### Number: 314 From: "Phillip M. Hallam-Baker" <hallam@ai.mit.edu> To: NTIADC40.NTIAHQ40(dns) Date: 8/17/97 5:44pm Subject: DNS I write as a former member of the CERN Web development team. I am currently active both in the IETF and the World Wide Web Consortium. Comments: A. Appropriate Principles 1. While accepting the general desirability of avoiding unnecessary government involvement it should be noted that there is in fact a set of national domains. Should the US government wish to take an interest in domain name issues beyond the orderly withdrawal from its current involvement it should confine its interest to the .us domain and the .gov and .mil domains. 2. For historical reasons the US government currently has a privileged role in DNS administration. During the period in which the NSF subsidized much of the Internet infrastructure it funded the registration of domain names. 2a) The manner in which this funding was withdrawn was extremely unsatisfactory. Insufficient notice of the change meant that there was no opportunity to consider any solution other than administration by a single registrar. The only party in a position to undertake the contract on that basis was the existing contractor. In effect the contractor was awarded an undeserved license to print money. 2b) The actions of the NSF in relation to this contract were and are unacceptable to the Internet community. At a meeting of the IETF immediately after the contract was announced there was not a single speaker that defended the NSF actions. The NSF actions in this regard were in effect Force Majeure, there being no opportunity to propose an alternative approach. 2c) Further involvement by the US government in the administration of the .com and .org domains is not acceptable to the Internet developer community. The IAHC was charged with the task of proposing an alternative means of administering DNS registration and has reported to the appropriate Internet authorities. The IAHC proposal contains no role for the US government. 3) The logical interpretation of the existence of .com and .org domains in addition to the national domains is that these are international in scope. B1: 4) The logistics of domain name registration are demanding requiring considerable technical expertise, clerical and legal resources. The current charge of $50 made by Network Solutions Inc. is unrealistically high however for what is a mature market in which a majority of registrations may be performed entirely automatically. The anticipated cost of litigation in connection with disputed domain names have not in fact arisen. Indeed the majority of Network Solutions costs in this area appear to be directed at finding ways to cause the gravy train to continue. B3 5) The appropriate entity to administer the Internet are the IAB, the IETF and IANA. IANA is the entity specifically charged with the allocation of reserved names and numbers and is recognized by the Internet community as the root DNS registrar. The decision to delegate this registration is entirely for IANA to decide. B5 6) Asking whether the .com and other gtlds be retired says much about the questioner. It is absolutely impossible to retire these domains. US firms have invested over a billion dollars in 1996 promoting websites using .com domains. The US government is not recognized as the owner of the 'dot', root domain under which the .com domain falls. 7) Any attempt to retire the domains would result in an endless series of litigation. The US government is not recognized as the owner of the .com domain. B7 8) The question of achieving scalability in future DNS implementations is not a question the US government is qualified to decide. The technical specification of the Internet is set by the IAB and IETF and not the US government. 9) The current DNS protocol is adequate for anticipated needs for at least the next five years. A transition to a new, authenticated version of the protocol is currently in progress. The total volume of data is not large by the standards of the Internet, A hundred thousand DNS entries can be recorded on a standard floppy disk. The total number of domain registrations remains of the order of a million. The task of exchanging ten disks worth of information is not insurmountable. B8 10)The IAHC has already discussed these issues in depth at the request of the Internet Society and the IETF. The scheme proposed is not perfect but no US government agency is in a position to propose a more satisfactory one. The time constraints alone mean that any US proposal could not be finalized until long after the current NSI contract had expired. C10 12) The current DNS architecture assumes a limited number of gtlds. The protocols could be adapted to permit an unlimited number of domains if this was desirable. 13) The proliferation of top level domains is undesirable however. If registration of top level domains was unrestricted the administration of the top level domain would immediately become as problematic as that of the .com domain. Any non-punitive charge would be considered reasonable by large numbers of corporations. Disney would not think long before paying $10,000 to become disney in place of disney.com. C11 14) Additional top level domains are required for a number of purposes. First there are many uses of the Web which do not fit within the traditional groups. In addition to the seven new domains proposed by the IAHC current usage suggests a demand for .film and .book categories since goldeneye.com is not appropriate. It may be appropriate to establish additional criteria for registration in certain domains. Registration in .film might reasonably require that a film be in production for example. 15) The pornography industry would welcome the creation of an xxx toplevel domain. But a separate namespace for pornographic material should not be seen as a solution to the pornography issue. The administrations previous attempts to regulate pornography having been found unconstitutional the administration now has very little influence in this area in the Internet community. Very few part of the world share the US view of sexual morality. Indeed it is doubtful such a view could be defined since there is great variation within the US as to what constitutes "unsuitable" material for minors. Should the Christian Coalitions message of hatred of gays be similarly identified? Many find their material offensive and regard it as damaging to children. It was considerations such as these that gave rise to the PICS scheme. C13 16) The use of ISO country codes are reserved for use by the countries concerned. In addition the UK uses the .uk domain instead of the ISO designated .gb. D15 17) No, registrars should not have complete control over any domain. For registrants to have confidence in their ownership of their brand they must know that it is not subject to arbitrary revocation by the registrar. A party that invests $10million promoting a brand must know that they will not be subject to extortionate renewal fees in the future. D16 18) Registrars must have sufficient financial and technical resources to ensure that they do not prove to be a menace to the Internet infrastructure. These should be determined by the existing Internet Architecture Board in consultation with the directors of the IETF. Phillip M Hallam-Baker Visiting Scientist MIT AI Lab ### Number: 315 From: "Stephen T. Kean Jr." <skean@halcyon.com> To: "'dns@ntia.doc.gov'" <dns@ntia.doc.gov> Date: 8/17/97 4:22pm Subject: Management of Domain Name Server Names To whom it may concern, Here are some concerns and possible solutions to the numbering system and other ancillary problems. 1. At one point in the Unix business, the design was for trading information. As the networking infrastructure became more popular and grew, the advent of visual enhancements passed the size of our ability to pipe it to the user efficiently. Unfortunately, the visual enhancement is not data. We have conned ourselves into believing that pictures are more relevant than the data we are seeking. Unfortunately, and like most people, I like a pleasing background and driving visual effects. Thus it is here to stay. To combat this problem, We should standardize graphics as much as possible and place as much of the graphic (gif or whatever) at the user machine. 2. One of the most popular features from a business perspective is the ability to knock down the traditional demographic/proximity barriers to marketing. A small businessman can now market a flower box in just about any country. If I do a search for flower boxes, I may very well end up with 10,000 relevant returns. This means I will spend more time looking through the returns to find exactly what I want. If I look through 200 items before I find what I want, the ratio of RETURNS:SITES VIEWED:TO ACTUAL FIND is 10,000:200:1. This curve represents a very bad investment of time spent; either mine or the equipment used to get what I want. My suggestions below may allow for a more discriminate search. 3. The issue of how to name all of these sites is actually very small by itself. For a long time, we have allowed a computer to assign names. The fundamental concept of developing a program for Unix was to create small programs which had but a single purpose. Because we wanted to keep up with growth, our programs became larger and encompassed a bigger pool of requirements. To mow a lawn, a traditional Unix programmer would cut each blade of grass, whereby a business man would use a lawn mower. Sorry for the gibberish. My point is to ensure you get the programmers in on this name problem. Not to slow you down with their "we can't do that's, but to ensure we don't kill the present system or outdate what we already have. 4. One way to set up a system of naming is to build a system similar to a Balanced Heap. At the Top of the heap is the center mass of a categories of use. In present terms, the category of use is .gov, .edu, .com,... Instead of the traditional .com, catagorize the type of business. For instance, the business which makes the flower pot would be under the category of GARDENING. As we convert, to this system, the first number could represent a category, the second number a server which contains the data, The third number an actual business number, and the last number could be anything you want it to be. 5. One of the biggest problems we have in numbering is the static nature of its system. An example is 255.255.255.1. It is pretty apparent we will run out of numbers. We cannot use this in what I propose. With each present set of numbers, we can only discus 256 possibilities. That is a bound we have to break right now. Consider my numbering system above. It would look something like this: 43.61743.987.4. 6. My Heap is dynamic in nature. The length of the number in each segment of the whole number is immaterial. As technology grows or changes, new categories may be entered without regard to the limiting factors of our present numbering system. Because the numbers are entered into the heap based on categories and a parent child relationship (Don't confuse this with my machine is bigger than yours. It's only a number) , searches can be made across boundaries, without going to through the top of the heap to get to the other side. I realize the Heap is not something we all know about. A truly schooled programmer should be consulted prior to jumping into this. A mathematician should be consulted so we do not place static restrictions on the possible number of names which could be used (so we don't get stuck on 256 again. Last of all, an open mind is what is required here. Heaping-up, Heaping-down, Binary Search Trees and the like are not that difficult. Setting up a system whereby the changes can be affected are, however, very difficult Stephen T. Kean Jr. skean@halcyon.com ### Number: 316 From: Herb Weiner <herbw@wiskit.com> To: NTIADC40.NTIAHQ40(dns) Date: 8/17/97 11:19am Subject: Comments on Registration and Administration of Internet Domain Names Response to Question D 20 (Policies for Registries: Are there any other issues that should be addressed in this area?) PROPOSED REQUIREMENT: The Registrar MUST provide a mechanism for handling written (postal mail, electronic mail, or FAX) disputes and inquiries regarding domain name registration and billing, and MUST respond in writing to such disputes and inquiries in a timely fashion. The Registrar must NOT cancel any Domain Name Registration while such disputes and/or inquiries are pending. (This is similar to the protection provided by the Fair Credit Reporting Act.) BACKGROUND INFORMATION: I FAXed my credit card payment for my wiskit.com domain name registration (dated 19-February-1997) on February 22, 1997, and have PROOF of payment in the form of my MasterCard statement showing that $50.00 was charged to my account on February 26, 1997. On April 7, 1997, I received an email message indicating that payment had not yet been received. On April 8, I phoned Network Solutions, and after waiting on hold for over 15 minutes, I finally spoke to Darryl, who promised to relay the information to the billing department. He promised that the billing department would investigate, and call me back with with the status of my account. Since I still had received no response by April 10, I sent a followup email message reporting the error, and requesting a response. We received no response to this email message. On April 18, the president of the company received an invoice postmarked April 11, warning him that our domain name service would be terminated if payment was not received by April 19 (15 days after the April 4 invoice date, and one day following the receipt of the invoice). We FAXed our response that same day, and followed up by postal mail the following day. In each case, we requested a written response confirming that the error had been corrected. To date, although we have made four requests (one each by phone, email, FAX, and postal mail) we have received no response indicating that the error has been corrected. Although our domain name service has fortunately not been cancelled, we have been unable to determine whether this is because the error has been corrected, or whether Network Solutions still has us on a list of domain names to be removed. Such poor customer service is simply unacceptable. In any non-monopoly situation, we would take our business elsewhere. Herb Weiner Kitchen Wisdom Publishing 10032 SE Linwood Avenue Portland, Oregon 97222 (503) 771-1402 FAX: 771-1401 email:herbw@wiskit.com CC: NTIADC40.SMTP40("chrisc@netsol.com") ### Number: 317 From: Lou Poppler <lwp@mail.msen.com> To: NTIADC40.NTIAHQ40(dns) Date: 8/17/97 7:23pm Subject: Internet Domain Names There is no role for the US government in the administration of internet domain names. The current monopoly created by the USG in the administration of certain TLDs is harmful. The pending revisions to this system, developed by the network community, represent the correct approach for future enhancement -- both in the specific measures already nearing adoption and in the philosophical model of administration of the borderless internet by our own knowledgable and trustworthy constituents. I will respond briefly to the following individual points in your outline: A.b, A.c, B.6. A.b & A.c: I strongly agree with these statements. Experience has shown that the best response to virtually any network issue arises through the consensus of the thousands of individual network administrators. This mechanism is nimble, knowledgable, and fair. B.6: I would expect the root servers to become somewhat more numerous, and for their relationships with both TLD registries and with client resolvers to become predicated on issues of reliability and reputation. This should more closely resemble a free-market selection system as opposed to the current top-down approach. CC: Lou Poppler <lwp@mail.msen.com> ### Number: 318 From: Bob Crispen <crispen@hiwaay.net> To: NTIADC40.NTIAHQ40(dns) Date: 8/17/97 11:32am Subject: Re: Request for Comments on the Registration and Administration of Internet Domain Names The current movement toward domain name expansion has been polluted by a number of leaders whose basic motivation seems to be to force some authority to take money away from NSI and give it to them. What evidence do we have that they will manage this resource responsibly should they get their desires? Their track record is so short that it contains but one item: the recent hacking of DNS, which is the strongest possible evidence that they will *not* exercise responsible management. I don't know whether the mechanism set up by NSI is the best for the long term. I suspect a technological solution will emerge which will satisfy all the critics of NSI who are not merely seeking to line their own pockets. But that solution has not been demonstrated yet. I do know that doing business with the IAHC is akin to surrendering our wallets to muggers. ### Number: 319 From: <lemmon@NOSPAMpanix.com> To: NTIADC40.NTIAHQ40(dns) Date: 8/17/97 9:40pm Subject: Comments on Domain Names I believe the issues of domain names for the Internet is an important one. Far too important to allow one entity - Network Solutions - to monopolize. I believe what is needed is a system whereby those registered domains in .com, .net & .org domains will get transferred to whatever entity the NSF decides upon. I also believe that new top-level domain names should be introduced, such as those proposed by IAHC, including additional categories such as .rel for religious organizations, etc. Thanks for soliciting comments. Marcia H. Lemmon marcia@cybersynergy.com ### Number: 320 From: Simon Higgs <simon@higgs.com> To: NTIADC40.NTIAHQ40(dns) Date: 8/17/97 8:59pm Subject: REGISTRATION AND ADMINISTRATION OF INTERNET DOMAIN NAMES Filing Instructions Mail comments in paper form to Patrice Washington, Office of Public Affairs, National Telecommunications and Information Administration (NTIA), Room 4898, 14th St. and Constitution Ave., NW, Washington, DC 20230, or Mail comments in electronic form is dns@ntia.doc.gov. Comments submitted in electronic form should be in WordPerfect, Microsoft Word, or ASCII format. Detailed information about electronic filing is available on the NTIA website, http://www.ntia.doc.gov. Paper submissions should include three paper copies and a version on diskette in the formats specified above. To assist reviewers, comments should be numbered and organized in response to questions in accordance with the five sections of this notice (Appropriate Principles, General/Organizational Framework Issues, Creation of New gTLDs, Policies for Registries, and Trademark Issues). Commenters should address each section on a separate page and should indicate at the beginning of their submission to which questions they are responding. Horzontal lines below represent page breaks. NB. The filing deadline is 1700 hrs EDT (UTC-4), 18 Aug 1997. ------------------------------ break ------------------------------ Before the U.S. DEPARTMENT OF COMMERCE National Telecommunications and Information Administration Washington, DC 20230 In the Matter of ) ) REGISTRATION AND ADMINISTRATION OF ) Docket No. 970613137-7137-01 INTERNET DOMAIN NAMES ) Comments of Simon Higgs Simon Higgs Simon Higgs P.O. Box 3083 Van Nuys CA 91407-3083 Self 18 Aug 1997 ------------------------------ break ------------------------------ TABLE OF CONTENTS Summary A. Appropriate Principles Principles a-f Other principles B. General/Organizational Framework Issues Questions 1-9 C. Creation of New gTLDs Questions 10-14 D. Policies for Registries Questions 15-20 E. Trademark Issues Questions 21-28 F. Other Issues Existing TLD Applications ------------------------------ break ------------------------------ SUMMARY This document provides some information on the structure of the names in the Domain Name System (DNS), specifically the top-level domain names; and on the administration of those domains. The day-to-day responsibility for the assignment of IP Addresses, Autonomous System Numbers, and most top and second level Domain Names are handled by Internet Registries (IR). The Internet is partly being driven by commercial market forces using domain names to identify corporate business units which are known to the public as "brand names"). This document covers some of the framework necessary to define the purpose, function, delegation, and use of new top level domains. Several factors need to be addressed such as why the TLD exists in the first place, who accepts registrations for the TLD, and what special purpose (if any) the TLD serves. ------------------------------ break ------------------------------ Before the U.S. DEPARTMENT OF COMMERCE National Telecommunications and Information Administration Washington, DC 20230 In the Matter of ) ) REGISTRATION AND ADMINISTRATION OF ) Docket No. 970613137-7137-01 INTERNET DOMAIN NAMES ) Comments of Simon Higgs 1. Simon Higgs respectfully submits comments in this proceeding. Simon Higgs is actively involved in top level domain name issues. Simon Higgs is the first applicant to request a new international top level domain from IANA, and has extensively written various internet drafts on the subject, as well as being a featured speaker at the Internet Engineering Task Force. ------------------------------ break ------------------------------ A. APPROPRIATE PRINCIPLES a. Competition in and expansion of the domain name registration system should be encouraged. Conflicting domains, systems, and registries should not be permitted to jeopardize the interoperation of the Internet, however. The addressing scheme should not prevent any user from connecting to any other site. A.a.1. This is a generally accepted principle. b. The private sector, with input from governments, should develop stable, consensus-based self-governing mechanisms for domain name registration and management that adequately defines responsibilities and maintains accountability. A.b.1. This is a generally accepted principle. c. These self-governance mechanisms should recognize the inherently global nature of the Internet and be able to evolve as necessary over time. A.c.1. This is a generally accepted principle. d. The overall framework for accommodating competition should be open, robust, efficient, and fair. A.d.1. This is a generally accepted principle. e. The overall policy framework as well as name allocation and management mechanisms should promote prompt, fair, and efficient resolution of conflicts, including conflicts over proprietary rights. A.e.1. This is a generally accepted principle. f. A framework should be adopted as quickly as prudent consideration of these issues permits. A.f.1. No. Consensus is more appropriate than speed. Other principles A.Other.1. None of the above principles address the fundamental key issues as to how the namespace should be administered. They are symptoms of the consequences of failing to address the most important issues. A.Other.2. There are two principles that must be regarded higher than any others: A.Other.2.a. Use of the the top level domain Use is generally defined as the purpose or function that the top level domain serves to the internet community. In the past this has been to distinguish the coutry of origin of the domain name (using the ISO3166 classifications), or whether the domain is educational (.EDU), commercial (.COM), governmental (.GOV) or another classification. Each new TLD must be created with an identifiable purpose. A written charter will identify and explain the function and purpose of each TLD. In the case of the Specialized and Private TLD classes (described below), the corporation or organization acting as the registry will be responsible for creating the TLD's charter. This will be part of the TLD application process. Guidelines for charter creation will be made publically available by IANA. The following items must be identified in the charter: A.Other.2.a.1 Registration procedure, documenting all steps A.Other.2.a.2 Service guarantees required in the operation of that TLD A.Other.2.a.3 Error resolution policy (including any refund policy) A.Other.2.a.4 Dispute policy (including any refund policy) A.Other.2.a.5 Procedure for dealing with domain name and trademark conflicts. A.Other.2.b. Delegation Once the use and purpose of the TLD is discovered, the appropriateness of the type of delegation will become apparent. Top level domains can be divided into three groups. There are those which are Shared (non-exclusive), and which can be served by multiple competing registries. There are those that may need to be served by a single registry that has the necessary expertise to address specific industry issues, and there are a very small number of private TLDs which are required to serve single large organizations: A.Other.2.b.1. Shared TLD Class The Shared TLD Class contains TLD's in which all second level domain name registrations are performed by multiple competing registries. Unless specifically documented otherwise in the TLD's charter, it is expected that all newly delegated TLDs will be in this class. Existing TLDs may be delegated by IANA into this class as well. A.Other.2.b.2. Specialized TLD Class The Specialized TLD Class describes TLDs that are industry-specific, or where a high-level of domain name control is needed. These TLD's are operated by a single registry. Registration is only open to organizations within the specific areas defined in the TLDs charter. These TLDs could represent specific industries, other closely defined market niches, or top level country domains. A registry must beable to constructively address industry specific issues in the context of running a TLD registry. An example of an existing TLD in this class is .INT which is closely controlled and is only open to International Treaty Organizations. Registry duties are handled by the ITU in accordance with a policy authorized by IANA. A.Other.2.b.3. Private TLD In certain rare instances, it may be possible for a qualifying internationally known organization to be identified on the Internet by its own exclusive TLD. All second and third level domain name registrations are performed within the organization. The organization is the sole trustee of the TLD, and all disputes arising from domain name delegation are the organizations responsibility. An example of an existing TLD in this class is .MIL., which is exclusively operated by, and for, the United States military. ------------------------------ break ------------------------------ B. GENERAL/ORGANIZATIONAL FRAMEWORK ISSUES 1. What are the advantages and disadvantages of current domain name registration systems? B.1.1. In the Domain Name System (DNS) naming of computers there is a hierarchy of names. The root of system is unnamed. There are a set of what are called "top-level domain names" (TLDs). These are identified either by ISO-3166 two letter country codes, or generic TLDs, whose naming indicates the category of organization that is found there. B.1.2. Under each TLD may be created a hierarchy of names. Generally, under the generic TLDs the structure is very flat. That is, many organizations are registered directly under the TLD, and any further structure is up to the individual organizations. B.1.3. The domain name space is a tree structure: . (un-named root) | --------------------------------------------------------- | | | | | | | | .COM .EDU .NET .ORG .GOV .US .UK [other TLDs] | USPTO | WWW B.1.4. The above example describes the internet host <www>.<uspto>.<gov> where GOV is the US government top level domain, USPTO is the domain used by the US Patent and Trademark office, and the WWW identifies that organization's host (computer) that functions as their web server. B.1.5. In the country TLDs, there is a wide variation in the structure, in some countries the structure is very flat, in others there is substantial structural organization. In some country domains the second levels are generic categories (such as, AC, CO, GO, and RE), in others they are based on political geography, and in still others, organization names are listed directly under the country code. The organization for the US country domain is described in RFC 1480. B.1.6. As an example of a country domain, the US domain provides for the registration of all kinds of entities in the United States on the basis of political geography, that is, a hierarchy of <entity-name>.<locality>.<state-code>.US. For example, "IBM.Armonk.NY.US". In addition, branches of the US domain are provided within each state for schools (K12), community colleges (CC), technical schools (TEC), state government agencies (STATE), councils of governments (COG), libraries (LIB), museums (MUS), and several other generic types of entities (see RFC 1480 for details). B.1.7. The country code domains (for example, FR, NL, KR, US) are each organized by an administrator for that country. These administrators may further delegate the management of portions of the naming tree. These administrators are performing a public service on behalf of the Internet community. 2. How might current domain name systems be improved? B.2.1. By the introduction of TLDs identified by appropriate business and social categories. 3. By what entity, entities, or types of entities should current domain name systems be administered? What should the makeup of such an entity be? B.3.1. An organization with sufficient network infrastructure, email and telephone support to fullfill the needs of the delegated TLD. 4. Are there decision-making processes that can serve as models for deciding on domain name registration systems (e.g., network numbering plan, standard-setting processes, spectrum allocation)? Are there private/public sector administered models or regimes that can be used for domain name registration (e.g., network numbering plan, standard setting processes, or spectrum allocation processes)? What is the proper role of national or international governmental/non- governmental organizations, if any, in national and international domain name registration systems? B.4.1. No. 5. Should generic top level domains (gTLDs), (e.g., .com), be retired from circulation? Should geographic or country codes (e.g., .US) be required? If so, what should happen to the .com registry? Are gTLD management issues separable from questions about International Standards Organization (ISO) country code domains? B.5.1. It may be appropriate to move (not retire) the .COM under the .US domain. In any case, the .COM or .COM.US domain must be expanded by some catorgorization scheme (i.e. the introduction of International Schedule Of Goods And Services-type domains) to relieve the pressure. 6. Are there any technological solutions to current domain name registration issues? Are there any issues concerning the relationship of registrars and gTLDs with root servers? B.6.1. No. 7. How can we ensure the scalability of the domain name system name and address spaces as well as ensure that root servers continue to interoperate and coordinate? B.7.1. The two are independant. Scalability follows Moore's Law. 8. How should the transition to any new systems be accomplished? B.8.1. Very carefully. 9. Are there any other issues that should be addressed in this area? B.9.1. No. ------------------------------ break ------------------------------ C. CREATION OF NEW gTLDs 10. Are there technical, practical, and/or policy considerations that constrain the total number of different gTLDs that can be created? C.10.1. No. 11. Should additional gTLDs be created? C.11.1. No. "Generic" TLDs with overlapping meanings must not be created. iTLDs with specific non-overlapping meanings can be created. 12. Are there technical, business, and/or policy issues about guaranteeing the scalability of the name space associated with increasing the number of gTLDs? C.12.1. No. 13. Are gTLD management issues separable from questions about ISO country code domains? C.13.1. No. The management issues are integral all across the namespace. There are localized areas of speciality which will varies in how TLDs are administered but the basic principles are consistant throughout the name space. 14. Are there any other issues that should be addressed in this area? C.14.1. No. ------------------------------ break ------------------------------ D. POLICIES FOR REGISTRIES 15. Should a gTLD registrar have exclusive control over a particular gTLD? Are there any technical limitations on using shared registries for some or all gTLDs? Can exclusive and non-exclusive gTLDs coexist? D.15.1. gTLD registrars may not have exclusive control of a particular gTLD. iTLDs are similar in that they address an international name space, but may be exclusively administered. D.15.2. There are no technical limitations for shared registries. D.15.3. It is highly recommended that both exclusive iTLDs and non-exclusive gTLDs coexist together. 16. Should there be threshold requirements for domain name registrars, and what responsibilities should such registrars have? Who will determine these and how? D.16.1. Yes. The function of the registry is to support and maintain the TLD(s) that it is responsible for, by meeting the TLD's charter. It is important to understand that the registries serve the TLD's, and not the other way around. Therefore registries must be selected to meet the needs of each TLD. D.16.2. The minimum requirements are determined by the acceptable response time to delegation requests and other issues. Obviously this is entirely scalable and is directly determined by the number of domains within the TLDs delegated to the registry. 17. Are there technical limitations on the possible number of domain name registrars? D.17.1. No. There may be more registries/registrars than TLDs if TLDs are shared. Obviously, there may be many registries/registrars administering a particular TLD, or a particular registry administering many TLDs. 18. Are there technical, business and/or policy issues about the name space raised by increasing the number of domain name registrars? D.18.1. Yes. These are mostly business issues. The Central Database will need one or two million per year to run. Using the InterNIC figures we can see that 3 TLDs = approximately 1,000,000 domains. If there are 7 TLDs introduced, this is 7/3 x 1,000,000 = 2,333,333 domains. At $10 per domain per year income is $23,333,333. Assuming a one dollar "royalty" for each domain name that is registered ($2,333,333) goes to the Central Database, the net income is $21,000,000. With only 100 registrars the resulting income will be $21,000,000/100 = $210,000 per registry per year. No registry could profit from selling domain names with this type of income, and it's not possible to preset prices between registries (price fixing is very much illegal). The market must decide what the end price point is for a domain name - even if it's given away for free. Look how easy it is for an existing business to absorb that dollar and give away the domain name as part of a promotion or VAR bundle. 19. Should there be a limit on the number of different gTLDs a given registrar can administer? Does this depend on whether the registrar has exclusive or non-exclusive rights to the gTLD? D.19.1. Yes. Limitations must be in-line with natural market forces. If a TLD is exclusive, then only one registry can administer it. This a natural limitation. Registries within certain geographic regions may not wish to administer certain TLDs (such as Muslim registries not wishing to administer TLDs specializing in pornography). This is another example of a natural limitation. 20. Are there any other issues that should be addressed in this area? D.20.1. No. ------------------------------ break ------------------------------ E. TRADEMARK ISSUES 21. What trademark rights (e.g., registered trademarks, common law trademarks, geographic indications, etc.), if any, should be protected on the Internet vis-a-vis domain names? E.21.1. The use of the domain name space has changed since it was first introduced. This change was not brought about by conscious choice or any one person, but the change in the demographics of the internet population as a whole. E.21.2. As the internet population increases, and the demographic changes from an academic to a consumer population, more importance is placed on the identity of the source of goods or services on the internet. There is no trademark status attached to a domain name when it is issued, but, through its use, a domain name can aquire secondary meaning in the eyes of the internet consumer. As such, the legal status of a domain name, taken on a domain by domain basis, may include the form of a trademark. E.21.3. Many of the problems regarding domain names as trademarks arise because they incorporate terms that have already aquired secondary meaning outside the internet. Certain words or phrases already have associations with products or services in the minds of consumers. One of the questions this poses is whether an existing trademark gives any entitlement to a domain name. The answer is not clear, and probably will never be entirely clear. New businesses started on the net with a similar domain name but that do not compete with an existing trademark holder have already faced litigation. Others in the same position have not. E.21.4. The namespace (as a whole - the "root" or ".") exists to serve the consumer, not to serve the interests of the domain name owner. The primary operating principle of it is that the consumer is not supposed to be confused by a plethora of hosts with vastly different content all bearing what appear to be similar domain names. E.21.5. The simplest way to understand what a domain name is, is to regard it as a dba (Doing Business As). The dba is simply a name that someone is using to do business under with no immediate trademark implcations. The domain name simply says "Bill Smith is doing business under bill.com on the internet", and if this is recognized sufficiently to distinguish Bill Smith's goods and services on the internet from someone elses it *MAY* become a trademark in the same way Bill Smith's name *MAY* become a trademark by it's use in trade. E.21.6. Two points must be kept in mind when understanding trademark issues on the internet: (a) domain names are and must be unique, and (b) trademarked names are not necessarily unique (and there are many examples of non-unique trademarks). E.21.7. There are no international trademarks. There is no official international registry of world wide trademarks. Trademarks may be registered per country or per State/Province/Territory (for example, the United States offers trademark regisstrations on a per state basis). The World Intellectual Property Organization offers an international arbitration service on such matters. 22. Should some process of preliminary review of an application for registration of a domain name be required, before allocation, to determine if it conflicts with a trademark, a trade name, a geographic indication, etc.? If so, what standards should be used? Who should conduct the preliminary review? If a conflict is found, what should be done, e.g., domain name applicant and/or trademark owner notified of the conflict? Automatic referral to dispute settlement? E.22.1. Since a domain name carries the identical weight as a "doing business as" thereb is no requirement for any review of the application. 23. Aside from a preliminary review process, how should trademark rights be protected on the Internet vis-a-vis domain names? What entity(ies), if any, should resolve disputes? Are national courts the only appropriate forum for such disputes? Specifically, is there a role for national/international governmental/nongovernmental organizations? E.23.1. Disputes must be resolved in a manner agreeable to both parties as in any other area of intellectual property. It seems inevitable that a trademark holder will want a domain name that reflects the name of the trademark held. E.23.2. There are "strong" trademarks that are registered in many countries and are vigorously defended. These may come close to being unique. E.23.3. There are many "not so strong" trademarks that may be regional or business sector specific (for example, United Air Lines and United Van Lines, or the Acme Brick Company and the Acme Electric Corporation). E.23.4. There are two conflicting goals of different trademark holders with respect to domain names: (a) to protect their trademarks against infringement, and (2) to have access to the domain name system to use their trademarks in a domain name. E.23.5. Trademark infringement is the use of a trademarked name in a way that may confuse the consumer about the source or quality of a product or service. For strong trademarks there may also be infringement if the use of a trademarked name dilutes the value of the trademark. E.23.6. Holders of not so strong trademarks want the ability to use their trademarked name in a domain name while some other holder of the same mark for a different purpose also can use their trademarked name in a domain name. These people would say it is essential to create additional top-level domains to permit fair access to domain names by holders of not so strong trademarks. E.23.7. The number of not so strong trademarks far exceeds the number of strong trademarks and that the domain name system should provide for the needs of the many rather than protecting the privileges of the few. It is because of this need that the top level domain space must be expanded beyond the currently used TLDs. E.23.8. It may be prudent, in the case of the Specialized TLD Class, that they implement a very restrictive TLD charter. For example, it may be a requirement that the domain applicant is in possesion of an internationally recognized mark in a particular area (such as International Treaty Organizations registered under .INT). E.23.9. It is the responsibility of the applicant to be sure he is not violating anyone else's trademark. Each IR must include a statement to this effect in any registration template. E.23.10. In case of a dispute between domain name registrants as to the rights to a particular domain name, the registration authority shall have no role or responsibility other than to provide the contact information to both parties. In any dispute where the IR is named in any lawsuit, the IR should file an "Interpleader"** before the appropriate court, agreeing to abide by the ruling of that court. If the dispute is between parties in different countries, the World Intellectual Property Organization international arbitration service should be used to settle such matters. Until such a time, the IR is obligated to provide uninterrupted service of the domain in the root database. 24. How can conflicts over trademarks best be prevented? What information resources (e.g. databases of registered domain names, registered trademarks, trade names) could help reduce potential conflicts? If there should be a database(s), who should create the database(s)? How should such a database(s) be used? E.24.1. The primary solution to preventing conflicts is to ensure that the name space is divided in a way that distinguishes business and social categories adequately. Schemes similar to the International Schedule Of Goods And Services make steps in this direction, though it may be necessary to create a new set of categories to serve this purpose. E.24.2. The top level namespace is already divided up by category. These categories contain either the geographical location (by country), or a brief description of the type of entity registering a domain name. E.24.3. In order to expand the top level, and lighten the load on the existing TLDs (most notably .COM), a category naming scheme is needed to avoid, or at the very least, limit the number of potential disputes in the domain name space. By allowing organizations to obtain and use domain names within their specific area of business, two companies with the same business name can operate domain names on the internet without causing confusion to the consumer in exactly the same way they would outside the internet. By placing each company under a top level domain that describes its business category, it will be easier to determine that <smith>.<meat>, the hamburger company, is not <smith>.<oil>, the gas station chain. The mapping scheme is primarily designed to protect the consumer from fraud by describing the area of business and to establish an identity of the source of goods and services provided over the internet. It does not provide any trademark recognition or status. E.25.4. Failure to adequately divide the namespace will guarantee extensive and complicated beauraucracies, as well as increase conflicts that will impede the progress and growth of the internet. 25. Should domain name applicants be required to demonstrate that they have a basis for requesting a particular domain name? If so, what information should be supplied? Who should evaluate the information? On the basis of what criteria? E.25.1. The purpose of the TLD determines the necessary qualifications of the applicant, and also provides a guide as to whether the TLD can be delegated to the applicant. 26. How would the number of different gTLDs and the number of registrars affect the number and cost of resolving trademark disputes? E.26.1. Increasing the number of parties involved in a dispute increases the cost of resolution. 27. Where there are valid, but conflicting trademark rights for a single domain name, are there any technological solutions? E.27.1. No. 28. Are there any other issues that should be addressed in this area? E.28.1. No. ------------------------------ break ------------------------------ F. OTHER ISSUES Existing New Top Level Domain Applications The application process is documented in [RFC 1591], which describes the delegation and use of the existing top level domains COM. EDU, NET, ORG, INT, GOV, MIL, and the ISO-3166 two letter country code domains. It also describes the role of the Internet Assigned Numbers Authority (IANA), which is responsible for the overall coordination and management of the Domain Name System (DNS), and especially the delegation of portions of the name space called top-level domains. [RFC 1591] states "all requests for new top-level domains must be sent to the Internic (at hostmaster@internic.net)". If approved, these top level domains are added to the root.zone file which is carried by the root DNS servers. The latest root.zone can be found at: [ftp://rs.internic.net/domain/root.zone.gz] What has caused confusion is the scope in which [RFC 1591] accepts new top level domain name applications. Some have argued that historically only new ISO-3166 TLDs have been granted and that is the entire scope of this RFC. The actual paragraph that is in question is quoted here: 2. The Top Level Structure of the Domain Names In the Domain Name System (DNS) naming of computers there is a hierarchy of names. The root of system is unnamed. There are a set of what are called "top-level domain names" (TLDs). These are the generic TLDs (EDU, COM, NET, ORG, GOV, MIL, and INT), and the two letter country codes from ISO-3166. It is extremely unlikely that any other TLDs will be created. Expectation and reality aren't always the same thing, just like financial projections and earnings aren't the same. Does this paragraph mean that: a) No new TLDs of any sort will be delegated in the future? b) Only new ISO-3166 domains will be delegated in the future? c) There is no perceived need for additonal TLDs at this time? It is quite apparent that any two letter country codes identified by ISO-3166 could be added at the request of that country's government at any time. It does not say other TLDs will not be created, just that it is unlikely that they will. It was, presumably, left open like this in case there was a future need for other types of TLDs. It certainly does not say that new TLD applications outside of ISO-3166 (such as the majority of new TLD applications currently submitted to IANA), are not valid applications. [RFC 1591] is quite clear on the issue of processing applications for new TLDs: 3) The designated manager must be equitable to all groups in the domain that request domain names. This means that the same rules are applied to all requests, all requests must be processed in a non-discriminatory fashion, and academic and commercial (and other) users are treated on an equal basis. No bias shall be shown regarding requests that may come from customers of some other business related to the manager -- e.g., no preferential service for customers of a particular data network provider. There can be no requirement that a particular mail system (or other application), protocol, or product be used. There are no requirements on subdomains of top-level domains beyond the requirements on higher-level domains themselves. That is, the requirements in this memo are applied recursively. In particular, all subdomains shall be allowed to operate their own domain name servers, providing in them whatever information the subdomain manager sees fit (as long as it is true and correct). It quite clearly states that the same rules are applied to all TLD requests. This means that the assumption by some that only ISO-3166 TLDs should be processed is incorrect. It also says that all requests must be processed in a non-discriminatory fashion, and academic and commercial (and other) users are treated on an equal basis. It is quite clear that every application received by IANA must be processed, and that this (because the requirements are applied recursively), includes all the existing TLD applications received by IANA. No word has come from IANA as to why these new TLD applications have not been processed. It has however, in conjunction with the Internet Society (ISOC), International Telecommunication Union (ITU), World Intellectual Property Organization (WIPO), International Trademark Association (INTA), and the Internet Architecture Board (IAB), created the International Ad Hoc Committee (IAHC) which was supposed to address the legal, administrative, technical and operational concerns, with particular attention to the questions of fairness and functional stability of the domain name space. Unfortunately, the IAHC have not succeeded in this matter. ------------------------------ break ------------------------------ Best Regards, Simon ### Number: 321 From: Scott Persons <golden@uslink.net> To: NTIADC40.NTIAHQ40(dns) Date: 8/17/97 2:12pm Subject: Domain Names My comments: There's no question we need more domain names to handle internet growth. As for who should manage them, I recommend one group be in charge, but allow many others to offer them in order to foster competition. We shouldn't have to pay $50/year to a monopoly. Also, why hasn't anyone thought of adding the domain name ".biz"? It sounds a lot better than ".firm" or ".store" Thanks! Scott Persons golden@uslink.net A Golden Opportunity! Scott & Bozena Persons http://www.uslink.net/~golden golden@uslink.net ---------------------------------------------------------------~ "You can design your own future!" We'll help you make your dreams come true! ---------------------------------------------------------------~ ### Number: 322 From: "Alex Gigante" <algigan@ix.netcom.com> To: NTIADC40.NTIAHQ40(dns) Date: 8/17/97 2:49pm Subject: DNS I respectfully submit my comments regarding the domain-name system, annexed as a document in Word Perfect format. These comments briefly address issues that I discuss more fully in the following articles: Blackhole in Cyberspace: the Legal Void in the Internet, 15 John Marshall Journal of Computer and Information Law 413 (Spring 1997) Ice Patch on the Information Superhighway: Foreign Liability For Domestically Created Content, 14 Cardozo Arts and Entertainment Law Journal 523 (1996) "Domain-ia": The Growing Tension Between the DNS and Trademark Law, reprinted in Coordinating the Internet (MIT Press 1997) Alex Gigante Business Hours: agigante@putnam.com, and agigante@penguin.com All Other Times: algigan@ix.netcom.com Comments of Alexander Gigante The issues surrounding the domain-name system are interrelated with the organization and structure of the Internet. The so-called Internet Community is comprised of dozens of organizations and ad hoc groups that came into existence when the Internet was the province of DARPA and NSF. So long as these governmental agencies assumed responsibility for the Internet, no one questioned the authority of the Community acting under federal auspices to make decisions regarding the name space. However, the withdrawal of the governmental agencies from day-to-day Internet activities leaves the Community without legal basis for its actions. No statute gives IANA the power it wields. IAHC's authority is self-proclaimed. And so is the case with every group that currently participates in Internet governance. Thus, not surprisingly, the Community's credibility now seems to be slipping away, as exemplified by the domestic and international opposition to IAHC's proposal to create new gTLDs accompanied by a Council of IAHC-selected registrars. The current situation reflects the notion that the Internet should be allow to evolve in an unregulated environment. This idealistic view is a mistake. The lack of top-down structure will not mean an unregulated environment. To the contrary, it will result in an over- regulated and worse inconsistently regulated Internet. Absent some comprehensive international agreement regarding the applicable rules, each jurisdiction will go its separate way to enforce its own laws consistent with its national policies. A few years ago, a German court enforced German trademark law against an American Web site. A few months ago, a UK court assumed jurisdiction over a German company on an unfair-competition complaint filed by a US corporation. About six months ago, Mattel sued Hasbro in California federal court, claiming that Hasbro's Scrabble Web site violated Mattel's rights in the name under a variety of international and foreign trade laws. (Hasbro, which owns the SCRABBLE name only in the US and Canada could not, of course, deny access to surfers in Mattel's exclusive SCRABBLE territory, which encompasses everywhere else in the world.) Moreover, even assuming that the Community were permitted to govern the Internet free of conflict with real-world jurisdictions, its clubby, elitist approach reflective of the days when the Internet was the plaything of a select group of engineers has not generated wise decision-making. IAHC is forging ahead with its gTLD plan, despite credible evidence that it will not resolve any of the issues plaguing the current TLD system. Representatives of major intellectual property interests have already gone on record to state that the conflict between the domain-name system and real-world trademark law will continue under the new gTLDs. IAHC's presumptuous division of the world market for Internet registries does not even pay lip service to possible antitrust problems under US and foreign law. And what power will IAHC have to wrest the .com database from NSI if the latter, which asserts a proprietary right in the database, refuses to make it freely available on expiration of its cooperative agreement with NSF? The Internet generally, and the domain-name system in particular, need the following: 1. Regulation by a federal agency to establish basic, consistent rules for the allocation and registration of domain names; 2. Amendment of federal trademark law to eliminate conflicts between trademarks and domain names (specifically, by providing that one party's use of a domain name will not dilute or otherwise affect the goodwill attaching to another's trademark in the same name, thereby eliminating the primary reason for most domain-name litigation); 3. Clarify by legislation the legal status (including ownership) of the name space (the Internet Community's pious designation of the name space as a "public trust" resolves nothing: what are the self-appointed trustees' obligations? what laws define the trustees' duties and responsibilities?); 4. An international agreement addressing points 1, 2 and 3 on an international scale, including specifically establishing an international regulatory organization with defined, legally based powers, and removing authority from self-appointed Internet governors; 5. In addition, an international agreement to avoid inconsistent, conflicting regulation that will result from the application of dozens of laws to each Internet transmission (specifically, by applying exclusively the law of the country of origin: see my article at 14 Cardozo Arts and Entertainment Law Journal 523 [1996] for an example of such an approach) ### Number: 323 From: Michael Schneider <sastre@Anwalt.DE> To: NTIADC40.NTIAHQ40(dns) Date: 8/17/97 3:33pm Subject: FYI: Electronic Filing of Comments on Internet Domain Names Dear Sirs and Madams, with reference to the above-stated request for public comment, we transmit the following statement of position by eco - Electronic Commerce Forum e.V., Germany. With respect, - on behalf of eco e.V. - Michael Schneider (Chairman) Comments on the Registration and Administration of Internet Domain Names Department of Commerce - request for public comment [Docket No. 970613137-7137-01] Dear Sirs and Madams, With reference to the above-stated request for public comment, we transmit the following statement of position by eco - Electronic Commerce Forum e.V. As a result of the limited time available to us, we have not been able to answer all of the questions, or have only been able to provide cursory answer to some. With respect, signed Michael Schneider - Chairman - I. Background of eco The German non-profit association Electronic Commerce Forum e.V. (eco) was established by Internet service providers and enterprises which use the Internet and services based on the Internet for commercial purposes at the beginning of 1995. More than 60 members have now joined Eco - most of them enterprises. The association concentrates on two areas: (1) Services and interest representation for Internet service providers The association represents the political and economic interests of the leading German Internet service providers (ISPs). Eco views itself to be a "lobby" working on behalf of the ISPs and in this capacity it communicates with legislators and business associations; in addition, Eco is also involved in representing the interests of providers in numerous national and international projects. In this context, Eco is - together with others - preparing, for example, to found a pan-European ISP-Trade-Association (EuroISPA). Eco continues to be member in a worldwide platform of Internet-Trade-Associations which have recently formed in order to enable a global exchange of opinion regarding the interests and needs of the Internet industry. On behalf of the German ISPs Eco also performs technical, legal and content-related services. These in particular include the German ISP's exchange point "DE-CIX" and projects with regard to voluntary self-regulation. 1. Electronic Commerce The second point of concentration for Eco is the promotion and propagation of electronic commerce. Eco views itself in this context to be a platform for interested business groups jointly developing markets and solutions for electronic commerce. In the international arena Eco promotes the interests of its members within the framework of the Electronic-Commerce-Europe-Association (ECE), of which Eco is a founding member. II. STATEMENT OF POSITION A. Appropriate Principles Eco expressly supports the principles set out in Section A. We are of the opinion, however, that the following statements should in addition be considered: 1. The global nature of the Internet" should not only be taken into account in the technical respect. Rather, the Internet has in the meantime become a communications platform which from an economic point of view has become indispensable for many enterprises. For example, the German telecommunications market in general as well as the Internet market in particular, is - both with respect to revenues which are generated here and with respect to the number of subscribers - one of the biggest in the world. Internet has been playing an increasingly more important role here for years. 2. Accordingly, the interests of the German Internet industry must also be taken into account in all decisions which are of importance to the continued development of the network. This has not been successfully done within the framework of the IAHC process. 3. The composition of self-regulating bodies in the Internet must take regional factors into account. Only then it can be assured that regulations, which are to have worldwide effect, meet the requirements of national economies outside the USA: If this is not provided for, the development of Internet into a platform for global electronic commerce will be put in question. In this respect as well, neither the IAHC or the iPOC have yet been able to gain the confidence of business sectors lying outside the USA. Members of the iPOC moreover have been making the sustained impression - most recently at a meeting of various Internet trade associations (including CIX, CAIP, UK-ISPA, LINX and Eco) - that no satisfactory membership for this body can or shall be obtained for the time being. B. General/Organizational Framework Issues 1. What are the advantages and disadvantages of current domain name registration systems? One of the most significant disadvantages of the current domain name registration systems is above all to be found in its history: All registries which administer the TLDs traditionally derive their right to do so from the IANA. This is not based on written law, but rather on historically evolved agreements which continue to be accepted throughout the entire Internet. Such traditions have increasingly been criticized, however. The IANA is not a legal person, but rather a construct which is for the most part embodied in one single person. The administration of TLDs is predominantly organized along monopolistic lines, thus allowing individual organizations to dictate the conditions and prices at which they assign domains - a situation which in part still exists today. The administrators of the TLDs are not subject to any effective supervision. No adequate policies have been developed to extend the domain name space by structuring it beyond the top level. Moreover, action against the improper use of the name space was taken too late. Both has led to a shortage in the name space which was avoidable. 2. How might current domain name systems be improved? The solution to the current problem is not to be found in the further development of the DNS, but rather in the implementation of a directory system. As soon as technologies are available which lead Internet subscribers to find resources in another manner than by using canonical domain names, the rush for domains - in particular for Com-domains will decline significantly. As attractive domains are - within the additional name space which the IAHC as well as Alternic and others want to create - only available to a limited extent, a further impovement of the DNS by establishing additional gTLDS would only be helpful as a transitional solution. 3. By what entity, entities, or types of entities should current domain name systems be administered? What should the makeup of such an entity be? The DNS should be administered by a non-profit organization which is subject to the supervision of a self-regulating body, whose membership is balanced in terms of competencies and regions. In particular, the most important Internet "stakeholders" - above all the Internet service providers - should have a seat and vote in the self-regulating body. Government agencies should not have any role, or only an observational role, in the self-regulating body. 4. Are there decision-making processes that can serve as models for deciding on domain name registration systems (e.g., network numbering plan, standard-setting processes, spectrum allocation)? Are there private/public sector administered models or regimes that can be used for domain name registration (e.g., network numbering plan, standard setting processes, or spectrum allocation processes)? What is the proper role of national or international governmental/non-governmental organizations, if any, in national and international domain name registration systems? ./. 5. Should generic top level domains (gTLDs), (e.g., .com), be retired from circulation? Should geographic or country codes (e.g., .US) be required? If so, what should happen to the .com registry? Are gTLD management issues separable from questions about International Standards Organization (ISO) country code domains? From our perspective, there is no reason to retire the gTLDs, which are presently in use, from circulation. 6. Are there any technological solutions to current domain name registration issues? Are there any issues concerning the relationship of registrars and gTLDs with root servers? ./. 7. How can we ensure the scalability of the domain name system name and address spaces as well as ensure that root servers continue to interoperate and coordinate? In this context we refer to the proposal made above, according to which a directory system should be implemented and it should be ensured that the existing name space can be efficiently used. 8. How should the transition to any new systems be accomplished? The transition should not be made until worldwide consensus prevails with respect to the new system. It continues to be absolutely necessary for the new system to be developed and tested in accordance with recognized principles of project management. Here those organizations should be involved which are especially familiar with the technical development of the Internet (IETF, IAB, ISPs). 9. Are there any other issues that should be addressed in this area? ./. C. Creation of New gTLDs 10. Are there technical, practical, and/or policy considerations that constrain the total number of different gTLDs that can be created? From a technical perspective, the number of conceivable gTLDs and country TLDs is theoretically infinite. The technical expense which must be borne in order to create a larger number of new TLDs could be significant, however. Beyond this, the establishment of numerous new TLDs may confuse enterprises and subscribers which use the Internet as a platform for their business activities. 11. Should additional gTLDs be created? The simplest and at the first glance most efficient strategy in order to prevent a shortage in name domains is to introduce new generic top-level domains (gTLDs). The technical and administrative efforts involved in doing this are relatively low and an almost infinite number of additional name space can be easily created by means of alternative DNS extensions. It is not surprising, then, that all approaches to revise the DNS which were discussed in the past few years have also always included the implementation of new gTLDs. Nevertheless, we are of the view that this measure is not suitable for avoiding conflicts over name rights. They will instead cause many enterprises and organizations to see themselves forced to register their names under several gTLDs - which means in all categories of relevance to them. Should this prediction turn out to be true, the extension in the name space at the TLD level will have proven to be counter-productive. 12. Are there technical, business, and/or policy issues about guaranteeing the scalability of the name space associated with increasing the number of gTLDs? ./. 13. Are gTLD management issues separable from questions about ISO country code domains? From a technical point of view there is no reason to make a distinction between gTLDs and country TLDs. However, the sovereignty over country TLDs should be assigned to the self- regulating bodies in the respective countries. 14. Are there any other issues that should be addressed in this area? ./. D. Policies for Registries 15. Should a gTLD registrar have exclusive control over a particular gTLD? Are there any technical limitations on using shared registries for some or all gTLDs? Can exclusive and non-exclusive gTLDs coexist? A registrar should only have exclusive control over a particular gTLD if it is subject to the direct and unrestricted supervision of one of the above-described self-regulating bodies. The technical implications of sharing a registry have thus far not been sufficiently examined. Some experts doubt whether the model developed by the IAHC is technically feasible. Given this background, we urgently recommend that a technical analysis and suitable beta test be conducted before the model is implemented. Exclusive and non-exclusive gTLDs may easily coexist. 16. Should there be threshold requirements for domain name registrars, and what responsibilities should such registrars have? Who will determine these and how? Threshold requirements for domain name registrars are desirable from our perspective in order to guarantee a high quality of service, adherence to minimum standards in the areas of data protection as well as data security and the economic stability of the registrar. It is scarcely possible, however, to define requirements for registrars which prevent abuse and still meet anti- trust requirements. 17. Are there technical limitations on the possible number of domain name registrars? ./. 18. Are there technical, business and/or policy issues about the name space raised by increasing the number of domain name registrars? We assume that with a large number of competing registrars competition will be significant and perhaps even more than is being aimed. This could lead to rapid economic destabilization of those registrars which receive their main revenues from the domain business. Such a destabilization could limit the viability of the future DNS strategy as well as confidence in the stability of the Internet. 19. Should there be a limit on the number of different gTLDs a given registrar can administer? Does this depend on whether the registrar has exclusive or non-exclusive rights to the gTLD? In our opinion this question can currently not be answered. It should be raised again after the first experience has been gained with a limited number of new gTLDs - to which all registrars should receive equal access. 20. Are there any other issues that should be addressed in this area? ./. E. Trademark Issues 21. What trademark rights (e.g., registered trademarks, common law trademarks, geographic indications, etc.), if any, should be protected on the Internet vis-a-vis domain names? We are of the opinion that an efficient protection of trademarks and of trademark owners is not possible vis-a-vis domain names. In practice, the use of identical trademarks happens again and again, for example as they are registered for different classes. Furthermore the registration can - following the principle of territoriality - be applied for in different countries. Although there were various attempts to overcome territoriality by supranational treaties in the past - such as the Madrid Treaty - this has still not been entirely achieved. In addition, in some legal systems conflicts over names can also arise at a national level. In many cases, there is provision that although the holder of a prior right enjoys priority, he must consent to the use of this mark by a third party. This can, for instance, occur if the registration of an identical mark is not opposed in good time or if the earlier mark has not been used over a longer period of time. A legal solution in such cases of conflict does not exist; the disputed marks must exist alongside one another and their owners are compelled to compromise. On the Internet domain names have to be assigned in an unambiguous manner and therefore it is not conceivable to apply the legal rules dealing with trademark conflicts to the assignment of domains. In addition, trademark rights can not completely be protected in the Domain name area. 22. Should some process of preliminary review of an application for registration of a domain name be required, before allocation, to determine if it conflicts with a trademark, a trade name, a geographic indication, etc.? If so, what standards should be used? Who should conduct the preliminary review? If a conflict is found, what should be done, e.g., domain name applicant and/or trademark owner notified of the conflict? Automatic referral to dispute settlement? The following model should be taken into consideration (details in http://www.anwalt.de/publicat/inet_idx.htm). It is based on the joint use of a domain in case several applicants raise a claim to the related name: 1. Domains are assigned to the user on a first come, first served basis (following the principle of priority). 2. Should a further applicant raise a claim to a domain, this will be placed under joint administration ( sequestration"). 3. If after examination, the claim of the new user is unjustified, the domain will be assigned to the original user. If the original user's claim is invalid, then the name will be assigned to the new claimant. If both have a justified right to the use of a name, then the domain will be placed under permanent joint administration. In the case of the name being assigned to exactly one user, the defeated party will bear the costs of the examination and alteration. 4. Should further applicants wish to lay claim in the case of a permanent joint administration then the procedure as mentioned in (1) and (2) will be repeated analogously. 23. Aside from a preliminary review process, how should trademark rights be protected on the Internet vis-a-vis domain names? What entity(ies), if any, should resolve disputes? Are national courts the only appropriate forum for such disputes? Specifically, is there a role for national/international governmental/nongovernmental organizations? Disputes can only be decided in litigations presided over by national courts at present as a result of the varying regulations applying to trademark rights throughout the world. In this context, we have recommended the following to the German Ministry of Economics and the Ministry of Justice: TLD administration by a self-regulating bodies The administration of TLDs and the assignment of name space at the SLD level should continue to be performed by self-regulating bodies. It must be ensured by means of a suitable legal framework (by act of law or a public-law agreement between the government and the self-regulating body) that this task is performed lawfully, at a reasonable price and according to the principle of equal rights. Integration of the jurisdiction into the federal patent office The activity of the organization which is administering the name space should be closely tied to the tasks of the federal patent office (which in Germany is also responsible for the registration of trademarks). However, this should not apply to the assignment and technical administration of the name space as such, but rather for the issue of jurisdiction. To solve name conflicts, it appears to suggest itself - especially when taking into account the proximity of the issue with trademark rights - to set up judicial bodies at the federal patent office which have the final word in conflicts relating to domains. As far as the IAHC intends to solve domain disputes by setting up so-called "Administrative Challenge Panels" (ACPs) and by mediation and arbitration, their approach may basically be welcomed, but it does not ultimately lead to a satisfactory result for the following reasons: Mediation can only be successful if the parties involved in a dispute voluntarily adhere to the ruling of the mediator. Especially in an area of such economic importance as that represented by name rights, however, it is to be expected that the losing party will still act to initiate litigation even after the conclusion of the mediation. The establishment of a special jurisdiction and/or arbitration only makes sense if these are effectively agreed upon before any cause for legal dispute arises. This is extremely difficult, however, in the area of domain name administration. On the one hand, very different requirements are placed on arbitration agreements world-wide, which means that the effectiveness of this approach can be easily undermined simply by virtue of formal mistakes. On the other hand, an arbitration agreement can only lead to reasonable results if it must be mandatorily accepted by all parties involved - this is, however, delicate in an area in which an authority holds a dominant position in the market and may accordingly be subject to anti-trust regulations. 24. How can conflicts over trademarks best be prevented? What information resources (e.g. databases of registered domain names, registered trademarks, trade names) could help reduce potential conflicts? If there should be a database(s), who should create the database(s)? How should such a database(s) be used? Conflicts over trademarks can be prevented or reduced by either 1. replacing the directory function of the DNS by introducing an adequate directory system, or 2. introducing the above-described model of sequestration" to solve disputes. 25. Should domain name applicants be required to demonstrate that they have a basis for requesting a particular domain name? If so, what information should be supplied? Who should evaluate the information? On the basis of what criteria? Name rights should basically not be reviewed by registrars, as these may not have the necessary legal knowledge and, beyond this, may be subject to liability for significant compensation as a result of their rulings. A pre-review by government agencies - for instance the trademark offices - does not make sense either, as the review procedure would constrain the efficient assignment of domains, which is indispensable for electronic trade in Internet. 26. How would the number of different gTLDs and the number of registrars affect the number and cost of resolving trademark disputes? ./. 27. Where there are valid, but conflicting trademark rights for a single domain name, are there any technological solutions? An alternative solution which should be taken into consideration is based on the joint use of a domain in case several applicants raise a claim to a related name. 28. Are there any other issues that should be addressed in this area? ./. ### Number: 324 From: "j.poeppelmann@plateaux.com" <Jens@violet.xs2.net> To: NTIADC40.NTIAHQ40(dns) Date: 8/17/97 5:27pm Subject: Comments on Domain Names PETITION TO THE US DEPARTMENT OF COMMERCE IN SUPPORT OF THE NAME.SPACE(tm) SYSTEM OF GLOBAL DIRECTORY SERVICES (The New Paradigm for the Old DNS) I Jens do hereby support the design of the expanded toplevel Internet namespace which is currently operated by pgMedia, Inc.'s name.space(tm) service, located on the internet at http://namespace.pgmedia.net (or http://name.space). The paradigm implemented by name.space(tm) is the most pro-competitive, democratic and open system proposed so far with respect to opening up the administration and operation of the Domain-Name-System ("DNS"). The structure advocated by name.space(tm) removes the artificial barriers to entry that exist today as a result of the monopolistic control over the domain name registration market exerted by Network Solutions, Inc. ("NSI"). The name.space(tm) paradigm incorporates a fair, competitive structure which encourages investment and innovation by companies wishing to compete in the provision of this service which is essential to the operation and continued growth of the Internet. pgMedia, Inc. has created, through substantial private investment in research and development, its name.space(tm) registry administered by thirteen toplevel root-directory servers located in five countries. The name.space(tm) registry uses innovative and creative techniques which bring the old DNS out of the Cold War and into The 90'S. The name.space(tm) system decentralizes the administration of DNS and enables open competition in the Public Domain Toplevel Namespace without regulation by any governments or quasi-governmental authority, nor does it require the enactment of new laws or regulations. Description of the name.space(tm) service: On the name.space(tm) system, name registrations are taken by registrars who administer client accounts under the given toplevel name categories (publicly shared toplevel namespace). All registrars must register their digital ID with a trusted third party/parties which authenticates and authorizes them to function as registries. The application process is administered by an independent company, similar to the process used by banks when authorizing merchant credit-card accounts, and the operation of secure servers used in commercial transactions on the Internet today. Registries update the database on demand based on the availability of a given name address using the IDSD system (IDSD=Integral Database Synchronizer Daemon), a secure protocol developed by pgMedia which is available, without limitation or charge. (A detailed description of the IDSD protocol can be found at http://namespace.xs2.net/IDSD). IDSD makes it technically feasible for ALL registries to share the toplevel namespace equally, eliminating any technical justification for "exclusive" control over any given toplevel name by a single registry, such as NSI currently enjoys with ".com". Registration is accomplished instantaneously through an interactive, form-based interface on the World Wide Web with online payment options via a secure server. During the registration process, a registrant establishes an account, a contact "handle" and, of course its "name". The registrant has the option to choose whether or not its personal contact information will be publicly listed. All other account information, of course, remains confidential. The registrant may then establish a Portable Address Record, over which it has full administrative access on the name.space nameservers. This service allows a registrant to change service providers and easily take its "name" to a new host without delay or complications. Upon completion of the registration process by the registrant, the name.space(tm) system immediately processes the information and creates the second level entry into the toplevel database, which is then distributed to all other root-servers via the IDSD protocol. The registration process and the creation of Portable Address Records are instantaneous, and function on the Internet within minutes, not days or weeks as in the current system. Issues and Answers Under the name.space(tm) paradigm, the toplevel namespace functions as a Global Directory Service and would be managed within the competitive marketplace in the general interest of the Internet public through the various independent registrars. Each generic TLD ("gTLD") is administered by all registrars who wish to offer services thereunder with no exclusive claim of ownership of any toplevel name by any individual, corporation or government, subject to existing intellectual property law. These gTLDs may be added or removed based on public demand. Also, gTLDs may include languages other than English, limited only to the US ASCII character set, the English alphabet plus 10 digits and the hyphen for a total of 37 characters. All leading authorities are in agreement that there is no limit to the number of possible toplevel names, as there is no limit to the number of root directories under the UNIX file system. As NSI admits: "DNS is highly scaleable. There is no technical limit to the number of new top-level names that could be introduced. The original designer of DNS, Paul Mockapetris, has verified the scalability of DNS." (http://rs.internic.net/nic-support/nicnews/jun97/MYTHS4.html) Thus, any claim that expanding the toplevel namespace is technically not feasible is simply unfounded. The proponents of such claims seem to be guided by a desire to limit the potential market so as to create an artificial scarcity which translate into higher prices and profits. The use of arbitrarily defined and limited categories such as ".com" has forced many registrants to engage in verbal gymnastics, and to rely on unwieldy content-based search engines - this would be obviated by the full implementation of the name.space(tm) paradigm. Thus, for example, Acme.computers and Acme.plumbing could both have a presence on the Internet without having to artificially pervert their names. The "byte-counter mentality," which has plagued us with the dreaded "Millennium Bug," was responsible for the initial constraints on the toplevel domain name nomenclature. The name.space(tm) system simply recognizes that such limitations have long since been eliminated and are wholly artificial. With respect to intellectual property issues, no regulatory framework can assure the complete protection of holders of such rights against infringement by unauthorized parties. However, the potential for such infringement, which exists in all published media, should not be used as a basis to limit the free speech rights of the vast majority of law abiding users of the Internet, while protecting artificial monopolies. Furthermore, it is wholly inappropriate to empower any registrar to adjudicate the rights of holders of intellectual property, for that role must ultimatly reside with the courts. Fees for registration services should be dictated by the market. Waiver of fees and discounts should be considered for qualifying educational and non-profit organizations, as well as a selection of totally free categories (such as the Free.Zone provided currently by name.space*). In conclusion, name.space(tm) has developed and implemented a new paradigm for the Global Directory Services on the Internet by bringing the function of the old DNS, a legacy of the Cold War, into sync with the current dynamic of the public, global, civilian and commercial Internet. The name.space(tm) system is a reality today. The name.space(tm) automated registry has been fully functional for nearly one year now and has proven its reliability and desirability as evidenced by the thousands of users who have been using the name.space(tm) servers to resolve their DNS and those who have registered their names in name.space(tm) . I fully endorse and support the endeavors of pgMedia, Inc. and the name.space(tm) system and highly recommend that the U.S. Department of Commerce recommend and concur in its full implementation on the Internet. ------------------------------- Sunday, August 17, 1997 17:25:56 EDT Jens ### Number: 325 From: "rushkoff@interport.net" <Douglas.Rushkoff@violet.xs2.net> To: NTIADC40.NTIAHQ40(dns) Date: 8/17/97 5:34pm Subject: Comments on Domain Names PETITION TO THE US DEPARTMENT OF COMMERCE IN SUPPORT OF THE NAME.SPACE(tm) SYSTEM OF GLOBAL DIRECTORY SERVICES (The New Paradigm for the Old DNS) I Douglas Rushkoff do hereby support the design of the expanded toplevel Internet namespace which is currently operated by pgMedia, Inc.'s name.space(tm) service, located on the internet at http://namespace.pgmedia.net (or http://name.space). The paradigm implemented by name.space(tm) is the most pro-competitive, democratic and open system proposed so far with respect to opening up the administration and operation of the Domain-Name-System ("DNS"). The structure advocated by name.space(tm) removes the artificial barriers to entry that exist today as a result of the monopolistic control over the domain name registration market exerted by Network Solutions, Inc. ("NSI"). The name.space(tm) paradigm incorporates a fair, competitive structure which encourages investment and innovation by companies wishing to compete in the provision of this service which is essential to the operation and continued growth of the Internet. pgMedia, Inc. has created, through substantial private investment in research and development, its name.space(tm) registry administered by thirteen toplevel root-directory servers located in five countries. The name.space(tm) registry uses innovative and creative techniques which bring the old DNS out of the Cold War and into The 90'S. The name.space(tm) system decentralizes the administration of DNS and enables open competition in the Public Domain Toplevel Namespace without regulation by any governments or quasi-governmental authority, nor does it require the enactment of new laws or regulations. Description of the name.space(tm) service: On the name.space(tm) system, name registrations are taken by registrars who administer client accounts under the given toplevel name categories (publicly shared toplevel namespace). All registrars must register their digital ID with a trusted third party/parties which authenticates and authorizes them to function as registries. The application process is administered by an independent company, similar to the process used by banks when authorizing merchant credit-card accounts, and the operation of secure servers used in commercial transactions on the Internet today. Registries update the database on demand based on the availability of a given name address using the IDSD system (IDSD=Integral Database Synchronizer Daemon), a secure protocol developed by pgMedia which is available, without limitation or charge. (A detailed description of the IDSD protocol can be found at http://namespace.xs2.net/IDSD). IDSD makes it technically feasible for ALL registries to share the toplevel namespace equally, eliminating any technical justification for "exclusive" control over any given toplevel name by a single registry, such as NSI currently enjoys with ".com". Registration is accomplished instantaneously through an interactive, form-based interface on the World Wide Web with online payment options via a secure server. During the registration process, a registrant establishes an account, a contact "handle" and, of course its "name". The registrant has the option to choose whether or not its personal contact information will be publicly listed. All other account information, of course, remains confidential. The registrant may then establish a Portable Address Record, over which it has full administrative access on the name.space nameservers. This service allows a registrant to change service providers and easily take its "name" to a new host without delay or complications. Upon completion of the registration process by the registrant, the name.space(tm) system immediately processes the information and creates the second level entry into the toplevel database, which is then distributed to all other root-servers via the IDSD protocol. The registration process and the creation of Portable Address Records are instantaneous, and function on the Internet within minutes, not days or weeks as in the current system. Issues and Answers Under the name.space(tm) paradigm, the toplevel namespace functions as a Global Directory Service and would be managed within the competitive marketplace in the general interest of the Internet public through the various independent registrars. Each generic TLD ("gTLD") is administered by all registrars who wish to offer services thereunder with no exclusive claim of ownership of any toplevel name by any individual, corporation or government, subject to existing intellectual property law. These gTLDs may be added or removed based on public demand. Also, gTLDs may include languages other than English, limited only to the US ASCII character set, the English alphabet plus 10 digits and the hyphen for a total of 37 characters. All leading authorities are in agreement that there is no limit to the number of possible toplevel names, as there is no limit to the number of root directories under the UNIX file system. As NSI admits: "DNS is highly scaleable. There is no technical limit to the number of new top-level names that could be introduced. The original designer of DNS, Paul Mockapetris, has verified the scalability of DNS." (http://rs.internic.net/nic-support/nicnews/jun97/MYTHS4.html) Thus, any claim that expanding the toplevel namespace is technically not feasible is simply unfounded. The proponents of such claims seem to be guided by a desire to limit the potential market so as to create an artificial scarcity which translate into higher prices and profits. The use of arbitrarily defined and limited categories such as ".com" has forced many registrants to engage in verbal gymnastics, and to rely on unwieldy content-based search engines - this would be obviated by the full implementation of the name.space(tm) paradigm. Thus, for example, Acme.computers and Acme.plumbing could both have a presence on the Internet without having to artificially pervert their names. The "byte-counter mentality," which has plagued us with the dreaded "Millennium Bug," was responsible for the initial constraints on the toplevel domain name nomenclature. The name.space(tm) system simply recognizes that such limitations have long since been eliminated and are wholly artificial. With respect to intellectual property issues, no regulatory framework can assure the complete protection of holders of such rights against infringement by unauthorized parties. However, the potential for such infringement, which exists in all published media, should not be used as a basis to limit the free speech rights of the vast majority of law abiding users of the Internet, while protecting artificial monopolies. Furthermore, it is wholly inappropriate to empower any registrar to adjudicate the rights of holders of intellectual property, for that role must ultimatly reside with the courts. Fees for registration services should be dictated by the market. Waiver of fees and discounts should be considered for qualifying educational and non-profit organizations, as well as a selection of totally free categories (such as the Free.Zone provided currently by name.space*). In conclusion, name.space(tm) has developed and implemented a new paradigm for the Global Directory Services on the Internet by bringing the function of the old DNS, a legacy of the Cold War, into sync with the current dynamic of the public, global, civilian and commercial Internet. The name.space(tm) system is a reality today. The name.space(tm) automated registry has been fully functional for nearly one year now and has proven its reliability and desirability as evidenced by the thousands of users who have been using the name.space(tm) servers to resolve their DNS and those who have registered their names in name.space(tm) . I fully endorse and support the endeavors of pgMedia, Inc. and the name.space(tm) system and highly recommend that the U.S. Department of Commerce recommend and concur in its full implementation on the Internet. ------------------------------- Sunday, August 17, 1997 17:33:22 EDT Douglas Rushkoff 288 West 12th St. NY NY 10014 ### Number: 326 From: "may@hiregun.com" <May.S.Young@violet.xs2.net> To: NTIADC40.NTIAHQ40(dns) Date: 8/17/97 10:58pm Subject: Comments on Domain Names PETITION TO THE US DEPARTMENT OF COMMERCE IN SUPPORT OF THE NAME.SPACE(tm) SYSTEM OF GLOBAL DIRECTORY SERVICES (The New Paradigm for the Old DNS) I May S. Young do hereby support the design of the expanded toplevel Internet namespace which is currently operated by pgMedia, Inc.'s name.space(tm) service, located on the internet at http://namespace.pgmedia.net (or http://name.space). The paradigm implemented by name.space(tm) is the most pro-competitive, democratic and open system proposed so far with respect to opening up the administration and operation of the Domain-Name-System ("DNS"). The structure advocated by name.space(tm) removes the artificial barriers to entry that exist today as a result of the monopolistic control over the domain name registration market exerted by Network Solutions, Inc. ("NSI"). The name.space(tm) paradigm incorporates a fair, competitive structure which encourages investment and innovation by companies wishing to compete in the provision of this service which is essential to the operation and continued growth of the Internet. pgMedia, Inc. has created, through substantial private investment in research and development, its name.space(tm) registry administered by thirteen toplevel root-directory servers located in five countries. The name.space(tm) registry uses innovative and creative techniques which bring the old DNS out of the Cold War and into The 90'S. The name.space(tm) system decentralizes the administration of DNS and enables open competition in the Public Domain Toplevel Namespace without regulation by any governments or quasi-governmental authority, nor does it require the enactment of new laws or regulations. Description of the name.space(tm) service: On the name.space(tm) system, name registrations are taken by registrars who administer client accounts under the given toplevel name categories (publicly shared toplevel namespace). All registrars must register their digital ID with a trusted third party/parties which authenticates and authorizes them to function as registries. The application process is administered by an independent company, similar to the process used by banks when authorizing merchant credit-card accounts, and the operation of secure servers used in commercial transactions on the Internet today. Registries update the database on demand based on the availability of a given name address using the IDSD system (IDSD=Integral Database Synchronizer Daemon), a secure protocol developed by pgMedia which is available, without limitation or charge. (A detailed description of the IDSD protocol can be found at http://namespace.xs2.net/IDSD). IDSD makes it technically feasible for ALL registries to share the toplevel namespace equally, eliminating any technical justification for "exclusive" control over any given toplevel name by a single registry, such as NSI currently enjoys with ".com". Registration is accomplished instantaneously through an interactive, form-based interface on the World Wide Web with online payment options via a secure server. During the registration process, a registrant establishes an account, a contact "handle" and, of course its "name". The registrant has the option to choose whether or not its personal contact information will be publicly listed. All other account information, of course, remains confidential. The registrant may then establish a Portable Address Record, over which it has full administrative access on the name.space nameservers. This service allows a registrant to change service providers and easily take its "name" to a new host without delay or complications. Upon completion of the registration process by the registrant, the name.space(tm) system immediately processes the information and creates the second level entry into the toplevel database, which is then distributed to all other root-servers via the IDSD protocol. The registration process and the creation of Portable Address Records are instantaneous, and function on the Internet within minutes, not days or weeks as in the current system. Issues and Answers Under the name.space(tm) paradigm, the toplevel namespace functions as a Global Directory Service and would be managed within the competitive marketplace in the general interest of the Internet public through the various independent registrars. Each generic TLD ("gTLD") is administered by all registrars who wish to offer services thereunder with no exclusive claim of ownership of any toplevel name by any individual, corporation or government, subject to existing intellectual property law. These gTLDs may be added or removed based on public demand. Also, gTLDs may include languages other than English, limited only to the US ASCII character set, the English alphabet plus 10 digits and the hyphen for a total of 37 characters. All leading authorities are in agreement that there is no limit to the number of possible toplevel names, as there is no limit to the number of root directories under the UNIX file system. As NSI admits: "DNS is highly scaleable. There is no technical limit to the number of new top-level names that could be introduced. The original designer of DNS, Paul Mockapetris, has verified the scalability of DNS." (http://rs.internic.net/nic-support/nicnews/jun97/MYTHS4.html) Thus, any claim that expanding the toplevel namespace is technically not feasible is simply unfounded. The proponents of such claims seem to be guided by a desire to limit the potential market so as to create an artificial scarcity which translate into higher prices and profits. The use of arbitrarily defined and limited categories such as ".com" has forced many registrants to engage in verbal gymnastics, and to rely on unwieldy content-based search engines - this would be obviated by the full implementation of the name.space(tm) paradigm. Thus, for example, Acme.computers and Acme.plumbing could both have a presence on the Internet without having to artificially pervert their names. The "byte-counter mentality," which has plagued us with the dreaded "Millennium Bug," was responsible for the initial constraints on the toplevel domain name nomenclature. The name.space(tm) system simply recognizes that such limitations have long since been eliminated and are wholly artificial. With respect to intellectual property issues, no regulatory framework can assure the complete protection of holders of such rights against infringement by unauthorized parties. However, the potential for such infringement, which exists in all published media, should not be used as a basis to limit the free speech rights of the vast majority of law abiding users of the Internet, while protecting artificial monopolies. Furthermore, it is wholly inappropriate to empower any registrar to adjudicate the rights of holders of intellectual property, for that role must ultimatly reside with the courts. Fees for registration services should be dictated by the market. Waiver of fees and discounts should be considered for qualifying educational and non-profit organizations, as well as a selection of totally free categories (such as the Free.Zone provided currently by name.space*). In conclusion, name.space(tm) has developed and implemented a new paradigm for the Global Directory Services on the Internet by bringing the function of the old DNS, a legacy of the Cold War, into sync with the current dynamic of the public, global, civilian and commercial Internet. The name.space(tm) system is a reality today. The name.space(tm) automated registry has been fully functional for nearly one year now and has proven its reliability and desirability as evidenced by the thousands of users who have been using the name.space(tm) servers to resolve their DNS and those who have registered their names in name.space(tm) . I fully endorse and support the endeavors of pgMedia, Inc. and the name.space(tm) system and highly recommend that the U.S. Department of Commerce recommend and concur in its full implementation on the Internet. ------------------------------- Sunday, August 17, 1997 22:57:18 EDT May S. Young