SEC NEWS DIGEST Issue 2006-168 August 30, 2006 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS CHANGE IN THE MEETING: DELETION OF ITEM The following item was not considered during the closed meeting on Tuesday, Aug. 29, 2006, at 10:00 a.m.: Requests for information in an investigative file. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact the Office of the Secretary at (202) 551-5400. ENFORCEMENT PROCEEDINGS IN THE MATTER OF WON CHARLIE YI An Administrative Law Judge has issued an Order Making Findings and Imposing Remedial Sanction by Default (Default Order) in Won Charlie Yi. The Order Instituting Proceedings alleged that on July 7, 2006, the U.S. District Court for the Central District of California entered a final judgment against Won Charlie Yi, permanently enjoining him from future violations of Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder and from aiding and abetting violations of Sections 206(1) and 206(2) of the Investment Advisers Act of 1940. The Default Order finds these allegations to be true and bars Won Charlie Yi from associating with an investment adviser. (Rel. IA-2542; File No. 3-12388) STEWART P. "TOM" MITCHELL, FORMER CFO OF FERGUSON ENTERPRISES, ENJOINED IN INSIDER TRADING SCHEME INVOLVING SHARES OF NOLAND COMPANY The Commission announced today that it has filed an insider trading complaint against Stewart P. "Tom" Mitchell of Newport News, Virginia. Mitchell, 56, is the former chief financial officer of Ferguson Enterprises. The Commission's complaint, which was filed in the U.S. District Court for the Eastern District of Virginia, Newport News Division, alleges that Mitchell, while in possession of material nonpublic information concerning a possible tender offer by Ferguson and other suitors of Noland Company, purchased 1,454 shares of Noland in his own account and accounts that he controlled of two of his sons between January and April of 2005. Although Ferguson ultimately did not bid on Noland, the price of Noland shares increased by more than 50 percent after another suitor publicly announced its winning bid in April 2005. Mitchell, who had signed a confidentiality agreement with Noland and had supervised Ferguson's due diligence, thereafter sold all shares that he had purchased, resulting in illegal insider trading profits of $35,214. Without admitting or denying the allegations in the complaint, Mitchell consented to the entry of a proposed final judgment, pending approval by the court, that would permanently enjoin him from future violations of Sections 10(b) and 14(e) of the Securities Exchange Act of 1934 and Rules 10b-5 and 14e-3 thereunder. Mitchell also agreed to disgorge $35,214, plus $2,378 in prejudgment interest, and to pay a one-time civil penalty of $35,214, for a total payment of $72,806. The Commission acknowledges the assistance provided by NASD in connection with this matter. [SEC v. Stewart P. "Tom" Mitchell, Civil Action No. 4:06 CV 109 (RAJ)] (LR-19816) INVESTMENT COMPANY ACT RELEASES MERRILL LYNCH LIFE INSURANCE COMPANY, ET AL. A notice has been issued giving interested persons until Sept. 25, 2006, to request a hearing on an application filed by Merrill Lynch Life Insurance Company, Merrill Lynch Life Variable Annuity Separate Account A, Merrill Lynch Life Variable Annuity Separate Account C, Merrill Lynch Life Variable Annuity Separate Account D, ML Life Insurance Company of New York, ML of New York Variable Annuity Separate Account A, ML of New York Variable Annuity Separate Account C, ML of New York Variable Annuity Separate Account D, and Merrill Lynch, Pierce, Fenner & Smith Incorporated (Applicants). Applicants seek an order pursuant to Section 6(c) of the Investment Company Act granting exemptions from Sections 2(a)(32) and 27(i)(2)(A) of the Act and Rule 22c-1 thereunder to permit the recapture of amounts applied to purchase payments made under certain variable annuity contracts. Applicants also request the relief under the order to extend to any current or future separate accounts of Merrill Lynch and their successors in interest, which may offer or support contracts that are substantially similar in all material respects to the contracts described in this application and to any other NASD registered broker/dealers under common control with Merrill Lynch, that serves as distributor or principal underwriter for the contracts. (Rel. IC-27468 - August 28) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change (SR-NASD-2006-092) filed by the National Association of Securities Dealers, through its subsidiary, The Nasdaq Stock Market, Inc., regarding the pricing schedule for NASD members using the ITS/CAES System, Brut, and Inet to trade securities not listed on The NASDAQ Stock Market LLC has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of Sept. 4, 2006. (Rel. 34-54375) ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission granted accelerated approval to a proposed rule change (SR-NASD-2006-093) submitted by the National Association of Securities Dealers, through its subsidiary, The Nasdaq Stock Market, Inc., regarding pricing for non-members using Nasdaq's Brut and Inet Facilities. Publication is expected in the Federal Register during the week of Sept. 4, 2006. (Rel. 34-54376) PROPOSED RULE CHANGE The NASDAQ Stock Market filed a proposed rule change (SR-Nasdaq-2006-032) and Amendment No. 1 thereto to revise the Nasdaq Capital Market listing requirements. Publication is expected in the Federal Register during the week of Sept. 4, 2006. (Rel. 34-54378) APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposed rule change submitted by the Chicago Board Options Exchange (SR-CBOE-2006-66) relating to Market Maker appointments. Publication is expected in the Federal Register during the week of Sept. 4, 2006. (Rel. 34-54379) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-4 AUTONATION INC /FL, 110 SE 6TH ST, FT LAUDERDALE, FL, 33301, 9547696000 - 0 ($600,000,000.00) Non-Convertible Debt, (File 333-136949 - Aug. 29) (BR. 02C) S-3 SYNIVERSE HOLDINGS INC, 201 N FRANKLIN STREET, SUITE 700, TAMPA, FL, 33602, 8132733000 - 0 ($300,000,000.00) Equity, (File 333-136954 - Aug. 29) (BR. 11C) S-8 AMERICAN TONERSERV CORP., 475 AVIATION BOULEVARD, SUITE 100, SANTA ROSA, CA, 95403, (800) 304-4156 - 8,146,550 ($122,198.25) Equity, (File 333-136955 - Aug. 29) (BR. 03) S-8 BOS BETTER ONLINE SOLUTIONS LTD, 875,000 ($1,990,625.00) Equity, (File 333-136957 - Aug. 29) (BR. 03A) S-8 O REILLY AUTOMOTIVE INC, 233 S PATTERSON, SPRINGFIELD, MO, 65802, 4178622674 - 1,000,000 ($28,320,000.00) Equity, (File 333-136958 - Aug. 29) (BR. 02C) S-8 Joystar Inc, 5 WHATNEY, IRVINE, CA, 92618, 949-837-8101 - 3,500,000 ($2,520,000.00) Equity, (File 333-136959 - Aug. 29) (BR. 05B) S-3 ALANCO TECHNOLOGIES INC, 15575 N 83RD WAY, SUITE 3, SCOTTSDALE, AZ, 85260, 4806071010 - 6,382,743 ($3,382,854.00) Equity, (File 333-136960 - Aug. 29) (BR. 03B) N-2 DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INC, C/O MERRILL LYNCH ASSET MANAGEMENT, 800 SCUDDERS MILL RD, PLAINSBORO, NJ, 08536, 6092822116 - 7,600 ($190,000,000.00) Equity, (File 333-136962 - Aug. 29) (BR. 17) S-8 BIOMARIN PHARMACEUTICAL INC, 105 DIGITAL DRIVE, NOVATO, CA, 94949, 4155066700 - 0 ($302,523,973.00) Equity, (File 333-136963 - Aug. 29) (BR. 01C) S-8 WINTRUST FINANCIAL CORP, 727 N BANK LANE, LAKE FOREST, IL, 60045, 8476154096 - 0 ($49,963.31) Equity, (File 333-136964 - Aug. 29) (BR. 07C) S-3 CENTERPOINT ENERGY RESOURCES CORP, 1111 LOUISIANA ST, HOUSTON, TX, 77002, 7132073000 - 0 ($500,000,000.00) Non-Convertible Debt, (File 333-136965 - Aug. 29) (BR. 02C) S-8 YADKIN VALLEY FINANCIAL CORP, 209 NORTH BRIDGE STREET, P. O. BOX 888, ELKIN, NC, 28621, (336) 526-6300 - 0 ($3,682,297.00) Equity, (File 333-136967 - Aug. 29) (BR. 07) S-8 YADKIN VALLEY FINANCIAL CORP, 209 NORTH BRIDGE STREET, P. O. BOX 888, ELKIN, NC, 28621, (336) 526-6300 - 0 ($2,926,247.00) Equity, (File 333-136968 - Aug. 29) (BR. 07) S-8 YADKIN VALLEY FINANCIAL CORP, 209 NORTH BRIDGE STREET, P. O. BOX 888, ELKIN, NC, 28621, (336) 526-6300 - 0 ($347,649.00) Equity, (File 333-136969 - Aug. 29) (BR. 07) S-8 YADKIN VALLEY FINANCIAL CORP, 209 NORTH BRIDGE STREET, P. O. BOX 888, ELKIN, NC, 28621, (336) 526-6300 - 0 ($764,331.00) Equity, (File 333-136970 - Aug. 29) (BR. 07) S-8 AMEREN CORP, 1901 CHOUTEAU AVE, MC 1370, ST LOUIS, MO, 63166-6149, 314-621-3222 - 3,000,000 ($155,700,000.00) Equity, (File 333-136971 - Aug. 29) (BR. 02B) SB-2 WIRELESS RONIN TECHNOLOGIES INC, 14700 MARTIN DRIVE, EDEN PRAIRIE, MN, 55344, 9522248110 - 0 ($25,875,000.00) Equity, (File 333-136972 - Aug. 29) (BR. ) S-8 BE AEROSPACE INC, 1400 CORPORATE CTR WY, WELLINGTON, FL, 33414, 5617915000 - 2,000,000 ($44,600,000.00) Equity, (File 333-136974 - Aug. 29) (BR. 06B) S-8 CITIZENS FINANCIAL SERVICES INC, 15 S MAIN ST, MANSFIELD, PA, 16933, 5706622121 - 100,000 ($2,225,000.00) Equity, (File 333-136975 - Aug. 29) (BR. 07A) S-8 DAYSTAR TECHNOLOGIES INC, 13 CORPORATE DRIVE, HALFMOON, NY, 12065, 518-383-4600 - 0 ($9,627,440.00) Equity, (File 333-136976 - Aug. 29) (BR. 10A) S-8 FIRST NORTHERN COMMUNITY BANCORP, 195 N FIRST STREET, DIXON, CA, 95620, 7076784422 - 762,230 ($19,093,861.50) Equity, (File 333-136977 - Aug. 29) (BR. 07B) S-4 Allis Chalmers Energy Inc., 5075 WESTHEIMER, SUITE 890, HOUSTON, TX, 77056, 713-369-0550 - 0 ($255,000,000.00) Non-Convertible Debt, (File 333-136978 - Aug. 29) (BR. 04A) S-8 WGL ENTERTAINMENT HOLDINGS, INC., 963 HELMSLEY COURT, UNIT 107, LAKE MARY, FL, 32746, 4073288538 - 500,000,000 ($275,000.00) Equity, (File 333-136979 - Aug. 29) (BR. 05C) S-3 VISTA GOLD CORP, 7961 SHAFFER PKWY, SUITE 5, LITTLETOWN, CO, 80127, 3036292450 - 4,000,000 ($49,960,000.00) Equity, (File 333-136980 - Aug. 29) (BR. 04A) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT 1-900 Jackpot, Inc. 3.02 11/16/05 3M CO DE 8.01,9.01 08/04/06 ACUITY BRANDS INC DE 1.01,9.01 08/23/06 Ad.Venture Partners, Inc. DE 8.01,9.01 08/31/05 AMEND ADC TELECOMMUNICATIONS INC MN 2.02,7.01,9.01 08/29/06 ADVANCED CELL TECHNOLOGY, INC. DE 1.01 08/23/06 AEGIS ASSESSMENTS INC DE 1.01,2.03,2.04 08/21/06 Affinion Group, Inc. DE 1.01,5.02,9.01 08/23/06 ALLOS THERAPEUTICS INC DE 8.01,9.01 08/29/06 AMERICA FIRST TAX EXEMPT INVESTORS LP DE 2.01 08/24/06 AMERICAN ACHIEVEMENT CORP DE 5.02 08/25/06 AMERICAN BUSINESS CORP CO 8.01 08/29/06 AMIS HOLDINGS INC 1.01,5.02,7.01,9.01 08/01/06 AP PHARMA INC /DE/ DE 5.02 08/22/06 APPLIED MICRO CIRCUITS CORP DE 2.01,9.01 08/25/06 APPLIX INC /MA/ MA 9.01 06/15/06 AMEND ARETE INDUSTRIES INC CO 3.01 08/24/06 Argent Securities Trust 2006-M2 9.01 08/15/06 ARVANA INC NV 2.01,3.02,5.02,7.01,9.01 08/09/06 AMEND AUTONATION INC /FL DE 2.02,9.01 08/28/06 AXM PHARMA INC 5.02 08/29/06 AXONYX INC NV 1.01,9.01 08/23/06 BACK YARD BURGERS INC DE 8.01,9.01 08/28/06 Banc of America Commercial Mortgage I DE 8.01,9.01 08/29/06 BANCSHARES OF FLORIDA INC FL 1.01,9.01 08/28/06 BANCSHARES OF FLORIDA INC FL 1.01,9.01 08/28/06 AMEND BANK JOS A CLOTHIERS INC /DE/ DE 8.01 08/28/06 BARNES & NOBLE INC DE 8.01 08/28/06 BE AEROSPACE INC DE 1.01,7.01 08/24/06 BEACON POWER CORP DE 5.03,9.01 08/24/06 BELDEN CDT INC. DE 1.01,5.02,9.01 08/25/06 BELLACASA PRODUCTIONS INC NV 5.02,9.01 08/25/06 BIOANALYTICAL SYSTEMS INC IN 2.02,3.01,9.01 08/23/06 BKF CAPITAL GROUP INC DE 3.01,9.01 08/29/06 BOSTON CAPITAL REAL ESTATE INVESTMENT MD 8.01,9.01 08/01/06 BOTTOMLINE TECHNOLOGIES INC /DE/ DE 5.02,9.01 08/24/06 BRADLEY PHARMACEUTICALS INC DE 5.02,8.01,9.01 08/24/06 BRINKER INTERNATIONAL INC DE 1.01,2.03,8.01,9.01 08/25/06 BRISTOL MYERS SQUIBB CO DE 8.01,9.01 08/08/06 BROWN FORMAN CORP DE 1.01,9.01 08/25/06 BSD MEDICAL CORP DE 7.01,9.01 08/29/06 BULLDOG TECHNOLOGIES INC NV 1.01,3.02,7.01,9.01 08/25/06 CABLEVISION SYSTEMS CORP /NY DE 8.01 08/29/06 CANO PETROLEUM, INC 8.01,9.01 08/29/06 CAPITAL SENIOR LIVING CORP DE 7.01,9.01 08/24/06 CARPENTER TECHNOLOGY CORP DE 1.01 08/29/06 CBRL GROUP INC TN 7.01,9.01 08/29/06 CELLEGY PHARMACEUTICALS INC CA 8.01,9.01 08/29/06 CENTRAL EUROPEAN MEDIA ENTERPRISES LT 5.02 08/25/06 Chardan North China Acquisition Corp DE 1.01,9.01 08/24/06 CHARYS HOLDING CO INC 2.01,9.01 05/03/06 AMEND CIRTRAN CORP NV 1.01,2.03,3.02,9.01 08/23/06 CITADEL SECURITY SOFTWARE INC DE 1.01,9.01 08/23/06 CLAREMONT TECHNOLOGIES CORP NV 1.01,3.02,5.01,5.02,5.03,9.01 08/29/06 CLEAR CHOICE FINANCIAL, INC. NV 5.02 08/22/06 AMEND CLEARCOMM L P DE 4.01,9.01 08/24/06 CLEARONE COMMUNICATIONS INC UT 1.01 08/29/06 CLECO CORP LA 1.01,9.01 08/25/06 Cogdell Spencer Inc. MD 1.01,2.03 08/23/06 COLONIAL REALTY LIMITED PARTNERSHIP DE 8.01,9.01 08/24/06 COMERICA INC /NEW/ DE 5.02 08/26/06 COMPX INTERNATIONAL INC DE 7.01,9.01 08/28/06 Connected Media Technologies, Inc. 1.01,9.01 08/24/06 CORCEPT THERAPEUTICS INC 8.01,9.01 08/25/06 CORNELL COMPANIES INC DE 8.01,9.01 08/28/06 CORNING NATURAL GAS CORP NY 5.03,9.01 06/22/06 CORVEL CORP DE 7.01,9.01 08/25/06 COTT CORP /CN/ 1.01 08/23/06 CPI CORP DE 1.01,9.01 08/29/06 CSX CORP VA 5.02,5.03,9.01 08/29/06 CT HOLDINGS ENTERPRISES INC DE 1.01,9.01 08/23/06 CURIS INC DE 1.01,9.01 06/19/06 CYANOTECH CORP NV 3.01 08/24/06 CYTRX CORP DE 1.01,9.01 08/28/06 Deja Foods Inc 8.01 08/23/06 AMEND DELTA & PINE LAND CO DE 8.01,9.01 08/29/06 DEVCON INTERNATIONAL CORP FL 7.01,9.01 08/29/06 DOLLAR GENERAL CORP TN 7.01,9.01 08/29/06 DORATO RESOURCES INC WY 5.03,9.01 08/28/06 DREW INDUSTRIES INC DE 8.01,9.01 08/28/06 DSL NET INC DE 1.01,2.03,3.02,5.02,7.01,9.01 08/28/06 DUPONT E I DE NEMOURS & CO DE 1.01 08/28/06 AMEND DYAX CORP DE 1.01,2.03,9.01 08/23/06 EARTH BIOFUELS INC DE 5.02 08/17/06 EDGE PETROLEUM CORP DE 1.01,9.01 08/25/06 EDUCATE INC DE 8.01 08/23/06 ELECTRONIC GAME CARD INC NV 4.01,9.01 08/15/06 AMEND EMMIS COMMUNICATIONS CORP IN 1.01,5.02,9.01 08/23/06 EMULEX CORP /DE/ DE 1.01,9.01 08/16/06 ENDO PHARMACEUTICALS HOLDINGS INC DE 8.01,9.01 08/28/06 ENERGY PARTNERS LTD DE 8.01,9.01 08/28/06 ENERGY PARTNERS LTD DE 8.01,9.01 08/29/06 ENOVA SYSTEMS INC CA 8.01 08/29/06 Epic Bancorp 8.01,9.01 08/29/06 EPIX Pharmaceuticals, Inc. 7.01,9.01 08/28/06 ESPEY MFG & ELECTRONICS CORP NY 2.02,9.01 08/24/06 EVISION INTERNATIONAL INC CO 4.01,9.01 08/29/06 Exobox Technologies Corp. NV 3.02 08/29/06 Federal Home Loan Bank of Atlanta X1 2.03 08/23/06 Federal Home Loan Bank of Boston X1 2.03 08/23/06 Federal Home Loan Bank of Chicago X1 2.03 08/23/06 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 08/23/06 Federal Home Loan Bank of Dallas 2.03 08/23/06 Federal Home Loan Bank of Des Moines X1 2.03,9.01 08/23/06 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 08/23/06 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 08/23/06 Federal Home Loan Bank of San Francis X1 2.03 08/23/06 Federal Home Loan Bank of Seattle 2.03 08/28/06 Federal Home Loan Bank of Topeka 2.03 08/23/06 FEDERATED DEPARTMENT STORES INC /DE/ DE 8.01,9.01 08/25/06 FIRST BANCTRUST CORP DE 8.01 08/25/06 FIRST COMMONWEALTH FINANCIAL CORP /PA PA 7.01,9.01 08/28/06 FIRST CONSULTING GROUP INC DE 8.01 08/29/06 FIRST HORIZON NATIONAL CORP TN 7.01,9.01 08/29/06 FMC TECHNOLOGIES INC DE 7.01,9.01 08/28/06 FORD CREDIT AUTO OWNER TRUST 2006-B DE 8.01,9.01 08/29/06 FREDS INC TN 5.02,9.01 08/29/06 GASTAR EXPLORATION LTD 7.01,9.01 08/25/06 GENAERA CORP DE 8.01,9.01 08/29/06 GENELABS TECHNOLOGIES INC /CA CA 5.02,9.01 08/23/06 GENWORTH LIFE & ANNUITY INSURANCE CO VA 9.01 08/29/06 GEORGIA CAROLINA BANCSHARES INC GA 1.01 08/24/06 GLOBAL CROSSING LTD 7.01,9.01 08/25/06 GMACM Home Equity Loan Trust 2006-HE1 DE 8.01,9.01 08/29/06 GMACM Home Equity Loan Trust 2006-HE3 DE 8.01,9.01 08/28/06 GOLDEN CYCLE GOLD CORP CO 1.01,2.01,8.01,9.01 08/23/06 Golden West Brewing Company, Inc. CA 3.02 08/21/06 GOLDSPRING INC FL 1.01 08/23/06 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 08/25/06 GREAT WESTERN LAND RECREATION INC NV 5.02 08/23/06 GREEN MOUNTAIN COFFEE ROASTERS INC DE 9.01 06/15/06 AMEND GSAMP Trust 2006-S4 DE 1.01,9.01 08/25/06 GSI COMMERCE INC DE 1.01 08/23/06 GTECH HOLDINGS CORP DE 2.01,3.01,3.03,5.01, 08/29/06 5.02,8.01,9.01 Harley-Davidson Motorcycle Trust 2006 NV 8.01,9.01 08/25/06 HOME DEPOT INC DE 5.03,8.01,9.01 08/24/06 Homeland Security Capital CORP DE 1.01,2.01,8.01,9.01 08/22/06 HONDA AUTO REC 2003-3 OWNER TRUST DE 8.01,9.01 08/21/06 HONDA AUTO REC 2003-4 OWNER TRUST DE 8.01,9.01 08/15/06 HONDA AUTO REC 2003-5 OWNER TRUST DE 8.01,9.01 08/18/06 HONDA AUTO RECEIVABLES 2003-1 OWNER T 8.01,9.01 08/18/06 HONDA AUTO RECEIVABLES 2004-1 OWNER T DE 8.01,9.01 08/21/06 Honda Auto Receivables 2004-2 Owner T 8.01,9.01 08/15/06 Honda Auto Receivables 2004-3 Owner T CA 8.01,9.01 08/18/06 Honda Auto Receivables 2005-1 Owner T CA 8.01,9.01 08/21/06 Honda Auto Receivables 2005-2 Owner T 8.01,9.01 08/15/06 Honda Auto Receivables 2005-3 Owner T CA 8.01,9.01 08/18/06 Honda Auto Receivables 2005-4 Owner T CA 8.01,9.01 08/21/06 Honda Auto Receivables 2005-5 Owner T CA 8.01,9.01 08/15/06 Honda Auto Receivables 2005-6 Owner T CA 8.01,9.01 08/18/06 HONDA RECEIVABLES CORP AUTO REC 2003 DE 8.01,9.01 08/21/06 HUNT J B TRANSPORT SERVICES INC AR 3.01,5.02,9.01 08/23/06 IBIS TECHNOLOGY CORP MA 8.01,9.01 08/29/06 IMMUNOTECHNOLOGY CORP DE 5.02 08/28/06 INFINITY CAPITAL GROUP, INC. NV 5.01,9.01 08/17/06 INPUT OUTPUT INC DE 7.01,9.01 08/29/06 IRIDEX CORP DE 3.01,9.01 08/23/06 IRON MOUNTAIN INC DE 8.01,9.01 08/29/06 J P MORGAN CHASE & CO DE 9.01 08/25/06 K TEL INTERNATIONAL INC MN 1.01,9.01 10/10/05 Keewatin Windpower Corp. NV 4.01,9.01 08/25/06 KINETIC CONCEPTS INC /TX/ TX 8.01,9.01 08/28/06 KINGLAKE RESOURCES INC. NV 4.01,9.01 08/28/06 KLA TENCOR CORP DE 8.01 08/23/06 KNBT BANCORP INC PA 7.01,9.01 08/29/06 KRONOS WORLDWIDE INC 7.01,9.01 08/28/06 KUSHNER LOCKE CO CA 8.01,9.01 08/28/06 LIFE USA INC CO 8.01,9.01 08/25/06 LITTLE SQUAW GOLD MINING CO AK 8.01,9.01 08/28/06 Longfoot Communications Corp. DE 8.01,9.01 08/27/06 Lotus Bancorp, Inc. MI 8.01,9.01 08/22/06 LUCENT TECHNOLOGIES INC DE 8.01 08/23/06 MAGNA ENTERTAINMENT CORP DE 8.01,9.01 08/25/06 MAJESCO ENTERTAINMENT CO DE 5.02,9.01 08/23/06 MANARIS CORP NV 5.02,9.01 08/24/06 MANNATECH INC TX 1.01,9.01 08/28/06 MARCUS CORP WI 1.01 08/29/06 MASTR Asset-Backed Securities Trust 2 DE 2.01,9.01 07/20/06 MDwerks, Inc. DE 1.01,3.02,9.01 08/24/06 MELLON BANK N A MA 8.01 08/23/06 MELLON FINANCIAL CORP PA 8.01 08/23/06 Merrill Lynch Mortgage Trust 2006-C2 DE 8.01 08/17/06 MICHAEL FOODS INC/NEW DE 5.02 08/29/06 MMC ENERGY, INC. NV 1.01,5.02,5.03,9.01 08/24/06 MONACO COACH CORP /DE/ DE 5.02 08/24/06 MORGAN STANLEY CAPITAL I INC HOME EQ NY 8.01,9.01 08/25/06 MOSCOW CABLECOM CORP DE 2.02,3.01,9.01 08/23/06 MSO HOLDINGS INC 1.02,5.02 08/23/06 Mueller Water Products, Inc. DE 1.01,9.01 08/23/06 MULTIBAND CORP MN 1.02,9.01 08/25/06 NATIONAL MERCANTILE BANCORP CA 3.01,9.01 08/23/06 NATIONAL RETAIL PROPERTIES, INC. MD 4.01,9.01 06/30/06 AMEND NATURALLY ADVANCED TECHNOLOGIES INC A1 1.01,5.02,9.01 08/24/06 NAVISTAR INTERNATIONAL CORP DE 8.01,9.01 08/28/06 Neenah Paper Inc DE 2.01,9.01 08/29/06 NET 1 UEPS TECHNOLOGIES INC 2.02,7.01,9.01 08/29/06 NEUROLOGIX INC/DE DE 5.02,9.01 08/29/06 NEW FRONTIER MEDIA INC CO 8.01 08/15/06 NEW RIVER PHARMACEUTICALS INC VA 1.01 08/24/06 NEW WORLD BRANDS INC DE 1.01,9.01 08/28/06 NORTH FORK BANCORPORATION INC DE 5.04,9.01 08/29/06 NOVASTAR MORTGAGE FUNDING CORP DE 8.01,9.01 08/29/06 NOVELL INC DE 2.02,9.01 07/31/06 NTL INC DE 8.01 08/28/06 NUTRITION 21 INC NY 1.01,2.01,2.03,3.02,9.01 08/25/06 ODYSSEY RE HOLDINGS CORP DE 2.02 08/29/06 OIL STATES INTERNATIONAL, INC DE 8.01,9.01 08/28/06 OTELCO INC. AL 1.01,9.01 08/24/06 PAB BANKSHARES INC GA 8.01 08/29/06 PACIFIC BIOMETRICS INC DE 8.01,9.01 08/29/06 Pacific Ethanol, Inc. DE 1.01,9.01 08/28/06 PATRIOT NATIONAL BANCORP INC CT 8.01,9.01 08/28/06 PATTERSON UTI ENERGY INC DE 8.01,9.01 08/24/06 PAULA FINANCIAL DE 3.01,9.01 08/23/06 PAYMENT DATA SYSTEMS INC NV 2.03,9.01 08/21/06 AMEND PCS EDVENTURES COM INC 5.03,9.01 08/29/06 PDL BIOPHARMA, INC. DE 1.01,3.03,5.03,8.01,9.01 08/25/06 PEAK INTERNATIONAL LTD D0 1.01,9.01 08/25/06 PEOPLES ENERGY CORP IL 1.01 08/29/06 PERKINS & MARIE CALLENDER'S INC DE 2.02,9.01 08/25/06 PHOTON DYNAMICS INC CA 5.02,9.01 08/16/06 AMEND PICO HOLDINGS INC /NEW CA 1.01,9.01 08/25/06 PIZZA INN INC /MO/ MO 1.01,7.01,9.01 08/28/06 PLANETLINK COMMUNICATIONS INC GA 5.03,9.01 08/22/06 PRIVATEBANCORP, INC DE 7.01 08/29/06 PROLOGIS MD 8.01,9.01 08/28/06 PSS WORLD MEDICAL INC FL 1.01,9.01 08/23/06 QMED INC DE 1.01,9.01 08/24/06 R&G FINANCIAL CORP PR 1.01,1.02,2.02,5.02,7.01,9.01 08/28/06 RAAC Series 2006-SP3 Trust 8.01,9.01 08/29/06 RALI Series 2006-QA7 Trust DE 8.01,9.01 08/29/06 RALI Series 2006-QS10 Trust DE 8.01,9.01 08/29/05 RALI Series 2006-QS11 Trust DE 8.01,9.01 08/29/06 RED TRAIL ENERGY, LLC 5.02 08/28/06 RELIANT ENERGY INC DE 7.01,9.01 08/28/06 RENHUANG PHARMACEUTICALS INC NV 1.01,9.01 08/29/06 Residential Asset Securitization Trus 9.01 08/29/06 REYNOLDS & REYNOLDS CO OH 1.01,8.01,9.01 08/29/06 RITE AID CORP DE 7.01,9.01 08/29/06 RIVIERA HOLDINGS CORP NV 7.01 08/29/06 RTO HOLDINGS INC NV 1.01,2.01,3.02,4.01, 08/28/06 5.01,5.02,5.06,9.01 RUBIOS RESTAURANTS INC DE 1.01,5.01 08/21/06 AMEND SAFEGUARD SCIENTIFICS INC PA 8.01,9.01 08/24/06 SAFETEK INTERNATIONAL INC DE 3.02,5.02 07/26/06 SALISBURY BANCORP INC CT 8.01,9.01 08/28/06 SASCO 2006-AM1 DE 1.01,9.01 08/24/06 SAUER DANFOSS INC DE 1.01,5.02,9.01 08/23/06 SCHERING PLOUGH CORP NJ 8.01,9.01 08/29/06 SCHIFF NUTRITION INTERNATIONAL, INC. DE 1.01,2.03 08/23/06 SEMTECH CORP DE 2.02,7.01,9.01 08/29/06 SERVICEMASTER CO DE 2.03 08/29/06 SIGMA DESIGNS INC CA 2.02,9.01 08/29/06 Somanta Pharmaceuticals Inc. DE 1.01,9.01 08/23/06 SRA INTERNATIONAL INC DE 1.01,5.02,9.01 08/22/06 STEEL DYNAMICS INC IN 7.01,9.01 08/29/06 STOCKGROUP INFORMATION SYSTEMS INC CO 5.02 07/18/06 AMEND Structured Asset Investment Loan Trus DE 1.01,9.01 08/24/06 SUFFOLK BANCORP NY 8.01 08/28/06 SUPER VISION INTERNATIONAL INC DE 1.02,5.02,9.01 08/23/06 Sweet Success Enterprises, Inc NV 5.02,9.01 08/23/06 SYMMETRICOM INC DE 1.01 08/25/06 SYSTEMAX INC DE 2.02,9.01 08/29/06 TESSERA TECHNOLOGIES INC DE 1.01,5.02,7.01,9.01 08/28/06 TEXXON INC OK 2.01,9.01 05/31/06 AMEND THOMAS PROPERTIES GROUP INC DE 2.01,9.01 06/15/06 AMEND TIER TECHNOLOGIES INC DE 1.01 08/24/06 TITANIUM METALS CORP DE 7.01,9.01 08/28/06 Tornado Gold International Corp NV 8.01,9.01 08/23/06 TOWER AUTOMOTIVE INC DE 8.01,9.01 08/25/06 TRANSOCEAN INC E9 8.01 08/28/06 TRIZETTO GROUP INC DE 1.01,9.01 08/24/06 TVIA INC DE 8.01,9.01 08/25/06 U S GOLD CORP CO 7.01,9.01 08/29/06 UNITED AMERICA INDEMNITY, LTD E9 1.01,9.01 08/25/06 UNITED BANKSHARES INC/WV WV 8.01,9.01 08/29/06 UNITED MEDICORP INC DE 5.02 08/25/06 UNITIL CORP NH 8.01 08/23/06 VA SOFTWARE CORP DE 2.02,9.01 08/29/06 VERSANT CORP CA 2.02,9.01 08/29/06 VIAD CORP DE 1.01,9.01 08/29/06 VIASPACE Inc. NV 5.02,9.01 08/28/06 VIRGINIA FINANCIAL GROUP INC VA 5.03,9.01 08/24/06 VIROPHARMA INC DE 7.01,9.01 08/28/06 WELLS FARGO & CO/MN DE 9.01 08/29/06 Wells Timber Real Estate Investment T MD 1.01,9.01 08/24/06 WELUND FUND INC 1.01,5.02,8.01 08/23/06 WESTSIDE ENERGY CORP NV 8.01,9.01 08/29/06 WHEELING PITTSBURGH CORP /DE/ DE 8.01,9.01 08/29/06 Williams Partners L.P. 5.03,9.01 08/23/06 WIRELESS AGE COMMUNICATIONS INC NV 5.02,9.01 08/24/06 WORLDBID CORP NV 1.01,7.01,9.01 08/23/06 ZAP CA 3.01,9.01 08/23/06