SEC NEWS DIGEST Issue 2006-10 January 17, 2006 COMMISSION ANNOUNCEMENTS SEC ORDERS A SUSPENSION OF TRADING IN THE STOCK OF SMART ONLINE, INC. The Commission today announced the temporary suspension, pursuant to Section 12(k) of the Securities Exchange Act of 1934 (Exchange Act), of trading in the securities of Smart Online, Inc. (SOLN) (stock symbol SOLN) at 9:30 a.m. EST, Jan. 17, 2006, through 11:59 p.m. EST, on Jan. 30, 2006. The Commission temporarily suspended trading in the securities of SOLN because of possible manipulative conduct occurring in the market for the company's stock. The Commission cautions brokers, dealers, shareholders, and prospective purchasers that they should carefully consider the foregoing information along with all other currently available information and any information subsequently issued by the company. Further, brokers and dealers should be alert to the fact that, pursuant to Rule 15c2-11 under the Exchange Act, at the termination of the trading suspension, no quotation may be entered unless and until they have strictly complied with all of the provisions of the rule. If any broker or dealer has any questions as to whether or not it has complied with the rule, it should not enter any quotation but immediately contact the staff of the Securities and Exchange Commission in Washington, D.C. If any broker or dealer is uncertain as to what is required by Rule 15c2-11, it should refrain from entering quotations relating to SOLN's securities until such time as it has familiarized itself with the rule and is certain that all of its provisions have been met. If any broker or dealer enters any quotation that is in violation of the rule, the Commission will consider the need for prompt enforcement action. For questions related to the operation of Rule 15c2-11, please contact the Division of Market Regulation, Office of Interpretation and Guidance, at (202) 551-5760. Any broker, dealer or other person with information relating to this matter is invited to call Gerald A. Gross, Assistant Regional Director, in the Northeast Regional Office of the Securities and Exchange Commission, at (212) 336-0085 or grossg@sec.gov. (Rel. 34- 53129) SEC ANNOUNCES NATIONAL 'CCOutreach' SEMINAR FOR 2006 The Securities and Exchange Commission today announced that its annual CCOutreach Program National Seminar for mutual fund and investment adviser Chief Compliance Officers will be held on Nov. 14, 2006, at the Commission's Washington, D.C., headquarters. The CCOutreach program aims to enhance compliance by improving communication and coordination with CCOs. As in the inaugural program in 2005, the CCOutreach National Seminar in 2006 will include panel discussions with SEC staff and CCO representatives on the latest compliance developments relevant to CCOs. The National Seminar will again follow a series of regional seminars held by Commission examination staff and will address questions and issues raised at those programs. Further details about the CCOutreach Program Seminars, including the dates and locations of the regional seminars, will be posted periodically on the Commission's CCOutreach webpage at http://www.sec.gov/info/ccoutreach.htm. APPROVAL OF NASDAQ STOCK MARKET LLC EXCHANGE APPLICATION On January 13, the Commission approved the Nasdaq Stock Market LLC's application to become a registered national securities exchange. The Nasdaq Stock Market is the first exchange to register with the Commission since the International Securities Exchange in 2000, and only the third exchange to register with the Commission in over 30 years. Chairman Christopher Cox said, "The Commission and its staff have worked with Nasdaq to facilitate this significant step to protect investors while enhancing the overall efficiency and competitiveness of U.S. securities markets." Since its creation in 1971, Nasdaq has operated under the supervision and control of the NASD, a self-regulatory organization. As a registered exchange, Nasdaq becomes a self-regulatory organization in its own right that is responsible for its own and its members compliance with the federal securities laws. Nasdaq has entered into a Regulatory Services Agreement with the NASD to perform certain regulatory functions on its behalf. However, Nasdaq retains the ultimate responsibility to ensure that its regulatory obligations are fulfilled. Although Nasdaq is now a registered exchange, the commencement of its operations as an exchange, and its independence from ongoing control by the NASD, are conditioned on the prior satisfaction of the following requirements. " Nasdaq must join the various national market system plans and the Intermarket Surveillance Group. " The NASD must determine that its control of Nasdaq through its Preferred Class D share is no longer necessary because NASD can fulfill through other means its obligations with respect to non-Nasdaq exchange-listed securities under the Exchange Act, the rules adopted thereunder, and the various national market system plans. " The Commission must declare effective certain regulatory plans to be filed by Nasdaq. " Nasdaq must file, and the Commission must approve, an agreement pursuant to Section 17d-2 of the Exchange Act that allocates to NASD regulatory responsibility with respect to certain activities of common members. The Commission's findings, opinion, and order granting Nasdaq's application are available on the Commission's website at www.sec.gov. (Press Rel. 2006-09) ENFORCEMENT PROCEEDINGS COMMISSION BARS HAROLD HARRIS AND RONALD CREWS FROM PARTICIPATING IN PENNY STOCK OFFERINGS Harold F. Harris, the former executive vice president and director of U.N. Dollars Corporation (UNDR), an issuer of unregistered penny stock, and Ronald E. Crews, UNDR's former chairman, chief executive officer, and president, have been barred by the Commission from participating in any penny stock offering. The Commission barred Harris and Crews based on their role in the fraudulent sale of UNDR stock and on a permanent injunction entered against them enjoining them from violating from violating the antifraud and securities registration provisions of the federal securities laws. In determining to bar Harris and Crews, the Commission found that Harris's and Crews's actions in facilitating the fraudulent sale of unregistered securities were serious and recurrent, that they acted with scienter in drafting a series of materially false and misleading press releases to provide support for the sudden rise in the price of the stock, and that they had published a website that contained material misrepresentations about UNDR's operations and prospects. The Commission further noted that Harris's and Crews's current occupations present ample opportunity for them to repeat their misconduct if they were not so barred. (Rel. 34-53122; File No. 3-11573) WILLIAM FRICKE, CPA, REINSTATED TO APPEAR AND PRACTICE BEFORE THE COMMISSION AS AN ACCOUNTANT Pursuant to Rule 102(e)(5)(i) of the Commission's Rules of Practice, Willaim T. Fricke, CPA, has applied for and been granted reinstatement of his privilege to appear and practice before the Commission as an accountant. Mr. Fricke, who was denied the privilege of appearing or practicing before the Commission on April 24, 2003, pursuant to a settled proceeding, has represented that he has complied and will continue to comply with the terms of the order that denied him from appearing or practicing before the Commission as an accountant. Mr. Fricke's reinstatement is effective immediately. (Rel. 34-53125; AAE Rel. 2363; File No. 3-11091) WESTERN FINANCIAL CORPORATIION STOCK REGISTRATION REVOKED The registration of the stock of Western Financial Corporation has been revoked. The company repeatedly failed to timely file required periodic reports with the Securities and Exchange Commission. Thus, it violated a crucial provision of the federal securities laws that requires public corporations to publicly disclose current, accurate financial information so that investors may make informed decisions. The revocation was ordered in an administrative proceeding before an administrative law judge. (Rel. 34-53134; File No. 3-11979) SEC OBTAINS FINAL JUDGMENTS BY DEFAULT AGAINST KIMBERLY CARRELLA AND VINCENT CARRELLA On January 9, the U.S. District Court for the Eastern District of New York entered final judgments by default against defendants Kimberly J. Carrella and Vincent M. Carrella. The final judgments permanently enjoin defendants from violating Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934, and Rule 10b-5 thereunder. In addition, the final judgments find defendants liable, on a joint and several basis, for disgorgement of $3,324,791.46 plus prejudgment interest of $601,940.60, and civil monetary penalties of $20,000. The Commission's complaint alleged that from early 2000 until September 2002, Kimberly Carrella and Vincent Carrella directed a scheme to defraud Kimberly Securities, Inc.'s customers. Kimberly Carrella and other Kimberly Securities brokers misrepresented, and failed to disclose, material information to investors to persuade them to open brokerage accounts at Kimberly Securities and to invest significant amounts of money. Kimberly Carrella and the other brokers then repeatedly executed unauthorized, unsuitable trades in customer accounts, and churned accounts. This frequent trading typically depleted customers' capital investments through trading losses and commission charges. Once there were no funds remaining in the customers' accounts, or the customers closed their accounts, Kimberly Securities brokers lured new, unsuspecting customers into opening accounts at Kimberly Securities, and repeated the same conduct. Through this scheme, defendants enriched themselves at their customers' expense. For example, from January 2000 to September 2002, Kimberly Securities charged customers approximately $4.5 million in commissions. During the same time period, customers lost in excess of $4 million through trading losses and commission charges. For further information see LR-18860 and LR-19381. [SEC v. Kimberly J. Carrella, et al., 04-CV-3754 (E.D.N.Y.)] (LR-19529) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE The Fixed Income Clearing Corporation filed a proposed rule change (SR-FICC-2005-21) under Section 19(b)(1) of the Exchange Act, which rule change became effective upon filing, to revise the fee structures of the Government Securities Division and the Mortgage-Backed Securities Division. Publication of the proposal is expected in the Federal Register during the week of January 16. (Rel. 34-53106) DELISTINGS GRANTED An order has been issued granting the application of the American Stock Exchange to strike from listing and registration the common stock, $.001 par value, of Farmstead Telephone Group, Inc., effective at the opening of business on January 17. (Rel. 34-53113) An order has been issued granting the application of the American Stock Exchange to strike from listing and registration the 6.75% monthly income notes of Capital Automotive REIT, effective at the opening of business on January 17. (Rel. 34-53114) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3 FBR Securitization, Inc., 1001 NINETEENTH STREET NORTH, ARLINGTON, VA, 22209, 703-312-9500 - 0 ($1,000,000.00) Asset-Backed Securities, (File 333-131005 - Jan. 13) (BR. 05D) S-8 CORNERSTONE BANCSHARES INC, 4154 RINGGOLD RD, CHATTANOOGA, TN, 37412-416, 4236982454 - 100,000 ($2,400,000.00) Equity, (File 333-131006 - Jan. 13) (BR. 07A) S-8 OPENWAVE SYSTEMS INC, 2100 SEAPORT BLVD., REDWOOD CITY, CA, 94063, 650-480-8000 - 5,000,000 ($5,000,000.00) Equity, (File 333-131008 - Jan. 13) (BR. 03B) SB-2 XL Generation International, 39 WOODSTONE DRIVE, WINNIPEG, A2, R2E 0M5, 204-295-8015 - 8,374,444 ($33,497,776.00) Equity, (File 333-131009 - Jan. 13) (BR. 03A) S-3 ORAGENICS INC, 12085 RESEARCH DRIVE, ALACHUA, FL, 32615, 3864184018 - 7,205,000 ($2,737,900.00) Equity, (File 333-131015 - Jan. 13) (BR. 01B) S-8 SONICWALL INC, 1160 BORDEAUX DRIVE, SUNNYVALE, CA, 94089, 4087459600 - 0 ($21,497,645.19) Equity, (File 333-131016 - Jan. 13) (BR. 08C) SB-2 Crawford Lake Mining Inc., 4372 GRETA STREET, BURNABY, A1, V5J 1N8, 604-435-1141 - 2,780,000 ($278,000.00) Equity, (File 333-131017 - Jan. 13) (BR. 09) S-1 TRIAD FINANCIAL CORP, 7711 CENTER AVENUE, SUITE 250, HUNTINGTON BEACH, CA, 92647, 7143738300 - 0 ($1.00) Non-Convertible Debt, (File 333-131018 - Jan. 13) (BR. 05) SB-2 ARTCRAFT V INC, 3560 SE MARINE DRIVE, VANCOUVER, A1, V5S 4R6, 604-734-1607 - 500,000 ($245,000.00) Equity, (File 333-131019 - Jan. 13) (BR. 09B) S-8 PC TEL INC, 8725 W. HIGGINS RD., SUITE 400, CHICAGO, IL, 60631, 773-243-3000 - 0 ($6,258,000.00) Equity, (File 333-131020 - Jan. 13) (BR. 03C) S-8 MICRON ENVIRO SYSTEMS INC, 789 WEST PENDER ST, SUITE 1250, VANCOUVER BC, A1, V6C 1H2, 6046466903 - 6,000,000 ($174,000.00) Equity, (File 333-131022 - Jan. 13) (BR. 04A) S-8 COTHERIX INC, 5000 SHORELINE COURT, SUITE 101, SOUTH SAN FRANCISCO, CA, 94080, 650-808-6500 - 691,294 ($7,645,711.64) Equity, (File 333-131023 - Jan. 13) (BR. 01B) S-8 CLINICAL DATA INC, ONE GATEWAY CENTER, SUITE 411, NEWTON, MA, 02158, 6172619933 - 40,000 ($737,800.00) Equity, (File 333-131024 - Jan. 13) (BR. 10A) F-6 UNILEVER PLC, UNILEVER HOUSE, BLACKFRIARS, LONDON ENGLAND, X0, EC4P 4BQ, 201-894-2790 - 200,000,000 ($10,000,000.00) ADRs/ADSs, (File 333-131025 - Jan. 13) (BR. 04B) S-3 NEOMAGIC CORP, 3250 JAY STREET, 3250 JAY STREET, SANTA CLARA, CA, 95054, (408) 988- - 2,366,491 ($23,475,590.72) Equity, (File 333-131026 - Jan. 13) (BR. 10B) S-8 RAVEN MOON ENTERTAINMENT INC, 120 INTERNATIONAL PARKWAY, SUITE 220, HEATHROW, FL, 32746, 800,000,000 ($240,000.00) Equity, (File 333-131027 - Jan. 13) (BR. 05C) S-8 TORBAY HOLDINGS INC, 140 OLD COUNTRY ROAD, SUITE 205, MINEOLA, NY, 11501, 5167475955 - 3,000,000 ($87,000.00) Equity, (File 333-131028 - Jan. 13) (BR. 06C) S-1 LIGAND PHARMACEUTICALS INC, 10275 SCIENCE CENTER DRIVE, SAN DIEGO, CA, 92121-1117, 8585507500 - 7,988,793 ($94,431,485.82) Equity, (File 333-131029 - Jan. 13) (BR. 01B) S-8 SOUTHERN CONNECTICUT BANCORP INC, 215 CHURCH STREET, NEW HAVEN, CT, 06510, 2037821100 - 150,000 ($1,057,500.00) Equity, (File 333-131030 - Jan. 13) (BR. 07B) S-8 DISTRIBUTED ENERGY SYSTEMS CORP, 10 TECHNOLOGY DR, WALLINGFORD, CT, 06492, 2036782000 - 950,000 ($7,300,750.00) Equity, (File 333-131031 - Jan. 13) (BR. 02C) SB-2 Harbin Electric, Inc, NO. 9, HA PING XI LU, HA PING LU JI ZHONG QU HARBIN KAI FA QU, HARBIN, F4, 150001, 86 45182621768 - 2,080,000 ($18,304,000.00) Equity, (File 333-131032 - Jan. 13) (BR. 09A) S-4 CENTERSTATE BANKS OF FLORIDA INC, 1101 FIRST ST. S., SUITE 202, WINTER HAVEN, FL, 33880, 8632932600 - 0 ($8,997,410.00) Equity, (File 333-131033 - Jan. 13) (BR. 07C) S-3 GERMAN AMERICAN BANCORP, 711 MAIN ST, P O BOX 810, JASPER, IN, 47546, 8124821314 - 349,468 ($4,532,600.00) Equity, (File 333-131034 - Jan. 13) (BR. 07A) S-8 ICOP DIGITAL, INC, 16801 WEST 116TH STREET, LENEXA, KS, 66219, 913-338-5550 - 1,000,000 ($7,100,000.00) Equity, (File 333-131036 - Jan. 13) (BR. 11A) S-8 CRITICAL THERAPEUTICS INC, 60 WESTVIEW STREET, LEXINGTON, MA, 02421, 781-402-5700 - 0 ($8,946,664.00) Equity, (File 333-131037 - Jan. 13) (BR. 01A) S-8 ICOP DIGITAL, INC, 16801 WEST 116TH STREET, LENEXA, KS, 66219, 913-338-5550 - 200,000 ($1,420,000.00) Equity, (File 333-131038 - Jan. 13) (BR. 11A) SB-2 Global Pharmatech, Inc., 89 RAVINE EDGE DRIVE, RICHMOND HILL, ONTARIO, A6, L4E 4J6, 905-787-8225 - 3,247,308 ($7,144,078.00) Equity, (File 333-131039 - Jan. 13) (BR. 05A) S-8 Viacom Inc., 1515 BROADWAY, NEW YORK, NY, 10036, (212) 258-6000 - 0 ($4,283,985,776.63) Other, (File 333-131040 - Jan. 13) (BR. 11B) SB-2 Ancor Resources Inc., 501 PACIFIC STREET, SUITE 1210, VANCOUVER, A1, V6Z 2X6, 604-838-1926 - 4,125,000 ($412,500.00) Equity, (File 333-131041 - Jan. 13) (BR. ) S-3 EMS TECHNOLOGIES INC, 660 ENGINEERING DRIVE, NORCROSS, GA, 30092, 7702639200 - 3,450,000 ($60,806,250.00) Equity, (File 333-131042 - Jan. 13) (BR. 11B) SB-2 DULCIN IZMIR CORP, P.O. BOX 331838, MIAMI, FL, 33233, 305-667-5540 - 10,000,000 ($2,500,000.00) Equity, (File 333-131043 - Jan. 13) (BR. ) S-3 AMTECH SYSTEMS INC, 131 S CLARK DR, TEMPE, AZ, 85281, 6029675146 - 700,000 ($5,278,000.00) Equity, (File 333-131044 - Jan. 13) (BR. 10A) S-1 Health Fitness Corp /MN/, 3600 AMERICAN BLVD W., SUITE 560, BLOOMINGTON, MN, 55431, 612-831-6830 - 6,630,000 ($17,702,100.00) Equity, (File 333-131045 - Jan. 13) (BR. 01C) S-3ASR MAVERICK TUBE CORPORATION, 16401 SWINGLEY RIDGE RD, STE 700, CHESTERFIELD, MO, 63017-1713, 6367331600 - 0 ($250,000,000.00) Debt Convertible into Equity, (File 333-131046 - Jan. 13) (BR. 06B) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------------- 4 KIDS ENTERTAINMENT INC NY 1.01,5.02,9.01 01/09/06 AMEND AB WATLEY GROUP INC DE 8.01 09/29/05 ABM INDUSTRIES INC /DE/ DE 1.01 01/09/06 ADAM INC GA 1.01,5.02,9.01 01/09/06 ADELPHIA COMMUNICATIONS CORP DE 7.01,9.01 01/09/06 ADELPHIA COMMUNICATIONS CORP DE 9.01 01/09/06 AMEND ADELPHIA COMMUNICATIONS CORP DE 9.01 01/09/06 AMEND ADOBE SYSTEMS INC DE 1.01,9.01 01/10/06 ADVANCED COMMUNICATIONS TECHNOLOGIES FL 4.01,9.01 01/09/06 AKORN INC LA 3.02 01/13/06 ALAMOSA HOLDINGS INC DE 8.01 01/12/06 ALEXANDRIA REAL ESTATE EQUITIES INC MD 1.01 01/09/06 ALLIANCE CAPITAL MANAGEMENT HOLDING L DE 2.02,7.01,9.01 01/12/06 ALLIANCE CAPITAL MANAGEMENT L P DE 2.02,7.01,9.01 01/12/06 Allis Chalmers Energy Inc. DE 7.01,9.01 01/12/06 ALLOY INC DE 8.01,9.01 01/12/06 ALLSTATE LIFE GLOBAL FUNDING DE 8.01 10/03/05 AMEND ALTERNATIVE LOAN TRUST 2005-64CB 8.01,9.01 10/31/05 ALTERNET SYSTEMS INC NV 3.02 01/13/06 AMBASSADORS INTERNATIONAL INC DE 2.01,3.02,9.01 01/13/06 AMEREN CORP MO 1.01,9.01 01/09/06 American Caresource Holdings, Inc. DE 1.01,9.01 01/12/06 AMEND AMERICAN EXPRESS CO NY 1.01,9.01 11/21/05 AMERICAN GOLDFIELDS INC NV 5.02 01/11/06 AMERICAN HOME MORTGAGE INVESTMENT COR MD 2.02,9.01 01/12/06 AMERICAN INTERNATIONAL GROUP INC DE 8.01 01/09/06 AMERICAN RETIREMENT CORP TN 2.02,7.01,9.01 01/12/06 AMERIGAS PARTNERS LP DE 8.01,9.01 01/10/06 AMKOR TECHNOLOGY INC DE 5.02 01/09/06 AMKOR TECHNOLOGY INC DE 5.02 01/10/06 ANALOGIC CORP MA 9.01 11/01/05 AMEND ANDRX CORP /DE/ DE 1.01 01/11/06 APOLLO GOLD CORP 1.01,2.03,3.03,9.01 12/19/05 APPLERA CORP DE 1.01,1.02,2.05,9.01 01/09/06 ARBINET THEXCHANGE INC DE 5.02,9.01 01/09/06 ARCHSTONE SMITH TRUST CO 5.04,9.01 01/13/06 ARMSTRONG HOLDINGS INC /PA/ PA 1.01,9.01 01/13/06 ARRIS GROUP INC DE 2.02,7.01,9.01 01/12/06 AMEND ATA HOLDINGS CORP IN 5.02,9.01 01/13/06 ATLAS AMERICA INC DE 7.01,9.01 01/12/06 ATLAS PIPELINE PARTNERS LP DE 7.01 01/12/06 AVON PRODUCTS INC NY 1.01,1.02,2.03,9.01 01/13/06 Banc of America Commercial Mortgage I DE 8.01,9.01 01/13/06 Banc of America Mortgage Trust 2005-1 DE 8.01,9.01 12/29/05 BARD C R INC /NJ/ NJ 2.02,9.01 01/13/06 BARNES GROUP INC DE 1.01 01/13/06 BARRY R G CORP /OH/ OH 2.02,9.01 01/13/06 Bear Stearns Asset Backed Securities DE 8.01,9.01 12/27/05 Bear Stearns Asset Backed Securities DE 9.01 12/30/05 Bear Stearns Commercial Mortgage Secu DE 8.01,9.01 01/11/06 BED BATH & BEYOND INC NY 1.01,9.01 01/13/06 BELLSOUTH CORP GA 1.01 01/10/06 BENCHMARK ELECTRONICS INC TX 2.02,9.01 01/12/06 BERRY PETROLEUM CO DE 7.01,9.01 01/13/06 BEST BUY CO INC MN 5.02 01/11/06 BEVERLY ENTERPRISES INC DE 8.01,9.01 01/13/06 BIOLASE TECHNOLOGY INC DE 8.01,9.01 01/09/06 BIOPURE CORP DE 8.01,9.01 01/12/06 BIOTIME INC CA 1.01,9.01 01/09/06 BIRNER DENTAL MANAGEMENT SERVICES INC CO 8.01 01/12/06 BNCCORP INC DE 5.03,9.01 01/11/06 AMEND BOSTON BEER CO INC MA 5.02 01/13/06 BOSTON SCIENTIFIC CORP DE 8.01,9.01 01/12/06 BRISTOL MYERS SQUIBB CO DE 1.01,5.02,9.01 01/10/06 BRISTOL MYERS SQUIBB CO DE 5.02 09/13/05 AMEND BRISTOL WEST HOLDINGS INC DE 1.01 01/12/06 BROCADE COMMUNICATIONS SYSTEMS INC DE 2.02,9.01 01/12/06 Brookdale Senior Living Inc. DE 1.01,9.01 01/11/06 BRUSH ENGINEERED MATERIALS INC 7.01,9.01 01/13/06 BSD MEDICAL CORP DE 7.01,9.01 01/13/06 BUCKEYE TECHNOLOGIES INC DE 8.01,9.01 01/12/06 BUFFETS HOLDINGS, INC. DE 8.01,9.01 01/13/06 BUILDING MATERIALS HOLDING CORP DE 2.01,9.01 01/09/06 CALPINE CORP DE 5.02,8.01,9.01 01/13/06 Calpine Generating Company, LLC DE 5.02 01/09/06 CANWEST PETROLEUM CORP 8.01,9.01 01/13/06 CARACO PHARMACEUTICAL LABORATORIES LT MI 3.02 01/12/06 CASEYS GENERAL STORES INC IA 7.01 01/13/06 CCC INFORMATION SERVICES GROUP INC DE 8.01,9.01 01/10/06 Centerplate, Inc. DE 8.01,9.01 01/13/06 CENTRAL FEDERAL CORP DE 1.01,8.01,9.01 01/10/06 CENTRAL PARKING CORP TN 8.01,9.01 01/13/06 CENTURY BANCORP INC MA 8.01,9.01 01/13/06 CHEMBIO DIAGNOSTICS, INC. NV 7.01,9.01 01/12/06 CHESAPEAKE CORP /VA/ VA 2.05 01/09/06 CHICAGO BRIDGE & IRON CO N V 1.01,9.01 01/13/06 CHINA FUND INC MD 7.01,9.01 10/01/05 AMEND CHINA FUND INC MD 7.01,9.01 11/01/05 AMEND CHINA MEDIA NETWORKS INTERNATIONAL IN NV 9.01 01/09/06 CHL Mortgage Pass-Through Trust 2005- DE 8.01,9.01 12/28/05 CIPHERGEN BIOSYSTEMS INC DE 3.01,7.01,9.01 01/09/06 CITIGROUP INC DE 8.01,9.01 01/13/06 CITIZENS & NORTHERN CORP PA 2.02,9.01 12/31/05 CKE RESTAURANTS INC DE 1.01,5.02 01/10/06 CMGI INC DE 1.01,9.01 01/09/06 CN BANCORP INC MD 7.01,9.01 01/13/06 CNB CORP /SC/ SC 1.01 01/10/06 CNL Hotels & Resorts, Inc. MD 1.01,2.03,9.01 01/13/06 CNL Hotels & Resorts, Inc. MD 2.01,9.01 01/13/06 COLGATE PALMOLIVE CO DE 5.02,5.03,9.01 01/12/06 Collegiate Funding Services Education 8.01,9.01 12/31/05 Collegiate Funding Services Education DE 8.01,9.01 12/31/05 COLOMBIA GOLDFIELDS LTD 1.01,9.01 01/12/06 COLUMBIA BANCORP MD 1.01 01/09/06 COMMAND SECURITY CORP NY 1.01,9.01 01/09/06 COMMERCE DEVELOPMENT CORP LTD 1.01,3.02,5.01,5.02,9.01 01/13/06 COMMERCIAL METALS CO DE 5.02 01/11/06 COMPUWARE CORP MI 2.02,9.01 01/11/06 CONCENTRA OPERATING CORP NV 9.01 10/31/05 AMEND CONNECTICUT WATER SERVICE INC / CT CT 1.01,9.01 12/01/05 CONNECTICUT WATER SERVICE INC / CT CT 1.01,5.02,9.01 01/11/06 CONSOLIDATED NATURAL GAS CO/VA DE 1.01,9.01 01/11/06 COOPER COMPANIES INC DE 5.03,9.01 01/09/06 CORONADO INDUSTRIES INC NY 1.01,3.02 01/11/06 CREATIVE ENTERPRISES INTERNATIONAL IN NV 1.02 01/09/06 CREDIT & ASSET REP VEHICLE CORP ALLST DE 8.01,9.01 01/01/06 CSFB Mortgage-Backed Pass-Through Cer DE 8.01,9.01 08/25/05 AMEND CSFB Mortgage-Backed Pass-Through Cer DE 8.01,9.01 09/26/05 AMEND CSFB Mortgage-Backed Pass-Through Cer DE 8.01,9.01 10/25/05 AMEND CSP INC /MA/ MA 2.02,9.01 01/12/06 CUTERA INC DE 5.02 01/09/06 CVB FINANCIAL CORP CA 5.03 01/10/06 CWHEQ Revolving Home Equity Loan Trus 8.01,9.01 12/28/05 CWHEQ Revolving Home Equity Loan Trus 8.01,9.01 12/29/05 Cyberkinetics Neurotechnology Systems DE 2.03,9.01 01/10/06 DEL LABORATORIES INC DE 2.05,2.06 01/13/06 DELPHI CORP DE 8.01 01/13/06 DEVON ENERGY CORP/DE DE 2.06,9.01 01/10/06 DIAMONDHEAD CASINO CORP DE 5.02 01/10/06 DOBSON COMMUNICATIONS CORP OK 2.02,9.01 01/11/06 DOMINION HOMES INC OH 2.02,7.01,9.01 01/12/06 DOMINION RESOURCES INC /VA/ VA 1.01,9.01 01/11/06 DRS TECHNOLOGIES INC DE 8.01,9.01 01/12/06 DRS TECHNOLOGIES INC DE 8.01,9.01 01/13/06 DSL NET INC DE 8.01,9.01 01/09/06 DUPONT E I DE NEMOURS & CO DE 2.02 01/13/06 El Pollo Loco, Inc. DE 1.01,5.02,9.01 01/09/06 ELECTRONIC SYSTEMS TECHNOLOGY INC WA 8.01 01/09/06 ELEPHANT TALK COMMUNICATIONS INC CA 1.01,3.02,9.01 01/02/06 ELGRANDE INTERNATIONAL, INC. NV 1.01,2.03,3.02,9.01 12/07/05 ENER1 INC FL 5.02 01/09/06 ENERGY & ENGINE TECHNOLOGY CORP NV 4.01 01/03/06 AMEND ENERGY WEST INC MT 7.01,9.01 01/13/06 ENGELHARD CORP DE 8.01 01/13/06 ENHERENT CORP DE 1.01,9.01 01/09/06 Ensource Energy Income Fund LP DE 8.01,9.01 01/13/06 Enterprise GP Holdings L.P. DE 2.03,9.01 01/11/06 ENTREMED INC DE 1.01,9.01 01/09/06 EPICEPT CORP 7.01,9.01 01/09/06 EPIXTAR CORP FL 1.01,2.01,2.03,8.01,9.01 01/09/06 EPIXTAR CORP FL 4.01,9.01 01/09/06 EPOLIN INC /NJ/ NJ 5.02,9.01 01/10/06 EVCI Career Colleges Holding Corp DE 8.01,9.01 01/12/06 FGI GROUP INC DE 8.01,9.01 01/13/06 FINANCIAL INDUSTRIES CORP TX 1.01,9.01 01/05/06 FINANCIAL TELECOM LTD USA INC 4.01 01/13/06 FIRST ACCEPTANCE CORP /DE/ DE 7.01,9.01 01/12/06 FIRST SOUTH BANCORP INC SC 1.01 01/10/06 FIRST STATE BANCORPORATION NM 1.02,5.02 01/09/06 FMC TECHNOLOGIES INC DE 7.01,9.01 01/13/06 FNB BANCORP/CA/ 8.01,9.01 01/13/06 FROZEN FOOD EXPRESS INDUSTRIES INC TX 5.02,9.01 01/13/06 FULTON FINANCIAL CORP PA 8.01 01/13/06 FUSION TELECOMMUNICATIONS INTERNATION 8.01,9.01 01/12/06 G REIT INC MD 8.01,9.01 01/13/06 GATEWAY INTERNATIONAL HOLDINGS INC NV 8.01,9.01 01/13/05 GENENTECH INC DE 8.01 01/12/06 AMEND GENERAL MOTORS ACCEPTANCE CORP DE 2.06 01/11/06 GENERAL MOTORS ACCEPTANCE CORP DE 7.01,9.01 01/13/06 GENERAL MOTORS CORP DE 8.01 01/12/06 GENERAL MOTORS CORP DE 7.01,9.01 01/13/06 GENERAL NUTRITION CENTERS INC PA 2.02,9.01 01/12/06 GENERAL NUTRITION CENTERS INC PA 1.01,5.02,9.01 12/16/05 AMEND GEOCOM RESOURCES INC NV 4.01,9.01 01/12/06 GILDER ENTERPRISES INC NV 5.02 01/09/06 GLIMCHER REALTY TRUST MD 1.01,2.03 01/13/06 GLOBAL MATRECHS, INC. DE 1.01,3.02,5.02,9.01 12/30/05 GLOBETEL COMMUNICATIONS CORP DE 5.02,8.01 01/05/06 GNC CORP DE 2.02,9.01 01/12/06 GNC CORP DE 1.01,5.02,9.01 12/16/05 AMEND GREAT PEE DEE BANCORP INC DE 2.02,5.02,9.01 01/10/06 GREAT WESTERN BANCORPORATION INC IA 1.02,2.04,8.01 01/13/06 Green Mountain Capital Inc. 7.01,9.01 01/09/06 GSAMP Trust 2005-HE6 DE 8.01,9.01 12/29/05 GSR Mortgage Loan Trust 2005-9F DE 8.01 12/29/05 GSR Trust 2005-HEL1 9.01 12/29/05 GUARANTY FEDERAL BANCSHARES INC DE 2.02,9.01 12/31/05 GUIDANT CORP IN 8.01,9.01 01/12/06 HANOVER CAPITAL MORTGAGE HOLDINGS INC MD 8.01,9.01 01/10/06 HASTINGS ENTERTAINMENT INC TX 4.02 12/02/05 AMEND HCA INC/TN DE 2.02,7.01,9.01 01/13/06 HEALTHTRONICS, INC. GA 7.01,9.01 01/13/05 HeartSTAT Technology, Inc. DE 1.01,3.02,5.01,5.02,9.01 11/01/05 HEILIG MEYERS CO VA 8.01 11/30/05 HELEN OF TROY LTD 2.02,9.01 01/09/06 HNI CORP IA 8.01,9.01 01/12/06 Home Equity Mortgage Trust 2005-5 DE 9.01 12/29/05 Home Loan Mortgage Loan Trust 2005-1 DE 2.01,8.01,9.01 11/16/05 HOOKER FURNITURE CORP VA 2.02,9.01 01/11/06 HOOPER HOLMES INC NY 1.01,5.02,9.01 01/09/06 HOST MARRIOTT CORP/ MD 8.01 01/11/06 IDENTIX INC DE 1.01,9.01 01/11/06 IGIA, Inc. DE 1.03,9.01 01/12/06 Impac Secured Assets Corp., Mortgage CA 2.01,8.01,9.01 12/29/05 INCOME OPPORTUNITY REALTY INVESTORS I NV 5.03,9.01 01/11/06 INFINEX VENTURES INC NV 5.02 01/10/06 INFINIUM LABS INC DE 1.01,9.01 01/11/06 INFONOW CORP / DE 1.01,1.02,5.02,9.01 01/09/06 ING USA ANNUITY & LIFE INSURANCE CO IA 8.01,9.01 01/03/06 Inland American Real Estate Trust, In MD 9.01 12/28/05 AMEND Inland American Real Estate Trust, In MD 9.01 12/02/05 AMEND Inland American Real Estate Trust, In MD 9.01 12/08/05 AMEND Inland American Real Estate Trust, In MD 9.01 12/16/05 AMEND Inland American Real Estate Trust, In MD 9.01 12/20/05 AMEND Inland American Real Estate Trust, In MD 9.01 12/22/05 AMEND Inland American Real Estate Trust, In MD 9.01 01/04/06 AMEND INLAND REAL ESTATE CORP MD 8.01,9.01 01/13/06 INSMED INC VA 3.02 12/28/05 INSTEEL INDUSTRIES INC NC 1.01,8.01,9.01 01/12/06 INTERDIGITAL COMMUNICATIONS CORP PA 7.01,9.01 01/13/06 INTERNATIONAL BARRIER TECHNOLOGY INC/ 7.01 01/12/06 INTERNET AMERICA INC TX 5.02 01/09/06 INVESTOOLS INC DE 7.01,9.01 01/13/06 IPC HOLDINGS LTD 2.03,9.01 12/30/05 IRELAND INC. 5.02 01/10/06 J.P. Morgan Alternative Loan Trust 20 DE 8.01,9.01 01/13/06 J.P. Morgan Mortgage Acquisition Corp DE 8.01,9.01 01/13/05 J.P. Morgan Mortgage Trust 2005-S3 8.01,9.01 01/13/06 JONES SODA CO WA 7.01 01/12/06 KANA SOFTWARE INC DE 2.02,9.01 01/12/06 KANSAS CITY SOUTHERN DE 1.01,1.02,2.01,2.03 01/11/06 KLEENAIR SYSTEMS INC NV 4.01,9.01 01/03/06 LA QUINTA CORP DE 1.01,8.01,9.01 01/13/06 LARGE SCALE BIOLOGY CORP DE 1.03,2.04,7.01 01/09/06 LEARNING TREE INTERNATIONAL INC DE 2.02,9.01 01/13/06 Lehman Mortgae Trust 2005-3 DE 8.01 12/30/05 Lehman XS Trust Series 2005-9N DE 8.01,9.01 01/13/05 LEINER HEALTH PRODUCTS INC DE 5.02 01/13/06 LENNAR CORP /NEW/ DE 5.02,9.01 01/12/06 LEUCADIA NATIONAL CORP NY 1.01,9.01 01/09/06 LEVEL 8 SYSTEMS INC DE 5.02 01/12/06 LIFEWAY FOODS INC IL 5.02 01/06/06 LIGHTBRIDGE INC DE 2.02,2.05,9.01 01/13/06 LINCOLN BANCORP /IN/ IN 1.01,9.01 01/11/06 LINCOLN NATIONAL CORP IN 1.01,8.01,9.01 01/12/06 LOTUS CAPITAL CORP NV 4.01,9.01 01/09/06 LUCENT TECHNOLOGIES INC DE 2.02,7.01,9.01 01/13/06 LUCENT TECHNOLOGIES INC DE 5.02,9.01 01/13/06 M WISE INC DE 1.01,3.02,9.01 12/22/05 MAN SANG HOLDINGS INC NV 5.02 01/13/06 MARTEN TRANSPORT LTD DE 1.01 01/09/06 MARVELL TECHNOLOGY GROUP LTD D0 9.01 11/04/05 AMEND MASSBANK CORP DE 8.01,9.01 01/13/06 MB FINANCIAL INC /MD MD 8.01,9.01 01/13/06 MBT FINANCIAL CORP MI 2.02,9.01 01/12/06 MEDICINOVA INC DE 5.02,8.01,9.01 01/09/06 MERITAGE MORT LOAN TRUST 2005-3, AS-B DE 2.01,8.01,9.01 11/21/05 MESABI TRUST NY 2.02,9.01 01/13/06 MILLER HERMAN INC MI 7.01 01/13/06 MINDEN BANCORP INC 7.01,9.01 01/11/06 MOCON INC MN 5.02,9.01 01/09/06 Morgan Stanley Capital I Trust 2005 T DE 8.01,9.01 01/13/06 Morgan Stanley Capital I Trust 2005-H DE 8.01,9.01 01/13/06 Morgan Stanley Mortgage Loan Trust 20 DE 8.01,9.01 11/30/05 Morgan Stanley Mortgage Loan Trust 20 DE 8.01,9.01 10/31/05 Morgan Stanley Mortgage Loan Trust 20 DE 8.01,9.01 10/31/05 Morgan Stanley Mortgage Loan Trust 20 DE 8.01,9.01 11/30/05 MSM 2005-5AR DE 8.01,9.01 08/31/05 NAVARRE CORP /MN/ MN 7.01,9.01 01/13/06 NAVIGANT INTERNATIONAL INC DE 8.01,9.01 01/13/06 Neenah Paper Inc DE 8.01,9.01 01/12/06 Neenah Paper Inc DE 5.02,9.01 01/10/06 NEOPHARM INC DE 7.01,9.01 01/10/06 NEOWARE INC DE 7.01 01/13/06 AMEND NEPHROS INC DE 1.01,5.02,8.01,9.01 01/11/06 NEVSTAR CORP NV 3.03,5.03,9.01 01/12/06 NEXTPHASE WIRELESS, INC. NV 1.01,5.02 01/09/06 NORTHSTAR REALTY 1.01 01/10/06 NOVADEL PHARMA INC DE 7.01,8.01,9.01 01/10/06 NRG ENERGY, INC. DE 8.01,9.01 01/13/06 NS8 CORP DE 1.01 01/09/06 NYMEX HOLDINGS INC DE 8.01 01/13/06 OMNICARE INC DE 8.01 01/13/06 ONEIDA FINANCIAL CORP DE 8.01 01/12/06 Onstream Media CORP FL 8.01,9.01 01/13/06 Orange 21 Inc. DE 1.01,9.01 01/09/06 ORRSTOWN FINANCIAL SERVICES INC PA 8.01,9.01 12/20/05 OVERSEAS PARTNERS LTD 1.01,5.02 01/10/06 OVERSTOCK COM INC UT 7.01,9.01 01/12/06 OVERSTOCK COM INC UT 7.01,9.01 01/12/06 P F CHANGS CHINA BISTRO INC 1.01,9.01 01/09/06 P&F INDUSTRIES INC DE 1.01,9.01 01/13/06 PACIFIC GAS & ELECTRIC CO CA 2.03,8.01 01/12/06 PEAPACK GLADSTONE FINANCIAL CORP NJ 1.01,9.01 12/31/05 PEOPLES BANCORP INC/MD MD 5.02 11/23/05 AMEND PG&E CORP CA 2.03,8.01 01/12/06 PINNACLE AIRLINES CORP DE 8.01 01/09/06 PINNACLE ENTERTAINMENT INC DE 1.01,9.01 01/12/06 PORTAL SOFTWARE INC DE 1.01,9.01 01/09/06 PRA International DE 2.02,9.01 01/13/06 PREMIER EXHIBITIONS, INC. 1.01,9.01 01/09/06 Prime Mortgage Trust 2005-5 DE 9.01 12/29/05 PROGRAMMERS PARADISE INC DE 1.01,5.02,9.01 01/09/06 PROGRESS ENERGY INC NC 8.01,9.01 01/10/06 PURE CYCLE CORP DE 2.02,9.01 01/13/06 QUANTUM FUEL SYSTEMS TECHNOLOGIES WOR DE 1.01,9.01 01/13/06 Quintana Maritime LTD 1T 1.01,5.02,9.01 01/11/06 R&G FINANCIAL CORP PR 7.01,9.01 01/13/06 RALI Series 2005-QA13 Trust DE 8.01,9.01 01/13/06 RALI Series 2005-QO5 Trust DE 8.01,9.01 01/13/06 RALI Series 2005-QS17 Trust DE 8.01,9.01 01/13/06 RAMP Series 2005-EFC7 Trust DE 8.01,9.01 01/11/06 RAMP Series 2005-NC1 Trust DE 8.01,9.01 01/11/06 RAMP Series 2005-RZ4 Trust DE 8.01,9.01 01/13/06 RAMP Series 2005-SP3 Trust DE 8.01,9.01 01/13/06 Rand Acquisition CORP DE 7.01,9.01 09/07/05 AMEND RASC Series 2005-EMX5 DE 8.01,9.01 01/13/05 RASC Series 2005-KS12 Trust DE 8.01,9.01 01/11/06 REEBOK INTERNATIONAL LTD MA 8.01 01/13/06 REGIS CORP MN 1.01,1.02,3.03,5.02,9.01 01/10/06 Remote Dynamics Inc DE 3.01,9.01 01/09/06 Republic Property Trust MD 5.02,8.01,9.01 01/13/06 RESIDENTIAL CAPITAL CORP DE 7.01 01/13/06 RFMSI Series 2005-S9 Trust DE 8.01,9.01 01/11/06 RFMSII Series 2005-HSA1 Trust DE 8.01,9.01 01/13/06 RICHARDSON ELECTRONICS LTD/DE DE 7.01 01/10/06 ROANOKE TECHNOLOGY CORP 5.02,8.01 01/10/06 Royal Financial, Inc. DE 8.01,9.01 01/13/06 RYLAND GROUP INC MD 1.01,1.02,2.03,9.01 01/12/06 SBE INC DE 1.01 01/12/06 SELECT COMFORT CORP 7.01,9.01 01/12/06 SEVERN BANCORP INC MD 2.02,9.01 01/13/06 Sibling Entertainment Group, Inc. NY 1.01 01/12/06 SMITH A O CORP DE 1.01,5.02 01/03/06 SONGZAI INTERNATIONAL HOLDING GROUP I NV 3.03 01/09/06 SONOMA VALLEY BANCORP CA 2.02,9.01 01/12/06 SOUTHCOAST FINANCIAL CORP SC 2.02,9.01 01/10/06 SPRINGHILL LAKE INVESTORS LTD PARTNER MD 8.01 01/12/05 STAKTEK HOLDINGS INC DE 3.01 01/10/06 STEELCASE INC MI 7.01 01/13/06 STELLAR INTERNATIONAL INC 2.02,9.01 03/31/05 STELLAR INTERNATIONAL INC 2.02,9.01 05/11/05 STELLAR INTERNATIONAL INC 2.02,9.01 08/11/05 STELLAR INTERNATIONAL INC 2.02,9.01 11/10/05 STOCKERYALE INC MA 2.02,2.05,2.06,9.01 12/20/05 STRATEGIC HOTEL CAPITAL INC 5.03,7.01,8.01,9.01 01/11/06 STRATEGIC HOTEL CAPITAL INC 2.01,9.01 01/09/06 STRATS SM FOR JPMORGAN CHASE & CO SEC 8.01 01/13/06 STRATS SM TRUST FOR IBM CORP SEC SERI 8.01 01/12/06 STRUCTURED ADJUSTABLE RATE MORTGAGE L DE 8.01,9.01 12/30/05 Structured Asset Investment Loan Trus DE 8.01,9.01 11/25/05 AMEND STRUCTURED ASSET SECURITIES CORP DE 8.01 12/30/05 SULPHCO INC NV 1.01,5.02,9.01 01/09/06 SYBRON DENTAL SPECIALTIES INC DE 1.01,9.01 09/19/05 SYBRON DENTAL SPECIALTIES INC DE 1.01,5.02,9.01 01/09/06 SYMBOL TECHNOLOGIES INC DE 5.02 01/12/06 SYNTHETECH INC OR 7.01,9.01 01/12/06 TARGET CORP MN 1.01 01/11/06 TELEPHONE & DATA SYSTEMS INC /DE/ DE 3.01,9.01 01/13/06 TELETECH HOLDINGS INC DE 2.05 01/13/06 THAXTON GROUP INC SC 8.01,9.01 01/06/06 Thomas Equipment, Inc. DE 1.01,2.03,3.02,9.01 01/09/06 Thomas Equipment, Inc. DE 1.01,2.03,3.02,9.01 01/09/06 AMEND TIGER TELEMATICS INC DE 1.01,3.02,8.01,9.01 01/13/06 TORVEC INC NY 8.01 01/13/06 TOWER BANCORP INC PA 5.03,9.01 01/11/06 TOYOTA MOTOR CREDIT CORP CA 2.03 01/10/06 TREND MINING CO DE 7.01,9.01 01/12/06 TRIPLE-S MANAGEMENT CORP 7.01,8.01,9.01 01/13/06 TYCO INTERNATIONAL LTD /BER/ D0 1.01,2.02,7.01,9.01 01/13/06 U. S. Premium Beef, Inc. DE 7.01,9.01 01/13/06 UAP HOLDING CORP DE 1.01,9.01 01/10/06 UNION BANKSHARES INC VT 2.02,8.01,9.01 01/13/06 UNITED MOBILE HOMES INC NJ 7.01,9.01 01/13/06 UNITED PARCEL SERVICE INC DE 1.01 01/09/06 UNITED STATES CELLULAR CORP DE 3.01,9.01 01/13/06 VIISAGE TECHNOLOGY INC DE 1.01,9.01 01/11/06 VISTEON CORP DE 1.01,2.03,9.01 01/09/06 VNUS MEDICAL TECHNOLOGIES INC 3.01,9.01 01/13/06 WADDELL & REED FINANCIAL INC DE 1.01,8.01,9.01 01/10/06 Warner Music Group Corp. DE 3.01 01/09/06 WENTWORTH I INC DE 1.01,9.01 01/12/06 WESTLAKE CHEMICAL CORP 1.01,9.01 01/10/06 WHOLE LIVING INC NV 5.01,5.02,8.01 01/13/06 WOLVERINE TUBE INC DE 1.01,7.01,9.01 01/12/05 WYETH DE 1.01,9.01 01/13/06 XA, INC. NV 1.01,9.01 12/23/05 XENOGEN CORP DE 1.01,9.01 01/11/06 Xenonics Holdings, Inc. NV 2.02,9.01 01/13/06 Xstream Mobile Solutions Corp DE 5.02,5.03 12/19/05 YOUBET COM INC DE 2.02,7.01 12/23/05