvDmgFn, flEssntStructDmgFn, flEssntContDmgFn Name Description Format Default Value BldgDmgFnID Damage function unique id numeric not null Occupancy Flood specific occupancy with stories and foundation (e.g. COM10LN) char(5) null Source Damage function source (e.g. USACE) varchar(50) null Description Damage function description varchar(100) null ft04m Percent damage at -4 ft float null ft03m Percent damage at -3 ft float null ft02m Percent damage at -2 ft float null ft01m Percent damage at -1ft float null ft00 Percent damage at 0 ft float null ft01 Percent damage at 1 ft float null ft02 Percent damage at 2 ft float null ft03 Percent damage at 3 ft float null ft04 Percent damage at 4 ft float null ft05 Percent damage at 5 ft float null ft06 Percent damage at 6 ft float null ft07 Percent damage at 7 ft float null ft08 Percent damage at 8 ft float null ft09 Percent damage at 9 ft float null ft10 Percent damage at 10 ft float null ft11 Percent damage at 11 ft float null ft12 Percent damage at 12 ft float null ft13 Percent damage at 13 ft float null ft14 Percent damage at 14 ft float null ft15 Percent damage at 15 ft float null ft16 Percent damage at 16 ft float null Appendix D. Flood Specific Table Data Dictionary Name Description Format Default Value ft17 Percent damage at 17 ft float null ft18 Percent damage at 18 ft float null ft19 Percent damage at 19 ft float null ft20 Percent damage at 20 ft float null ft21 Percent damage at 21 ft float null ft22 Percent damage at 22 ft float null ft23 Percent damage at 23 ft float null ft24 Percent damage at 24 ft float null Comment Comment varchar(255) null HAZUS-MH MR3 User Manual Table D.29 Bridge Damage Functions for Highway, Railway, and Light Rail Table flBridgeDmgFn Name Description Format Default Value BridgeDmgFnId Bridge damage function unique id numeric not null Occupancy Bridge specific occupancy char(7) null Source Damage function source char(16) null Description Damage function description varchar(50) null RP0 Percent damage for return period 0-years real null RP25 Percent damage for return period 25-years real null RP50 Percent damage for return period 50-years real null RP75 Percent damage for return period 75-years real null RP100 Percent damage for return period 100-years real null RP125 Percent damage for return period 125-years real null RP150 Percent damage for return period 150-years real null RP175 Percent damage for return period 175-years real null RP200 Percent damage for return period 200-years real null RP225 Percent damage for return period 225-years real null RP250 Percent damage for return period 250-years real null RP275 Percent damage for return period 275-years real null RP300 Percent damage for return period 300-years real null RP325 Percent damage for return period 325-years real null RP350 Percent damage for return period 350-years real null RP375 Percent damage for return period 375-years real null RP400 Percent damage for return period 400-years real null RP425 Percent damage for return period 425-years real null RP450 Percent damage for return period 450-years real null RP475 Percent damage for return period 475-years real null RP500 Percent damage for return period 500-years real null RP525 Percent damage for return period 525-years real null RP550 Percent damage for return period 550-years real null RP575 Percent damage for return period 575-years real null RP600 Percent damage for return period 600-years real null RP625 Percent damage for return period 625-years real null RP650 Percent damage for return period 650-years Appendix D. Flood Specific Table Data Dictionary Name Description Format Default Value RP675 Percent damage for return period 675-years real null RP700 Percent damage for return period 700-years real null RP725 Percent damage for return period 725-years real null RP750 Percent damage for return period 750-years real null RP775 Percent damage for return period 775-years real null RP800 Percent damage for return period 800-years real null RP825 Percent damage for return period 825-years real null RP850 Percent damage for return period 850-years real null RP875 Percent damage for return period 875-years real null RP900 Percent damage for return period 900-years real null RP925 Percent damage for return period 925-years real null RP950 Percent damage for return period 950-years real null RP975 Percent damage for return period 975-years real null RP1000 Percent damage for return period 1000-years real null Comment Comment varchar(255) null HAZUS-MH MR3 User Manual Table D.30 Utility Facility Damage Functions for Potable Water, Wastewater, Oil, Natural Gas, and Electric Power Table flUtilFltyDmgFn Name Description Format Default Value UtilFltyDmgFnID Utility facility damage function id numeric not null Occupancy Occupancy char(5) null Source Source varchar(50) null Description Description varchar(100) null ft00 Percent damage 0 ft float null ft01 Percent damage 1 ft float null ft02 Percent damage 2 ft float null ft03 Percent damage 3 ft float null ft04 Percent damage 4 ft float null ft05 Percent damage 5 ft float null ft06 Percent damage 6 ft float null ft07 Percent damage 7 ft float null ft08 Percent damage 8 ft float null ft09 Percent damage 9 ft float null ft10 Percent damage 10 ft float null Comment Comment varchar(255) null Appendix D. Flood Specific Table Data Dictionary Table D.31 Agriculture Damage Functions Table flAgDmgFn Name Description Format Default Value Crop Crop name or crop type varchar(150) not null FunctionSource Damage function source (e.g. USACE) varchar(150) null CalendarDate Calendar date (standard calendar) varchar(15) null JulianDay Julian calendar date varchar(5) null PctCropLoss Maximum potential percent crop damage by Julian date float null PctLossDuration0_days 0-Day flood duration damage modifier float null PctLossDuration3_days 3-Day flood duration damage modifier float null PctLossDuration7_days 7-Day flood duration damage modifier float null PctLossDuration14_days 14-Day flood duration damage modifier float null SortOrder Sort order field used to display Julian day in proper order int null HAZUS-MH MR3 User Manual Table D.32 Vehicle Damage Functions Table flVehicleDmgFn Name Description Format Default Value VehDmgFnID Vehicle damage function unique id numeric not null Occupancy Specific occupancy char(5) null Source Damage function source (e.g. USACE) varchar(50) null Description Damage function description varchar(100) null ft04m Percent damage at 0 ft float null ft03m Percent damage at 0.5 ft float null ft02m Percent damage at 1.0 ft float null ft01m Percent damage at 1.5ft float null ft00 Percent damage at 2.0 ft float null ft01 Percent damage at 2.5 ft float null ft02 Percent damage at 3.0 ft float null ft03 Percent damage at 3.5 ft float null ft04 Percent damage at 4.0 ft float null ft05 Percent damage at 4.5 ft float null ft06 Percent damage at 5.0 ft float null ft07 Percent damage at 5.5 ft float null ft08 Percent damage at 6.0 ft float null ft09 Percent damage at 6.5 ft float null ft10 Percent damage at 7.0 ft float null ft11 Percent damage at 7.5 ft float null ft12 Percent damage at 8.0 ft float null ft13 Percent damage at 8.5 ft float null ft14 Percent damage at 9.0 ft float null ft15 Percent damage at 9.5 ft float null ft16 Percent damage at 10.0 ft float null ft17 Percent damage at 10.5 ft float null ft18 Percent damage at 11.0 ft float null ft19 Percent damage at 11.5 ft float null ft20 Percent damage at 12.0 ft float null ft21 Percent damage at 12.5 ft float null ft22 Percent damage at 13.0 ft float null Appendix D. Flood Specific Table Data Dictionary Name Description Format Default Value ft23 Percent damage at 13.5 ft float null Comment Comment varchar(255) null Table D.33 Restoration Functions for General Building Stock and Essential Facilities Tables flRsFnGBS and flRsFnEssntFlty Name Description Format Default Value SOccup Specific occupancy id char(5) not null Min_Depth Minimum depth for restoration parameter range int null Max_Depth Maximum depth for restoration parameter range int null Min_Restor_Months Minimum restoration timeline (months) int null Max_Restor_Months Maximum restoration timeline (months) int null Min_Restor_Days Minimum restoration timeline (days) int null Max_Restor_Days Maximum restoration timeline (months) int null SortOrder Unique field used to sort occupancies for viewing int not null Table D.34 Debris Parameters Table flDebris Name Description Format Default Value SOccup Specific occupancy id char(5) not null FoundType Foundation type, basement/no basement varchar(10) null MinFloodDepth Minimum flood depth for debris estimation int null MaxFloodDepth Maximum flood depth for debris estimation int null FinishWt Total weight for finishes float null StructureWt Total structure weight for debris float null FoundationWt Total foundation weight for debris float null HAZUS-MH MR3 User Manual Table D.35 Shelter Parameters Table flShelterParams Name Description Format Default Value ParamClass Shelter parameter classification (e.g. income) char(3) not null Description Parameter description char(150) null Factors Shelter modification factors float null SortOrder Field for sorting classifications in view int null Table D.36 Direct Economic Parameters Sales and Inventory Table flBldgEconParamSalesAndInv Name Description Format Default Value Occupancy Specific occupancy char(5) not null AnnualSalesPerSqFt Annual sales by occupancy per square footage float null Table D.37 Direct Economic Parameters Owner Occupied Buildings Table flBldgEconParamOwnerOccupied Name Description Format Default Value Occupancy Specific occupancy char(5) not null PctOwnerOccupied Percent of square footage that is owner occupied float null Table D.38 Direct Economic Parameters Recapture Factors Table flBldgEconParamRecaptureFactors Name Description Format Default Value Occupancy Specific occupancy char(5) not null PctWageRecapture Percentage of wages recaptured float null PctEmploymentRecapt ure Percentage of employment recaptured float null PctIncomeRecapture Percentage of income recaptured float null PctOutputRecapture Percentage of economic output recaptured float null Appendix D. Flood Specific Table Data Dictionary Table D.39 Direct Economic Parameters Rental Costs Table flBldgEconParamRental Name Description Format Default Value Occupancy Specific occupancy id char(5) not null RentalCostsPerSqFtPerMonth Rental costs per square footage per month float null RentalCostsPerSqFtPerDay Rental costs per square foot per day float null DisruptionCostsPerSqFt Disruption costs per square foot float null Table D.40 Direct Economic Parameters Wage and Capital Income Table flBldgEconParamWageCapitalIncome Name Description Format Default Value Occupancy Specific occupancy char(5) not null IncomePerSqftPerYear Owners income per square footage per year float null IncomePerSqftPerDay Owners income per square footage per day float null WagePerSqftDay Wages per square foot per day float null EmployeesPerSqft Employees per square footage float null OutputPerSqftDay Employee output per square footage per day float null HAZUS-MH MR3 User Manual Table D.41 IELM Time Parameters by Sector Table flIELMParamsByTime Name Description Format Default Value TimeInterval Analysis time interval (week, month, year) char(3) not null AGRI Agriculture IELM parameter real null MINE Mining IELM parameter real null CNST Construction IELM parameter real null MNFG Manufacturing IELM parameter real null TRNS Transportation IELM parameter real null TRDE Trade IELM parameter real null FIRE Financial, insurance, real estate IELM parameter real null SERV Services IELM parameter real null GOVT Government IELM parameter real null MISC Miscellaneous IELM parameter real null ExpBldg Building exposure real null ExpLL Lifeline exposure real null Table D.42 IELM Sector Output Table flIELMSectorOutput Name Description Format Default Value Sector IELM Market Sector char(4) not null Output Market sector output real null Table D.43 IELM Economic Stimulus Factors Table flIELMStimulus Name Description Format Default Value TimeInterval Analysis time interval (week, month, year) char(3) not null Sector IELM market sector char(4) not null Stimulus Parameter for the impact of stimulus on the market sector real null Appendix D. Flood Specific Table Data Dictionary Table D.44 IELM Implan (Level 2) Import Table Table flIELMImplanData Name Description Format Default Value ImplanId IMPLAN Data table id smallint not null ImplanSetName IMPLAN data set name varchar(30) null SetType IMPLAN data economy set type char(1) null Sector IELM market sector char(4) null Imports Economy import parameter real null Supplies Economy supply parameter real null Demands Economy demand parameter real null NewExports Economy exports parameter real null AGRI Agriculture sector parameter real null MINE Mining sector parameter real null CNST Construction sector parameter real null MNFG Manufacturing sector parameter real null TRNS Transportation sector parameter real null TRDE Trade sector parameter real null FIRE Financial, insurance, real estate sector parameter real null SERV Services sector parameter real null GOVT Government sector parameter real null MISC Miscellaneous sector parameter real null ConsumLow Low consumption factor real null ConsumMedium Medium consumption factor real null ConsumHigh High consumption factor real null DomesticExport Market domestic exports real null ForeignExport Market foreign exports real null InitialDemand Initial demand surge real null FinalDemand Final demand real null IndustryOutput Total industry output real null EmplCompen Total employment compensation real null PropIncome Property income real null OthPropIncome Other property income real null Employment Market employment real null TotalImports Total market imports real null TotFinalPayment Total payment for imports real null HAZUS-MH MR3 User Manual Appendix E. GIS Data Dictionary PATH: C:\Program Files\HAZUS-MH\DATA\FL\Hydro\ NAME: FlAnCoastInput.mdb GIS DATA TYPE: Personal Geodatabase USE: Coastal Hazard Feature Datasets: Name Description Source Nation Container to hold feature classes with N/A common spatial references Feature Classes: Name Type Description Source Shoreline Polyline National smoothed U.S. Census Bureau, 2000 TIGER shoreline dataset (processed by ABS Consulting, 2003) TIGER_Land Polygon Coastal states and territories U.S. Census Bureau, 2000 TIGER dataset (processed by ABS Consulting, 2003) HAZUS-MH MR3 User Manual Tables: Name Description Source Dunes Threshold reservoir volumes for dunes to withstand being removed by erosion per return period per geographic area Chris Jones & Associates (2003) Params Parameters (transect lengths, wave periods) for coastal calculations per coastal Chris Jones & Associates (2003) county PATH: C:\Program Files\HAZUS-MH\DATA\FL\Hydro\ NAME: FlAnRivHydro.mdb GIS DATA TYPE: Personal Geodatabase USE: Riverine hydrologic computations Appendix E. GIS Data Dictionary Feature Classes: Name Type Description Source cl Polygon Clay and silt ÒCompilation of GIS Data Layers For Flash Flood Forecasting,Ó Michigan Technological University for the National Weather Service (date unknown). ctgrv Polygon Coarse-textured glacial till ÒCompilation of GIS Data Layers For Flash Flood Forecasting,Ó Michigan Technological University for the National Weather Service (date unknown). dflthydroreg Polygon Default hydrologic regions Nationwide Summary of U.S. Geological Survey Regional Regression Equations for Estimating Magnitude and Frequency of Floods for Ungaged Sites, 1993 Water-Resources Investigations Report 94-4002, 1994 fem Polygon End moraines of fine- textured till ÒCompilation of GIS Data Layers For Flash Flood Forecasting,Ó Michigan Technological University for the National Weather Service (date unknown). mtl Polygon Medium-textured glacial till ÒCompilation of GIS Data Layers For Flash Flood Forecasting,Ó Michigan Technological University for the National Weather Service (date unknown). muck Polygon Peat and muck ÒCompilation of GIS Data Layers For Flash Flood Forecasting,Ó Michigan Technological University for the National Weather Service (date unknown). outwsh Polygon Outwash ÒCompilation of GIS Data Layers For Flash Flood Forecasting,Ó Michigan Technological University for the National Weather Service (date unknown). popden_ll Polygon Population density ÒCompilation of GIS Data Layers For Flash Flood Forecasting,Ó Michigan Technological University for the National Weather Service (date unknown). rc Polygon Runoff coefficient ÒCompilation of GIS Data Layers For Flash Flood Forecasting,Ó Michigan Technological University for the National Weather Service (date unknown). soilperm Polygon Soil permeability Earth System Science Center at Penn State, 2004 Water-Resources Investigations Report 94-4002, 1994 strdft Polygon Percent stratified drift ÒCompilation of GIS Data Layers For Flash Flood Forecasting,Ó Michigan Technological University for the National Weather Service (date unknown). strp_ll Polygon Percent basin storage U.S. Environmental Protection Agency, 1994 tr Polygon Thin glacial till over bedrock ÒCompilation of GIS Data Layers For Flash Flood Forecasting,Ó Michigan Technological University for the National Weather Service (date unknown). HAZUS-MH MR3 User Manual Tables: Name Description Source K_TAB Table of normalized random variables. Variables are Pearson Type III distributed, covering a range of skew coefficients Guidelines for Determining Flood Flow Frequency Bulletin #17B of the Hydrology Subcommittee, 1982 q002 Hydrologic region identifiers and regression equation parameters for computation of 2-year discharges Nationwide Summary of U.S. Geological Survey Regional Regression Equations for Estimating Magnitude and Frequency of Floods for Ungaged Sites, 1993 Water-Resources Investigations Report 94-4002, 1994 q005 Hydrologic region identifiers and regression equation parameters for computation of 5-year discharges Nationwide Summary of U.S. Geological Survey Regional Regression Equations for Estimating Magnitude and Frequency of Floods for Ungaged Sites, 1993 Water-Resources Investigations Report 94-4002, 1994 q010 Hydrologic region identifiers and regression equation parameters for computation of 10-year discharges Nationwide Summary of U.S. Geological Survey Regional Regression Equations for Estimating Magnitude and Frequency of Floods for Ungaged Sites, 1993 Water-Resources Investigations Report 94-4002, 1994 q025 Hydrologic region identifiers and regression equation parameters for computation of 25-year discharges Nationwide Summary of U.S. Geological Survey Regional Regression Equations for Estimating Magnitude and Frequency of Floods for Ungaged Sites, 1993 Water-Resources Investigations Report 94-4002, 1994 q050 Hydrologic region identifiers and regression equation parameters for computation of 50-year discharges Nationwide Summary of U.S. Geological Survey Regional Regression Equations for Estimating Magnitude and Frequency of Floods for Ungaged Sites, 1993 Water-Resources Investigations Report 94-4002, 1994 q100 Hydrologic region identifiers and regression equation parameters for computation of 100-year discharges Nationwide Summary of U.S. Geological Survey Regional Regression Equations for Estimating Magnitude and Frequency of Floods for Ungaged Sites, 1993 Water-Resources Investigations Report 94-4002, 1994 q200 Hydrologic region identifiers and regression equation parameters for computation of 200-year discharges Nationwide Summary of U.S. Geological Survey Regional Regression Equations for Estimating Magnitude and Frequency of Floods for Ungaged Sites, 1993 Water-Resources Investigations Report 94-4002, 1994 q500 Hydrologic region identifiers and regression equation parameters for computation of 500-year discharges Nationwide Summary of U.S. Geological Survey Regional Regression Equations for Estimating Magnitude and Frequency of Floods for Ungaged Sites, 1993 Water-Resources Investigations Report 94-4002, 1994 Appendix E. GIS Data Dictionary PATH: C:\Program Files\HAZUS-MH\DATA\FL\Hydro\ NAME: FlAnRivInput.mdb GIS DATA TYPE: Personal Geodatabase USE: Riverine hydrologic computations Feature Datasets: Name Description Source Nation Container to hold feature classes with N/A common spatial references Feature Classes: Name Type Description Source Basinnet Polyline Default river reaches draining 100-square miles based on a 400-meter DEM National Operational Hydrologic Remote Sensing Center, (developed by Baker), 1998 Gages Point Default stream gage locations attributed with total and contributing drainage areas, and the mean, standard deviation, and coefficient of skew of the flood frequency curve at the gage U.S. Geological Survey WATSTORE Database, 1998 watersheds Polygon Default watersheds draining 100-square miles based on a 400-meter DEM National Operational Hydrologic Remote Sensing Center, (developed by Baker), 1998 HAZUS-MH MR3 User Manual Tables: Name Description Source USFreq Frequency-based discharge data associated with the default reaches National Operational Hydrologic Remote Sensing Center, (developed by Baker), 1998 Water-Resources Investigations Report 94-4002, 1994 PATH: C:\Program Files\HAZUS-MH\DATA\FL\Hydro\ GIS DATA TYPE: Raster Dataset USE: Riverine hydrologic computations Appendix E. GIS Data Dictionary Raster Datasets: Name Description Source frp Percent forest cover The Center for Advanced Spatial Technologies at University of Arkansas, Fayetteville. Cited in ÒCompilation of GIS Data Layers For Flash Flood Forecasting,Ó Michigan Technological University for the National Weather Service (date unknown). geofact Wyoming geographic factor hel High elevation indices Water-Resources Investigations Report 94-4002, 1994 i10024 100-year, 24-hour precipitation in inches Water-Resources Investigations Report 94-4002, 1994 i1024 10-year, 24-hour precipitation in inches Water-Resources Investigations Report 94-4002, 1994 i244 2-year, 24-hour precipitation in inches Water-Resources Investigations Report 94-4002, 1994 i2524 25-year, 24-hour precipitation in inches Water-Resources Investigations Report 94-4002, 1994 i5024 50-year, 24-hour precipitation in inches Water-Resources Investigations Report 94-4002, 1994 HAZUS-MH MR3 User Manual jantemp Mean minimum January temperature (degrees Fahrenheit) The National Summary of US Geological Survey Regression Equations for Estimating Magnitude and Frequency of Floods for Ungaged Sites, 1993 Water-Resources Investigations Report 94-4002, 1994 martemp Normal daily maximum March temperature (degrees Fahrenheit) The National Summary of US Geological Survey Regression Equations for Estimating Magnitude and Frequency of Floods for Ungaged Sites, 1993 Water-Resources Investigations Report 94-4002, 1994 meanannprec Average precipitation index The National Summary of U.S. Geological Survey Regression Equations for Estimating Magnitude and Frequency of Floods for Ungaged Sites, 1993 Water-Resources Investigations Report 94-4002, 1994 meanannrunoff Mean annual runoff (inches) Water-Resources Investigations Report 94-4002, 1994 snowfall Average seasonal snowfall The National Summary of U.S. Geological Survey Regression Equations for Estimating Magnitude and Frequency of Floods for Ungaged Sites, 1993 Water-Resources Investigations Report 94-4002, 1994 soila Soil type A ÒCompilation of GIS Data Layers For Flash Flood Forecasting,Ó Michigan Technological University for the National Weather Service (date unknown). soild Soil type D ÒCompilation of GIS Data Layers For Flash Flood Forecasting,Ó Michigan Technological University for the National Weather Service (date unknown). Appendix E. GIS Data Dictionary Appendix F. ALOHA / MARPLOT Integration with HAZUS F.1 Introduction F.1.1 Purpose The goal of the document is to show how Aloha/Marplot can be run from within HAZUS and the results could be overlaid onto HAZUS inventory and results. F.1.2 Scope This document describes how Aloha/Marplot could be launched from HAZUS and the results from Aloha/Marplot could be brought into HAZUS for overlay analysis. This document doesnÕt explain how to run Aloha / Marplot. F.2 Prerequisites HAZUS doesnÕt install Aloha/Marplot as part of its installation. Before Aloha/Marplot could be used from HAZUS, the user needs to install Aloha and Marplot. Once Aloha and Marplot are installed HAZUS automatically detects the application and launches it. F.3 Running Aloha and Marplot from within HAZUS 1. Start HAZUS, aggregate the appropriate region as per the requirement at county, block or at tract level. 2. Open the Region, from the menu; select the Analysis |3rd party Models| ALOHA| Run. Figure F.1 HAZUS-MH MR3 User Manual 3. HAZUS will check whether the ALOHA program is installed or not. If you have installed then click yes. If not Click NO. Install ALOHA. Figure F.2 When you click yes HAZUS will search the ALOHA program and launch ALOHA as shown. Figure F.3 4. Use Aloha for the Region you want (It should be a location within the study region which you have aggregated). Generate Foot Print files. 5. Once you have generated ALOHA outputs close Aloha application and select the Analysis |3rd party Models| MARPLOT| Run Appendix F. ALOHA / MARPLOT Integration with HAZUS Figure F.4 6. HAZUS will check whether the MARPLOT program is installed or not. If you have installed then click yes. If not Click NO. Install MARPLOT and Come Back. Figure F.5 When you click yes HAZUS will search the MARPLOT program and launch MARPLOT as shown in Figure F.6 below. HAZUS-MH MR3 User Manual Figure F.6 7. Use Marplot and Import the Aloha Footprints in Marplot MAP at a location within your study region. Then select both the Polygons on Marplot map. Figure F.7 8. Now Export to Marplot output using File-Export menu of Marplot as shown in Figure F.8. Appendix F. ALOHA / MARPLOT Integration with HAZUS Figure F.8 9. Come Back to HAZUS. Select the Analysis |3rd party Models| MARPLOT| Get Last FootPrint. Figure F.9 HAZUS-MH MR3 User Manual This will bring the Marplot output in to your stuffy Region. If successful, HAZUS will give message Figure F.10 10. To see footprint map, select the Analysis |3rd party Models| MARPLOT| Map Last FootPrint Figure F.11 11. HAZUS will add the Marplot Layer as shown in Figure F.12. Appendix F. ALOHA / MARPLOT Integration with HAZUS Figure F.12 12. To calculate Exposure under Marplot area, select Analysis |3rd party Models| MARPLOT| Calculate Exposure Figure F.13 13. HAZUS will calculate the exposure for ALOHA/MARPLOT and prompt with completion message HAZUS-MH MR3 User Manual Figure F.14 14. To view results select Results |3rd party Models Figure F.15 15. HAZUS will show the ResultÕs browser for ALOHA/MARPLOT exposure. Appendix F. ALOHA / MARPLOT Integration with HAZUS Figure F.16 16. To view summary report Results | Summary Reports Figure F.17 rd 17. Then go to 3 Party Tab and Select ALOHA / Marplot Report and click view. HAZUS-MH MR3 User Manual Figure F.18 18. HAZUS will launch summary report for ALOHA/Marplot. Figure F.19 Appendix F. ALOHA / MARPLOT Integration with HAZUS Appendix G. FLDWAV / FLOODVIEW Integration with HAZUS G.1 Introduction G.1.1 Purpose The goal of the document is to show how FLDWAV/FLOODVIEW can be run from within HAZUS and the results could be overlaid onto HAZUS inventory and results. G.1.2 Scope This document describes how FLDWAV/FLOODVIEW could be launched from HAZUS and the results from FLDWAV/FLOODVIEW could be brought into HAZUS for overlay analysis. This document doesnÕt explain how to run FLDWAV/FLOODVIEW. G.2 Prerequisites HAZUS doesnÕt install FLDWAV/FLOODVIEW as part of its installation. Before FLDWAV/FLOODVIEW could be used from HAZUS, the user needs to install FLDWAV and FLOODVIEW. Once FLDWAV and FLOODVIEW are installed HAZUS automatically detects the application and launches it. G.3 Running FLDWAV and FLOODVIEW from within HAZUS 1. Install FLDWAV on the computer. 2. The DATAFILE contains switch to let FLDWAV know how to access input/output files. FLDWAV will prompt the user for file names (DEFAULT value = 0). The user can change this value as per the instructions provided in the FLDWAV manual. 3. Prepare the FLDWAV dataset as shown in Figure G.1. Figure G.1 HAZUS-MH MR3 User Manual 4. Install FLDVIEW on the computer. 5. For Windows 2000 i. Right click ÒMy ComputerÓ and select ÒPropertiesÓ. ii. Select the ÒAdvancedÓ tab and click ÒEnvironment VariablesÓ as shown in Figure G.2. iii. Click ÒNewÓ located under the window thatÕs titled ÒUser variables for...Ó iv. In the ÒVariable NameÓ field type ÒFLDVIEW_DIRÓ v. In the ÒVariable ValueÓ field type as shown in Figure G.3 NOTE - points to the folder in which the project (.apr) is located not the actual project. vi. Select ÒOkÓ to close the dialog. Then ÒOkÓ again, twice, to exit out of ÒMy ComputerÓ Figure G.2 Appendix G. FLDWAV / FLOODVIEW Integration with HAZUS Figure G.3 6. Start HAZUS, aggregate the appropriate region as per the requirement at county, block or at tract level. 7. Open the region, from the menu; select the Analysis |3rd party Models| FLDWAV| Run. Figure G.4 HAZUS-MH MR3 User Manual 8. HAZUS will check whether the FLDWAV program is installed. Click yes as shown in Figure G.5 and the program will look for the FLDWAV folder location and pops up a DOS prompt menu, as shown in Figure G.6, where the user can enter the input and output data file names. Figure G.5 Figure G.6 9. After providing the input/output data file names, press Enter on the keyboard. The output is placed in the FLDWAV folder location (Figure G.7.). Appendix G. FLDWAV / FLOODVIEW Integration with HAZUS Figure G.7 10. Once FLDWAV output has been generated, select Analysis| 3rd party Models| Flood View| Run from HAZUS (Figure G.8). Figure G.8 11. After providing the input/output data file names, press Enter on the keyboard. The output is placed in the FLDWAV folder location. HAZUS-MH MR3 User Manual 12. HAZUS will check whether the FLDVIEW program is installed. Click yes, the program will look for the FLDVIEW folder location and looks for the project file to launch ARCVIEW. Browse to the location of project file and click open. Figure G.9 Figure G.10 13. Complete the analysis in FLDVIEW. From the menu select the Analysis| 3rdparty Models| FLDVIEW| Map Flood View. The flood map generated in the ARCVIEW is added to the Table of contents in HAZUS. Appendix G. FLDWAV / FLOODVIEW Integration with HAZUS Figure G.11 14. To calculate the exposure, from the menu select Analysis| 3rd party Models| FLDVIEW| Calculate Exposure . To view the results, from the menu select Results| 3rd party Models, which gives the exposure in thousands of dollars for the each region (county or block or tract) analyzed. Figure G.12 HAZUS-MH MR3 User Manual Appendix H. Running HAZUS with SQL Server 2005 H.1 Introduction HAZUS-MH MR3 uses SLQ Server 2005 Express edition as the database engine. The express edition is a free and lightweight version of SQL Server 2005, and therefore has several limitations including a 4-GB database-size limit. The purpose of this document is to show how HAZUS-MH MR3 can be configured to run with a full version of SQL Server 2005 and also how to configure HAZUS-MH back to run with the SQL Server Express-based default installation. There are three full editions of SQL Server 2005 that lift the 4-GB database limit: Enterprise, Standard, and Workgroup. A special Developer edition is also available (refer to MicrosoftÕs web site for the differences between the different editions). HAZUS-MH has been tested to run with the Express Edition and SQL Server 2005 Developer Edition only. HAZUS-MH has not been explicitly tested to run with the other editions of SQL Server 2005 (Enterprise, Workgroup, and Standard). HAZUS-MH neither does it install nor does it include any of the full versions of SQL Server 2005. Before HAZUS-MH can be configured to run with any of the full editions of SQL Server, the user needs to purchase and install SQL Server 2005 separately. H.2 Purpose This document describes all the steps that the user needs to perform to configure HAZUS-MH to run with SQL Server 2005. This document doesnÕt explain how to install and run HAZUS-MH. For that, refer to Chapter 2 of the UserÕs Manual. H.3 Steps to Configure HAZUS-MH to Run with SQL-Server 2005 1. Install HAZUS then launch it at least one time and close it. 2. Open the windows registry. To do this, click the ÒStartÓ button and select "Run" to open the Run window. Type "regedit" in the Run window edit box (Figure H.1) and click the ÒOKÓ button to open the Registry Editor. HAZUS-MH MR3 User Manual Figure H.1 3. Navigate through the folders listed in the Registry Editor to [HKEY_LOCAL_MACHINE\SOFTWARE\FEMA\HAZUS-MH\General] Editor Window (Figure H.2). the in location: Registry Figure H.2 4. Double click on ÒServerNameÓ (shown highlighted above in Figure H.2) and enter the name of the new SQL Server 2005 instance. The name is in the format /. For example, if the machine name is ATLHW32P91 and the instance name is SQL20051, then the registry enter should show ATLHW32P91 \SQL2005. Open the SQL Server Management Studio from Start|Programs|Microsoft SQL Server 2005|SQL Server Management Studio on windows menu. 1 The instance name is specified during the SQL Server 2005 installation. Appendix H. Running HAZUS with SQL Server 2005 5. Under SQL Server double click Security folder and select Logins and right click the mouse. From the Popup menu select New Login as shown in Figure H.3. Figure H.3 6. In ÒSQL Server Properties Ð New LoginÓ dialog, enter ÒhazuspuserÓ in the name field without parentheses as shown in Figure H.4. 7. Click SQL Server Authentication option. Enter the password "gohazusplus!!!" without parentheses. Click OK. 8. Uncheck the ÒUser must change password at next loginÓ option if it is checked. 9. Click OK. You can get the names in 7 and 8 above by copying them from registry [HKEY_LOCAL_MACHINE\SOFTWARE\FEMA\HAZUS-MH\General] (see Figure H.2). a. For Name field copy it from uid in the registry and paste it in the appropriate field. b. For Password copy it from pwd in the registry and paste it in the appropriate field. c. It's better to copy these values from registry to avoid typos. HAZUS-MH MR3 User Manual Figure H.4 10. After that Click Server Roles Tab and check sysadmin. Click OK (Figure H.5). Appendix H. Running HAZUS with SQL Server 2005 Figure H.5 11. Confirm password Ògohazusplus!!!Ó and Click OK. 12. Now connect the HAZUSPLUSSRVR installed by HAZUS-MH via the Management studio. To do that, Click the ÒConnectÓ button at the top left corner of the SQL Server Management Studio and select Database EngineÉ option (Figure H.6). HAZUS-MH MR3 User Manual Figure H.6 13. For Server name select or type in YourComputerName\HAZUSPLUSSRVR. 14. Select Windows Authentication for the Authentication. 15. Click on the Connect button. Figure H.7 Appendix H. Running HAZUS with SQL Server 2005 16. Now, the new database server will be visible on the Management Studio as shown in Figure H.8. Figure H.8 17. Next, navigate to Databases folder under HAZUSPLUSSRVR Server and expand it. Select syHazus database, Right click on it and Task | Detach and click OK (Figure H.9). Figure H.9 HAZUS-MH MR3 User Manual 18. Navigate to the folder that represents the new server (ATLHW32P91 in Figure H.10). Select Database folder and Right click the mouse, Select AttachÉ databaseÉ option as shown in Figure H.10. Figure H.10 19. This will launch the Attach Database dialog as shown in Figure H.11. Figure H.11 Appendix H. Running HAZUS with SQL Server 2005 20. Click Add button and browse to the folder where HAZUS-MH is installed. Within HAZUS-MH folder, open Data folder (Figure H.12). 21. Select SyHazus_Data.MDF and click OK twice. 22. You should get a message that syHazus is attached successfully. Figure H.12 23. Right click the mouse on New Server (ATLHW32P91 in Figure H.13) in the Management Studio. Select Properties from the short cut menu. This will launch the Server Properties dialog. Click on Security option, and make sure that Server Authentication is set SQL Server and Windows Authentication Mode as shown in Figure H.13. HAZUS-MH MR3 User Manual Figure H.13 HAZUS-MH MR3 is ready to be run from the New SQL Server. Proceed with creating the desired new study regions. IMPORTANT NOTE: Steps above are valid if the re-connection from the SQL Server Express edition to the full version of SQL Server is done right after the HAZUS-MH setup. If any number of study regions has been created already, then ALL those study regions must be also moved to the full SQL Server 2005 (follow same process above as for syHAZUS database). Appendix H. Running HAZUS with SQL Server 2005 H.4 Steps to Reconfigure HAZUS-MH to User Original SQL Server Express Once HAZUS-MH has been configured to run with SQL Server 2005 it cannot be uninstalled. Before uninstalling HAZUS-MH itÕs necessary to reconfigure HAZUS-MH to run with HAZUSPLUSSRVR, the way it was configured by the installation. Follow the steps outlined below to achieve this (basically, reversing the syHazus database move): 1. Launch SQL Sever Management Studio Manager. 2. Detach syHazus database from SQL Server. 3. Attach syHazus to the HAZUSPLUSSRVR. 4. Launch the SQL Server Configuration Manager from Start|Programs|Microsoft SQL Server 2005|Configuration Tools|SQL Server Configuration Manager. Select ÒSQL Server 2005 ServicesÓ from the list.on the left, then select the HAZUSPLUSSRVR instance, right-click, and select Restart. 5. Restart also the full SQL server instance by following the same steps. HAZUS-MH MR3 User Manual