RUSSELL ANDERSON, PETITIONER V. ROBERT E. CREIGHTON, JR., ET AL. No. 85-1520 In the Supreme Court of the United States October Term, 1985 Petition for a Writ of Certiorari to the United States Court of Appeals for the Eighth Circuit The Solicitor General, on behalf of Russell Anderson, petitions for a writ of certiorari to review the judgment of the United States Court of Appeals for the Eighth Circuit in this case. PARTIES TO THE PROCEEDING The petitioner is Russell Anderson. The respondents are Robert E. Creighton, Jr., and Sarisse Creighton, the plaintiffs in this case who brought suit on their own behalf and on behalf of their children, Shaunda Creighton and Tiffany Creighton. The City of St. Paul and St. Paul police officers John J. DeNoma, Kevin T. Daniels, Robert C. Ashton, John J. Gelao, William A. Snyder, and Jerome P. Stephan were defendants in the district court, but their cases were remanded to state court and they did not appear in the court of appeals. TABLE OF CONTENTS Parties to the Proceeding Opinions below Jurisdiction Questions Presented Statement Reasons for granting the petition Conclusion Appendix A Appendix B Appendix C OPINIONS BELOW The opinion of the court of appeals (App., infra, 1a-17a) is reported at 766 F.2d 1269. The opinion of the district court (App., infra, 18a-26a) is unreported. JURISDICTION The judgment of the court of appeals was entered on February 12, 1985. A petition for rehearing was denied on October 15, 1985 (App., infra, 27a). On January 4, 1986, Justice Blackmun extended the time for filing a petition for a writ of certiorari to and including March 14, 1986. The jurisdiction of this Court is invoked under 28 U.S.C. 1254(l). QUESTION PRESENTED In Harlow v. Fitzgerald, 457 U.S. 800 (1982), the Court held that government officials performing discretionary functions are entitled to qualified immunity from damages liability so long as their conduct does not violate clearly established constitutional rights. In this case, the court of appeals held that petitioner was not entitled to qualified immunity for his warrantless entry of respondents' residence, because it was clearly established that the warrantless entry of a house is unlawful in the absence of exigent circumstances. The question presented is the following: When the general legal rule relevant to the constitutionality of an official's behavior makes reference to the circumstances of the particular case, is the qualified immunity provided by Harlow overcome by a mere showing that the general legal rule was well established, or must the court further determine that the official could not have reasonably believed that his own conduct was lawful in light of the facts and circumstances as they reasonably appeared to him. STATEMENT 1. Shortly before 3:30 p.m. on Veterans Day, November 11, 1983, the Minnesota Federal Savings and Loan in St. Paul, Minnesota, was the subject of an armed robbery. App., infra, 19a. Petitioner, a special agent of the Federal Bureau of Investigation (FBI), was contacted at home and immediately went to the bank to begin his investigation. Petitioner arrived at roughly 4:30 p.m., and, along with two other FBI agents and St. Paul police officers, interviewed several eyewitnesses to the robbery. From persons who were at the scene of the robbery and who were in the neighborhood, petitioner learned that the robber had used a getaway car that was described as burgundy or maroon and silver in color, possibly darker and possibly a Buick. From a teller, petitioner also obtained a description of the bank robber, whom petitioner believed was Vandaain Dixon. At 6:30 p.m., petitioner went to a local police station, where he helped prepare a photographic display for the two bank tellers who had seen the robber. The tellers arrived at 7:30 p.m., and a half-hour later each teller independently and positively identified Dixon as the bank robber by selecting his photograph from a 12-photo display. App., infra, 19a, 20a; Affidavit of Russell Anderson para. 2-8, at 1-5 (Apr. 16, 1984). /1/ Petitioner was familiar with Vadaain Dixon, because Dixon had a long history of armed robbery and violence dating back to 1974. /2/ Dixon had been arrested in May 1983 and charged with committing seven bank robberies, one of which occurred in the Twin Cities area, and he had pleaded guilty in October 1983 to four of those robberies. Following the entry of his guilty pleas and pending the completion of a presentence investigation, Dixon had been assigned to the Volunteers of America half-way house, where he was permitted daily four-hour furloughs. However, Dixon did not return to the half-way house by 6:00 p.m. on November 9, 1983, and a warrant for his arrest issued. App., infra, 19a-20a; Affidavit of Russell Anderson para. 7, at 3-4, para. 9, at 5-6; Affidavit of William Johnson para. 4, at 2, para. 6, at 3 (June 4, 1984). From his investigation of Vadaain Dixon's robberies, petitioner also knew that Dixon had used an accomplice in each of the four robberies to which he had pleaded guilty, and that Dixon's wife Cheryl had admitted driving the getaway car on two of those occasions. Moreover, petitioner had been informed by Dixon's probation officer that Cheryl Dixon had been residing at the home of respondents Robert and Sarisse Creighton, Vadaain Dixon's sister, from the time of the arrest in May 1983, for one of the bank robberies charged against Vadaain Dixon, until November 9, 1983. While there, Cheryl Dixon often used the Creightons' car to drive her husband to and from the half-way house so that they could spend his daily furloughs together at the Creightons' residence. App., infra, 20a; Affidavit of Russell Anderson para. 7, at 3-4, para. 12, at 7; Affidavit of William Johnson paras. 5-6 at 2-3. After the bank tellers identified Vadaain Dixon, petitioner and the police officers decided that Dixon should be apprehended as swiftly as possible, given his history of violence. Petitioner and the police officers immediately proceeded to the home of Dixon's mother, Iris. /3/ With her consent, petitioner and the police officers searched for Dixon, unsuccessfully. Dixon's brother Jamie, who was there at the time, told petitioner that the Creightons owned a red Oldsmobile and said that Vadaain Dixon might be at their grandmother's home. Because the grandmother's home was en route to the Creightons, petitioner and the police went there next, but they again did not find Vadaain Dixon. In the meantime, the local police confirmed from a computer check that the Creightons owned a burgundy or maroon Oldsmobile, which was similar to the getaway car used in the bank robbery. App., infra, 20a-21a & n.2; Affidavit of Russell Anderson paras. 10-12 at 6-7. At approximately 8:40 p.m., petitioner and the police officers arrived at the Creightons' home. The facts are in dispute regarding what transpired at the Creightons' home during the ensuing search for Vadaain Dixon. /4/ However, several facts are uncontested. During the course of the search, respondent Sarisse Creighton and her children became quite distraught. App., infra, 2a-4a, 21a. Respondent Robert Creighton was struck by a St. Paul policeman, was arrested for obstructing legal process, and was released the following day without being charged with an offense. Id. at 3a-4a, 22a. Petitioner had nothing to do with the incident in which Robert Creighton was injured. Id. at 22a, 24a n.4. /5/ And neither Vadaain nor Cheryl Dixon was found at the Creightons' home. 2. Respondents later brought suit in state court against petitioner and several other defendants, /6/ claiming, inter alia, that the officers' warrantless entry into their house violated the Fourth Amendment, and seeking damages from petitioner and the other defendants under Bivens v. Six Unknown Named Agents, 403 U.S. 388 (1971), and 42 U.S.C. 1983. After removing this suit to federal court, petitioner moved for summary judgment on the ground that he was entitled to qualified immunity under Harlow v. Fitzgerald, 457 U.S. 800 (1982), because his warrantless entry was not clearly established as unlawful under the circumstances. The district court granted petitioner's motion, ruling that his warrantless entry into the Creightons' house did not violate the Fourth Amendment. App., infra, 23a-26a. Focusing on the facts of this case as known by petitioner, the district court held that petitioner had probable cause to believe that Vadaain Dixon had robbed the St. Paul bank /7/ and that Dixon was at the Creightons' residence. /8/ App., infra, 23a. The court also held that petitioner's warrantless search was lawful because there were exigent circumstances justifying an immediate entry into the Creightons' home to arrest Dixon and to prevent him from disposing of evidence of the robbery. Id. at 23a-24a & nn.3-4. /9/ Finally, relying, inter alia, on Warden v. Hayden, 387 U.S. 294 (1967), the court held that petitioner's warrantless entry was lawful because at the time that he entered the Creightons' residence he was still in "hot pursuit" of Dixon (App., infra, 24a-25a). /10/ Accordingly, the court held that petitioner was entitled to qualified immunity under Harlow, because his warrantless entry did not violate the Fourth Amendment. Id. at 25a & n.5. /11/ 3. The court of appeals reversed and remanded the case for trial (App., infra, 1a-17a). At the outset, the court of appeals held that the district court erred in granting summary judgment for petitioner regarding the lawfulness of his entry into the Creightons' residence, on the ground that there were disputed questions of material fact whether petitioner had probable cause to believe that Dixon was at the Creightons' house. Id. at 7a-12a. /12/ The court also found that the hot pursuit exception to the warrant requirement was not applicable, because petitioner was not in continuous pursuit of Dixon from the time that the robbery occurred (id. at 12a-13a), and the court found no evidence to support the claim that a warrantless entry was necessary to prevent the destruction of evidence (id. at 13a-14a). Finally, the court ruled that the exigent circumstances exception did not apply, because there were disputed facts as to whether petitioner had a "'strong reason'" to believe that Dixon was at the Creightons' house, whether Dixon would escape if not immediately apprehended, and whether the entry was peaceful. Id. at 14a-15a. In a brief discussion of the question, the court of appeals also held that petitioner was not entitled to qualified immunity, since it was clearly established that the warrantless entry of a home was unlawful in the absence of exigent circumstances. App., infra, 15a-17a. The court explained that "'if the law was clearly established, the immunity defense ordinarily should fail(,) since a reasonably competent public official should know the law governing his conduct'" (id. at 16a (quoting Harlow, 457 U.S. at 818-819)). Then, adverting to its earlier discussion of the lawfulness of petitioner's entry, the court held that "the Creightons' fourth amendment rights and the 'exigent circumstances' doctrine were 'clearly established'" at the time of petitioner's entry (App., infra, 16a) and that "(petitioner) has cited no persuasive reason why he could reasonably have been unaware of this clearly established law" (id. at 17a). Accordingly, without undertaking to decide whether petitioner's own actions were clearly unlawful under well-established law, the court of appeals held that he was not entitled to qualified immunity. REASONS FOR GRANTING THE PETITION This case presents an important, unsettled, and recurring question concerning the proper standard for resolving a claim of qualified immunity by public officials in general, and by law enforcement officers in particular. In Harlow v. Fitzgerald, 457 U.S. 800 (1982), the Court held that a public official is entitled to immunity from liability in damages when his conduct is objectively reasonable as measured by reference to clearly established law. In this case, the court of appeals held that the only inquiry required by Harlow is simply whether the general principles of law governing a police officer's actions -- such as probable cause and exigent circumstances -- were clearly established at the time in question and that no consideration of the lawfulness of the police officer's own conduct in the case at hand is necessary or permissible. The court of appeals altogether refused to undertake this latter inquiry, ending its analysis once it concluded that the warrantless entry of a home was forbidden in the absence of exigent circumstances and that this principle was clearly established at the time of petitioner's entry. That ruling, which conflicts with decisions of this Court and several other courts of appeals, nullifies the qualified immunity defense in the situations that will most frequently arise and in which the defense is most necessary: i.e., when the application of a settled rule of law to the particular facts confronting a law enforcement officer is problematic. This Court recognized the significance of this question by granting certiorari to decide it in Whitley v. Albers, No. 84-1077 (Mar. 4, 1986), but the Court did not reach the question, because it resolved the case on other grounds (slip op. 15). Accordingly, review here is clearly warranted. 1. The court of appeals held that petitioner was not entitled to qualified immunity because it was clearly established at the time that he entered the Creightons' residence that a warrantless entry of a home was unlawful in the absence of probable cause and exigent circumstances. However, the court of appeals did not determine whether petitioner's own conduct was clearly unlawful; instead, the court resolved this issue simply by reference to the general Fourth Amendment principles set forth by that court and this one. In so ruling, the court of appeals seriously misread this Court's decisions and misapplied the principles governing the qualified immunity defense. a. In Harlow v. Fitzgerald, 457 U.S. 800 (1982), the Court held that government officials performing discretionary functions are entitled to immunity from damages liability so long as their conduct does not violate clearly established statutory or constitutional rights that a reasonable person would have known. See also Mitchell v. Forsyth, No. 84-335 (June 19, 1985), slip op. 18. The focus of the inquiry, the Court explained, should be on "the objective reasonableness of an official's conduct, as measured by reference to clearly established law." 457 U.S. at 818 (footnote omitted). The Court's subsequent decisions in Davis v. Scherer, No. 83-490 (June 28, 1984), and Malley v. Briggs, No. 84-1586 (Mar. 5, 1986), make clear that the existence of a general legal standard serves only as the beginning of the analysis under Harlow, not the end, and that the approach followed by the court of appeals was in error. The question in Davis was whether the failure of state officials to provide a state employee with a hearing before he was discharged violated his clearly established due process rights. In ruling that the officials were entitled to qualified immunity, the Court acknowledged that its prior decisions had required "'some kind of a hearing'" in this setting (slip op. 8 n.10 (citation omitted)), but found that the employee's right to a pretermination hearing was not clearly established since "the Court had not determined what kind of a hearing must be provided" or "specif(ied) any minimally acceptable procedures for termination of employment" (ibid). Examining the procedures actually afforded to the discharged employee, the Court found that the state officials were "(n)o(t) * * * unreasonable" in concluding that the discharged employee received what due process demanded. Id. at 8. Davis thus makes clear that the existence of a general legal standard does not resolve the qualified immunity analysis under Harlow and that the lawfulness of the defendant's conduct in the particular situation at issue must be clearly established for an immunity defense to fail. Malley v. Briggs, supra, confirms that conclusion. There, in rejecting the contention that a police officer is entitled to absolute immunity for an arrest based on a warrant, the Court reaffirmed that under Harlow a police officer is entitled to qualified immunity "if (he) acted in an objectively reasonable manner" (Malley, slip op. 5), which must be resolved by reference to the facts and circumstances confronting the official (ibid.). Moreover, Malley expressly held that "the same standard of objective reasonableness that we applied in the context of a suppression hearing in (United States v. Leon, No. 82-1771 (July 5, 1984)) defines the qualified immunity accorded an officer whose request for a warrant allegedly caused an unconstitutional arrest" (Malley, slip op. 8 (footnote omitted)), and the Court's decision in Leon requires an analysis of the facts known to the officer himself (see Leon, slip op. 27). /13/ As the Court in Malley summarized (slip op. 5): "Defendants will not be immune if, on an objective basis, it is obvious that no reasonably competent officer would have concluded that a warrant should issue; but if officers of reasonable competence could disagree on this issue, immunity should be recognized." See also Mitchell v. Forsyth, slip op. 23 n.12 (noting that, although a public official will not be immune simply because the warrant requirement has not previously and expressly been held applicable in identical circumstances, "in cases where there is a legitimate question whether an exception to the warrant requirement exists, it cannot be said that a warrantless search violates clearly established law"). Malley therefore demonstrates that the court of appeal erred by failing to determine whether petitioner should have known that his warrantless entry into the Creightons' home was clearly unlawful. /14/ b. That conclusion is fully consistent with -- in fact, it is compelled by -- the principles underlying the qualified immunity doctrine. "Implicit in the idea that officials have some immunity -- absolute or qualified -- for their acts, is a recognition that they may err. The concept of immunity assumes this and goes on to assume that it is better to risk some error and possible injury from such error than not to decide or act at all." Scheuer v. Rhodes, 416 U.S. 232, 242 (1974); see also Procunier v. Navarette, 434 U.S. 555, 562 (1978); Wood v. Strickland, 420 U.S. 308, 319 (1975); Chagnon v. Bell, 462 F.2d 1248, 1261 (D.C. Cir. 1980), cert. denied, 453 U.S. 911 (1981). When a general principle of law is not clearly established, Harlow provides that a government official cannot be saddled with personal liablity, because an official "(cannot) reasonably be expected to anticipate subsequent legal developments, nor could he fairly be said to 'know' that the law forbade conduct not previously identified as unlawful" (457 U.S. at 818). See also Forsyth, slip op. 22-23; Pierson v. Ray, 386 U.S. 547, 557 (1967) ("a police officer is not charged with predicting the future course of constitutional law"). The same considerations also apply when the question is how a court will apply a general legal standard to the particular facts confronting a government official. The broad standards contained in the constitutional text -- such as "due process," "equal protection," or "cruel and unusual punishment" -- do not by themselves necessarily provide sufficient guidance to a public official to conform his conduct to constitutional requirements, even when there is no dispute that those standards are themselves firmly established. If the establishment of a general legal standard were by itself sufficient to deprive a public official of qualified immunity, an official would often have no way of knowing whether his decisions might later provide the basis for a suit for damages. Imposing damages liability on a public official in those circumstances would force him to make the same type of prediction that Harlow found to be unwarranted when the general rule of law was not itself clear. Moreover, the imposition of damages liability on a public official simply because he has trespassed on an already-existing, but abstract, general legal standard would eliminate the qualified immunity defense in every case in which there is a "legitimate question" (Forsyth, slip op. 23 n.12) or a "reasonable * * * disagree(ment)" among public officials (Malley, slip op. 5) regarding how the courts will apply that standard to a particular set of facts. That result would "disrupt the balance * * * between the interests in vindication of citizens' constitutional rights and in public officials' effective performance of their duties." Davis, slip op. 11. As the Court has recognized, "(t)he imposition of monetary costs for mistakes which were not unreasonable in the light of all the circumstances would undoubtedly deter even the most conscientious (official) from exercising his judgment independently, forcefully, and in a manner best serving" the public interest (Wood v. Strickland, 420 U.S. at 319-320). It would, instead, "contribute not to principled and fearless decision-making but to intimidation" (Pierson, 386 U.S. at 554) -- the very result that qualified immunity has always been designed to prevent. See Harlow, 457 U.S. at 818-819; Procunier, 434 U.S. at 562; Wood, 420 U.S. at 319. The court of appeals' truncated approach to the question whether petitioner was entitled to qualified immunity would lead to these unfortunate results. c. The importance, in resolving a qualified immunity claim, of focusing on the application of a general principle of law to the specific conduct at hand is particularly evident where a law enforcement officer is alleged to have violated the Fourth Amendment. Law enforcement officers normally are not trained legal technicians, yet they are expected to make quick decisions, often involving complicated legal issues, "'in the midst and haste of a criminal investigation'" (Malley, slip op. 5 (Powell, J., concurring in part and dissenting in part) (citation omitted)) that can take place in "rapidly unfolding and often dangerous situation on city streets" (Terry v. Ohio, 392 U.S. 1, 10 (1968)). Countless officers in the field must make daily decisions under difficult circumstances and without the opportunity for reflection that the courts will have if a suit is later brought against the officer. The legal questions that stem from the actions that a police officer must take "(i)n a kaleidoscopic situation * * * where spontaneity rather than adherence to a police manual is necessarily the order of the day" (New York v. Quarles, No. 82-1213 (June 12, 1984), slip op. 6) can easily leave room for disagreement among the judges who must later resolve the matters. Where that is true, there is no basis for faulting an officer who made a reasonable but erroneous judgment regarding the existence of probable cause or exigent circumstances. See Malley, slip op. 5; id. at 4-5 (Powell, J., concurring in part and dissenting in part). The refinement of the broad standards set forth in the text of the Fourth Amendment by the decisions of this Court and the lower courts often provide even a reasonably well-trained officer with little more than general guidance in deciding how to exercise his judgment in carrying out his enforcement responsibilities in a manner consistent with constitutional requirements. Many of the decisions that a police officer must make on a daily basis, such as whether to stop and question a suspect, can only be resolved by applying general Fourth Amendment principles on a case-by-case basis to the particular facts at hand. See, e.g., United States v. Sharpe, No. 83-529 (Mar. 20, 1985), slip op. 10 ("(m)uch as a 'bright line' rule would be desirable, in evaluating whether an investigative detention is unreasonable, common sense and ordinary human experience must govern over rigid criteria"). Even a "reasonably competent officer" (Malley, slip op. 5) may find it difficult correctly to assess the facts in light of the governing law in the highly-charged situation that he must confront. The legal standards discussed by the courts below -- probable cause and exigent circumstances -- well illustrate this point. "(P)robable cause," the Court has noted, "is a fluid concpet -- turning on the assessment of probabilities in particular factual contexts -- not readily, or even usefully, reduced to a neat set of legal rules" (Illinois v. Gates, 462 U.S. 213, 232 (1983)). Whether a police officer has probable cause to make an arrest depends on "whether at that moment the facts and circumstances within (his) knowledge and of which (he) had reasonably trustworthy information were sufficient to warrant a prudent man in believing that the (suspect) had committed or was committing an offense" (Beck v. Ohio, 379 U.S. 89, 91 (1964)). In addition, although the warrantless entry of a home is presumptively unlawful (see, e.g., United States v. Karo, No. 83-850 (July 3, 1984), slip op. 8; Payton v. New York, 445 U.S. 573, 586 (1980)), it is also the case that "exigent circumstances" will justify an immediate entry to arrest a suspect (see, e.g., United States v. Santana, 427 U.S. 38, 42-43 (1976); Warden v. Hayden, 387 U.S. 294, 298-299 (1967); see generally Welsh v. Wisconsin, 466 U.S. 740, 749-750 (1984)) and that, by definition, the question whether there are exigent circumstances in a given case cannot be answered without assessing the facts as they reasonably appeared to the responsible officer. This Court's decisions in Santana and Hayden found that an immediate entry was justified under the circumstances of each case, but did not provide a comprehensive test for measuring the existence of exigent circumstances. 427 U.S. at 42-43; 387 U.S. at 298-299. Similarly, the lower courts have recognized that there can be no bright-line answer to the question whether a warrantless entry to arrest a suspect is permissible and have developed different approaches to this question. /15/ In sum, the question whether there are exigent circumstances, like the question whether there is probable cause, cannot be resolved simply by virtue of the fact that a general standard exists. It is therefore hardly surprising that in such cases "(i)nadvertent errors of judgment" and "honest mistakes" will "inevitably occur given the pressures inherent in police work having to do with serious crimes." Bivens v. Six Unknown Named Agents, 403 U.S. 388, 418 (1971) (Burger, C.J., dissenting). Under the court of appeals' ruling, however, police officers are not free from the threat of liability and litigation unless they correctly assess how a court will resolve the merits of any Fourth Amendment question that may arise. Even if a police officer reasonably believes that his conduct is lawful under clearly established law -- as petitioner believed here -- his claim to qualified immunity will be defeated upon nothing more than a showing that he trespassed upon a general principle of law. That result is wholly unjustified. Denying a police officer the benefit of qualified immunity simply because a general standard such as probable cause or exigent circumstances is clearly established would put him in the "unhappy" dilemma of "choos(ing) between being charged with dereliction of duty if he does not arrest when he has probable cause, and being mulcted in damages if he does." Pierson, 386 U.S. at 555. Nor can it be said that petitioner's conduct in this case was so obviously unlawful that an examination of the facts known by him to be true was unnecessary. Petitioner clearly had probable cause to believe that Vadaain Dixon was responsible for the bank robbery. Dixon had a history of armed robbery and had pleaded guilty to four armed bank robberies only one month earlier; he fit the bank tellers' description of the robber, and two tellers had positively identified him from a photo display. The district court's finding in this regard (App., infra, 23a) was not disturbed by the court of appeals. Moreover, the district court also found that petitioner had probable cause to believe that Vadaain Dixon was at the Creightons' home. Ibid. /16/ Petitioner had been told by Vadaain Dixon's probation officer that Dixon and his wife Cheryl had both admitted that she was living at the Creightons' home and that Cheryl had been using their car on a daily basis to pick up her husband at the halfway house and take him to the Creightons' home. Furthermore, the description of the getaway car, even if not precisely identical to the Creightons' car, was a legitimate factor for petitioner to consider, particularly when coupled with Vadaain and Cheryl Dixons' statements as to her whereabouts. Finally, relying on the factors previously applied by the Eighth Circuit in United States v. Kulcsar, 586 F.2d 1283, 1287 (1978), the district court ruled that there were exigent circumstances that justified petitioner's warrantless entry. App., infra, 23a-24a. The district court's ruling that petitioner's conduct did not violate the Fourth Amendment is entitled to substantial weight on the qualified immunity issue. 2. The lower courts are in disarray as to the correct approach to the resolution of a qualified immunity claim. Contrary to the court below, several other courts of appeals have held that the inquiry under Harlow does not end with the finding that a general principle of law was well-established, but continues until the court determines whether, in the circumstances of the case, the defendant should have known that his own conduct was unlawful. For example, in Floyd v. Farrell, 765 F.2d 1, 5 (1st Cir. 1985), the court held that "a police officer should not be found liable under (42 U.S.C.) Section 1983 for a warrantless arrest because the presence of probable cause was merely questionable at the time of the arrest" (id. at 5) and that "so long as the presence of probable cause is at least arguable," the officer is entitled to immunity (ibid.). In resolving that inquiry, the court held, "the question we must ask is whether another officer, standing in (the defendant's) shoes and having the same information (the defendant) had, would reasonably have come to the conclusion that he had probable cause to arrest (the suspect)" (ibid.). Similarly, in Briggs v. Malley, 748 F.2d 715, 719 (1st Cir. 1984), aff'd, No. 84-1586 (Mar. 5, 1986), which concerned a police officer's liablity for obtaining an arrest warrant, the court expressly held that the qualified immunity issue must be resolved by reference to the facts known by the officer. As the court held, "only where an officer is 'constitutionally negligent,' that is, where the officer should have known that the facts recited in the affidavit did not constitute probable cause, will liability attach. Where the sufficiency of the facts fall into the grey area appropriate for judicial determination, submission of the affidavit to a magistrate will insulate the officer from liability." 748 F.2d at 721. See also Hobson v. Wilson, 737 F.2d 1, 26 (D.C. Cir. 1984), cert. denied, No. 84-1139 (Mar. 25, 1985) (recognizing that an interpretation of Harlow requiring only that broadly defined rights be clearly established "would, of course, undermine the premise of qualified immunity that the Government actors reasonably should know that their conduct is problematic"). /17/ By contrast, other courts have rejected an immunity claim on the ground that the legal standard was clearly established, without determining whether the application of that standard to the particular facts of the case was also clear. See Bass v. Wallenstein, 769 F.2d 1173, 1186 (7th Cir. 1985) (holding that defendants were not entitled to immunity because the Eighth Amendment standard of "deliberate indifference to inmates' serious medical needs" was clearly established at the pertinent time); Fujiwara v. Clark, 703 F.2d 357, 361 (9th Cir. 1983) (denying qualified immunity because "(t)he law governing the conduct of Appellees was then clearly established"); see also Trejo v. Perez, 693 F.2d 482, 488 n.10 (5th Cir. 1982) (emphasis in original) (stating that "(t)he Fourth Amendment rule on warrantless arrests is 'clearly established law.' If an arrest lacks probable cause for its support, it is, objectively speaking, in violation of clearly established law."). This confusion among the circuits warrants resolution by this Court. /18/ CONCLUSION The petition for a writ of certiorari should be granted. Respectfully submitted. CHARLES FRIED Solicitor General RICHARD K. WILLARD Assistant Attorney General PAUL J. LARKIN, JR. Assistant to the Solicitor General BARBARA L. HERWIG RICHARD A. OLDERMAN Attorneys MARCH 1986 /1/ Several days later, an accomplice to the robbery was arrested and gave a statement naming Vadaain Dixon as the robber. App., infra, 19a n.1; Affidavit of Russell Anderson para. 7, at 3. /2/ For example, in August 1979, shortly after being released from state prison, Dixon robbed a liquor store in St. Louis Park, Minnesota, and took a hostage at gunpoint. Affidavit of Russell Anderson para. 9, at 5-6. /3/ Her home was closer to the police station and to the bank than the Creightons' house, and Vadaain Dixon's brother Jamie, who had once helped Vadaain and Cheryl Dixon escape after a prior robbery, was staying there. App., infra, 20a-21a & n.2. /4/ Compare Affidavit of Russell Anderson paras. 14-18, at 8-10, with Affidavit of Robert Creighton, Jr. 2-3 (May 30, 1984); Affidavit of Iris Dixon 4-5 (May 30, 1984); Affidavit of Sarisse Creighton 2-6 (May 30, 1984). /5/ According to petitioner, respondent Robert Creighton provoked a St. Paul police officer by attempting to grab his weapon. App., infra, 22a; Affidavit of Russell Anderson para. 16, at 9. According to respondent Robert Creighton, the police officer's assault was unprovoked. App., infra, 3a; Affidavit of Robert Creighton, Jr. 2-3. However, since this appeal involves only the question of petitioner's entitlement to qualified immunity on the charge of unlawful entry, the facts concerning what transpired during the actual search of the Creightons' home are irrelevant. /6/ Respondents Robert and Sarisse Creighton brought this suit in their own behalf and on behalf of their children against petitioner, the City of St. Paul, several identified St. Paul police officers, and others unknown to them. /7/ In making this ruling, the district court relied on the witnesses' description of the robber, the tellers' identification of Vadaain Dixon from the photo display, and Dixon's past criminal activity and current fugitive status. App., infra, 23a. /8/ The district court relied on the following facts: the probation officer who was performing Dixon's presentence investigation had told petitioner that Dixon's wife had said that she was residing with the Creightons and was using their car; Vadaain Dixon himself had admitted that his wife was living with the Creightons and used their car so that they could spend his furloughs together; petitioner knew that Dixon's wife had been his accomplice on past occasions; and Dixon's brother had told petitioner that the Creightons owned a burgundy or red car that matched the description of the getaway car used in the robbery, a fact confirmed by the St. Paul police from a computer check. App., infra, 23a. /9/ In so ruling, the district court relief on the following factors, first identified by the District of Columbia Circuit in Dorman v. United States, 435 F.2d 385, 392-393 (1970) (en banc), and previously applied by the Eighth Circuit in United States v. Kulcsar, 586 F.2d 1283, 1287 (1978), as considerations in determining whether the warrantless entry of a home to arrest a suspect is permissible: (1) armed robbery is a grave offense; (2) Vadaain Dixon was reasonably believed to be armed and dangerous, given his past record and his status as fugitive; (3) petitioner had probable cause to believe that Dixon had committed the bank robbery; (4) petitioner had probable cause to believe that Dixon was at the Creightons' home; (5) it was likely that Dixon would escape if he were not swiftly apprehended, given his status as a fugitive, his access to an automobile, and his proceeds from the robbery; and (6) petitioner's initial entry into the Creightons' home was peaceful, and the violent acts, which petitioner was not alleged to have committed, occurred after the entry. App., infra, 23a-24a & nn. 3-4. /10/ As the district court explained, petitioner entered the Creightons' house only 40 minutes after the bank tellers had identified Vadaain Dixon as the robber, and petitioner's entry was the culmination of his continuous efforts to identify the robber and to locate Dixon once he had been identified. App., infra, 25a. /11/ The district court also dismissed the 42 U.S.C. 1983 claim against petitioner, on the ground that he did not act under color of state law, as well as the 42 U.S.C. 1985 claim against petitioner, on the ground that respondents had not pleaded the requisite class-based animus. App., infra, 26a. In addition, the court dismissed the state law tort claims against petitioner. Ibid. Finally, the court granted the motion filed by the remaining defendants to remand the case to state court. Ibid. Respondents did not appeal these aspects of the district court's order. Id. at 5a. /12/ The court of appeals found that petitioner's description of the getaway car was ambiguous at best and, when construed in respondents' favor, described "a two-tone red and silver car" (App., infra, 9a (emphasis in original)), while respondents owned a solid maroon car. The court also credited respondents' claim that discovery would have shown that a local newspaper had reported the following day that the FBI stated that no getaway car had been seen and that the St. Paul police asked one of their neighbors about a red and silver car with yellow license plates, whereas the Creightons' car had white-and-blue plates. Ibid. Second, the court criticized petitioner for not obtaining a search warrant the day before the robbery, since he then knew that Vadaain Dixon had jumped his bond. Id. at 10a. Moreover, the court credited respondents' affidavits that Cheryl Dixon had not resided with them since the summer of 1983. Id. at 11a. The court also stated that petitioner should have been skeptical regarding the truth of Vadaain and Cheryl Dixon's statements to her husband's probation officer that she was living with respondents and using their car. Id. at 11a-12a. Finally, the court stated that the information known to petitioner suggested that Cheryl Dixon had been living at the Creightons' house only up to November 1, not November 11. Id. at 12a. /13/ Leon held that evidence seized under an invalid search warrant should not be suppressed at trial because, on the facts of that case, "the officers' reliance on the magistrate's determination of probable cause was objectively reasonable." Slip op. 27. As the Court explained, the "application for a warrant clearly was supported by much more than a 'bare bones' affidavit," which, in turn, "provided evidence sufficient to create disagreement among thoughtful and competent judges as to the existence of probable cause." Ibid. /14/ The Court's judgment in Malley also makes this clear. In remanding the case for further proceedings, the Court expressly held that "whether (the officer's) conduct in this case was in fact objectively reasonable * * * must be resolved on remand." Slip op. 9 n.8 (emphasis added). /15/ Several courts, including the Eighth Circuit, have followed the approach first set forth in Dorman v. United States, 435 F.2d 385 (D.C. Cir. 1970) (en banc), "a leading federal case defining exigent circumstances" (Welsh, 466 U.S. at 751), which identified several factors (see App., infra, 14a-15a n.7, 24a n.3) to be considered in making this determination. See, e.g., United States v. Baldacchino, 762 F.2d 170, 176-177 (1st Cir. 1985); United States v. Martinez-Gonzalez, 686F.2d 98, 100-102 (2d Cir. 1982); United States v. Kulcsar, 586 F.2d 1283, 1287 (8th Cir. 1978); United States v. Campbell, 581 F.2d 22, 26 (2d Cir. 1978); United States v. Shye, 492 F.2d 886, 891-892 (6th Cir. 1974); Salvador v. United States, 505 F.2d 1348, 1351-1352 (8th Cir. 1974); Vance v. North Carolina, 432 F.2d 984, 990-991 (4th Cir. 1970). On other occasions, courts have cautioned against adopting a "'checklist-type (of) analysis'" (Llaguno v. Mingey, 763 F.2d 1560, 1564 (7th Cir. 1985) (en banc)), but even then the court have recognized that a bright-line rule is not possible. Ibid. ("(t)he operative word in the Fourth Amendment is 'unreasonable'; so the question ought to be, were the police unreasonable in not getting a warrant in the circumstances that confronted them?"). Compare LaFave, "Seizures" Typology: Classifying Detentions of the Person to Resolve Warrant, Grounds, and Search Issues, 17 U. Mich. J.L. Ref. 417, 454-458 (1984). In still other situations, the courts have looked to the facts of the case at hand to determine whether a warrantless entry was "imperative" (McDonald v. United States, 335 U.S. 451, 456 (1948)). See, e.g., United States v. Manfredi, 722 F.2d 519, 522 (9th Cir. 1983); United States v. Hultgren, 713 F.2d 79 (5th Cir. 1983); United States v. Titus, 445 F.2d 577, 578-579 (2d Cir.), cert. denied, 404 U.S. 957 (1971). /16/ Although the court of appeals ruled that there was a factual dispute on this issue (App., infra, at 7a-12a), that court's ruling in this regard was in error. Whether there is probable cause turns on the facts reasonably believed by an officer at the time of the arrest, even if those facts may turn out in part to be wrong. See, e.g., Illinois v. Gates, 462 U.S. at 231-235, 245 n.14; Franks v. Delaware, 438 U.S. 154, 165 (1978); Hill v. California, 401 U.S. 797, 803-804 (1971); 1 W. LaFave, Search and Seizure Section 3.2, at 466 (1978). Accordingly, the court of appeals' reliance on facts that were not known to petitioner at the time of his entry, such as the newspaper report the following day or the conversation between one of the local police officers and respondent's neighbor (App., infra, 9a), were immaterial, as the district court ruled (id. at 25a n.5). /17/ See also, e.g., LeSavage v. White, 755 F.2d 814, 821 (11th Cir. 1985) ("(t)he question of qualified immunity under Harlow is one of reasonableness -- would a reasonable person in (the defendant's) shoes have known he was violating (the plaintiff's) constitutional rights?"); Zook v. Brown, 748 F.2d 1161, 1165 (7th Cir. 1984) (defendants were entitled to qualified immunity for disciplining of a public officer for endorsing a local ambulance service since the application of the First Amendment to the particular facts of the case was unclear); Evers v. County of Custer, 745 F.2d 1196, 1203 (9th Cir. 1984) (individual defendants entitled to qualified immunity for declaring that a certain road, claimed by a private party to be her property, was public, because it was not clear that due process required notice and a hearing before a declaration that a road is public can issue); Bailey v. Turner, 736 F.2d 963, 969-972 (4th Cir. 1984) (prison guard entitled to a jury instruction on qualified immunity in connection with his use of mace on a prisoner because there was no per se rule forbidding its use); O'Hagan v. Soto, 725 F.2d 878, 879 (2d Cir. 1984) (police officer entitled to qualified immunity for questioning a suspect in the absence of counsel because it was not clearly established whether the suspect had a Sixth Amendment right to counsel at the time of the questioning). /18/ As noted above, this question was presented in Whitley v. Albers, slip op. 15, but the Court did not reach it. APPENDIX